?>
Logo

CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 401k Plan overview

Plan NameCONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN
Plan identification number 001

CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONVERGENT CAPITAL MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:CONVERGENT CAPITAL MANAGEMENT LLC
Employer identification number (EIN):341975129
NAIC Classification:523900

Additional information about CONVERGENT CAPITAL MANAGEMENT LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3603234

More information about CONVERGENT CAPITAL MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01PATTI FISCHER
0012016-01-01PATTI FISCHER
0012015-01-01PATTI FISCHER
0012014-01-01PATTI FISCHER PATTI FISCHER2015-10-15
0012013-01-01PATTI FISCHER PATTI FISCHER2014-10-15
0012012-01-01PATTI FISCHER
0012011-01-01SUSAN RUDZINSKI
0012010-01-01JON C. HUNT
0012009-01-01JON C. HUNT JON C. HUNT2010-10-11

Plan Statistics for CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN

401k plan membership statisitcs for CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN

Measure Date Value
2018: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01177
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01226
Total number of active participants reported on line 7a of the Form 55002017-01-0187
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0189
Total of all active and inactive participants2017-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01177
Number of participants with account balances2017-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01292
Total number of active participants reported on line 7a of the Form 55002016-01-0199
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01127
Total of all active and inactive participants2016-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01226
Number of participants with account balances2016-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01292
Total number of active participants reported on line 7a of the Form 55002015-01-01177
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0190
Total of all active and inactive participants2015-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01268
Number of participants with account balances2015-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01286
Total number of active participants reported on line 7a of the Form 55002014-01-01194
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0197
Total of all active and inactive participants2014-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01292
Number of participants with account balances2014-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01298
Total number of active participants reported on line 7a of the Form 55002013-01-01193
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0191
Total of all active and inactive participants2013-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01285
Number of participants with account balances2013-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01322
Total number of active participants reported on line 7a of the Form 55002012-01-01200
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0195
Total of all active and inactive participants2012-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01298
Number of participants with account balances2012-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01217
Total number of active participants reported on line 7a of the Form 55002011-01-01213
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01105
Total of all active and inactive participants2011-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01322
Number of participants with account balances2011-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2010: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01227
Total number of active participants reported on line 7a of the Form 55002010-01-01143
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0170
Total of all active and inactive participants2010-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01216
Number of participants with account balances2010-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01102
Total number of active participants reported on line 7a of the Form 55002009-01-01145
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0182
Total of all active and inactive participants2009-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01227
Number of participants with account balances2009-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN

