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SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 401k Plan overview

Plan NameSHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST
Plan identification number 001

SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SHUMAKER LOOP & KENDRICK LLP has sponsored the creation of one or more 401k plans.

Company Name:SHUMAKER LOOP & KENDRICK LLP
Employer identification number (EIN):344439491
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GARY R. DIESING
0012016-01-01GARY R. DIESING
0012015-01-01GARY R. DIESING
0012014-01-01GARY R. DIESING
0012013-01-01GARY R. DIESING
0012012-01-01GARY R. DIESING
0012011-01-01GARY R. DIESING
0012009-01-01GARY R DIESING JAMES O. RAMSER2010-10-14

Plan Statistics for SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST

Measure Date Value
2022: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01593
Total number of active participants reported on line 7a of the Form 55002022-01-01479
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01131
Total of all active and inactive participants2022-01-01610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01610
Number of participants with account balances2022-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01575
Total number of active participants reported on line 7a of the Form 55002021-01-01452
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01141
Total of all active and inactive participants2021-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01593
Number of participants with account balances2021-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01589
Total number of active participants reported on line 7a of the Form 55002020-01-01432
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01143
Total of all active and inactive participants2020-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01575
Number of participants with account balances2020-01-01525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01564
Total number of active participants reported on line 7a of the Form 55002019-01-01469
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01120
Total of all active and inactive participants2019-01-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01589
Number of participants with account balances2019-01-01525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01553
Total number of active participants reported on line 7a of the Form 55002018-01-01460
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01104
Total of all active and inactive participants2018-01-01564
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01564
Number of participants with account balances2018-01-01514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01546
Total number of active participants reported on line 7a of the Form 55002017-01-01472
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0181
Total of all active and inactive participants2017-01-01553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01553
Number of participants with account balances2017-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01490
Total number of active participants reported on line 7a of the Form 55002016-01-01456
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0183
Total of all active and inactive participants2016-01-01539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01539
Number of participants with account balances2016-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01481
Total number of active participants reported on line 7a of the Form 55002015-01-01399
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0178
Total of all active and inactive participants2015-01-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01477
Number of participants with account balances2015-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01437
Total number of active participants reported on line 7a of the Form 55002014-01-01395
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0173
Total of all active and inactive participants2014-01-01468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01468
Number of participants with account balances2014-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01457
Total number of active participants reported on line 7a of the Form 55002013-01-01373
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0163
Total of all active and inactive participants2013-01-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01437
Number of participants with account balances2013-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01445
Total number of active participants reported on line 7a of the Form 55002012-01-01379
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0169
Total of all active and inactive participants2012-01-01449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01449
Number of participants with account balances2012-01-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01453
Total number of active participants reported on line 7a of the Form 55002011-01-01369
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-01424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01424
Number of participants with account balances2011-01-01414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01286
Total number of active participants reported on line 7a of the Form 55002009-01-01344
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0164
Total of all active and inactive participants2009-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01409
Number of participants with account balances2009-01-01356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST

Measure Date Value
2022 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-15,417,596
Total unrealized appreciation/depreciation of assets2022-12-31$-15,417,596
Total transfer of assets to this plan2022-12-31$432,505
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-36,962,184
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$17,469,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$17,249,151
Expenses. Certain deemed distributions of participant loans2022-12-31$72,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,199,781
Value of total assets at end of year2022-12-31$225,426,555
Value of total assets at beginning of year2022-12-31$279,425,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$147,225
Total interest from all sources2022-12-31$56,455
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,502,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,502,728
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,332,044
Participant contributions at end of year2022-12-31$1,166,593
Participant contributions at beginning of year2022-12-31$1,251,785
Participant contributions at end of year2022-12-31$834,325
Participant contributions at beginning of year2022-12-31$921,530
Assets. Other investments not covered elsewhere at end of year2022-12-31$85,501,374
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$102,516,627
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$298,272
Other income not declared elsewhere2022-12-31$9,022
Administrative expenses (other) incurred2022-12-31$147,225
Total non interest bearing cash at end of year2022-12-31$269,777
Total non interest bearing cash at beginning of year2022-12-31$69,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-54,431,290
