401k Plan data: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN plan

SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan Name	SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN
Plan identification number	001

SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AVIENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: AVIENT CORPORATION

Employer identification number (EIN): 341730488

NAIC Classification: 326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 JOAO JOSE SAN MARTIN
001 2013-05-01
001 2012-05-01 KENNETH M. SMITH
001 2011-05-01 KENNETH M. SMITH
001 2009-05-01 KENNETH SMITH KENNETH SMITH 2011-02-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	JOAO JOSE SAN MARTIN
001	2013-05-01
001	2012-05-01	KENNETH M. SMITH
001	2011-05-01	KENNETH M. SMITH
001	2009-05-01	KENNETH SMITH	KENNETH SMITH	2011-02-11

Plan Statistics for SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2016: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,641
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,399
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 250
Total of all active and inactive participants 2016-01-01 1,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 1,650
Number of participants with account balances 2016-01-01 1,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 176
2013: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-05-01 201
Total number of active participants reported on line 7a of the Form 5500 2013-05-01 0
Number of retired or separated participants receiving benefits 2013-05-01 0
Number of other retired or separated participants entitled to future benefits 2013-05-01 0
Total of all active and inactive participants 2013-05-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-05-01 0
Total participants 2013-05-01 0
Number of participants with account balances 2013-05-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-05-01 0
2012: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-05-01 186
Number of other retired or separated participants entitled to future benefits 2012-05-01 201
Total of all active and inactive participants 2012-05-01 201
Total participants 2012-05-01 201
Number of participants with account balances 2012-05-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-05-01 0
2011: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-05-01 191
Total number of active participants reported on line 7a of the Form 5500 2011-05-01 0
Number of retired or separated participants receiving benefits 2011-05-01 0
Number of other retired or separated participants entitled to future benefits 2011-05-01 186
Total of all active and inactive participants 2011-05-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-05-01 0
Total participants 2011-05-01 186
Number of participants with account balances 2011-05-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-05-01 0
2009: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-05-01 252
Total number of active participants reported on line 7a of the Form 5500 2009-05-01 0
Number of retired or separated participants receiving benefits 2009-05-01 0
Number of other retired or separated participants entitled to future benefits 2009-05-01 252
Total of all active and inactive participants 2009-05-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-05-01 0
Total participants 2009-05-01 252
Number of participants with account balances 2009-05-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-05-01 0

Measure	Date	Value
2016: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,641
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,399
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	250
Total of all active and inactive participants	2016-01-01	1,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	1,650
Number of participants with account balances	2016-01-01	1,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	176
2013: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-05-01	201
Total number of active participants reported on line 7a of the Form 5500	2013-05-01	0
Number of retired or separated participants receiving benefits	2013-05-01	0
Number of other retired or separated participants entitled to future benefits	2013-05-01	0
Total of all active and inactive participants	2013-05-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-05-01	0
Total participants	2013-05-01	0
Number of participants with account balances	2013-05-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-05-01	0
2012: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-05-01	186
Number of other retired or separated participants entitled to future benefits	2012-05-01	201
Total of all active and inactive participants	2012-05-01	201
Total participants	2012-05-01	201
Number of participants with account balances	2012-05-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-05-01	0
2011: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-05-01	191
Total number of active participants reported on line 7a of the Form 5500	2011-05-01	0
Number of retired or separated participants receiving benefits	2011-05-01	0
Number of other retired or separated participants entitled to future benefits	2011-05-01	186
Total of all active and inactive participants	2011-05-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-05-01	0
Total participants	2011-05-01	186
Number of participants with account balances	2011-05-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-05-01	0
2009: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-05-01	252
Total number of active participants reported on line 7a of the Form 5500	2009-05-01	0
Number of retired or separated participants receiving benefits	2009-05-01	0
Number of other retired or separated participants entitled to future benefits	2009-05-01	252
Total of all active and inactive participants	2009-05-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-05-01	0
Total participants	2009-05-01	252
Number of participants with account balances	2009-05-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-05-01	0

