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AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 401k Plan overview

Plan NameAUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN
Plan identification number 002

AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AUBURN FOUNDRY, INC has sponsored the creation of one or more 401k plans.

Company Name:AUBURN FOUNDRY, INC
Employer identification number (EIN):350154360
NAIC Classification:331500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-06-30
0022019-06-30
0022018-06-30
0022017-06-30
0022016-06-30DAVID HUNTER DAVID HUNTER2018-04-12
0022015-06-30DAVID HUNTER DAVID HUNTER2017-04-11
0022014-06-30CHRISTINE BORDEN
0022014-06-30CHRISTINE BORDEN
0022013-06-30CHRISTINE BORDEN2015-04-12 CHRISTINE BORDEN2015-04-12
0022012-06-30CHRISTINE BORDEN2014-04-08 CHRISTINE BORDEN2014-04-08
0022011-06-30DAVID HUNTER2013-04-11 DAVID HUNTER2013-04-11
0022009-06-30DAVID HUNTER2011-04-14 DAVID HUNTER2011-04-14

Plan Statistics for AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN

401k plan membership statisitcs for AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN

Measure Date Value
2021: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2021 401k membership
Market value of plan assets2021-06-298,757,525
Acturial value of plan assets2021-06-299,076,828
Funding target for retired participants and beneficiaries receiving payment2021-06-29764,668
Number of terminated vested participants2021-06-29408
Fundng target for terminated vested participants2021-06-298,406,758
Active participant vested funding target2021-06-290
Number of active participants2021-06-290
Total funding liabilities for active participants2021-06-290
Total participant count2021-06-29439
Total funding target for all participants2021-06-299,171,426
Balance at beginning of prior year after applicable adjustments2021-06-290
Prefunding balance at beginning of prior year after applicable adjustments2021-06-290
Carryover balanced portion elected for use to offset prior years funding requirement2021-06-290
Prefunding balanced used to offset prior years funding requirement2021-06-290
Amount remaining of carryover balance2021-06-290
Amount remaining of prefunding balance2021-06-290
Present value of excess contributions2021-06-29730
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-06-29772
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-06-290
Reductions in caryover balances due to elections or deemed elections2021-06-290
Reductions in prefunding balances due to elections or deemed elections2021-06-290
Balance of carryovers at beginning of current year2021-06-290
Balance of prefunding at beginning of current year2021-06-290
Total employer contributions2021-06-29270,029
Total employee contributions2021-06-290
Contributions allocated toward unpaid minimum require contributions from prior years2021-06-290
Contributions made to avoid restrictions adjusted to valuation date2021-06-290
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-06-29259,620
Liquidity shortfalls end of Q12021-06-290
Liquidity shortfalls end of Q22021-06-290
Liquidity shortfalls end of Q32021-06-290
Liquidity shortfalls end of Q42021-06-290
Unpaid minimum required contributions for all prior years2021-06-290
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-06-290
Remaining amount of unpaid minimum required contributions2021-06-290
Minimum required contributions for current year target normal cost2021-06-29304,000
Net shortfall amortization installment of oustanding balance2021-06-2994,598
Waiver amortization installment2021-06-290
Total funding amount beforereflecting carryover/prefunding balances2021-06-29312,881
Carryover balance elected to use to offset funding requirement2021-06-290
Prefunding balance elected to use to offset funding requirement2021-06-290
Additional cash requirement2021-06-29312,881
Contributions allocatedtoward minimum required contributions for current year2021-06-29259,620
Unpaid minimum required contributions for current year2021-06-2953,261
Unpaid minimum required contributions for all years2021-06-2953,261
2020: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2020 401k membership
Total participants, beginning-of-year2020-06-30437
Total number of active participants reported on line 7a of the Form 55002020-06-300
Number of retired or separated participants receiving benefits2020-06-3020
Number of other retired or separated participants entitled to future benefits2020-06-30388
Total of all active and inactive participants2020-06-30408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-06-3017
Total participants2020-06-30425
Number of participants with account balances2020-06-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-06-300
Market value of plan assets2020-06-299,063,722
Acturial value of plan assets2020-06-299,117,077
Funding target for retired participants and beneficiaries receiving payment2020-06-29846,730
Number of terminated vested participants2020-06-29422
Fundng target for terminated vested participants2020-06-298,606,723
Active participant vested funding target2020-06-290
Number of active participants2020-06-290
Total funding liabilities for active participants2020-06-290
Total participant count2020-06-29456
Total funding target for all participants2020-06-299,453,453
Balance at beginning of prior year after applicable adjustments2020-06-290
Prefunding balance at beginning of prior year after applicable adjustments2020-06-290
Carryover balanced portion elected for use to offset prior years funding requirement2020-06-290
Prefunding balanced used to offset prior years funding requirement2020-06-290
Amount remaining of carryover balance2020-06-290
Amount remaining of prefunding balance2020-06-290
Present value of excess contributions2020-06-29303
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-06-29321
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-06-290
Reductions in caryover balances due to elections or deemed elections2020-06-290
Reductions in prefunding balances due to elections or deemed elections2020-06-290
Balance of carryovers at beginning of current year2020-06-290
Balance of prefunding at beginning of current year2020-06-290
Total employer contributions2020-06-29283,351
Total employee contributions2020-06-290
Contributions allocated toward unpaid minimum require contributions from prior years2020-06-290
Contributions made to avoid restrictions adjusted to valuation date2020-06-290
