401k Plan data: TRICOR INDUSTRIAL, INC. 401(K) PLAN plan

TRICOR INDUSTRIAL, INC. 401(K) PLAN 401k Plan overview

Plan Name	TRICOR INDUSTRIAL, INC. 401(K) PLAN
Plan identification number	002

TRICOR INDUSTRIAL, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRICOR INDUSTRIAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRICOR INDUSTRIAL, INC.

Employer identification number (EIN): 341618316

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRICOR INDUSTRIAL, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 LAURA WARNER 2023-10-02
002 2021-01-01 LAURA CASKEY 2022-10-17
002 2018-01-01 LAURA CASKEY 2019-10-14
002 2017-01-01
002 2016-01-01 LAURA CASKEY
002 2015-01-01 LAURA CASKEY
002 2014-01-01 LAURA CASKEY
002 2013-01-01 LAURA CASKEY
002 2012-01-01 LAURA CASKEY LAURA CASKEY 2013-10-11
002 2011-01-01 LAURA CASKEY
002 2010-01-01 LAURA CASKEY 2011-10-03

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	LAURA WARNER	2023-10-02
002	2021-01-01	LAURA CASKEY	2022-10-17
002	2018-01-01	LAURA CASKEY	2019-10-14
002	2017-01-01
002	2016-01-01	LAURA CASKEY
002	2015-01-01	LAURA CASKEY
002	2014-01-01	LAURA CASKEY
002	2013-01-01	LAURA CASKEY
002	2012-01-01	LAURA CASKEY		LAURA CASKEY	2013-10-11
002	2011-01-01	LAURA CASKEY
002	2010-01-01	LAURA CASKEY	2011-10-03

Plan Statistics for TRICOR INDUSTRIAL, INC. 401(K) PLAN

401k plan membership statisitcs for TRICOR INDUSTRIAL, INC. 401(K) PLAN

Measure Date Value
2022: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 193
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 27
Total of all active and inactive participants 2022-01-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 222
Number of participants with account balances 2022-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 199
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 26
Total of all active and inactive participants 2021-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 227
Number of participants with account balances 2021-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 5
2018: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 203
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 13
Total of all active and inactive participants 2018-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 216
Number of participants with account balances 2018-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 218
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 205
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 13
Total of all active and inactive participants 2017-01-01 218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 218
Number of participants with account balances 2017-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 213
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 224
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 12
Total of all active and inactive participants 2016-01-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 238
Number of participants with account balances 2016-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 189
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 11
Total of all active and inactive participants 2015-01-01 201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 201
Number of participants with account balances 2015-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 181
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 197
Number of participants with account balances 2014-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 170
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 7
Total of all active and inactive participants 2013-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 182
Number of participants with account balances 2013-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 156
Number of retired or separated participants receiving benefits 2012-01-01 6
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 166
Number of participants with account balances 2012-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 156
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 166
Number of participants with account balances 2011-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3

Measure	Date	Value
2022: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	193
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	27
Total of all active and inactive participants	2022-01-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	222
Number of participants with account balances	2022-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	199
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	26
Total of all active and inactive participants	2021-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	227
Number of participants with account balances	2021-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	5
2018: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	203
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	13
Total of all active and inactive participants	2018-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	216
Number of participants with account balances	2018-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	218
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	205
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	13
Total of all active and inactive participants	2017-01-01	218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	218
Number of participants with account balances	2017-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	213
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	224
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	12
Total of all active and inactive participants	2016-01-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	238
Number of participants with account balances	2016-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	189
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	11
Total of all active and inactive participants	2015-01-01	201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	201
Number of participants with account balances	2015-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	181
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	197
Number of participants with account balances	2014-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	170
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	7
Total of all active and inactive participants	2013-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	182
Number of participants with account balances	2013-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	156
Number of retired or separated participants receiving benefits	2012-01-01	6
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	166
Number of participants with account balances	2012-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	156
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	166
Number of participants with account balances	2011-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3