Value of net assets at end of year (total assets less liabilities)2022-12-31$225,426,555
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$279,425,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$121,991,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$159,847,416
Interest on participant loans2022-12-31$56,455
Value of interest in common/collective trusts at end of year2022-12-31$7,871,228
Value of interest in common/collective trusts at beginning of year2022-12-31$7,631,444
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$5,722,672
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,422,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,422,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-36,427,958
Net investment gain or loss from common/collective trusts2022-12-31$115,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,569,465
Employer contributions (assets) at end of year2022-12-31$2,068,856
Employer contributions (assets) at beginning of year2022-12-31$1,763,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$17,249,151
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$383,668
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$421,708
Total income from all sources (including contributions)2021-12-31$44,947,813
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$14,957,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$14,796,375
Expenses. Certain deemed distributions of participant loans2021-12-31$17,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,208,131
Value of total assets at end of year2021-12-31$279,425,340
Value of total assets at beginning of year2021-12-31$249,472,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$143,488
Total interest from all sources2021-12-31$66,676
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$10,121,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$10,121,886
Administrative expenses professional fees incurred2021-12-31$143,488
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,911,790
Participant contributions at end of year2021-12-31$1,251,785
Participant contributions at beginning of year2021-12-31$1,564,082
Participant contributions at end of year2021-12-31$921,530
Participant contributions at beginning of year2021-12-31$851,440
Assets. Other investments not covered elsewhere at end of year2021-12-31$102,516,627
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$96,020,839
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$595,688
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$421,708
Other income not declared elsewhere2021-12-31$12,469
Total non interest bearing cash at end of year2021-12-31$69,975
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$29,990,475
Value of net assets at end of year (total assets less liabilities)2021-12-31$279,425,340
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$249,051,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$159,847,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$134,730,377
Interest on participant loans2021-12-31$66,676
Value of interest in common/collective trusts at end of year2021-12-31$7,631,444
Value of interest in common/collective trusts at beginning of year2021-12-31$7,398,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,422,598
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$6,908,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$6,908,833
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$25,443,587
Net investment gain or loss from common/collective trusts2021-12-31$95,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,700,653
Employer contributions (assets) at end of year2021-12-31$1,763,965
Employer contributions (assets) at beginning of year2021-12-31$1,998,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$14,794,575
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$35,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$421,708
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$67,573
Total income from all sources (including contributions)2020-12-31$40,214,311
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$13,673,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$13,409,476
Expenses. Certain deemed distributions of participant loans2020-12-31$70,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,757,310
Value of total assets at end of year2020-12-31$249,472,905
Value of total assets at beginning of year2020-12-31$222,543,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$193,786
Total interest from all sources2020-12-31$84,865
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,183,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,183,004
Administrative expenses professional fees incurred2020-12-31$139,973
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,236,934
Participant contributions at end of year2020-12-31$1,564,082
Participant contributions at beginning of year2020-12-31$1,754,414
Participant contributions at end of year2020-12-31$851,440
Participant contributions at beginning of year2020-12-31$876,285
Assets. Other investments not covered elsewhere at end of year2020-12-31$96,020,839
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$85,888,202
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$118,144
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$421,708
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$67,573
Other income not declared elsewhere2020-12-31$10,373,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$26,540,338
Value of net assets at end of year (total assets less liabilities)2020-12-31$249,051,197
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$222,475,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$53,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$134,730,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$120,112,483
Interest on participant loans2020-12-31$84,865
Value of interest in common/collective trusts at end of year2020-12-31$7,398,911
Value of interest in common/collective trusts at beginning of year2020-12-31$6,091,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$6,908,833
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$5,657,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$5,657,258
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$9,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$14,682,649
Net investment gain or loss from common/collective trusts2020-12-31$133,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,402,232
Employer contributions (assets) at end of year2020-12-31$1,998,423
Employer contributions (assets) at beginning of year2020-12-31$2,162,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$13,399,890
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$384,217
Total transfer of assets to this plan2019-12-31$384,217
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$67,573
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$67,573
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$49,108,237
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$15,857,995
Total of all expenses incurred2019-12-31$15,857,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$15,510,047
Expenses. Certain deemed distributions of participant loans2019-12-31$151,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,291,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,291,931
Value of total assets at end of year2019-12-31$222,543,017
