?>
Logo

401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 401k Plan overview

Plan Name401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES
Plan identification number 001

401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RESERVE GROUP MANAGEMENT COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:RESERVE GROUP MANAGEMENT COMPANY, INC.
Employer identification number (EIN):341806678
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01SANDRA DICKSON2023-10-10
0012021-01-01SANDRA DICKSON2022-07-05
0012020-01-01SANDRA DICKSON2021-06-07
0012019-01-01SANDRA DICKSON2020-10-28
0012018-01-01SANDRA DICKSON2019-07-31
0012017-01-01DENNIS SHEETS2018-07-24
0012016-01-01DENNIS SHEETS2017-06-21
0012015-01-01
0012015-01-01SANDRA DICKSON2021-02-09
0012014-01-01DENNIS SHEETS2015-10-08
0012013-01-01DENNIS SHEETS2014-10-14
0012012-01-01DENNIS SHEETS
0012011-01-01DENNIS SHEETS, VICE PRESIDENT
0012009-01-01JAMES VAN TIEM

Plan Statistics for 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES

401k plan membership statisitcs for 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES

Measure Date Value
2012: 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-01131
Total number of active participants reported on line 7a of the Form 55002012-01-0135
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0144
Number of participants with account balances2012-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-01113
Total number of active participants reported on line 7a of the Form 55002011-01-01118
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01131
Number of participants with account balances2011-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-01123
Total number of active participants reported on line 7a of the Form 55002009-01-01106
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01115
Number of participants with account balances2009-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES

Measure Date Value
2012 : 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$2,648,634
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$762,667
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$196,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$196,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$384,859
Value of total assets at end of year2012-12-31$4,481,510
Value of total assets at beginning of year2012-12-31$6,563,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$62
Total interest from all sources2012-12-31$28,043
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$58,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$58,247
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$241,618
Participant contributions at end of year2012-12-31$41,805
Participant contributions at beginning of year2012-12-31$101,440
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,252,229
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$84,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$566,363
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,481,510
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,563,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,798,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$929,007
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,281,105
Interest on participant loans2012-12-31$3,789
Interest earned on other investments2012-12-31$24,254
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,641,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$291,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$59,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$196,242
Contract administrator fees2012-12-31$62
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BRO9CKMAN, COATS, GEDELIAN & COMPAN
Accountancy firm EIN2012-12-31341526704
2011 : 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$576,510
Total of all expenses incurred2011-12-31$163,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$163,425
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$555,777
Value of total assets at end of year2011-12-31$6,563,781
Value of total assets at beginning of year2011-12-31$6,150,696
Total interest from all sources2011-12-31$63,118
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$22,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$22,767
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$403,674
Participant contributions at end of year2011-12-31$101,440
Participant contributions at beginning of year2011-12-31$85,592
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$22,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$413,085
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,563,781
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,150,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$929,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$871,023
Value of interest in pooled separate accounts at end of year2011-12-31$3,281,105
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,173,460
Interest on participant loans2011-12-31$8,692
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$54,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,252,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,020,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-48,354
Net investment gain/loss from pooled separate accounts2011-12-31$-16,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$129,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$163,425
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROCKMAN, COATS, GEDELIAN & COMPANY
Accountancy firm EIN2011-12-31341526704
2010 : 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$988,527
Total of all expenses incurred2010-12-31$268,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$262,489
Expenses. Certain deemed distributions of participant loans2010-12-31$5,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$436,459
Value of total assets at end of year2010-12-31$6,150,696
Value of total assets at beginning of year2010-12-31$5,430,437
Total interest from all sources2010-12-31$63,005
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$6,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,923
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$339,427
Participant contributions at end of year2010-12-31$85,592
Participant contributions at beginning of year2010-12-31$63,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$720,259
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,150,696
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,430,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$871,023
Value of interest in pooled separate accounts at end of year2010-12-31$3,173,460
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,415,646
Interest on participant loans2010-12-31$7,031
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$55,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,020,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,951,228
Net investment gain/loss from pooled separate accounts2010-12-31$482,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$97,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$262,489
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROCKMAN, COATS, GEDELIAN & COMPANY
Accountancy firm EIN2010-12-31341526704
2009 : 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES

2012: 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: 401(K) PLAN FOR CERTAIN RESERVE GROUP EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333391-01
Policy instance 1
Insurance contract or identification number333391-01
Number of Individuals Covered31
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37014
Policy instance 1
Insurance contract or identification number37014
Number of Individuals Covered118
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37014
Policy instance 1
Insurance contract or identification number37014
Number of Individuals Covered113
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3