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-06-29269,975
Liquidity shortfalls end of Q12020-06-290
Liquidity shortfalls end of Q22020-06-290
Liquidity shortfalls end of Q32020-06-290
Liquidity shortfalls end of Q42020-06-290
Unpaid minimum required contributions for all prior years2020-06-290
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-06-290
Remaining amount of unpaid minimum required contributions2020-06-290
Minimum required contributions for current year target normal cost2020-06-29197,000
Net shortfall amortization installment of oustanding balance2020-06-29336,376
Waiver amortization installment2020-06-290
Total funding amount beforereflecting carryover/prefunding balances2020-06-29269,245
Carryover balance elected to use to offset funding requirement2020-06-290
Prefunding balance elected to use to offset funding requirement2020-06-290
Additional cash requirement2020-06-29269,245
Contributions allocatedtoward minimum required contributions for current year2020-06-29269,975
Unpaid minimum required contributions for current year2020-06-290
Unpaid minimum required contributions for all years2020-06-290
2019: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2019 401k membership
Total participants, beginning-of-year2019-06-30455
Total number of active participants reported on line 7a of the Form 55002019-06-300
Number of retired or separated participants receiving benefits2019-06-3019
Number of other retired or separated participants entitled to future benefits2019-06-30402
Total of all active and inactive participants2019-06-30421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-06-3017
Total participants2019-06-30438
Number of participants with account balances2019-06-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-06-300
Market value of plan assets2019-06-299,023,638
Acturial value of plan assets2019-06-298,758,490
Funding target for retired participants and beneficiaries receiving payment2019-06-29864,058
Number of terminated vested participants2019-06-29432
Fundng target for terminated vested participants2019-06-298,409,081
Active participant vested funding target2019-06-290
Number of active participants2019-06-290
Total funding liabilities for active participants2019-06-290
Total participant count2019-06-29468
Total funding target for all participants2019-06-299,273,139
Balance at beginning of prior year after applicable adjustments2019-06-290
Prefunding balance at beginning of prior year after applicable adjustments2019-06-290
Carryover balanced portion elected for use to offset prior years funding requirement2019-06-290
Prefunding balanced used to offset prior years funding requirement2019-06-290
Amount remaining of carryover balance2019-06-290
Amount remaining of prefunding balance2019-06-290
Present value of excess contributions2019-06-29168
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-06-29178
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-06-290
Reductions in caryover balances due to elections or deemed elections2019-06-290
Reductions in prefunding balances due to elections or deemed elections2019-06-290
Balance of carryovers at beginning of current year2019-06-290
Balance of prefunding at beginning of current year2019-06-290
Total employer contributions2019-06-29262,938
Total employee contributions2019-06-290
Contributions allocated toward unpaid minimum require contributions from prior years2019-06-290
Contributions made to avoid restrictions adjusted to valuation date2019-06-290
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-06-29251,609
Liquidity shortfalls end of Q12019-06-290
Liquidity shortfalls end of Q22019-06-290
Liquidity shortfalls end of Q32019-06-290
Liquidity shortfalls end of Q42019-06-290
Unpaid minimum required contributions for all prior years2019-06-290
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-06-290
Remaining amount of unpaid minimum required contributions2019-06-290
Minimum required contributions for current year target normal cost2019-06-29161,000
Net shortfall amortization installment of oustanding balance2019-06-29514,649
Waiver amortization installment2019-06-290
Total funding amount beforereflecting carryover/prefunding balances2019-06-29251,306
Carryover balance elected to use to offset funding requirement2019-06-290
Prefunding balance elected to use to offset funding requirement2019-06-290
Additional cash requirement2019-06-29251,306
Contributions allocatedtoward minimum required contributions for current year2019-06-29251,609
Unpaid minimum required contributions for current year2019-06-290
Unpaid minimum required contributions for all years2019-06-290
2018: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2018 401k membership
Total participants, beginning-of-year2018-06-30467
Total number of active participants reported on line 7a of the Form 55002018-06-300
Number of retired or separated participants receiving benefits2018-06-3020
Number of other retired or separated participants entitled to future benefits2018-06-30415
Total of all active and inactive participants2018-06-30435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-06-3019
Total participants2018-06-30454
Number of participants with account balances2018-06-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-06-300
Market value of plan assets2018-06-299,043,773
Acturial value of plan assets2018-06-298,794,564
Funding target for retired participants and beneficiaries receiving payment2018-06-29880,557
Number of terminated vested participants2018-06-29445
Fundng target for terminated vested participants2018-06-298,067,468
Active participant vested funding target2018-06-290
Number of active participants2018-06-290
Total funding liabilities for active participants2018-06-290
Total participant count2018-06-29481
Total funding target for all participants2018-06-298,948,025
Balance at beginning of prior year after applicable adjustments2018-06-290
Prefunding balance at beginning of prior year after applicable adjustments2018-06-290
Carryover balanced portion elected for use to offset prior years funding requirement2018-06-290
Prefunding balanced used to offset prior years funding requirement2018-06-290
Amount remaining of carryover balance2018-06-290
Amount remaining of prefunding balance2018-06-290
Present value of excess contributions2018-06-29809
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-06-29859
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-06-290