Value of total assets at beginning of year2019-12-31$188,840,985
Value of total assets at beginning of year2019-12-31$188,840,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$196,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$196,305
Total interest from all sources2019-12-31$174,466
Total interest from all sources2019-12-31$174,466
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,537,580
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,537,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,537,580
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,537,580
Administrative expenses professional fees incurred2019-12-31$148,510
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,257,507
Contributions received from participants2019-12-31$3,257,507
Participant contributions at end of year2019-12-31$1,754,414
Participant contributions at end of year2019-12-31$1,754,414
Participant contributions at beginning of year2019-12-31$1,950,342
Participant contributions at beginning of year2019-12-31$1,950,342
Participant contributions at end of year2019-12-31$876,285
Participant contributions at end of year2019-12-31$876,285
Participant contributions at beginning of year2019-12-31$705,224
Participant contributions at beginning of year2019-12-31$705,224
Assets. Other investments not covered elsewhere at end of year2019-12-31$85,888,202
Assets. Other investments not covered elsewhere at end of year2019-12-31$85,888,202
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$74,873,653
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$74,873,653
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$594,862
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$594,862
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$67,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$67,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$14,266,258
Other income not declared elsewhere2019-12-31$14,266,258
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$28,275
Total non interest bearing cash at beginning of year2019-12-31$28,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$33,250,242
Value of net income/loss2019-12-31$33,250,242
Value of net assets at end of year (total assets less liabilities)2019-12-31$222,475,444
Value of net assets at end of year (total assets less liabilities)2019-12-31$222,475,444
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$188,840,985
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$188,840,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$47,795
Investment advisory and management fees2019-12-31$47,795
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$120,112,483
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$120,112,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,811,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,811,775
Interest on participant loans2019-12-31$93,021
Interest on participant loans2019-12-31$93,021
Value of interest in common/collective trusts at end of year2019-12-31$6,091,774
Value of interest in common/collective trusts at end of year2019-12-31$6,091,774
Value of interest in common/collective trusts at beginning of year2019-12-31$6,906,285
Value of interest in common/collective trusts at beginning of year2019-12-31$6,906,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,657,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,657,258
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,292,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,292,564
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,292,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,292,564
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$81,445
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$81,445
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$5,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$20,694,361
Net investment gain or loss from common/collective trusts2019-12-31$143,641
Net investment gain or loss from common/collective trusts2019-12-31$143,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,439,562
Contributions received in cash from employer2019-12-31$5,439,562
Employer contributions (assets) at end of year2019-12-31$2,162,601
Employer contributions (assets) at end of year2019-12-31$2,162,601
Employer contributions (assets) at beginning of year2019-12-31$2,272,867
Employer contributions (assets) at beginning of year2019-12-31$2,272,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$15,504,408
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$318,133
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$202,063
Total income from all sources (including contributions)2018-12-31$-27,248
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,176,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,936,110
Expenses. Certain deemed distributions of participant loans2018-12-31$80,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,043,502
Value of total assets at end of year2018-12-31$188,840,985
Value of total assets at beginning of year2018-12-31$200,928,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$159,677
Total interest from all sources2018-12-31$177,277
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,928,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,928,877
Administrative expenses professional fees incurred2018-12-31$125,471
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,205,561
Participant contributions at end of year2018-12-31$1,950,342
Participant contributions at beginning of year2018-12-31$1,922,107
Participant contributions at end of year2018-12-31$705,224
Participant contributions at beginning of year2018-12-31$825,740
Assets. Other investments not covered elsewhere at end of year2018-12-31$74,873,653
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$78,687,357
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,341,087
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$202,063
Other income not declared elsewhere2018-12-31$-4,055,558
Total non interest bearing cash at end of year2018-12-31$28,275
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,203,819
Value of net assets at end of year (total assets less liabilities)2018-12-31$188,840,985
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$200,726,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$34,206
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$96,811,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$105,989,981
Interest on participant loans2018-12-31$93,039
Value of interest in common/collective trusts at end of year2018-12-31$6,906,285
Value of interest in common/collective trusts at beginning of year2018-12-31$6,549,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,292,564
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,931,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,931,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$84,238
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$12,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-12,255,540
Net investment gain or loss from common/collective trusts2018-12-31$134,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,496,854
Employer contributions (assets) at end of year2018-12-31$2,272,867
Employer contributions (assets) at beginning of year2018-12-31$2,022,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,923,716
