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AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 401k Plan overview

Plan NameAMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN
Plan identification number 004

AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN UNITED LIFE INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN UNITED LIFE INSURANCE COMPANY
Employer identification number (EIN):350145825
NAIC Classification:524140

Additional information about AMERICAN UNITED LIFE INSURANCE COMPANY

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date: 1957-07-09
Company Identification Number: 733730
Legal Registered Office Address: One American Square

INDIANAPOLIS
United States of America (USA)
46282

More information about AMERICAN UNITED LIFE INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01DEBBY K. ROUTT
0042016-01-01DEBBY K. ROUTT
0042015-01-01DEBBY K. ROUTT
0042014-01-01DEBBY K. ROUTT DEBBY K. ROUTT2015-10-15
0042013-01-01DEBBY K. ROUTT DEBBY K. ROUTT2014-10-14
0042012-01-01DEBBY K. ROUTT DEBBY K. ROUTT2013-10-14
0042011-01-01DEBBY K. ROUTT DEBBY K. ROUTT2012-10-10
0042009-01-01MARK ROLLER MARK ROLLER2010-10-08

Plan Statistics for AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN

401k plan membership statisitcs for AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN

Measure Date Value
2022: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,081
Total number of active participants reported on line 7a of the Form 55002022-01-01754
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01317
Total of all active and inactive participants2022-01-011,073
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-011,083
Number of participants with account balances2022-01-01654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0129
2021: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,080
Total number of active participants reported on line 7a of the Form 55002021-01-01802
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01271
Total of all active and inactive participants2021-01-011,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-016
Total participants2021-01-011,081
Number of participants with account balances2021-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,008
Total number of active participants reported on line 7a of the Form 55002020-01-01747
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01326
Total of all active and inactive participants2020-01-011,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-011,080
Number of participants with account balances2020-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0126
2019: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,010
Total number of active participants reported on line 7a of the Form 55002019-01-01688
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01313
Total of all active and inactive participants2019-01-011,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-011,008
Number of participants with account balances2019-01-01651
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0132
2018: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,182
Total number of active participants reported on line 7a of the Form 55002018-01-01639
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01331
Total of all active and inactive participants2018-01-01972
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-01977
Number of participants with account balances2018-01-01669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0149
2017: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01993
Total number of active participants reported on line 7a of the Form 55002017-01-01976
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01198
Total of all active and inactive participants2017-01-011,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,175
Number of participants with account balances2017-01-01656
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0137
2016: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01793
Total number of active participants reported on line 7a of the Form 55002016-01-01773
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01190
Total of all active and inactive participants2016-01-01963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01966
Number of participants with account balances2016-01-01572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0167
2015: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01663
Total number of active participants reported on line 7a of the Form 55002015-01-01476
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01257
Total of all active and inactive participants2015-01-01733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01734
Number of participants with account balances2015-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0136
2014: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01761
Total number of active participants reported on line 7a of the Form 55002014-01-01470
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01168
Total of all active and inactive participants2014-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01639
Number of participants with account balances2014-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0151
2013: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01948
Total number of active participants reported on line 7a of the Form 55002013-01-01575
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01167
Total of all active and inactive participants2013-01-01742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01742
Number of participants with account balances2013-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0164
2012: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,179
Total number of active participants reported on line 7a of the Form 55002012-01-01742
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01204
Total of all active and inactive participants2012-01-01947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01948
Number of participants with account balances2012-01-01667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0132
2011: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01684
Total number of active participants reported on line 7a of the Form 55002011-01-01711
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01100
Total of all active and inactive participants2011-01-01812
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01814
Number of participants with account balances2011-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01595
Total number of active participants reported on line 7a of the Form 55002009-01-01412
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01192
Total of all active and inactive participants2009-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01606
Number of participants with account balances2009-01-01393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN

