?>
Logo

RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 401k Plan overview

Plan NameRICERCA BIOSCIENCES, LLC INVESTMENT PLAN
Plan identification number 003

RICERCA BIOSCIENCES, LLC INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICERCA BIOSCIENCES, LLC has sponsored the creation of one or more 401k plans.

Company Name:RICERCA BIOSCIENCES, LLC
Employer identification number (EIN):341911003
NAIC Classification:541700

Additional information about RICERCA BIOSCIENCES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3153522

More information about RICERCA BIOSCIENCES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICERCA BIOSCIENCES, LLC INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032019-01-01
0032019-01-01
0032018-01-01
0032017-01-01JACQUELINE LUSTER JACQUELINE LUSTER2018-10-11
0032016-01-01BERNADETTE ARMBRUSTER
0032015-01-01BERNADETTE ARMBRUSTER
0032014-01-01BERNADETTE ARMBRUSTER
0032013-01-01CARLEEN C. MURPHY CARLEEN C. MURPHY2014-08-25
0032012-01-01CARLEEN C. MURPHY CARLEEN C. MURPHY2013-08-09
0032011-01-01CARLEEN C. MURPHY CARLEEN C. MURPHY2012-10-02
0032010-01-01CARLEEN MURPHY CARLEEN MURPHY2011-08-19
0032009-01-01CARLEEN MURPHY CARLEEN MURPHY2010-09-13

Plan Statistics for RICERCA BIOSCIENCES, LLC INVESTMENT PLAN

401k plan membership statisitcs for RICERCA BIOSCIENCES, LLC INVESTMENT PLAN

Measure Date Value
2019: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01136
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01156
Total number of active participants reported on line 7a of the Form 55002018-01-0173
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0163
Total of all active and inactive participants2018-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01136
Number of participants with account balances2018-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01271
Total number of active participants reported on line 7a of the Form 55002017-01-0170
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0186
Total of all active and inactive participants2017-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01156
Number of participants with account balances2017-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01257
Total number of active participants reported on line 7a of the Form 55002016-01-01186
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0182
Total of all active and inactive participants2016-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01268
Number of participants with account balances2016-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01265
Total number of active participants reported on line 7a of the Form 55002015-01-01153
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01100
Total of all active and inactive participants2015-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01253
Number of participants with account balances2015-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01295
Total number of active participants reported on line 7a of the Form 55002014-01-01171
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01265
Number of participants with account balances2014-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01376
Total number of active participants reported on line 7a of the Form 55002013-01-01201
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0192
Total of all active and inactive participants2013-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01293
Number of participants with account balances2013-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01415
Total number of active participants reported on line 7a of the Form 55002012-01-01208
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01168
Total of all active and inactive participants2012-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01376
Number of participants with account balances2012-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01436
Total number of active participants reported on line 7a of the Form 55002011-01-01285
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01127
Total of all active and inactive participants2011-01-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01412
Number of participants with account balances2011-01-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01353
Total number of active participants reported on line 7a of the Form 55002010-01-01310
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01100
Total of all active and inactive participants2010-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01411
Number of participants with account balances2010-01-01402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0125
2009: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01381
Total number of active participants reported on line 7a of the Form 55002009-01-01248
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0188
Total of all active and inactive participants2009-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01337
Number of participants with account balances2009-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0144