Financial Data on TRICOR INDUSTRIAL, INC. 401(K) PLAN

Measure	Date	Value
2022 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,866
Total income from all sources (including contributions)	2022-12-31	$-865,940
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,108,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,053,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$795,681
Value of total assets at end of year	2022-12-31	$9,931,290
Value of total assets at beginning of year	2022-12-31	$11,908,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$54,329
Total interest from all sources	2022-12-31	$11,735
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$186,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$186,731
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$586,098
Participant contributions at end of year	2022-12-31	$205,355
Participant contributions at beginning of year	2022-12-31	$104,218
Participant contributions at end of year	2022-12-31	$15,482
Participant contributions at beginning of year	2022-12-31	$17,735
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$10,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,973,952
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$9,931,290
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$11,905,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$9,332,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$11,459,401
Value of interest in pooled separate accounts at end of year	2022-12-31	$118,730
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$124,886
Interest on participant loans	2022-12-31	$7,853
Interest earned on other investments	2022-12-31	$3,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$253,950
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$196,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,860,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$198,839
Employer contributions (assets) at end of year	2022-12-31	$5,186
Employer contributions (assets) at beginning of year	2022-12-31	$5,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,053,683
Contract administrator fees	2022-12-31	$54,329
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$2,866
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2022-12-31	341310124
2021 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,866
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$4,787
Total income from all sources (including contributions)	2021-12-31	$2,385,772
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,536,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,473,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,025,071
Value of total assets at end of year	2021-12-31	$11,908,108
Value of total assets at beginning of year	2021-12-31	$11,060,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$62,642
Total interest from all sources	2021-12-31	$6,787
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$625,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$625,862
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$627,819
Participant contributions at end of year	2021-12-31	$104,218
Participant contributions at beginning of year	2021-12-31	$172,028
Participant contributions at end of year	2021-12-31	$17,735
Participant contributions at beginning of year	2021-12-31	$23,564
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$187,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$849,318
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$11,905,242
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,055,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$62,642
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$11,459,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$10,671,878
Value of interest in pooled separate accounts at end of year	2021-12-31	$124,886
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$174,187
Interest on participant loans	2021-12-31	$6,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$196,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$11,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$728,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$209,336
Employer contributions (assets) at end of year	2021-12-31	$5,386
Employer contributions (assets) at beginning of year	2021-12-31	$7,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,473,812
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$2,866
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$4,787
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2021-12-31	341310124
2018 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$663,913
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,218,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,149,073
Value of total corrective distributions	2018-12-31	$9,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$923,718
Value of total assets at end of year	2018-12-31	$7,199,962
Value of total assets at beginning of year	2018-12-31	$7,754,112
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$59,038
Total interest from all sources	2018-12-31	$5,474
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$342,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$342,607
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$599,555
Participant contributions at end of year	2018-12-31	$103,245
Participant contributions at beginning of year	2018-12-31	$129,441
Participant contributions at end of year	2018-12-31	$22,227
Participant contributions at beginning of year	2018-12-31	$20,643
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$144,589
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$2,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-554,150
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,199,962
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,754,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$37,040
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,062,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$7,505,407
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$5,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$89,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$89,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$4,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-607,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$179,574
Employer contributions (assets) at end of year	2018-12-31	$7,629
Employer contributions (assets) at beginning of year	2018-12-31	$7,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,149,073
Contract administrator fees	2018-12-31	$21,998
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2018-12-31	341310124
2017 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,740,595
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$342,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$294,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$846,522
Value of total assets at end of year	2017-12-31	$7,754,112
Value of total assets at beginning of year	2017-12-31	$6,355,899
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$47,495
Total interest from all sources	2017-12-31	$6,652
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$252,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$252,444
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$574,142
Participant contributions at end of year	2017-12-31	$129,441
Participant contributions at beginning of year	2017-12-31	$80,828
Participant contributions at end of year	2017-12-31	$20,643
Participant contributions at beginning of year	2017-12-31	$23,830
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$75,045
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$2,030
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$1,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,398,213
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,754,112
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,355,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$31,728
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$7,505,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,169,580
Interest on participant loans	2017-12-31	$5,698
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$89,188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$69,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$69,293
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$954
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$634,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$197,335
Employer contributions (assets) at end of year	2017-12-31	$7,403
Employer contributions (assets) at beginning of year	2017-12-31	$10,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$294,887
Contract administrator fees	2017-12-31	$15,767
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2017-12-31	341310124
2016 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,400
Total income from all sources (including contributions)	2016-12-31	$1,614,617
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$183,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$144,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,211,210
Value of total assets at end of year	2016-12-31	$6,355,899
Value of total assets at beginning of year	2016-12-31	$4,926,070
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$39,040
Total interest from all sources	2016-12-31	$3,852
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$172,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$172,694
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$583,846
Participant contributions at end of year	2016-12-31	$80,828
Participant contributions at beginning of year	2016-12-31	$97,450
Participant contributions at end of year	2016-12-31	$23,830
Participant contributions at beginning of year	2016-12-31	$14,992
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$422,323
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$1,975
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$1,533
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$1,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,431,229
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,355,899
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,924,670
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,169,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,746,912
Interest on participant loans	2016-12-31	$3,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$69,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$60,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$60,376
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$309