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$196,291
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$202,063
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$38,453
Total income from all sources (including contributions)2017-12-31$35,349,766
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$11,182,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,967,244
Expenses. Certain deemed distributions of participant loans2017-12-31$12,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$10,002,462
Value of total assets at end of year2017-12-31$200,928,734
Value of total assets at beginning of year2017-12-31$176,401,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$202,817
Total interest from all sources2017-12-31$125,192
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,974,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,974,796
Administrative expenses professional fees incurred2017-12-31$202,817
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,257,802
Participant contributions at end of year2017-12-31$1,922,107
Participant contributions at beginning of year2017-12-31$1,698,627
Participant contributions at end of year2017-12-31$825,740
Participant contributions at beginning of year2017-12-31$726,263
Assets. Other investments not covered elsewhere at end of year2017-12-31$78,687,357
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$73,846,932
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,452,386
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$198,173
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$202,063
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$38,453
Other income not declared elsewhere2017-12-31$8,806,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$24,167,632
Value of net assets at end of year (total assets less liabilities)2017-12-31$200,726,671
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$176,362,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$105,989,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$88,293,908
Interest on participant loans2017-12-31$80,981
Value of interest in common/collective trusts at end of year2017-12-31$6,549,109
Value of interest in common/collective trusts at beginning of year2017-12-31$4,773,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,931,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,768,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,768,585
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$44,211
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$13,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,336,995
Net investment gain or loss from common/collective trusts2017-12-31$103,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,292,274
Employer contributions (assets) at end of year2017-12-31$2,022,739
Employer contributions (assets) at beginning of year2017-12-31$2,094,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,953,570
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31REHMANN ROBSON LLC
Accountancy firm EIN2017-12-31383635706
2016 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$66,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$38,453
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$104,715
Total income from all sources (including contributions)2016-12-31$20,642,276
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,654,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,461,601
Expenses. Certain deemed distributions of participant loans2016-12-31$16,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,236,111
Value of total assets at end of year2016-12-31$176,401,201
Value of total assets at beginning of year2016-12-31$161,412,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$176,138
Total interest from all sources2016-12-31$79,196
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,394,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,394,430
Administrative expenses professional fees incurred2016-12-31$176,138
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,876,121
Participant contributions at end of year2016-12-31$1,698,627
Participant contributions at beginning of year2016-12-31$1,665,949
Participant contributions at end of year2016-12-31$726,263
Participant contributions at beginning of year2016-12-31$627,229
Assets. Other investments not covered elsewhere at end of year2016-12-31$73,846,932
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$69,471,143
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,130,694
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$198,173
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$53,830
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$38,453
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$104,715
Other income not declared elsewhere2016-12-31$4,711,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$14,987,941
Value of net assets at end of year (total assets less liabilities)2016-12-31$176,362,748
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$161,307,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$88,293,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$79,950,205
Interest on participant loans2016-12-31$70,052
Value of interest in common/collective trusts at end of year2016-12-31$4,773,851
Value of interest in common/collective trusts at beginning of year2016-12-31$4,790,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,768,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,839,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,839,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$9,144
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$11,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,157,145
Net investment gain or loss from common/collective trusts2016-12-31$63,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,229,296
Employer contributions (assets) at end of year2016-12-31$2,094,862
Employer contributions (assets) at beginning of year2016-12-31$2,014,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,449,685
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31REHMANN ROBSON LLC
Accountancy firm EIN2016-12-31383635706
2015 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$43,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$104,715
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$67,913
Total income from all sources (including contributions)2015-12-31$7,612,190
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,345,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,065,853
Expenses. Certain deemed distributions of participant loans2015-12-31$46,870
Value of total corrective distributions2015-12-31$30,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,936,675
Value of total assets at end of year2015-12-31$161,412,673
Value of total assets at beginning of year2015-12-31$160,065,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$202,611
Total interest from all sources2015-12-31$71,033
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,159,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,159,809
Administrative expenses professional fees incurred2015-12-31$202,611
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,665,278
Participant contributions at end of year2015-12-31$1,665,949
Participant contributions at beginning of year2015-12-31$1,710,592
Participant contributions at end of year2015-12-31$627,229