Measure Date Value
2018 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-128,399
Total unrealized appreciation/depreciation of assets2018-12-31$-128,399
Total transfer of assets from this plan2018-12-31$32,326,018
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-503,859
Total loss/gain on sale of assets2018-12-31$-14,084
Total of all expenses incurred2018-12-31$4,378,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,346,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,597,263
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$37,207,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,916
Total interest from all sources2018-12-31$7,031
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,243,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,129,986
Administrative expenses professional fees incurred2018-12-31$31,798
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$1,137,715
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,133,420
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$88,361
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,746
Other income not declared elsewhere2018-12-31$55,398
Administrative expenses (other) incurred2018-12-31$118
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$10,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-4,881,930
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$37,207,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$31,440
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$29,145,838
Interest on participant loans2018-12-31$3,858
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$2,500,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,424,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,424,913
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,173
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,253,390
Net investment gain or loss from common/collective trusts2018-12-31$-10,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$458,097
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$161,320
Income. Dividends from preferred stock2018-12-31$69,371
Income. Dividends from common stock2018-12-31$43,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,346,155
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,707,123
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Aggregate proceeds on sale of assets2018-12-31$752,572
Aggregate carrying amount (costs) on sale of assets2018-12-31$766,656
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2018-12-31954345526
2017 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$283,095
Total unrealized appreciation/depreciation of assets2017-12-31$283,095
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,820,734
Total loss/gain on sale of assets2017-12-31$11,014
Total of all expenses incurred2017-12-31$5,109,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,039,268
Expenses. Certain deemed distributions of participant loans2017-12-31$33,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,661,930
Value of total assets at end of year2017-12-31$37,207,948
Value of total assets at beginning of year2017-12-31$34,496,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36,452
Total interest from all sources2017-12-31$3,003
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,012,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$899,673
Administrative expenses professional fees incurred2017-12-31$36,452
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$1,137,715
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$828,930
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,155,584
Participant contributions at end of year2017-12-31$88,361
Participant contributions at beginning of year2017-12-31$148,643
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$5,349
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$52,313
Other income not declared elsewhere2017-12-31$6,095
Administrative expenses (other) incurred2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$10,475
Total non interest bearing cash at beginning of year2017-12-31$9,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$2,711,594
Value of net assets at end of year (total assets less liabilities)2017-12-31$37,207,948
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$34,496,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$31,440
Assets. partnership/joint venture interests at beginning of year2017-12-31$24,602
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$29,145,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$28,336,076
Interest on participant loans2017-12-31$2,664
Value of interest in common/collective trusts at end of year2017-12-31$2,500,763
Value of interest in common/collective trusts at beginning of year2017-12-31$779,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,424,913
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,491,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,491,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$339
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,640,961
Net investment gain or loss from common/collective trusts2017-12-31$202,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$454,033
Employer contributions (assets) at end of year2017-12-31$161,320
Employer contributions (assets) at beginning of year2017-12-31$138,288
Income. Dividends from preferred stock2017-12-31$85,682
Income. Dividends from common stock2017-12-31$27,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,039,268
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$197,540
Contract administrator fees2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,707,123
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,536,442
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,319,234
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,308,220
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2017-12-31954345526
2016 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-56,637
Total unrealized appreciation/depreciation of assets2016-12-31$-56,637
Total transfer of assets from this plan2016-12-31$9,458,918
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,152,189
Total loss/gain on sale of assets2016-12-31$-83,132
Total of all expenses incurred2016-12-31$3,422,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,391,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,173,248
Value of total assets at end of year2016-12-31$34,496,354
Value of total assets at beginning of year2016-12-31$43,225,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$30,691
Total interest from all sources2016-12-31$14,750
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$921,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$813,740
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$828,930
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$1,042,140
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,609,880
Participant contributions at end of year2016-12-31$148,643
Participant contributions at beginning of year2016-12-31$292,059
Participant contributions at end of year2016-12-31$5,349
Participant contributions at beginning of year2016-12-31$17,000
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$25,002
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$57,133
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$14,433
Total non interest bearing cash at end of year2016-12-31$9,600
Total non interest bearing cash at beginning of year2016-12-31$21,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$729,530
Value of net assets at end of year (total assets less liabilities)2016-12-31$34,496,354
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$43,225,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$24,602
Assets. partnership/joint venture interests at beginning of year2016-12-31$22,121
Investment advisory and management fees2016-12-31$20
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$28,336,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,698,271
Interest on participant loans2016-12-31$4,598
Income. Interest from corporate debt instruments2016-12-31$10,125