Reductions in caryover balances due to elections or deemed elections2018-06-290
Reductions in prefunding balances due to elections or deemed elections2018-06-290
Balance of carryovers at beginning of current year2018-06-290
Balance of prefunding at beginning of current year2018-06-290
Total employer contributions2018-06-29190,981
Total employee contributions2018-06-290
Contributions allocated toward unpaid minimum require contributions from prior years2018-06-290
Contributions made to avoid restrictions adjusted to valuation date2018-06-290
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-06-29183,175
Liquidity shortfalls end of Q12018-06-290
Liquidity shortfalls end of Q22018-06-290
Liquidity shortfalls end of Q32018-06-290
Liquidity shortfalls end of Q42018-06-290
Unpaid minimum required contributions for all prior years2018-06-290
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-06-290
Remaining amount of unpaid minimum required contributions2018-06-290
Minimum required contributions for current year target normal cost2018-06-29155,000
Net shortfall amortization installment of oustanding balance2018-06-29153,461
Waiver amortization installment2018-06-290
Total funding amount beforereflecting carryover/prefunding balances2018-06-29183,007
Carryover balance elected to use to offset funding requirement2018-06-290
Prefunding balance elected to use to offset funding requirement2018-06-290
Additional cash requirement2018-06-29183,007
Contributions allocatedtoward minimum required contributions for current year2018-06-29183,175
Unpaid minimum required contributions for current year2018-06-290
Unpaid minimum required contributions for all years2018-06-290
2017: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2017 401k membership
Total participants, beginning-of-year2017-06-30480
Total number of active participants reported on line 7a of the Form 55002017-06-300
Number of retired or separated participants receiving benefits2017-06-3021
Number of other retired or separated participants entitled to future benefits2017-06-30427
Total of all active and inactive participants2017-06-30448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-06-3018
Total participants2017-06-30466
Number of participants with account balances2017-06-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-06-300
Market value of plan assets2017-06-298,661,553
Acturial value of plan assets2017-06-298,978,167
Funding target for retired participants and beneficiaries receiving payment2017-06-29805,845
Number of terminated vested participants2017-06-29460
Fundng target for terminated vested participants2017-06-298,316,739
Active participant vested funding target2017-06-290
Number of active participants2017-06-290
Total funding liabilities for active participants2017-06-290
Total participant count2017-06-29493
Total funding target for all participants2017-06-299,122,584
Balance at beginning of prior year after applicable adjustments2017-06-290
Prefunding balance at beginning of prior year after applicable adjustments2017-06-290
Carryover balanced portion elected for use to offset prior years funding requirement2017-06-290
Prefunding balanced used to offset prior years funding requirement2017-06-290
Amount remaining of carryover balance2017-06-290
Amount remaining of prefunding balance2017-06-290
Present value of excess contributions2017-06-290
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-06-290
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-06-290
Reductions in caryover balances due to elections or deemed elections2017-06-290
Reductions in prefunding balances due to elections or deemed elections2017-06-290
Balance of carryovers at beginning of current year2017-06-290
Balance of prefunding at beginning of current year2017-06-290
Total employer contributions2017-06-29182,583
Total employee contributions2017-06-290
Contributions allocated toward unpaid minimum require contributions from prior years2017-06-290
Contributions made to avoid restrictions adjusted to valuation date2017-06-290
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-06-29170,670
Unpaid minimum required contributions for all prior years2017-06-290
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-06-290
Remaining amount of unpaid minimum required contributions2017-06-290
Minimum required contributions for current year target normal cost2017-06-29146,000
Net shortfall amortization installment of oustanding balance2017-06-29144,417
Waiver amortization installment2017-06-290
Total funding amount beforereflecting carryover/prefunding balances2017-06-29169,861
Carryover balance elected to use to offset funding requirement2017-06-290
Prefunding balance elected to use to offset funding requirement2017-06-290
Additional cash requirement2017-06-29169,861
Contributions allocatedtoward minimum required contributions for current year2017-06-29170,670
Unpaid minimum required contributions for current year2017-06-290
Unpaid minimum required contributions for all years2017-06-290
2016: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2016 401k membership
Total participants, beginning-of-year2016-06-30493
Total number of active participants reported on line 7a of the Form 55002016-06-300
Number of retired or separated participants receiving benefits2016-06-3020
Number of other retired or separated participants entitled to future benefits2016-06-30440
Total of all active and inactive participants2016-06-30460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-06-3020
Total participants2016-06-30480
Number of participants with account balances2016-06-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-06-300
2015: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2015 401k membership
Total participants, beginning-of-year2015-06-30499
Total number of active participants reported on line 7a of the Form 55002015-06-300
Number of retired or separated participants receiving benefits2015-06-3017
Number of other retired or separated participants entitled to future benefits2015-06-30455
Total of all active and inactive participants2015-06-30472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-06-3021
Total participants2015-06-30493
Number of participants with account balances2015-06-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-06-300
2014: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year2014-06-30506
Total number of active participants reported on line 7a of the Form 55002014-06-300