Financial Data on RICERCA BIOSCIENCES, LLC INVESTMENT PLAN

Measure Date Value
2019 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-01-07$0
Total transfer of assets from this plan2019-01-07$10,961,061
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-01-07$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-01-07$0
Total income from all sources (including contributions)2019-01-07$0
Total loss/gain on sale of assets2019-01-07$0
Total of all expenses incurred2019-01-07$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-01-07$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-01-07$0
Value of total assets at end of year2019-01-07$0
Value of total assets at beginning of year2019-01-07$10,961,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-01-07$0
Total interest from all sources2019-01-07$0
Total dividends received (eg from common stock, registered investment company shares)2019-01-07$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-01-07Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-01-07$0
Was this plan covered by a fidelity bond2019-01-07Yes
Value of fidelity bond cover2019-01-07$1,000,000
If this is an individual account plan, was there a blackout period2019-01-07No
Were there any nonexempt tranactions with any party-in-interest2019-01-07No
Participant contributions at end of year2019-01-07$0
Participant contributions at beginning of year2019-01-07$12,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-01-07No
Value of net income/loss2019-01-07$0
Value of net assets at end of year (total assets less liabilities)2019-01-07$0
Value of net assets at beginning of year (total assets less liabilities)2019-01-07$10,961,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-01-07No
Were any loans by the plan or fixed income obligations due to the plan in default2019-01-07No
Were any leases to which the plan was party in default or uncollectible2019-01-07No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-01-07$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-01-07$7,708,810
Value of interest in pooled separate accounts at end of year2019-01-07$0
Value of interest in pooled separate accounts at beginning of year2019-01-07$1,218,992
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-01-07$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-01-07$2,020,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-01-07No
Was there a failure to transmit to the plan any participant contributions2019-01-07No
Has the plan failed to provide any benefit when due under the plan2019-01-07No
Did the plan have assets held for investment2019-01-07No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-01-07No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-01-07Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-01-07No
Opinion of an independent qualified public accountant for this plan2019-01-07Unqualified
Accountancy firm name2019-01-07PLANTE & MORAN, PLLC
Accountancy firm EIN2019-01-07381357951
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-01-01$0
2018 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$20,226
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,249,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,193,693
Value of total corrective distributions2018-12-31$2,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$683,767
Value of total assets at end of year2018-12-31$10,961,061
Value of total assets at beginning of year2018-12-31$14,190,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,958
Total interest from all sources2018-12-31$31,231
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$100,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$100,369
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$404,757
Participant contributions at end of year2018-12-31$12,920
Participant contributions at beginning of year2018-12-31$22,612
Participant contributions at beginning of year2018-12-31$29,783
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$240,341
Other income not declared elsewhere2018-12-31$49,017
Administrative expenses (other) incurred2018-12-31$52,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,228,992
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,961,061
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,190,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,708,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,846,877
Value of interest in pooled separate accounts at end of year2018-12-31$1,218,992
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,702,978
Interest on participant loans2018-12-31$863
Interest earned on other investments2018-12-31$30,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,020,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,585,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-734,843
Net investment gain/loss from pooled separate accounts2018-12-31$-109,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$38,669
Employer contributions (assets) at beginning of year2018-12-31$2,752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,193,693
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2018-12-31381357951
2017 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$9,829,044
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,137,149
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,582,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,490,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$864,404
Value of total assets at end of year2017-12-31$14,190,053
Value of total assets at beginning of year2017-12-31$23,464,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$91,223
Total interest from all sources2017-12-31$56,278
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$135,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$135,641
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$708,587
Participant contributions at end of year2017-12-31$22,612
Participant contributions at beginning of year2017-12-31$139,432
Participant contributions at end of year2017-12-31$29,783
Participant contributions at beginning of year2017-12-31$36,415
Assets. Other investments not covered elsewhere at end of year2017-12-31$2
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$197,262
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$91,557
Other income not declared elsewhere2017-12-31$104,238
Administrative expenses (other) incurred2017-12-31$91,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$555,079
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,190,053
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$23,464,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,846,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$17,392,206
Value of interest in pooled separate accounts at end of year2017-12-31$1,702,978
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,236,236
Interest on participant loans2017-12-31$3,686
Interest earned on other investments2017-12-31$52,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,585,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,458,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,686,512
Net investment gain/loss from pooled separate accounts2017-12-31$290,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$64,260
Employer contributions (assets) at end of year2017-12-31$2,752
Employer contributions (assets) at beginning of year2017-12-31$3,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,490,847
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2017-12-31381357951
2016 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,925,590
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,074,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,975,986
Value of total corrective distributions2016-12-31$6,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,311,256
Value of total assets at end of year2016-12-31$23,464,018
Value of total assets at beginning of year2016-12-31$23,613,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$92,328