Value of interest in common/collective trusts at end of year2016-12-31$779,282
Value of interest in common/collective trusts at beginning of year2016-12-31$1,217,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,491,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,586,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,586,762
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$27
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,217,713
Net investment gain or loss from common/collective trusts2016-12-31$-49,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$506,235
Employer contributions (assets) at end of year2016-12-31$138,288
Employer contributions (assets) at beginning of year2016-12-31$377,826
Income. Dividends from preferred stock2016-12-31$59,816
Income. Dividends from common stock2016-12-31$48,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,391,968
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$197,540
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$30,671
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,536,442
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$4,924,829
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,527,023
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,610,155
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2016-12-31954345526
2015 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$171,577
Total unrealized appreciation/depreciation of assets2015-12-31$171,577
Total transfer of assets from this plan2015-12-31$4,610,876
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$16,751
Total income from all sources (including contributions)2015-12-31$3,459,326
Total loss/gain on sale of assets2015-12-31$473,831
Total of all expenses incurred2015-12-31$4,244,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,205,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,710,976
Value of total assets at end of year2015-12-31$43,225,742
Value of total assets at beginning of year2015-12-31$48,638,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,634
Total interest from all sources2015-12-31$8,365
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,273,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,040,623
Administrative expenses professional fees incurred2015-12-31$38,557
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$1,042,140
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$1,203,392
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,939,917
Participant contributions at end of year2015-12-31$292,059
Participant contributions at beginning of year2015-12-31$219,171
Participant contributions at end of year2015-12-31$17,000
Participant contributions at beginning of year2015-12-31$9,206
Assets. Other investments not covered elsewhere at end of year2015-12-31$25,002
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$50,970
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,938
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$16,751
Other income not declared elsewhere2015-12-31$15,060
Administrative expenses (other) incurred2015-12-31$77
Total non interest bearing cash at end of year2015-12-31$21,768
Total non interest bearing cash at beginning of year2015-12-31$23,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-785,246
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,225,742
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,621,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$22,121
Assets. partnership/joint venture interests at beginning of year2015-12-31$11,514
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,698,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$34,891,959
Interest on participant loans2015-12-31$6,771
Income. Interest from US Government securities2015-12-31$1,128
Value of interest in common/collective trusts at end of year2015-12-31$1,217,964
Value of interest in common/collective trusts at beginning of year2015-12-31$1,100,117
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,586,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,790,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,790,147
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$466
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$119,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,326,014
Net investment gain or loss from common/collective trusts2015-12-31$131,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$763,121
Employer contributions (assets) at end of year2015-12-31$377,826
Employer contributions (assets) at beginning of year2015-12-31$523,991
Income. Dividends from preferred stock2015-12-31$92,019
Income. Dividends from common stock2015-12-31$140,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,205,938
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$4,924,829
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$5,695,737
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,401,491
Aggregate carrying amount (costs) on sale of assets2015-12-31$2,927,660
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2015-12-31954345526
2014 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$384,062
Total unrealized appreciation/depreciation of assets2014-12-31$384,062
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$16,751
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,492,666
Total loss/gain on sale of assets2014-12-31$30,041
Total of all expenses incurred2014-12-31$1,670,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,628,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,873,605
Value of total assets at end of year2014-12-31$48,638,615
Value of total assets at beginning of year2014-12-31$44,799,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$41,721
Total interest from all sources2014-12-31$13,667
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,967,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,744,142
Administrative expenses professional fees incurred2014-12-31$41,529
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$1,203,392
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$911,157
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,933,404
Participant contributions at end of year2014-12-31$219,171
Participant contributions at beginning of year2014-12-31$308,590
Participant contributions at end of year2014-12-31$9,206
Participant contributions at beginning of year2014-12-31$7,630
Assets. Other investments not covered elsewhere at end of year2014-12-31$50,970
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$51,991
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$18,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$16,751
Other income not declared elsewhere2014-12-31$7,561
Administrative expenses (other) incurred2014-12-31$192
Total non interest bearing cash at end of year2014-12-31$23,332
Total non interest bearing cash at beginning of year2014-12-31$44,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,822,043
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,621,864
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$44,799,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$11,514
Assets. partnership/joint venture interests at beginning of year2014-12-31$1,217
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$34,891,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,013,759
Interest on participant loans2014-12-31$8,584
Interest earned on other investments2014-12-31$2,280
Income. Interest from US Government securities2014-12-31$2,241
Value of interest in common/collective trusts at end of year2014-12-31$1,100,117
Value of interest in common/collective trusts at beginning of year2014-12-31$1,173,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,790,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,094,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,094,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$119,079
Asset value of US Government securities at beginning of year2014-12-31$128,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$216,205