Measure Date Value
2022 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$10,292
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,965
Total income from all sources (including contributions)2022-12-31$-2,274,188
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,410,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,374,698
Value of total corrective distributions2022-12-31$8,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,683,399
Value of total assets at end of year2022-12-31$45,460,934
Value of total assets at beginning of year2022-12-31$50,145,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$27,241
Total interest from all sources2022-12-31$557,988
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$17,485
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$30,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,620,131
Participant contributions at end of year2022-12-31$519,529
Participant contributions at beginning of year2022-12-31$695,733
Participant contributions at end of year2022-12-31$12,111
Participant contributions at beginning of year2022-12-31$6,394
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$154,356
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$10,292
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$9,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,684,674
Value of net assets at end of year (total assets less liabilities)2022-12-31$45,450,642
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$50,135,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$7,637
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$29,205,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$36,599,430
Interest on participant loans2022-12-31$36,079
Interest earned on other investments2022-12-31$521,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$13,815,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$12,630,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,515,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,908,912
Employer contributions (assets) at end of year2022-12-31$1,908,912
Employer contributions (assets) at beginning of year2022-12-31$212,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,374,698
Contract administrator fees2022-12-31$2,119
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS LLP
Accountancy firm EIN2022-12-31440160260
2021 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,965
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,410
Total income from all sources (including contributions)2021-12-31$9,900,657
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,995,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,940,139
Expenses. Certain deemed distributions of participant loans2021-12-31$10,422
Value of total corrective distributions2021-12-31$19,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,130,141
Value of total assets at end of year2021-12-31$50,145,281
Value of total assets at beginning of year2021-12-31$43,239,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$25,747
Total interest from all sources2021-12-31$514,076
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$15,700
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$30,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,266,278
Participant contributions at end of year2021-12-31$695,733
Participant contributions at beginning of year2021-12-31$486,928
Participant contributions at end of year2021-12-31$6,394
Participant contributions at beginning of year2021-12-31$10,151
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$148,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$9,965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$9,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,905,148
Value of net assets at end of year (total assets less liabilities)2021-12-31$50,135,316
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$43,230,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$7,337
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$36,599,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$30,280,513
Interest on participant loans2021-12-31$35,073
Interest earned on other investments2021-12-31$479,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$12,630,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,304,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,256,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,715,439
Employer contributions (assets) at end of year2021-12-31$212,916
Employer contributions (assets) at beginning of year2021-12-31$157,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,940,139
Contract administrator fees2021-12-31$2,710
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS LLP
Accountancy firm EIN2021-12-31440160260
2020 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$9,410
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$20,508
Total income from all sources (including contributions)2020-12-31$9,193,688
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,183,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,156,732
Value of total corrective distributions2020-12-31$3,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,701,238
Value of total assets at end of year2020-12-31$43,239,578
Value of total assets at beginning of year2020-12-31$38,240,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,883
Total interest from all sources2020-12-31$487,248
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$15,300
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$30,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,933,915
Participant contributions at end of year2020-12-31$486,928
Participant contributions at beginning of year2020-12-31$636,186
Participant contributions at end of year2020-12-31$10,151
Participant contributions at beginning of year2020-12-31$22,185
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$304,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$9,410
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$20,508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,010,118
Value of net assets at end of year (total assets less liabilities)2020-12-31$43,230,168
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$38,220,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$5,191
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$30,280,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$26,571,233
Interest on participant loans2020-12-31$39,771
Interest earned on other investments2020-12-31$447,477
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,304,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,882,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,005,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,463,230
Employer contributions (assets) at end of year2020-12-31$157,224
Employer contributions (assets) at beginning of year2020-12-31$128,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,156,732
Contract administrator fees2020-12-31$2,392
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD LLP
Accountancy firm EIN2020-12-31440160260
2019 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$20,508
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,937
Total income from all sources (including contributions)2019-12-31$9,226,362
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,762,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,720,671
Value of total corrective distributions2019-12-31$5,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,370,416
Value of total assets at end of year2019-12-31$38,240,558
Value of total assets at beginning of year2019-12-31$30,767,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$35,671
Total interest from all sources2019-12-31$446,172
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$28,623
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$30,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,934,141
Participant contributions at end of year2019-12-31$636,186
Participant contributions at beginning of year2019-12-31$597,946
Participant contributions at end of year2019-12-31$22,185
Participant contributions at beginning of year2019-12-31$13,446
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$25,606
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$20,508
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$11,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,464,224
Value of net assets at end of year (total assets less liabilities)2019-12-31$38,220,050
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,755,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,048
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,571,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,724,565
Interest on participant loans2019-12-31$42,445
Interest earned on other investments2019-12-31$403,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,882,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,346,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,409,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,410,669
