401k Plan data: MR. ROOTER 401(K) PLAN plan

MR. ROOTER 401(K) PLAN 401k Plan overview

Plan Name	MR. ROOTER 401(K) PLAN
Plan identification number	001

MR. ROOTER 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MR. ROOTER has sponsored the creation of one or more 401k plans.

Company Name: MR. ROOTER

Employer identification number (EIN): 341777965

NAIC Classification: 811490
NAIC Description: Other Personal and Household Goods Repair and Maintenance

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MR. ROOTER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01
001 2016-01-01
001 2015-01-01

Plan Statistics for MR. ROOTER 401(K) PLAN

401k plan membership statisitcs for MR. ROOTER 401(K) PLAN

Measure Date Value
2017: MR. ROOTER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 116
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 9
Total of all active and inactive participants 2017-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 125
Number of participants with account balances 2017-01-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: MR. ROOTER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 113
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 9
Total of all active and inactive participants 2016-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 122
Number of participants with account balances 2016-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1

Measure	Date	Value
2017: MR. ROOTER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	116
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	9
Total of all active and inactive participants	2017-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	125
Number of participants with account balances	2017-01-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: MR. ROOTER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	113
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	9
Total of all active and inactive participants	2016-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	122
Number of participants with account balances	2016-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1

Financial Data on MR. ROOTER 401(K) PLAN

Measure	Date	Value
2017 : MR. ROOTER 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$204,921
Total of all expenses incurred	2017-12-31	$43,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$27,986
Expenses. Certain deemed distributions of participant loans	2017-12-31	$1,477
Value of total corrective distributions	2017-12-31	$13,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$144,531
Value of total assets at end of year	2017-12-31	$411,369
Value of total assets at beginning of year	2017-12-31	$250,369
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$660
Total interest from all sources	2017-12-31	$371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$100,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$131,487
Participant contributions at end of year	2017-12-31	$11,741
Participant contributions at beginning of year	2017-12-31	$7,505
Participant contributions at end of year	2017-12-31	$2,515
Participant contributions at beginning of year	2017-12-31	$3,986
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$660
Total non interest bearing cash at end of year	2017-12-31	$297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$161,000
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$411,369
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$250,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$383,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$238,878
Income. Interest from loans (other than to participants)	2017-12-31	$371
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$60,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$13,044
Employer contributions (assets) at end of year	2017-12-31	$13,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$27,986
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BRADY WARE & COMPANY
Accountancy firm EIN	2017-12-31	351476702
2016 : MR. ROOTER 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$145,707
Total of all expenses incurred	2016-12-31	$37,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$17,747
Value of total corrective distributions	2016-12-31	$20,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$132,079
Value of total assets at end of year	2016-12-31	$250,369
Value of total assets at beginning of year	2016-12-31	$142,608
Total interest from all sources	2016-12-31	$49
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$121,100
Participant contributions at end of year	2016-12-31	$7,505
Participant contributions at end of year	2016-12-31	$3,986
Participant contributions at beginning of year	2016-12-31	$4,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$107,761
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$250,369
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$142,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$238,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$138,130
Interest on participant loans	2016-12-31	$49
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$13,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$10,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$17,747
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BRADY WARE & COMPANY
Accountancy firm EIN	2016-12-31	351476702

Form 5500 Responses for MR. ROOTER 401(K) PLAN

2017: MR. ROOTER 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: MR. ROOTER 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

37142301

Policy instance

Insurance contract or identification number	37142301
Number of Individuals Covered	4
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $20
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $20
Insurance broker organization code?	3
Insurance broker name	CHRISTOPHER SCHUMACHER

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Company Name:	MR. ROOTER
Employer identification number (EIN):	341777965
NAIC Classification:	811490
NAIC Description:	Other Personal and Household Goods Repair and Maintenance