Number of retired or separated participants receiving benefits2014-06-3017
Number of other retired or separated participants entitled to future benefits2014-06-30465
Total of all active and inactive participants2014-06-30482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-06-3017
Total participants2014-06-30499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-06-300
2013: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year2013-06-30518
Total number of active participants reported on line 7a of the Form 55002013-06-300
Number of retired or separated participants receiving benefits2013-06-3020
Number of other retired or separated participants entitled to future benefits2013-06-30466
Total of all active and inactive participants2013-06-30486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-3020
Total participants2013-06-30506
2012: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year2012-06-30532
Total number of active participants reported on line 7a of the Form 55002012-06-300
Number of retired or separated participants receiving benefits2012-06-3021
Number of other retired or separated participants entitled to future benefits2012-06-30477
Total of all active and inactive participants2012-06-30498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-3020
Total participants2012-06-30518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-300
2011: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year2011-06-30540
Total number of active participants reported on line 7a of the Form 55002011-06-300
Number of retired or separated participants receiving benefits2011-06-3015
Number of other retired or separated participants entitled to future benefits2011-06-30503
Total of all active and inactive participants2011-06-30518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-3014
Total participants2011-06-30532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-300
2009: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-30568
Total number of active participants reported on line 7a of the Form 55002009-06-300
Number of retired or separated participants receiving benefits2009-06-3013
Number of other retired or separated participants entitled to future benefits2009-06-30526
Total of all active and inactive participants2009-06-30539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-3014
Total participants2009-06-30553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-300

Financial Data on AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN

Measure Date Value
2022 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-02$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-02$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-02$0
Total income from all sources (including contributions)2022-03-02$-82,215
Total loss/gain on sale of assets2022-03-02$0
Total of all expenses incurred2022-03-02$10,175,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-02$10,157,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-02$0
Value of total assets at end of year2022-03-02$0
Value of total assets at beginning of year2022-03-02$10,257,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-02$17,480
Total interest from all sources2022-03-02$0
Total dividends received (eg from common stock, registered investment company shares)2022-03-02$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-02Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-03-02$0
Was this plan covered by a fidelity bond2022-03-02No
Were there any nonexempt tranactions with any party-in-interest2022-03-02No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-02No
Value of net income/loss2022-03-02$-10,257,279
Value of net assets at end of year (total assets less liabilities)2022-03-02$0
Value of net assets at beginning of year (total assets less liabilities)2022-03-02$10,257,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-02No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-02No
Were any leases to which the plan was party in default or uncollectible2022-03-02No
Value of interest in pooled separate accounts at beginning of year2022-03-02$10,189,967
Net investment gain/loss from pooled separate accounts2022-03-02$-82,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-02Yes
Was there a failure to transmit to the plan any participant contributions2022-03-02No
Has the plan failed to provide any benefit when due under the plan2022-03-02No
Employer contributions (assets) at beginning of year2022-03-02$67,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-02$10,157,584
Contract administrator fees2022-03-02$17,480
Did the plan have assets held for investment2022-03-02No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-02No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-02No
2021 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-29$174,000
Total income from all sources (including contributions)2021-06-29$2,878,065
Total loss/gain on sale of assets2021-06-29$0
Total of all expenses incurred2021-06-29$1,206,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-29$722,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-29$270,029
Value of total assets at end of year2021-06-29$10,257,279
Value of total assets at beginning of year2021-06-29$8,760,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-29$484,211
Total interest from all sources2021-06-29$0
Total dividends received (eg from common stock, registered investment company shares)2021-06-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-29No
Administrative expenses professional fees incurred2021-06-29$14,000
Was this plan covered by a fidelity bond2021-06-29No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-29$0
Were there any nonexempt tranactions with any party-in-interest2021-06-29No
Other income not declared elsewhere2021-06-29$174,000
Administrative expenses (other) incurred2021-06-29$448,442
Liabilities. Value of operating payables at beginning of year2021-06-29$174,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-29No
Value of net income/loss2021-06-29$1,671,217
Value of net assets at end of year (total assets less liabilities)2021-06-29$10,257,279
Value of net assets at beginning of year (total assets less liabilities)2021-06-29$8,586,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-29No
Were any leases to which the plan was party in default or uncollectible2021-06-29No
Value of interest in pooled separate accounts at end of year2021-06-29$10,189,967