Employer contributions (assets) at end of year2019-12-31$128,794
Employer contributions (assets) at beginning of year2019-12-31$85,317
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,720,671
Contract administrator fees2019-12-31$6,000
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD LLP
Accountancy firm EIN2019-12-31440160260
2018 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$11,937
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,537,563
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,521,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,480,387
Value of total corrective distributions2018-12-31$13,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,550,635
Value of total assets at end of year2018-12-31$30,767,763
Value of total assets at beginning of year2018-12-31$29,739,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$27,219
Total interest from all sources2018-12-31$399,669
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$18,400
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$30,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,860,847
Participant contributions at end of year2018-12-31$597,946
Participant contributions at beginning of year2018-12-31$424,810
Participant contributions at end of year2018-12-31$13,446
Participant contributions at beginning of year2018-12-31$4,162
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$326,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$11,937
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$2,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,016,251
Value of net assets at end of year (total assets less liabilities)2018-12-31$30,755,826
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$29,739,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,633
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$19,724,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$19,832,219
Interest on participant loans2018-12-31$28,372
Interest earned on other investments2018-12-31$371,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,346,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,359,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,412,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,363,678
Employer contributions (assets) at end of year2018-12-31$85,317
Employer contributions (assets) at beginning of year2018-12-31$119,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,480,387
Contract administrator fees2018-12-31$1,717
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD LLP
Accountancy firm EIN2018-12-31440160260
2017 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,102,660
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,163,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,152,105
Value of total corrective distributions2017-12-31$11,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,564,556
Value of total assets at end of year2017-12-31$29,739,575
Value of total assets at beginning of year2017-12-31$26,800,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$558
Total interest from all sources2017-12-31$380,711
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$30,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,700,205
Participant contributions at end of year2017-12-31$424,810
Participant contributions at beginning of year2017-12-31$293,585
Participant contributions at end of year2017-12-31$4,162
Participant contributions at beginning of year2017-12-31$3,781
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$622,224
Other income not declared elsewhere2017-12-31$37,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,938,743
Value of net assets at end of year (total assets less liabilities)2017-12-31$29,739,575
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,800,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$19,832,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,504,281
Interest on participant loans2017-12-31$18,445
Interest earned on other investments2017-12-31$362,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,359,090
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$9,559,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,120,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,242,127
Employer contributions (assets) at end of year2017-12-31$119,294
Employer contributions (assets) at beginning of year2017-12-31$439,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,152,105
Contract administrator fees2017-12-31$558
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD LLP
Accountancy firm EIN2017-12-31440160260
2016 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,070,824
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,914,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,913,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,299,901
Value of total assets at end of year2016-12-31$26,800,832
Value of total assets at beginning of year2016-12-31$25,644,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$545
Total interest from all sources2016-12-31$380,281
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$30,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$561,402
Participant contributions at end of year2016-12-31$293,585
Participant contributions at beginning of year2016-12-31$284,956
Participant contributions at end of year2016-12-31$3,781
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,937
Other income not declared elsewhere2016-12-31$29,242
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,156,387
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,800,832
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,644,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$545
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,504,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$15,641,318
Interest on participant loans2016-12-31$13,569
Interest earned on other investments2016-12-31$366,712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,559,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$9,137,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,361,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$735,562
Employer contributions (assets) at end of year2016-12-31$439,783
Employer contributions (assets) at beginning of year2016-12-31$580,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,913,892
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD LLP
Accountancy firm EIN2016-12-31440160260
2015 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$881,550
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,280,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,279,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$620,676
Value of total assets at end of year2015-12-31$25,644,445
Value of total assets at beginning of year2015-12-31$28,043,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$376
Total interest from all sources2015-12-31$377,017
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$30,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$284,956
Participant contributions at beginning of year2015-12-31$376,030
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$40,000
Other income not declared elsewhere2015-12-31$37,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,398,761
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,644,445
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,043,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,641,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,519,951
Interest on participant loans2015-12-31$16,254
Interest earned on other investments2015-12-31$360,763
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$9,137,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,447,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-154,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$580,676
Employer contributions (assets) at end of year2015-12-31$580,632
Employer contributions (assets) at beginning of year2015-12-31$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,279,935
Contract administrator fees2015-12-31$376
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD LLP
Accountancy firm EIN2015-12-31440160260
2014 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,594,674
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,784,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,784,616
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$938,507
Value of total assets at end of year2014-12-31$28,043,206
Value of total assets at beginning of year2014-12-31$27,233,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$210
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$375,653
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$30,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$0
Participant contributions at end of year2014-12-31$376,030
Participant contributions at beginning of year2014-12-31$358,060
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$235,021
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$16,878
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$809,848