Net investment gain or loss from common/collective trusts2014-12-31$281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$921,366
Employer contributions (assets) at end of year2014-12-31$523,991
Employer contributions (assets) at beginning of year2014-12-31$517,290
Income. Dividends from preferred stock2014-12-31$80,046
Income. Dividends from common stock2014-12-31$143,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,628,902
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$5,695,737
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,547,948
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,134,751
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,104,710
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2014-12-31954345526
2013 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$836,064
Total unrealized appreciation/depreciation of assets2013-12-31$836,064
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,683,678
Total loss/gain on sale of assets2013-12-31$296,690
Total of all expenses incurred2013-12-31$4,791,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,742,113
Value of total corrective distributions2013-12-31$4,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,831,166
Value of total assets at end of year2013-12-31$44,799,821
Value of total assets at beginning of year2013-12-31$38,907,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$44,805
Total interest from all sources2013-12-31$18,790
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,128,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$982,520
Administrative expenses professional fees incurred2013-12-31$43,973
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$911,157
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$617,725
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,907,665
Participant contributions at end of year2013-12-31$308,590
Participant contributions at beginning of year2013-12-31$224,901
Participant contributions at end of year2013-12-31$7,630
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$51,991
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$155,628
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$90,781
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$45,756
Administrative expenses (other) incurred2013-12-31$832
Total non interest bearing cash at end of year2013-12-31$44,871
Total non interest bearing cash at beginning of year2013-12-31$5,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$5,892,639
Value of net assets at end of year (total assets less liabilities)2013-12-31$44,799,821
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$38,907,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$1,217
Assets. partnership/joint venture interests at beginning of year2013-12-31$4,465
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,013,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$24,281,318
Interest on participant loans2013-12-31$9,577
Interest earned on other investments2013-12-31$5,996
Income. Interest from US Government securities2013-12-31$2,207
Value of interest in common/collective trusts at end of year2013-12-31$1,173,002
Value of interest in common/collective trusts at beginning of year2013-12-31$4,793,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,094,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,518,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,518,546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$128,077
Asset value of US Government securities at beginning of year2013-12-31$135,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,338,384
Net investment gain or loss from common/collective trusts2013-12-31$1,188,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$832,720
Employer contributions (assets) at end of year2013-12-31$517,290
Employer contributions (assets) at beginning of year2013-12-31$491,783
Income. Dividends from preferred stock2013-12-31$47,376
Income. Dividends from common stock2013-12-31$98,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,742,113
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,547,948
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,678,389
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$21,855,330
Aggregate carrying amount (costs) on sale of assets2013-12-31$21,558,640
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2013-12-31954345526
2012 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$849,281
Total unrealized appreciation/depreciation of assets2012-12-31$849,281
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,936,610
Total loss/gain on sale of assets2012-12-31$257,646
Total of all expenses incurred2012-12-31$4,339,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,303,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,859,364
Value of total assets at end of year2012-12-31$38,907,182
Value of total assets at beginning of year2012-12-31$35,310,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,640
Total interest from all sources2012-12-31$19,180
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$960,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$802,900
Administrative expenses professional fees incurred2012-12-31$35,431
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$617,725
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$480,383
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,979,184
Participant contributions at end of year2012-12-31$224,901
Participant contributions at beginning of year2012-12-31$254,502
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$2,353
Assets. Other investments not covered elsewhere at end of year2012-12-31$155,628
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$155,062
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$22,451
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$581
Administrative expenses (other) incurred2012-12-31$209
Total non interest bearing cash at end of year2012-12-31$5,280
Total non interest bearing cash at beginning of year2012-12-31$982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,597,175
Value of net assets at end of year (total assets less liabilities)2012-12-31$38,907,182
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$35,310,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$4,465
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$24,281,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,578,855
Interest on participant loans2012-12-31$9,874
Interest earned on other investments2012-12-31$6,030
Income. Interest from US Government securities2012-12-31$2,172
Value of interest in common/collective trusts at end of year2012-12-31$4,793,856
Value of interest in common/collective trusts at beginning of year2012-12-31$3,721,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,518,546
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,925,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,925,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,104
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$135,291
Asset value of US Government securities at beginning of year2012-12-31$130,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,458,579
Net investment gain or loss from common/collective trusts2012-12-31$531,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$857,729
Employer contributions (assets) at end of year2012-12-31$491,783
Employer contributions (assets) at beginning of year2012-12-31$451,894
Income. Dividends from preferred stock2012-12-31$40,601
Income. Dividends from common stock2012-12-31$116,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,303,795
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,678,389
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,608,559
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$8,161,260
Aggregate carrying amount (costs) on sale of assets2012-12-31$7,903,614
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOLTHOUSE, CARLIN & VAN TRIGHT LLP
Accountancy firm EIN2012-12-31954345526
2011 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-91,276
Total unrealized appreciation/depreciation of assets2011-12-31$-91,276