Total interest from all sources2016-12-31$57,484
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$199,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$199,536
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,027,265
Participant contributions at end of year2016-12-31$139,432
Participant contributions at beginning of year2016-12-31$148,764
Participant contributions at end of year2016-12-31$36,415
Participant contributions at beginning of year2016-12-31$33,781
Assets. Other investments not covered elsewhere at end of year2016-12-31$197,262
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$144,236
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$233,109
Other income not declared elsewhere2016-12-31$115,564
Administrative expenses (other) incurred2016-12-31$92,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-149,246
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,464,018
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,613,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$17,392,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,011,691
Value of interest in pooled separate accounts at end of year2016-12-31$2,236,236
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,986,367
Interest on participant loans2016-12-31$6,235
Interest earned on other investments2016-12-31$51,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,458,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,286,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,071,697
Net investment gain/loss from pooled separate accounts2016-12-31$170,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$50,882
Employer contributions (assets) at end of year2016-12-31$3,707
Employer contributions (assets) at beginning of year2016-12-31$1,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,975,986
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2016-12-31381357951
2015 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,101,189
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,407,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,302,816
Expenses. Certain deemed distributions of participant loans2015-12-31$2,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$977,023
Value of total assets at end of year2015-12-31$23,613,264
Value of total assets at beginning of year2015-12-31$26,920,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$103,026
Total interest from all sources2015-12-31$61,433
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$195,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$195,890
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$913,934
Participant contributions at end of year2015-12-31$148,764
Participant contributions at beginning of year2015-12-31$193,284
Participant contributions at end of year2015-12-31$33,781
Participant contributions at beginning of year2015-12-31$28,605
Assets. Other investments not covered elsewhere at end of year2015-12-31$144,236
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$161,488
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$41,991
Other income not declared elsewhere2015-12-31$71,040
Administrative expenses (other) incurred2015-12-31$103,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,306,800
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,613,264
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,920,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,011,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,151,779
Value of interest in pooled separate accounts at end of year2015-12-31$1,986,367
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$6,391
Interest earned on other investments2015-12-31$55,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,286,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,384,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-186,847
Net investment gain/loss from pooled separate accounts2015-12-31$-17,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$21,098
Employer contributions (assets) at end of year2015-12-31$1,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,302,816
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2015-12-31381357951
2014 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,027,453
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,548,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,538,351
Value of total corrective distributions2014-12-31$5,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,062,648
Value of total assets at end of year2014-12-31$26,920,064
Value of total assets at beginning of year2014-12-31$27,441,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,530
Total interest from all sources2014-12-31$63,957
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$246,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$246,377
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$991,464
Participant contributions at end of year2014-12-31$193,284
Participant contributions at beginning of year2014-12-31$197,708
Participant contributions at end of year2014-12-31$28,605
Participant contributions at beginning of year2014-12-31$40,805
Assets. Other investments not covered elsewhere at end of year2014-12-31$161,488
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$149,123
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$71,184
Administrative expenses (other) incurred2014-12-31$4,530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-521,021
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,920,064
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$27,441,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,151,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$24,339,844
Interest on participant loans2014-12-31$8,608
Interest earned on other investments2014-12-31$55,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,384,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,713,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$654,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,538,351
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHEN & COMPANY, LTD
Accountancy firm EIN2014-12-31341912961
2013 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,532,475
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,239,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,229,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,439,648
Value of total assets at end of year2013-12-31$27,441,085
Value of total assets at beginning of year2013-12-31$25,147,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,252
Total interest from all sources2013-12-31$56,929
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$244,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$244,409
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,136,176
Participant contributions at end of year2013-12-31$197,708
Participant contributions at beginning of year2013-12-31$261,828
Participant contributions at end of year2013-12-31$40,805
Participant contributions at beginning of year2013-12-31$41,585
Assets. Other investments not covered elsewhere at end of year2013-12-31$149,123
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$91,373
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$303,472
Administrative expenses (other) incurred2013-12-31$10,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,293,206
Value of net assets at end of year (total assets less liabilities)2013-12-31$27,441,085
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,147,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$24,339,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,347,773
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$9,753
Interest earned on other investments2013-12-31$47,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,713,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,398,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,791,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at beginning of year2013-12-31$6,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,229,017