Participant contributions at beginning of year2015-12-31$580,055
Assets. Other investments not covered elsewhere at end of year2015-12-31$69,471,143
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$73,080,213
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$41,473
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$53,830
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$61,475
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$104,715
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$67,913
Other income not declared elsewhere2015-12-31$-858,073
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$27
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,266,467
Value of net assets at end of year (total assets less liabilities)2015-12-31$161,307,958
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$159,997,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$79,950,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$75,709,677
Interest on participant loans2015-12-31$70,677
Value of interest in common/collective trusts at end of year2015-12-31$4,790,758
Value of interest in common/collective trusts at beginning of year2015-12-31$4,832,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,839,009
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,101,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,101,631
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$356
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$19,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,763,569
Net investment gain or loss from common/collective trusts2015-12-31$66,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,229,924
Employer contributions (assets) at end of year2015-12-31$2,014,550
Employer contributions (assets) at beginning of year2015-12-31$1,989,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,045,912
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31REHMANN ROBSON LLC
Accountancy firm EIN2015-12-31383635706
2014 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$149,476
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$67,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$122,759
Total income from all sources (including contributions)2014-12-31$17,500,387
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,674,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,385,008
Value of total corrective distributions2014-12-31$63,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,131,201
Value of total assets at end of year2014-12-31$160,065,619
Value of total assets at beginning of year2014-12-31$145,144,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$226,194
Total interest from all sources2014-12-31$134,016
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,773,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,177,714
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,638,193
Participant contributions at end of year2014-12-31$1,710,592
Participant contributions at beginning of year2014-12-31$1,448,575
Participant contributions at end of year2014-12-31$580,055
Participant contributions at beginning of year2014-12-31$548,766
Assets. Other investments not covered elsewhere at end of year2014-12-31$73,080,213
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$65,833,314
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$422,235
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$61,475
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$114,111
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$67,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$122,759
Other income not declared elsewhere2014-12-31$3,715,247
Total non interest bearing cash at end of year2014-12-31$27
Total non interest bearing cash at beginning of year2014-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$14,826,151
Value of net assets at end of year (total assets less liabilities)2014-12-31$159,997,706
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$145,022,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$6,512
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$75,709,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$68,402,808
Interest on participant loans2014-12-31$70,610
Interest earned on other investments2014-12-31$8,550
Income. Interest from US Government securities2014-12-31$2,484
Income. Interest from corporate debt instruments2014-12-31$50,668
Value of interest in common/collective trusts at end of year2014-12-31$4,832,066
Value of interest in common/collective trusts at beginning of year2014-12-31$5,091,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,101,631
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,328,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,328,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,704
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$24,973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,675,666
Net investment gain or loss from common/collective trusts2014-12-31$70,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,070,773
Employer contributions (assets) at end of year2014-12-31$1,989,883
Employer contributions (assets) at beginning of year2014-12-31$1,377,430
Income. Dividends from preferred stock2014-12-31$72,907
Income. Dividends from common stock2014-12-31$523,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,360,035
Contract administrator fees2014-12-31$219,682
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31REHMANN ROBSON LLC
Accountancy firm EIN2014-12-31383635706
2013 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,897,265
Total unrealized appreciation/depreciation of assets2013-12-31$2,897,265
Total transfer of assets to this plan2013-12-31$37,474
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$122,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$59,172
Total income from all sources (including contributions)2013-12-31$26,413,358
Total loss/gain on sale of assets2013-12-31$258,344
Total of all expenses incurred2013-12-31$9,574,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,179,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,361,132
Value of total assets at end of year2013-12-31$145,144,838
Value of total assets at beginning of year2013-12-31$128,204,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$395,052
Total interest from all sources2013-12-31$150,990
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,302,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,777,976
Administrative expenses professional fees incurred2013-12-31$18,105
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,490,042
Participant contributions at end of year2013-12-31$1,448,575
Participant contributions at beginning of year2013-12-31$1,565,495
Participant contributions at end of year2013-12-31$548,766
Participant contributions at beginning of year2013-12-31$584,950
Assets. Other investments not covered elsewhere at end of year2013-12-31$65,833,314
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$63,251,773
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$29,622
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$114,111
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$65,844
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$122,759
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$59,172
Other income not declared elsewhere2013-12-31$9,061,595