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$226,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$205,041
Employer contributions (assets) at end of year	2016-12-31	$10,393
Employer contributions (assets) at beginning of year	2016-12-31	$4,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$144,348
Contract administrator fees	2016-12-31	$39,040
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WALTHALL, LLP
Accountancy firm EIN	2016-12-31	340644631
2015 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,400
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$253
Total income from all sources (including contributions)	2015-12-31	$898,094
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$714,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$678,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$987,445
Value of total assets at end of year	2015-12-31	$4,926,070
Value of total assets at beginning of year	2015-12-31	$4,741,462
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$36,454
Total interest from all sources	2015-12-31	$3,289
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$178,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$178,892
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$595,268
Participant contributions at end of year	2015-12-31	$97,450
Participant contributions at beginning of year	2015-12-31	$66,188
Participant contributions at end of year	2015-12-31	$14,992
Participant contributions at beginning of year	2015-12-31	$13,435
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$197,351
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,533
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$1,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$183,461
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,924,670
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,741,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,746,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,577,615
Interest on participant loans	2015-12-31	$3,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$60,376
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$79,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$79,589
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-271,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$194,826
Employer contributions (assets) at end of year	2015-12-31	$4,807
Employer contributions (assets) at beginning of year	2015-12-31	$3,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$678,179
Contract administrator fees	2015-12-31	$36,454
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WALTHALL, LLP
Accountancy firm EIN	2015-12-31	340644631
2014 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$253
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$836,825
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$701,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$643,186
Value of total corrective distributions	2014-12-31	$4,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$594,003
Value of total assets at end of year	2014-12-31	$4,741,462
Value of total assets at beginning of year	2014-12-31	$4,605,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$53,213
Total interest from all sources	2014-12-31	$1,827
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$143,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$143,301
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$422,718
Participant contributions at end of year	2014-12-31	$66,188
Participant contributions at beginning of year	2014-12-31	$60,679
Participant contributions at end of year	2014-12-31	$13,435
Participant contributions at beginning of year	2014-12-31	$40,010
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$39,668
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$967
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$2,594
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$135,743
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,741,209
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,605,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,577,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,429,605
Interest on participant loans	2014-12-31	$1,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$79,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$59,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$59,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$97,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$131,617
Employer contributions (assets) at end of year	2014-12-31	$3,668
Employer contributions (assets) at beginning of year	2014-12-31	$13,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$643,186
Contract administrator fees	2014-12-31	$53,213
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WALTHALL, LLP
Accountancy firm EIN	2014-12-31	340644631
2013 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,365,783
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$267,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$267,875
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$646,487
Value of total assets at end of year	2013-12-31	$4,605,466
Value of total assets at beginning of year	2013-12-31	$3,507,558
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$200,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$348,897
Participant contributions at end of year	2013-12-31	$60,679
Participant contributions at end of year	2013-12-31	$40,010
Participant contributions at beginning of year	2013-12-31	$31,709
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$184,088
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,097,908
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,605,466
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,507,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,429,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,465,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$59,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$719,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$113,502
Employer contributions (assets) at end of year	2013-12-31	$13,048
Employer contributions (assets) at beginning of year	2013-12-31	$9,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$267,875
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WALTHALL, DRAKE AND WALLACE, LLP
Accountancy firm EIN	2013-12-31	341345804
2012 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$813,090
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$88,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$88,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$431,688
Value of total assets at end of year	2012-12-31	$3,507,558
Value of total assets at beginning of year	2012-12-31	$2,782,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$309,041
Participant contributions at end of year	2012-12-31	$31,709
Participant contributions at beginning of year	2012-12-31	$27,921
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$27,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$725,023
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,507,558
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,782,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,465,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,746,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$381,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$95,406
Employer contributions (assets) at end of year	2012-12-31	$9,945
Employer contributions (assets) at beginning of year	2012-12-31	$7,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$88,067
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WALTHALL,DRAKE & WALLACE, LLP
Accountancy firm EIN	2012-12-31	340644631
2011 : TRICOR INDUSTRIAL, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$267,404
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$364,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$364,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$357,431
Value of total assets at end of year	2011-12-31	$2,782,535
Value of total assets at beginning of year	2011-12-31	$2,879,215
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$272,027
Participant contributions at end of year	2011-12-31	$27,921
Participant contributions at beginning of year	2011-12-31	$25,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-96,680
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,782,535
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,879,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,746,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,845,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-90,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$85,404
Employer contributions (assets) at end of year	2011-12-31	$7,858
Employer contributions (assets) at beginning of year	2011-12-31	$7,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$364,084
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FRANK, SERINGER & CHANEY, INC.
Accountancy firm EIN	2011-12-31	341345804

Form 5500 Responses for TRICOR INDUSTRIAL, INC. 401(K) PLAN

2022: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2018: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRICOR INDUSTRIAL, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	241
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $126
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	126
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

627327

Policy instance

Insurance contract or identification number	627327
Number of Individuals Covered	241
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $56
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	56
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	241
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $80
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	80
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

627327

Policy instance

Insurance contract or identification number	627327
Number of Individuals Covered	241
Insurance policy start date	2021-11-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $74
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	74
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	218
Insurance policy start date	2018-11-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

627327

Policy instance

Insurance contract or identification number	627327
Number of Individuals Covered	218
Insurance policy start date	2018-11-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	TRICOR INDUSTRIAL, INC.
Employer identification number (EIN):	341618316
NAIC Classification:	332900