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHEN & COMPANY,LTD
Accountancy firm EIN2013-12-31341912961
2012 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,725,400
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,006,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,003,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,288,320
Value of total assets at end of year2012-12-31$25,147,879
Value of total assets at beginning of year2012-12-31$25,428,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,902
Total interest from all sources2012-12-31$10,144
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$283,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$283,542
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,648,497
Participant contributions at end of year2012-12-31$261,828
Participant contributions at beginning of year2012-12-31$236,507
Participant contributions at end of year2012-12-31$41,585
Participant contributions at beginning of year2012-12-31$56,226
Assets. Other investments not covered elsewhere at end of year2012-12-31$91,373
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$246,258
Administrative expenses (other) incurred2012-12-31$2,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-280,997
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,147,879
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$25,428,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,347,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,521,553
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,584,876
Interest on participant loans2012-12-31$10,144
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,398,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,100,256
Net investment gain/loss from pooled separate accounts2012-12-31$43,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$393,565
Employer contributions (assets) at end of year2012-12-31$6,722
Employer contributions (assets) at beginning of year2012-12-31$29,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,003,495
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHEN & COMPANY, LTD
Accountancy firm EIN2012-12-31341912961
2011 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,377,907
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,965,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,962,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,410,350
Value of total assets at end of year2011-12-31$25,428,876
Value of total assets at beginning of year2011-12-31$26,016,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,570
Total interest from all sources2011-12-31$10,665
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$285,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$285,263
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,802,146
Participant contributions at end of year2011-12-31$236,507
Participant contributions at beginning of year2011-12-31$230,758
Participant contributions at end of year2011-12-31$56,226
Participant contributions at beginning of year2011-12-31$60,205
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$108,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-588,076
Value of net assets at end of year (total assets less liabilities)2011-12-31$25,428,876
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,016,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,521,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,411,182
Value of interest in pooled separate accounts at end of year2011-12-31$2,584,876
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,294,306
Interest on participant loans2011-12-31$10,665
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,381,564
Net investment gain/loss from pooled separate accounts2011-12-31$53,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$499,426
Employer contributions (assets) at end of year2011-12-31$29,714
Employer contributions (assets) at beginning of year2011-12-31$20,501
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,962,413
Contract administrator fees2011-12-31$3,570
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHEN & COMPANY, LTD
Accountancy firm EIN2011-12-31341912961
2010 : RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,436,701
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,062,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,020,900
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$40,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,145,124
Value of total assets at end of year2010-12-31$26,016,952
Value of total assets at beginning of year2010-12-31$20,643,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,550
Total interest from all sources2010-12-31$12,232
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$304,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$304,639
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,718,182
Participant contributions at end of year2010-12-31$230,758
Participant contributions at beginning of year2010-12-31$268,316
Participant contributions at end of year2010-12-31$60,205
Participant contributions at beginning of year2010-12-31$47,439
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,046,148
Other income not declared elsewhere2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,373,791
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,016,952
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$20,643,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,411,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$18,463,938
Value of interest in pooled separate accounts at end of year2010-12-31$2,294,306
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,863,468
Interest on participant loans2010-12-31$12,232
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,860,203
Net investment gain/loss from pooled separate accounts2010-12-31$114,503
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Contributions received in cash from employer2010-12-31$380,794
Employer contributions (assets) at end of year2010-12-31$20,501
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,020,900
Contract administrator fees2010-12-31$1,550
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COHEN & COMPANY, LTD.
Accountancy firm EIN2010-12-31341912961

Form 5500 Responses for RICERCA BIOSCIENCES, LLC INVESTMENT PLAN

2019: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICERCA BIOSCIENCES, LLC INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041935
Policy instance 1
Insurance contract or identification number041935
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041935
Policy instance 1
Insurance contract or identification number041935
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041935
Policy instance 1
Insurance contract or identification number041935
Number of Individuals Covered136
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041935
Policy instance 1
Insurance contract or identification number041935
Number of Individuals Covered149
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0419535
Policy instance 1
Insurance contract or identification number0419535
Number of Individuals Covered253
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0419535
Policy instance 1
Insurance contract or identification number0419535
Number of Individuals Covered265
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0419535
Policy instance 1
Insurance contract or identification number0419535
Number of Individuals Covered293
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0419535
Policy instance 2
Insurance contract or identification number0419535
Number of Individuals Covered376
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered406
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered402
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3