Value of interest in pooled separate accounts at beginning of year2021-06-29$8,662,946
Net investment gain/loss from pooled separate accounts2021-06-29$2,434,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-29Yes
Was there a failure to transmit to the plan any participant contributions2021-06-29No
Has the plan failed to provide any benefit when due under the plan2021-06-29No
Contributions received in cash from employer2021-06-29$270,029
Employer contributions (assets) at end of year2021-06-29$67,312
Employer contributions (assets) at beginning of year2021-06-29$97,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-29$722,637
Contract administrator fees2021-06-29$21,769
Did the plan have assets held for investment2021-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-29No
2020 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-06-29$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-06-29$0
Total unrealized appreciation/depreciation of assets2020-06-29$0
Total transfer of assets to this plan2020-06-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-29$174,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-29$0
Total income from all sources (including contributions)2020-06-29$410,412
Total loss/gain on sale of assets2020-06-29$0
Total of all expenses incurred2020-06-29$888,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-29$685,104
Value of total corrective distributions2020-06-29$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-29$283,351
Value of total assets at end of year2020-06-29$8,760,062
Value of total assets at beginning of year2020-06-29$9,064,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-29$203,622
Total income from rents2020-06-29$0
Total interest from all sources2020-06-29$0
Total dividends received (eg from common stock, registered investment company shares)2020-06-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-29No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-29$0
Administrative expenses professional fees incurred2020-06-29$10,500
Was this plan covered by a fidelity bond2020-06-29No
Value of fidelity bond cover2020-06-29$0
Were there any nonexempt tranactions with any party-in-interest2020-06-29No
Amount of non-exempt transactions with any party-in-interest2020-06-29$0
Contributions received from participants2020-06-29$0
Participant contributions at end of year2020-06-29$0
Participant contributions at beginning of year2020-06-29$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-29$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-06-29$0
Other income not declared elsewhere2020-06-29$4,132
Administrative expenses (other) incurred2020-06-29$174,000
Liabilities. Value of operating payables at end of year2020-06-29$174,000
Liabilities. Value of operating payables at beginning of year2020-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-29No
Value of net income/loss2020-06-29$-478,314
Value of net assets at end of year (total assets less liabilities)2020-06-29$8,586,062
Value of net assets at beginning of year (total assets less liabilities)2020-06-29$9,064,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-29No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-06-29$0
Were any leases to which the plan was party in default or uncollectible2020-06-29No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-06-29$0
Investment advisory and management fees2020-06-29$0
Value of interest in pooled separate accounts at end of year2020-06-29$8,662,946
Value of interest in pooled separate accounts at beginning of year2020-06-29$8,938,694
Income. Interest from loans (other than to participants)2020-06-29$0
Interest earned on other investments2020-06-29$0
Income. Interest from US Government securities2020-06-29$0
Income. Interest from corporate debt instruments2020-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-29$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-29$0
Net investment gain/loss from pooled separate accounts2020-06-29$122,929
Net investment gain or loss from common/collective trusts2020-06-29$0
Net gain/loss from 103.12 investment entities2020-06-29$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-29No
Was there a failure to transmit to the plan any participant contributions2020-06-29No
Has the plan failed to provide any benefit when due under the plan2020-06-29No
Contributions received in cash from employer2020-06-29$283,351
Employer contributions (assets) at end of year2020-06-29$97,116
Employer contributions (assets) at beginning of year2020-06-29$125,682
Income. Dividends from preferred stock2020-06-29$0
Income. Dividends from common stock2020-06-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-29$685,104
Contract administrator fees2020-06-29$19,122
Liabilities. Value of benefit claims payable at beginning of year2020-06-29$0
Did the plan have assets held for investment2020-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-29No
Aggregate proceeds on sale of assets2020-06-29$0
Aggregate carrying amount (costs) on sale of assets2020-06-29$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-06-29$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-29Yes
Opinion of an independent qualified public accountant for this plan2020-06-29Disclaimer
Accountancy firm name2020-06-29HAINES ISENBARGER & SKIBA, LLC
Accountancy firm EIN2020-06-29522327371
2019 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-06-29$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-29$0
Total unrealized appreciation/depreciation of assets2019-06-29$0
Total transfer of assets to this plan2019-06-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-29$0
Total income from all sources (including contributions)2019-06-29$675,717
Total loss/gain on sale of assets2019-06-29$0
Total of all expenses incurred2019-06-29$635,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-29$481,111
Value of total corrective distributions2019-06-29$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-29$262,938
Value of total assets at end of year2019-06-29$9,064,376
Value of total assets at beginning of year2019-06-29$9,024,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-29$154,267
Total income from rents2019-06-29$0
Total interest from all sources2019-06-29$0
Total dividends received (eg from common stock, registered investment company shares)2019-06-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-29No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-29$0