Total non interest bearing cash at end of year2013-12-31$23
Total non interest bearing cash at beginning of year2013-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$16,838,853
Value of net assets at end of year (total assets less liabilities)2013-12-31$145,022,079
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$128,145,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,463
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$68,402,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$53,939,786
Interest on participant loans2013-12-31$62,023
Interest earned on other investments2013-12-31$8,759
Income. Interest from US Government securities2013-12-31$4,025
Income. Interest from corporate debt instruments2013-12-31$73,551
Value of interest in common/collective trusts at end of year2013-12-31$5,091,313
Value of interest in common/collective trusts at beginning of year2013-12-31$5,267,370
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,328,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,976,510
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,976,510
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,632
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$34,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,412,175
Net investment gain or loss from common/collective trusts2013-12-31$-30,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,841,468
Employer contributions (assets) at end of year2013-12-31$1,377,430
Employer contributions (assets) at beginning of year2013-12-31$1,553,173
Income. Dividends from preferred stock2013-12-31$71,749
Income. Dividends from common stock2013-12-31$452,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,144,709
Contract administrator fees2013-12-31$370,484
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$16,230,413
Aggregate carrying amount (costs) on sale of assets2013-12-31$15,972,069
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31REHMANN ROBSON LLC
Accountancy firm EIN2013-12-31383635706
2012 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$236,609
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$59,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$18,213,580
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,216,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$812,158
Expenses. Certain deemed distributions of participant loans2012-12-31$12,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,839,991
Value of total assets at end of year2012-12-31$128,204,924
Value of total assets at beginning of year2012-12-31$110,912,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$392,330
Total interest from all sources2012-12-31$202,617
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,427,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,943,498
Administrative expenses professional fees incurred2012-12-31$32,325
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,258,480
Participant contributions at end of year2012-12-31$1,565,495
Participant contributions at beginning of year2012-12-31$1,675,025
Participant contributions at end of year2012-12-31$584,950
Participant contributions at beginning of year2012-12-31$602,008
Assets. Other investments not covered elsewhere at end of year2012-12-31$63,251,773
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$55,446,517
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,547
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$65,844
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$48,621
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$59,172
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$3,980,900
Administrative expenses (other) incurred2012-12-31$2,299
Total non interest bearing cash at end of year2012-12-31$23
Total non interest bearing cash at beginning of year2012-12-31$379,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,996,943
Value of net assets at end of year (total assets less liabilities)2012-12-31$128,145,752
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$110,912,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$40,246
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$53,939,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$51,423,204
Interest on participant loans2012-12-31$68,929
Interest earned on other investments2012-12-31$11,937
Income. Interest from US Government securities2012-12-31$4,691
Income. Interest from corporate debt instruments2012-12-31$113,450
Value of interest in common/collective trusts at end of year2012-12-31$5,267,370
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,976,510
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,610
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$23,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,733,855
Net investment gain or loss from common/collective trusts2012-12-31$28,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,576,964
Employer contributions (assets) at end of year2012-12-31$1,553,173
Employer contributions (assets) at beginning of year2012-12-31$1,337,677
Income. Dividends from preferred stock2012-12-31$80,890
Income. Dividends from common stock2012-12-31$403,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$788,972
Contract administrator fees2012-12-31$317,460
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31REHMANN ROBSON
Accountancy firm EIN2012-12-31383567911
2011 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$45,769,728
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,175,581
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,036,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,823,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,622,056
Value of total assets at end of year2011-12-31$110,912,200
Value of total assets at beginning of year2011-12-31$67,003,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$213,215
Total interest from all sources2011-12-31$36,641
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$213,215
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,180,891
Participant contributions at end of year2011-12-31$1,675,025
Participant contributions at beginning of year2011-12-31$728,400
Participant contributions at end of year2011-12-31$602,008
Participant contributions at beginning of year2011-12-31$529,850
Assets. Other investments not covered elsewhere at end of year2011-12-31$55,446,517
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$383,245
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$48,621
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$55,000
Total non interest bearing cash at end of year2011-12-31$379,148
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,861,258
Value of net assets at end of year (total assets less liabilities)2011-12-31$110,912,200
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$67,003,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$51,423,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$36,641
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$65,168,854
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$20,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,057,920
Employer contributions (assets) at end of year2011-12-31$1,337,677
Employer contributions (assets) at beginning of year2011-12-31$576,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,803,389
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SPILMAN, HILLS & HEIDEBRINK, LTD.
