401k Plan data: NOIC 401(K) PLAN plan

NOIC 401(K) PLAN 401k Plan overview

Plan Name	NOIC 401(K) PLAN
Plan identification number	001

NOIC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NORTHERN OHIO INVESTMENT COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE NORTHERN OHIO INVESTMENT COMPANY

Employer identification number (EIN): 344316985

NAIC Classification: 522292
NAIC Description: Real Estate Credit

Additional information about THE NORTHERN OHIO INVESTMENT COMPANY

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1930-04-14

Company Identification Number: 141240

Legal Registered Office Address: 1701 WOODLANDS DRIVE
SUITE 100
MAUMEE
United States of America (USA)
43537

More information about THE NORTHERN OHIO INVESTMENT COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOIC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 RICHARD A. WHITE 2019-08-13 RICHARD A. WHITE 2019-08-13
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01 PAULINE SCHNELL PAULINE SCHNELL 2014-10-13
001 2012-01-01 PAULINE SCHNELL 2013-09-30
001 2011-01-01 PAULINE SCHNELL 2012-09-19
001 2010-01-01 PAULINE SCHNELL 2011-09-29 PAULINE SCHNELL 2011-09-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	RICHARD A. WHITE	2019-08-13	RICHARD A. WHITE	2019-08-13
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01	PAULINE SCHNELL		PAULINE SCHNELL	2014-10-13
001	2012-01-01	PAULINE SCHNELL	2013-09-30
001	2011-01-01	PAULINE SCHNELL	2012-09-19
001	2010-01-01	PAULINE SCHNELL	2011-09-29	PAULINE SCHNELL	2011-09-29

Plan Statistics for NOIC 401(K) PLAN

401k plan membership statisitcs for NOIC 401(K) PLAN

Measure Date Value
2018: NOIC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 207
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NOIC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 190
Number of other retired or separated participants entitled to future benefits 2017-01-01 17
Total of all active and inactive participants 2017-01-01 207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 207
Number of participants with account balances 2017-01-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NOIC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 205
Number of other retired or separated participants entitled to future benefits 2016-01-01 33
Total of all active and inactive participants 2016-01-01 238
Total participants 2016-01-01 238
Number of participants with account balances 2016-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NOIC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 180
Number of other retired or separated participants entitled to future benefits 2015-01-01 22
Total of all active and inactive participants 2015-01-01 202
Total participants 2015-01-01 202
Number of participants with account balances 2015-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NOIC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 162
Number of retired or separated participants receiving benefits 2014-01-01 13
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 175
Number of participants with account balances 2014-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NOIC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 158
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 9
Total of all active and inactive participants 2013-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 167
Number of participants with account balances 2013-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2018: NOIC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	207
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NOIC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	190
Number of other retired or separated participants entitled to future benefits	2017-01-01	17
Total of all active and inactive participants	2017-01-01	207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	207
Number of participants with account balances	2017-01-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NOIC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	205
Number of other retired or separated participants entitled to future benefits	2016-01-01	33
Total of all active and inactive participants	2016-01-01	238
Total participants	2016-01-01	238
Number of participants with account balances	2016-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NOIC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	180
Number of other retired or separated participants entitled to future benefits	2015-01-01	22
Total of all active and inactive participants	2015-01-01	202
Total participants	2015-01-01	202
Number of participants with account balances	2015-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NOIC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	162
Number of retired or separated participants receiving benefits	2014-01-01	13
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	175
Number of participants with account balances	2014-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NOIC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	158
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	9
Total of all active and inactive participants	2013-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	167
Number of participants with account balances	2013-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on NOIC 401(K) PLAN