Administrative expenses professional fees incurred2019-06-29$4,275
Was this plan covered by a fidelity bond2019-06-29No
Value of fidelity bond cover2019-06-29$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-29$0
Were there any nonexempt tranactions with any party-in-interest2019-06-29No
Amount of non-exempt transactions with any party-in-interest2019-06-29$0
Contributions received from participants2019-06-29$0
Participant contributions at end of year2019-06-29$0
Participant contributions at beginning of year2019-06-29$0
Income. Received or receivable in cash from other sources (including rollovers)2019-06-29$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-06-29$0
Other income not declared elsewhere2019-06-29$0
Administrative expenses (other) incurred2019-06-29$130,774
Liabilities. Value of operating payables at beginning of year2019-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-29No
Value of net income/loss2019-06-29$40,339
Value of net assets at end of year (total assets less liabilities)2019-06-29$9,064,376
Value of net assets at beginning of year (total assets less liabilities)2019-06-29$9,024,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-29No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-06-29$0
Were any leases to which the plan was party in default or uncollectible2019-06-29No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-06-29$0
Investment advisory and management fees2019-06-29$0
Value of interest in pooled separate accounts at end of year2019-06-29$8,938,694
Value of interest in pooled separate accounts at beginning of year2019-06-29$8,997,764
Income. Interest from loans (other than to participants)2019-06-29$0
Interest earned on other investments2019-06-29$0
Income. Interest from US Government securities2019-06-29$0
Income. Interest from corporate debt instruments2019-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-29$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-29$0
Net investment gain/loss from pooled separate accounts2019-06-29$412,779
Net investment gain or loss from common/collective trusts2019-06-29$0
Net gain/loss from 103.12 investment entities2019-06-29$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-29No
Was there a failure to transmit to the plan any participant contributions2019-06-29No
Has the plan failed to provide any benefit when due under the plan2019-06-29No
Contributions received in cash from employer2019-06-29$262,938
Employer contributions (assets) at end of year2019-06-29$125,682
Employer contributions (assets) at beginning of year2019-06-29$26,273
Income. Dividends from preferred stock2019-06-29$0
Income. Dividends from common stock2019-06-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-29$481,111
Contract administrator fees2019-06-29$19,218
Liabilities. Value of benefit claims payable at beginning of year2019-06-29$0
Did the plan have assets held for investment2019-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-29No
Aggregate proceeds on sale of assets2019-06-29$0
Aggregate carrying amount (costs) on sale of assets2019-06-29$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-06-29$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-29Yes
Opinion of an independent qualified public accountant for this plan2019-06-29Disclaimer
Accountancy firm name2019-06-29HAINES ISENBARGER & SKIBA
Accountancy firm EIN2019-06-29522127371
2018 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-06-29$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-29$0
Total unrealized appreciation/depreciation of assets2018-06-29$0
Total transfer of assets to this plan2018-06-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-29$0
Total income from all sources (including contributions)2018-06-29$866,490
Total loss/gain on sale of assets2018-06-29$0
Total of all expenses incurred2018-06-29$887,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-29$734,742
Value of total corrective distributions2018-06-29$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-29$190,981
Value of total assets at end of year2018-06-29$9,024,037
Value of total assets at beginning of year2018-06-29$9,045,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-29$152,884
Total income from rents2018-06-29$0
Total interest from all sources2018-06-29$0
Total dividends received (eg from common stock, registered investment company shares)2018-06-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-29No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-29$0
Administrative expenses professional fees incurred2018-06-29$11,601
Was this plan covered by a fidelity bond2018-06-29No
Value of fidelity bond cover2018-06-29$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-29$0
Were there any nonexempt tranactions with any party-in-interest2018-06-29No
Amount of non-exempt transactions with any party-in-interest2018-06-29$0
Contributions received from participants2018-06-29$0
Participant contributions at end of year2018-06-29$0
Participant contributions at beginning of year2018-06-29$0
Income. Received or receivable in cash from other sources (including rollovers)2018-06-29$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-06-29$0
Other income not declared elsewhere2018-06-29$82
Administrative expenses (other) incurred2018-06-29$122,234
Liabilities. Value of operating payables at beginning of year2018-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-29No
Value of net income/loss2018-06-29$-21,136
Value of net assets at end of year (total assets less liabilities)2018-06-29$9,024,037
Value of net assets at beginning of year (total assets less liabilities)2018-06-29$9,045,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-29No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-06-29$0
Were any leases to which the plan was party in default or uncollectible2018-06-29No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-06-29$0
Investment advisory and management fees2018-06-29$0
Value of interest in pooled separate accounts at end of year2018-06-29$8,997,764
Value of interest in pooled separate accounts at beginning of year2018-06-29$8,862,590
Income. Interest from loans (other than to participants)2018-06-29$0
Interest earned on other investments2018-06-29$0
Income. Interest from US Government securities2018-06-29$0
Income. Interest from corporate debt instruments2018-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-29$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-29$0