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,043,206
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$27,233,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,519,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,595,161
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$16,974
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$358,679
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,447,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,505,137
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,263,636
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$703,486
Employer contributions (assets) at end of year2014-12-31$700,000
Employer contributions (assets) at beginning of year2014-12-31$775,000
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,784,616
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$210
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD LLP
Accountancy firm EIN2014-12-31440160260
2013 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,017,529
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,990,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,990,669
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$774,245
Value of total assets at end of year2013-12-31$27,233,358
Value of total assets at beginning of year2013-12-31$24,206,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$343,494
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$30,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$0
Participant contributions at end of year2013-12-31$358,060
Participant contributions at beginning of year2013-12-31$312,967
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$66,923
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$3,026,860
Value of net assets at end of year (total assets less liabilities)2013-12-31$27,233,358
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,206,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,595,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,084,848
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$13,397
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$330,097
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,505,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$8,105,703
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,832,867
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$774,245
Employer contributions (assets) at end of year2013-12-31$775,000
Employer contributions (assets) at beginning of year2013-12-31$702,980
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,990,669
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD LLP
Accountancy firm EIN2013-12-31440160260
2012 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$11,104,872
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,145,896
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,447,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,433,234
Value of total corrective distributions2012-12-31$14,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$702,980
Value of total assets at end of year2012-12-31$24,206,498
Value of total assets at beginning of year2012-12-31$13,403,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$128
Total interest from all sources2012-12-31$309,635
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$30,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$312,967
Participant contributions at beginning of year2012-12-31$526,257
Administrative expenses (other) incurred2012-12-31$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-301,939
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,206,498
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,403,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,084,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,023,424
Interest on participant loans2012-12-31$20,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$289,425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$8,105,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,853,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,133,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$702,980
Employer contributions (assets) at end of year2012-12-31$702,980
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,433,234
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD LLP
Accountancy firm EIN2012-12-31440160260
2011 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,264,808
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$782,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$779,535
Value of total corrective distributions2011-12-31$3,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,304,090
Value of total assets at end of year2011-12-31$13,403,565
Value of total assets at beginning of year2011-12-31$12,921,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$114
Total interest from all sources2011-12-31$154,719
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$30,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$803,106
Participant contributions at end of year2011-12-31$526,257
Participant contributions at beginning of year2011-12-31$324,834
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$158,551
Administrative expenses (other) incurred2011-12-31$114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$482,005
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,403,565
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,921,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,023,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,433,170
Interest on participant loans2011-12-31$20,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$134,402
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,853,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,162,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-194,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$342,433
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$1,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$779,535
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD LLP
Accountancy firm EIN2011-12-31440160260
2010 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,402,488
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,797,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,797,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,013,399
Value of total assets at end of year2010-12-31$12,921,560
Value of total assets at beginning of year2010-12-31$12,316,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$185
Total interest from all sources2010-12-31$143,321
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$30,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$625,289
Participant contributions at end of year2010-12-31$324,834
Participant contributions at beginning of year2010-12-31$460,404
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$107,593
Administrative expenses (other) incurred2010-12-31$185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$605,294
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,921,560
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,316,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,433,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,161,007
Interest on participant loans2010-12-31$21,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$122,270
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,162,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,694,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,245,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$280,517
Employer contributions (assets) at end of year2010-12-31$1,197
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,797,009
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD LLP
Accountancy firm EIN2010-12-31440160260
2009 : AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN

2022: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN UNITED LIFE INSURANCE COMPANY AGENTS 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberW90426
Policy instance 1
Insurance contract or identification numberW90426
Number of Individuals Covered654
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberW90426
Policy instance 1
Insurance contract or identification numberW90426
Number of Individuals Covered619
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberW90426
Policy instance 1
Insurance contract or identification numberW90426
Number of Individuals Covered635
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberW90426
Policy instance 1
Insurance contract or identification numberW90426
Number of Individuals Covered651
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberW90426
Policy instance 1
Insurance contract or identification numberW90426
Number of Individuals Covered669
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberW90426
Policy instance 1
Insurance contract or identification numberW90426
Number of Individuals Covered656
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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