Accountancy firm EIN2011-12-31341833111
2010 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$302,588
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$11,841,039
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$558,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$554,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,787,089
Value of total assets at end of year2010-12-31$67,003,730
Value of total assets at beginning of year2010-12-31$55,418,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,702
Total interest from all sources2010-12-31$36,792
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,127,563
Participant contributions at end of year2010-12-31$728,400
Participant contributions at beginning of year2010-12-31$591,768
Participant contributions at end of year2010-12-31$529,850
Participant contributions at beginning of year2010-12-31$489,375
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,654,236
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$16,067
Administrative expenses (other) incurred2010-12-31$4,702
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,282,266
Value of net assets at end of year (total assets less liabilities)2010-12-31$67,003,730
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$55,418,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$36,792
Value of interest in master investment trust accounts at end of year2010-12-31$65,168,854
Value of interest in master investment trust accounts at beginning of year2010-12-31$53,518,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,005,290
Employer contributions (assets) at end of year2010-12-31$576,626
Employer contributions (assets) at beginning of year2010-12-31$818,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$538,004
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SPILMAN,HILLS & HEIDEBRINK, LTD
Accountancy firm EIN2010-12-31341833111
2009 : SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST

2022: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SHUMAKER, LOOP AND KENDRICK, LLP RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

COLUMBUS LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 99937 )
Policy contract numberCM4103606U
Policy instance 3
Insurance contract or identification numberCM4103606U
Number of Individuals Covered1
Insurance policy start date2021-02-10
Insurance policy end date2022-02-09
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number8676981
Policy instance 2
Insurance contract or identification number8676981
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20541
Policy instance 1
Insurance contract or identification number20541
Number of Individuals Covered4
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $326
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $326
Insurance broker organization code?3
COLUMBUS LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 99937 )
Policy contract numberCM4103606U
Policy instance 3
Insurance contract or identification numberCM4103606U
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number8676981
Policy instance 2
Insurance contract or identification number8676981
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20541
Policy instance 1
Insurance contract or identification number20541
Number of Individuals Covered6
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $319
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $319
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20541
Policy instance 1
Insurance contract or identification number20541
Number of Individuals Covered6
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $262
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $262
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number8676981
Policy instance 2
Insurance contract or identification number8676981
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COLUMBUS LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 99937 )
Policy contract numberCM4103606U
Policy instance 3
Insurance contract or identification numberCM4103606U
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COLUMBUS LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 99937 )
Policy contract numberCM4103606U
Policy instance 3
Insurance contract or identification numberCM4103606U
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number8676981
Policy instance 2
Insurance contract or identification number8676981
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20541
Policy instance 1
Insurance contract or identification number20541
Number of Individuals Covered7
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $251
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $251
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20541
Policy instance 1
Insurance contract or identification number20541
Number of Individuals Covered7
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $251
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $251
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number8676981
Policy instance 2
Insurance contract or identification number8676981
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COLUMBUS LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 99937 )
Policy contract numberCM4103606U
Policy instance 3
Insurance contract or identification numberCM4103606U
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COLUMBUS LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 99937 )
Policy contract numberCM4103606U
Policy instance 3
Insurance contract or identification numberCM4103606U
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number8676981
Policy instance 2
Insurance contract or identification number8676981
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20541
Policy instance 1
Insurance contract or identification number20541
Number of Individuals Covered7
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $226
Insurance broker organization code?3
Insurance broker nameBRIAN A KURTZ
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number33911, 20541
Policy instance 1
Insurance contract or identification number33911, 20541
Number of Individuals Covered10
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $213
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $207
Insurance broker organization code?3
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker nameJCE FINANCIAL GROUP
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number075893-000
Policy instance 2
Insurance contract or identification number075893-000
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number75893000
Policy instance 2
Insurance contract or identification number75893000
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number33911, 20541
Policy instance 1
Insurance contract or identification number33911, 20541
Number of Individuals Covered10
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $199
Total amount of fees paid to insurance companyUSD $2
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $168
Insurance broker organization code?3
Amount paid for insurance broker fees2
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker nameJCE FINANCIAL GROUP
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number75893000
Policy instance 2
Insurance contract or identification number75893000
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number33911, 20541
Policy instance 1
Insurance contract or identification number33911, 20541
Number of Individuals Covered10
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $174
Total amount of fees paid to insurance companyUSD $538
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $90
Amount paid for insurance broker fees538
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameJCE FINANCIAL GROUP
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number33911, 20541
Policy instance 1
Insurance contract or identification number33911, 20541
Number of Individuals Covered10
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number33911, 20541
Policy instance 2
Insurance contract or identification number33911, 20541
Number of Individuals Covered9
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $149
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number75893000
Policy instance 1
Insurance contract or identification number75893000
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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