Measure	Date	Value
2018 : NOIC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-10-09	$804,073
Total of all expenses incurred	2018-10-09	$5,887,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-10-09	$5,739,862
Value of total corrective distributions	2018-10-09	$137,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-10-09	$566,949
Value of total assets at end of year	2018-10-09	$0
Value of total assets at beginning of year	2018-10-09	$5,083,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-10-09	$10,088
Total interest from all sources	2018-10-09	$6,165
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-10-09	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-10-09	$0
Was this plan covered by a fidelity bond	2018-10-09	Yes
Value of fidelity bond cover	2018-10-09	$500,000
If this is an individual account plan, was there a blackout period	2018-10-09	No
Were there any nonexempt tranactions with any party-in-interest	2018-10-09	No
Contributions received from participants	2018-10-09	$566,949
Participant contributions at beginning of year	2018-10-09	$194,585
Other income not declared elsewhere	2018-10-09	$539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-09	No
Value of net income/loss	2018-10-09	$-5,083,440
Value of net assets at end of year (total assets less liabilities)	2018-10-09	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-10-09	$5,083,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-10-09	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-10-09	No
Were any leases to which the plan was party in default or uncollectible	2018-10-09	No
Value of interest in pooled separate accounts at beginning of year	2018-10-09	$4,786,800
Interest on participant loans	2018-10-09	$6,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-10-09	$102,055
Net investment gain/loss from pooled separate accounts	2018-10-09	$230,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-10-09	No
Was there a failure to transmit to the plan any participant contributions	2018-10-09	No
Has the plan failed to provide any benefit when due under the plan	2018-10-09	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-10-09	$5,739,862
Contract administrator fees	2018-10-09	$10,088
Did the plan have assets held for investment	2018-10-09	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-09	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-10-09	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-10-09	Yes
Opinion of an independent qualified public accountant for this plan	2018-10-09	Disclaimer
Accountancy firm name	2018-10-09	WEBER CLARK LTD
Accountancy firm EIN	2018-10-09	341591161
2017 : NOIC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,673,849
Total of all expenses incurred	2017-12-31	$318,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$271,823
Value of total corrective distributions	2017-12-31	$32,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$970,731
Value of total assets at end of year	2017-12-31	$5,083,440
Value of total assets at beginning of year	2017-12-31	$3,727,666
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$14,187
Total interest from all sources	2017-12-31	$9,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$949,051
Participant contributions at end of year	2017-12-31	$194,585
Participant contributions at beginning of year	2017-12-31	$128,479
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$21,680
Other income not declared elsewhere	2017-12-31	$666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,355,774
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,083,440
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,727,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,786,800
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,509,174
Interest on participant loans	2017-12-31	$9,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$102,055
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$90,013
Net investment gain/loss from pooled separate accounts	2017-12-31	$693,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$271,823
Contract administrator fees	2017-12-31	$14,187
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WEBER CLARK LTD
Accountancy firm EIN	2017-12-31	341591161
2016 : NOIC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,284,738
Total of all expenses incurred	2016-12-31	$254,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$232,811
Value of total corrective distributions	2016-12-31	$13,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,046,005
Value of total assets at end of year	2016-12-31	$3,727,666
Value of total assets at beginning of year	2016-12-31	$2,697,887
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$8,855
Total interest from all sources	2016-12-31	$6,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$890,382
Participant contributions at end of year	2016-12-31	$128,479
Participant contributions at beginning of year	2016-12-31	$148,705
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$155,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,029,779
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,727,666
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,697,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,509,174
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,549,182
Interest on participant loans	2016-12-31	$6,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$90,013
Net investment gain/loss from pooled separate accounts	2016-12-31	$232,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$232,811
Contract administrator fees	2016-12-31	$8,855
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WEBER OBRIEN
Accountancy firm EIN	2016-12-31	341591161
2015 : NOIC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$537,207
Total of all expenses incurred	2015-12-31	$71,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$64,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$624,853
Value of total assets at end of year	2015-12-31	$2,697,887
Value of total assets at beginning of year	2015-12-31	$2,231,814
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,262
Total interest from all sources	2015-12-31	$5,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$624,853
Participant contributions at end of year	2015-12-31	$148,705
Participant contributions at beginning of year	2015-12-31	$83,402
Participant contributions at beginning of year	2015-12-31	$28,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$466,073
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,697,887
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,231,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,923,517
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,549,182
Interest on participant loans	2015-12-31	$5,259
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$196,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$196,822
Net investment gain/loss from pooled separate accounts	2015-12-31	$-92,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$64,872
Contract administrator fees	2015-12-31	$6,262
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WEBER OBRIEN
Accountancy firm EIN	2015-12-31	341591161
2014 : NOIC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$463,241
Total of all expenses incurred	2014-12-31	$308,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$246,693
Value of total corrective distributions	2014-12-31	$60,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$421,490
Value of total assets at end of year	2014-12-31	$2,231,814
Value of total assets at beginning of year	2014-12-31	$2,076,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$990
Total interest from all sources	2014-12-31	$3,509
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$392,689
Participant contributions at end of year	2014-12-31	$83,402
Participant contributions at beginning of year	2014-12-31	$72,812
Participant contributions at end of year	2014-12-31	$28,073
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$28,801
Other income not declared elsewhere	2014-12-31	$-2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$154,952
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,231,814
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,076,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$990
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,923,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,782,490
Interest on participant loans	2014-12-31	$3,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$196,822
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$221,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$221,560
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$38,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$246,693
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WEBER OBRIEN
Accountancy firm EIN	2014-12-31	341591161
2013 : NOIC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$672,431
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$43,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$34,427
Value of total corrective distributions	2013-12-31	$7,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$401,699
Value of total assets at end of year	2013-12-31	$2,076,862
Value of total assets at beginning of year	2013-12-31	$1,447,851
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,590
Total interest from all sources	2013-12-31	$2,528
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$19,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$19,213
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$401,699
Participant contributions at end of year	2013-12-31	$72,812
Participant contributions at beginning of year	2013-12-31	$64,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$629,011
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,076,862
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,447,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,782,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,237,670
Interest on participant loans	2013-12-31	$2,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$221,560
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$145,444
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$145,444
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$248,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$34,427
Contract administrator fees	2013-12-31	$1,590
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WEBER O'BRIEN
Accountancy firm EIN	2013-12-31	341591161

Form 5500 Responses for NOIC 401(K) PLAN

2018: NOIC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NOIC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NOIC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NOIC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NOIC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NOIC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

601692

Policy instance

Insurance contract or identification number	601692
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $17,695
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $15,564
Insurance broker organization code?	3
Insurance broker name	PENSION INNOVATIONS & CONSULTING, L

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

601692

Policy instance

Insurance contract or identification number	601692
Number of Individuals Covered	175
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $13,635
Total amount of fees paid to insurance company	USD $2,172
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $13,635
Insurance broker organization code?	3
Amount paid for insurance broker fees	2172
Additional information about fees paid to insurance broker	ADMINISTRATIVE
Insurance broker name	PENSION INNOVATIONS & CONSULTING, L

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Company Name:	THE NORTHERN OHIO INVESTMENT COMPANY
Employer identification number (EIN):	344316985
NAIC Classification:	522292
NAIC Description:	Real Estate Credit

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1930-04-14
Company Identification Number:	141240
Legal Registered Office Address:	1701 WOODLANDS DRIVE SUITE 100 MAUMEE United States of America (USA) 43537