Financial Data on SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

Measure	Date	Value
2016 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$572,236
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$12,821,772
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$7,279,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,139,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,170,127
Value of total assets at end of year	2016-12-31	$86,710,992
Value of total assets at beginning of year	2016-12-31	$81,740,837
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$140,011
Total interest from all sources	2016-12-31	$95,087
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,192,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,192,593
Administrative expenses professional fees incurred	2016-12-31	$25,870
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,080,134
Participant contributions at end of year	2016-12-31	$2,347,197
Participant contributions at beginning of year	2016-12-31	$2,390,883
Participant contributions at end of year	2016-12-31	$143,524
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$34,187
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$35,724
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$809,151
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$87,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,542,391
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$86,710,992
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$81,740,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$17,780
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$70,750,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$66,749,838
Value of interest in pooled separate accounts at end of year	2016-12-31	$13,352,185
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$12,564,392
Interest on participant loans	2016-12-31	$95,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$4,149,380
Net investment gain/loss from pooled separate accounts	2016-12-31	$214,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,280,842
Employer contributions (assets) at end of year	2016-12-31	$83,759
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,052,223
Contract administrator fees	2016-12-31	$96,361
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	PLANTE MORAN, PLLC
Accountancy firm EIN	2016-12-31	381357951
2014 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-04-30	$29,203
Total income from all sources (including contributions)	2014-04-30	$4
Value of total assets at end of year	2014-04-30	$0
Value of total assets at beginning of year	2014-04-30	$29,199
Total interest from all sources	2014-04-30	$4
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-04-30	$0
Was this plan covered by a fidelity bond	2014-04-30	Yes
Value of fidelity bond cover	2014-04-30	$10,000,000
If this is an individual account plan, was there a blackout period	2014-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-04-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Value of net income/loss	2014-04-30	$4
Value of net assets at end of year (total assets less liabilities)	2014-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-04-30	$29,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-04-30	No
Were any leases to which the plan was party in default or uncollectible	2014-04-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-04-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-04-30	$29,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-04-30	$29,199
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-04-30	$4
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-04-30	No
Was there a failure to transmit to the plan any participant contributions	2014-04-30	No
Has the plan failed to provide any benefit when due under the plan	2014-04-30	No
Did the plan have assets held for investment	2014-04-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-04-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-04-30	Disclaimer
Accountancy firm name	2014-04-30	ROGERS, CLEM & CO
Accountancy firm EIN	2014-04-30	952694521
2013 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-04-30	$1,896
Value of total assets at end of year	2013-04-30	$29,199
Value of total assets at beginning of year	2013-04-30	$27,303
Total interest from all sources	2013-04-30	$1,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-04-30	$0
Was this plan covered by a fidelity bond	2013-04-30	Yes
Value of fidelity bond cover	2013-04-30	$10,000,000
If this is an individual account plan, was there a blackout period	2013-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-04-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-04-30	No
Value of net income/loss	2013-04-30	$1,896
Value of net assets at end of year (total assets less liabilities)	2013-04-30	$29,199
Value of net assets at beginning of year (total assets less liabilities)	2013-04-30	$27,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-04-30	No
Were any leases to which the plan was party in default or uncollectible	2013-04-30	No
Interest earned on other investments	2013-04-30	$1,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-04-30	$29,199
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-04-30	$27,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-04-30	$27,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-04-30	$5
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-04-30	No
Was there a failure to transmit to the plan any participant contributions	2013-04-30	No
Has the plan failed to provide any benefit when due under the plan	2013-04-30	No
Did the plan have assets held for investment	2013-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-04-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-04-30	Disclaimer
Accountancy firm name	2013-04-30	ROGERS, CLEM & CO
Accountancy firm EIN	2013-04-30	952694521
2012 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-04-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-04-30	$0
Total income from all sources (including contributions)	2012-04-30	$6,109
Total loss/gain on sale of assets	2012-04-30	$0
Total of all expenses incurred	2012-04-30	$8,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-04-30	$417