Net investment gain/loss from pooled separate accounts2018-06-29$675,427
Net investment gain or loss from common/collective trusts2018-06-29$0
Net gain/loss from 103.12 investment entities2018-06-29$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-29Yes
Was there a failure to transmit to the plan any participant contributions2018-06-29No
Has the plan failed to provide any benefit when due under the plan2018-06-29No
Contributions received in cash from employer2018-06-29$190,981
Employer contributions (assets) at end of year2018-06-29$26,273
Employer contributions (assets) at beginning of year2018-06-29$182,583
Income. Dividends from preferred stock2018-06-29$0
Income. Dividends from common stock2018-06-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-29$734,742
Contract administrator fees2018-06-29$19,049
Liabilities. Value of benefit claims payable at beginning of year2018-06-29$0
Did the plan have assets held for investment2018-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-29No
Aggregate proceeds on sale of assets2018-06-29$0
Aggregate carrying amount (costs) on sale of assets2018-06-29$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-06-29$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-29Yes
Opinion of an independent qualified public accountant for this plan2018-06-29Disclaimer
Accountancy firm name2018-06-29HAINES EISENBARGER & SKIBA LLC
Accountancy firm EIN2018-06-29522127371
2017 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-06-29$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-29$0
Total unrealized appreciation/depreciation of assets2017-06-29$0
Total transfer of assets to this plan2017-06-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-29$0
Total income from all sources (including contributions)2017-06-29$1,225,016
Total loss/gain on sale of assets2017-06-29$0
Total of all expenses incurred2017-06-29$841,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-29$687,376
Value of total corrective distributions2017-06-29$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-29$182,583
Value of total assets at end of year2017-06-29$9,045,173
Value of total assets at beginning of year2017-06-29$8,661,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-29$154,020
Total income from rents2017-06-29$0
Total interest from all sources2017-06-29$0
Total dividends received (eg from common stock, registered investment company shares)2017-06-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-29No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-29$0
Administrative expenses professional fees incurred2017-06-29$14,216
Was this plan covered by a fidelity bond2017-06-29No
Value of fidelity bond cover2017-06-29$0
Were there any nonexempt tranactions with any party-in-interest2017-06-29No
Amount of non-exempt transactions with any party-in-interest2017-06-29$0
Contributions received from participants2017-06-29$0
Participant contributions at end of year2017-06-29$0
Participant contributions at beginning of year2017-06-29$0
Income. Received or receivable in cash from other sources (including rollovers)2017-06-29$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-29$0
Other income not declared elsewhere2017-06-29$0
Administrative expenses (other) incurred2017-06-29$121,312
Liabilities. Value of operating payables at beginning of year2017-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-29No
Value of net income/loss2017-06-29$383,620
Value of net assets at end of year (total assets less liabilities)2017-06-29$9,045,173
Value of net assets at beginning of year (total assets less liabilities)2017-06-29$8,661,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-29No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-06-29$0
Were any leases to which the plan was party in default or uncollectible2017-06-29No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-06-29$0
Investment advisory and management fees2017-06-29$0
Value of interest in pooled separate accounts at end of year2017-06-29$8,862,590
Value of interest in pooled separate accounts at beginning of year2017-06-29$8,661,553
Income. Interest from loans (other than to participants)2017-06-29$0
Interest earned on other investments2017-06-29$0
Income. Interest from US Government securities2017-06-29$0
Income. Interest from corporate debt instruments2017-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-29$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-29$0
Net investment gain/loss from pooled separate accounts2017-06-29$1,042,433
Net investment gain or loss from common/collective trusts2017-06-29$0
Net gain/loss from 103.12 investment entities2017-06-29$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-29Yes
Was there a failure to transmit to the plan any participant contributions2017-06-29No
Has the plan failed to provide any benefit when due under the plan2017-06-29No
Contributions received in cash from employer2017-06-29$182,583
Employer contributions (assets) at end of year2017-06-29$182,583
Employer contributions (assets) at beginning of year2017-06-29$0
Income. Dividends from preferred stock2017-06-29$0
Income. Dividends from common stock2017-06-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-29$687,376
Contract administrator fees2017-06-29$18,492
Liabilities. Value of benefit claims payable at beginning of year2017-06-29$0
Did the plan have assets held for investment2017-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-29No
Aggregate proceeds on sale of assets2017-06-29$0
Aggregate carrying amount (costs) on sale of assets2017-06-29$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-06-29$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-29Yes
Opinion of an independent qualified public accountant for this plan2017-06-29Disclaimer
Accountancy firm name2017-06-29HAINES, ISENBARGER & SKIBA, LLC
Accountancy firm EIN2017-06-29522127371
2016 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-06-29$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-29$0
Total unrealized appreciation/depreciation of assets2016-06-29$0
Total transfer of assets to this plan2016-06-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-29$7,170
Expenses. Interest paid2016-06-29$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-06-29$0
Total income from all sources (including contributions)2016-06-29$257,845
Total loss/gain on sale of assets2016-06-29$0