Total transfer of assets to this plan2011-12-31$4,704,711
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,700,687
Total loss/gain on sale of assets2011-12-31$-123,471
Total of all expenses incurred2011-12-31$1,837,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,801,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,230,637
Value of total assets at end of year2011-12-31$35,310,007
Value of total assets at beginning of year2011-12-31$30,742,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$36,186
Total interest from all sources2011-12-31$18,025
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$747,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$618,079
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$35,855
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$480,383
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$422,378
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,483,235
Participant contributions at end of year2011-12-31$254,502
Participant contributions at beginning of year2011-12-31$233,080
Participant contributions at end of year2011-12-31$2,353
Participant contributions at beginning of year2011-12-31$4,045
Assets. Other investments not covered elsewhere at end of year2011-12-31$155,062
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$152,881
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$28,124
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$144
Administrative expenses (other) incurred2011-12-31$331
Total non interest bearing cash at end of year2011-12-31$982
Total non interest bearing cash at beginning of year2011-12-31$7,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-136,761
Value of net assets at end of year (total assets less liabilities)2011-12-31$35,310,007
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,742,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,578,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$18,749,502
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$8,098
Interest earned on other investments2011-12-31$6,068
Income. Interest from US Government securities2011-12-31$2,114
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$3,721,650
Value of interest in common/collective trusts at beginning of year2011-12-31$3,430,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,925,332
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,162,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,162,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,745
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$130,435
Asset value of US Government securities at beginning of year2011-12-31$119,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-972,745
Net investment gain or loss from common/collective trusts2011-12-31$-108,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$719,278
Employer contributions (assets) at end of year2011-12-31$451,894
Employer contributions (assets) at beginning of year2011-12-31$477,432
Income. Dividends from preferred stock2011-12-31$36,716
Income. Dividends from common stock2011-12-31$92,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,801,262
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,608,559
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$3,982,480
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$5,128,597
Aggregate carrying amount (costs) on sale of assets2011-12-31$5,252,068
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RICHARD WEGLARZ, CPA
Accountancy firm EIN2011-12-31954635567
2010 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$439,672
Total unrealized appreciation/depreciation of assets2010-12-31$439,672
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,338,645
Total loss/gain on sale of assets2010-12-31$45,524
Total of all expenses incurred2010-12-31$3,954,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,922,897
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,425,643
Value of total assets at end of year2010-12-31$30,742,057
Value of total assets at beginning of year2010-12-31$28,357,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,690
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$17,015
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$544,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$441,219
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$31,034
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$422,378
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$201,369
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,432,366
Participant contributions at end of year2010-12-31$233,080
Participant contributions at beginning of year2010-12-31$192,917
Participant contributions at end of year2010-12-31$4,045
Participant contributions at beginning of year2010-12-31$986
Assets. Other investments not covered elsewhere at end of year2010-12-31$152,881
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$98,590
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$287,847
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$2,388
Administrative expenses (other) incurred2010-12-31$656
Total non interest bearing cash at end of year2010-12-31$7,969
Total non interest bearing cash at beginning of year2010-12-31$16,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$2,384,058
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,742,057
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$28,357,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$18,749,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$19,324,432
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$8,078
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$4,348
Income. Interest from US Government securities2010-12-31$2,068
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$3,430,368
Value of interest in common/collective trusts at beginning of year2010-12-31$1,558,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,162,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,200,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,200,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,521
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$119,272
Asset value of US Government securities at beginning of year2010-12-31$113,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,281,410
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$582,846
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$705,430
Employer contributions (assets) at end of year2010-12-31$477,432
Employer contributions (assets) at beginning of year2010-12-31$292,335
Income. Dividends from preferred stock2010-12-31$26,450
Income. Dividends from common stock2010-12-31$76,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,922,897
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$3,982,480
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,359,077
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,613,807
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,568,283
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RICHARD WEGLARZ, CPA
Accountancy firm EIN2010-12-31954635567
2009 : CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN

2018: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CONVERGENT CAPITAL MANAGEMENT LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number52490
Policy instance 1
Insurance contract or identification number52490
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number52490
Policy instance 1
Insurance contract or identification number52490
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number52490
Policy instance 1
Insurance contract or identification number52490
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number25154
Policy instance 1
Insurance contract or identification number25154
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number25154
Policy instance 1
Insurance contract or identification number25154
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number25154
Policy instance 1
Insurance contract or identification number25154
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3