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-04-30	$0
Value of total assets at end of year	2012-04-30	$27,303
Value of total assets at beginning of year	2012-04-30	$29,215
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-04-30	$7,604
Total interest from all sources	2012-04-30	$6,109
Total dividends received (eg from common stock, registered investment company shares)	2012-04-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-04-30	$0
Was this plan covered by a fidelity bond	2012-04-30	Yes
Value of fidelity bond cover	2012-04-30	$10,000,000
If this is an individual account plan, was there a blackout period	2012-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-04-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-04-30	$3,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-04-30	No
Value of net income/loss	2012-04-30	$-1,912
Value of net assets at end of year (total assets less liabilities)	2012-04-30	$27,303
Value of net assets at beginning of year (total assets less liabilities)	2012-04-30	$29,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-04-30	No
Were any leases to which the plan was party in default or uncollectible	2012-04-30	No
Investment advisory and management fees	2012-04-30	$7,604
Interest earned on other investments	2012-04-30	$6,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-04-30	$27,303
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-04-30	$25,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-04-30	$25,727
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-04-30	$5
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-04-30	No
Was there a failure to transmit to the plan any participant contributions	2012-04-30	No
Has the plan failed to provide any benefit when due under the plan	2012-04-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-04-30	$417
Did the plan have assets held for investment	2012-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-04-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-04-30	Disclaimer
Accountancy firm name	2012-04-30	ROGERS, CLEM & CO.
Accountancy firm EIN	2012-04-30	952694521
2011 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-04-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-04-30	$0
Total income from all sources (including contributions)	2011-04-30	$5,015
Total loss/gain on sale of assets	2011-04-30	$0
Total of all expenses incurred	2011-04-30	$13,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-04-30	$8,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-04-30	$0
Value of total assets at end of year	2011-04-30	$29,215
Value of total assets at beginning of year	2011-04-30	$38,097
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-04-30	$4,988
Total interest from all sources	2011-04-30	$5,015
Total dividends received (eg from common stock, registered investment company shares)	2011-04-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-04-30	$0
Was this plan covered by a fidelity bond	2011-04-30	Yes
Value of fidelity bond cover	2011-04-30	$10,000,000
If this is an individual account plan, was there a blackout period	2011-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-04-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-04-30	$3,488
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-04-30	$6,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-04-30	No
Value of net income/loss	2011-04-30	$-8,882
Value of net assets at end of year (total assets less liabilities)	2011-04-30	$29,215
Value of net assets at beginning of year (total assets less liabilities)	2011-04-30	$38,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-04-30	No
Were any leases to which the plan was party in default or uncollectible	2011-04-30	No
Investment advisory and management fees	2011-04-30	$4,988
Interest earned on other investments	2011-04-30	$4,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-04-30	$25,727
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-04-30	$32,093
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-04-30	$32,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-04-30	$27
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-04-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-04-30	No
Has the plan failed to provide any benefit when due under the plan	2011-04-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-04-30	$8,909
Did the plan have assets held for investment	2011-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-04-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-04-30	Disclaimer
Accountancy firm name	2011-04-30	ROBERT E. MOE, CPA
Accountancy firm EIN	2011-04-30	330800760
2010 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-04-30	$0

Form 5500 Responses for SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

2016: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2013: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-05-01	Type of plan entity	Single employer plan
2013-05-01	This submission is the final filing	Yes
2013-05-01	Plan funding arrangement – Trust	Yes
2013-05-01	Plan benefit arrangement - Trust	Yes
2012: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-05-01	Type of plan entity	Single employer plan
2012-05-01	Plan funding arrangement – Trust	Yes
2012-05-01	Plan benefit arrangement - Trust	Yes
2011: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2011 form 5500 responses
2011-05-01	Type of plan entity	Single employer plan
2011-05-01	Submission has been amended	Yes
2011-05-01	This submission is the final filing	No
2011-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-05-01	Plan is a collectively bargained plan	No
2011-05-01	Plan funding arrangement – Trust	Yes
2011-05-01	Plan benefit arrangement - Trust	Yes
2009: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2009 form 5500 responses
2009-05-01	Type of plan entity	Single employer plan
2009-05-01	Submission has been amended	No
2009-05-01	This submission is the final filing	No
2009-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-05-01	Plan is a collectively bargained plan	No
2009-05-01	Plan funding arrangement – Trust	Yes
2009-05-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AVIENT CORPORATION
Employer identification number (EIN):	341730488
NAIC Classification:	326100