Total of all expenses incurred2016-06-29$374,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-29$141,134
Value of total corrective distributions2016-06-29$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-29$0
Value of total assets at end of year2016-06-29$8,661,553
Value of total assets at beginning of year2016-06-29$8,785,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-29$233,183
Total income from rents2016-06-29$0
Total interest from all sources2016-06-29$0
Total dividends received (eg from common stock, registered investment company shares)2016-06-29$101
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-29No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-29$101
Administrative expenses professional fees incurred2016-06-29$220,465
Was this plan covered by a fidelity bond2016-06-29No
Value of fidelity bond cover2016-06-29$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-29$0
Were there any nonexempt tranactions with any party-in-interest2016-06-29No
Amount of non-exempt transactions with any party-in-interest2016-06-29$0
Contributions received from participants2016-06-29$0
Participant contributions at end of year2016-06-29$0
Participant contributions at beginning of year2016-06-29$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-29$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-06-29$7,170
Other income not declared elsewhere2016-06-29$0
Administrative expenses (other) incurred2016-06-29$0
Liabilities. Value of operating payables at beginning of year2016-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-29No
Income. Non cash contributions2016-06-29$0
Value of net income/loss2016-06-29$-116,472
Value of net assets at end of year (total assets less liabilities)2016-06-29$8,661,553
Value of net assets at beginning of year (total assets less liabilities)2016-06-29$8,778,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-29No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-06-29$0
Were any leases to which the plan was party in default or uncollectible2016-06-29No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-06-29$0
Investment advisory and management fees2016-06-29$0
Value of interest in pooled separate accounts at end of year2016-06-29$8,661,553
Value of interest in pooled separate accounts at beginning of year2016-06-29$0
Income. Interest from loans (other than to participants)2016-06-29$0
Interest earned on other investments2016-06-29$0
Income. Interest from US Government securities2016-06-29$0
Income. Interest from corporate debt instruments2016-06-29$0
Value of interest in common/collective trusts at end of year2016-06-29$0
Value of interest in common/collective trusts at beginning of year2016-06-29$8,541,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-29$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-29$0
Net investment gain/loss from pooled separate accounts2016-06-29$349,639
Net investment gain or loss from common/collective trusts2016-06-29$-91,895
Net gain/loss from 103.12 investment entities2016-06-29$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-29Yes
Was there a failure to transmit to the plan any participant contributions2016-06-29No
Has the plan failed to provide any benefit when due under the plan2016-06-29No
Contributions received in cash from employer2016-06-29$0
Employer contributions (assets) at end of year2016-06-29$0
Employer contributions (assets) at beginning of year2016-06-29$244,195
Income. Dividends from preferred stock2016-06-29$0
Income. Dividends from common stock2016-06-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-29$141,134
Contract administrator fees2016-06-29$12,718
Liabilities. Value of benefit claims payable at beginning of year2016-06-29$0
Did the plan have assets held for investment2016-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-29No
Aggregate proceeds on sale of assets2016-06-29$0
Aggregate carrying amount (costs) on sale of assets2016-06-29$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-06-29$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-29Yes
Opinion of an independent qualified public accountant for this plan2016-06-29Disclaimer
Accountancy firm name2016-06-29HAINES, ISENBARGER & SKIBA LLC
Accountancy firm EIN2016-06-29522127371
2015 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-29$7,170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-29$7,203
Total income from all sources (including contributions)2015-06-29$695,057
Total of all expenses incurred2015-06-29$722,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-29$447,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-29$432,652
Value of total assets at end of year2015-06-29$8,785,195
Value of total assets at beginning of year2015-06-29$8,812,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-29$275,619
Total interest from all sources2015-06-29$62
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-29No
Administrative expenses professional fees incurred2015-06-29$220,263
Was this plan covered by a fidelity bond2015-06-29No
If this is an individual account plan, was there a blackout period2015-06-29No
Were there any nonexempt tranactions with any party-in-interest2015-06-29No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-06-29$7,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-06-29$7,203
Administrative expenses (other) incurred2015-06-29$55,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-29No
Value of net income/loss2015-06-29$-27,691
Value of net assets at end of year (total assets less liabilities)2015-06-29$8,778,025
Value of net assets at beginning of year (total assets less liabilities)2015-06-29$8,805,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-29No
Were any leases to which the plan was party in default or uncollectible2015-06-29No
Value of interest in common/collective trusts at end of year2015-06-29$8,541,000
Value of interest in common/collective trusts at beginning of year2015-06-29$8,532,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-29$62
Net investment gain or loss from common/collective trusts2015-06-29$262,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-29Yes
Was there a failure to transmit to the plan any participant contributions2015-06-29No
Has the plan failed to provide any benefit when due under the plan2015-06-29No
Contributions received in cash from employer2015-06-29$432,652
Employer contributions (assets) at end of year2015-06-29$244,195
Employer contributions (assets) at beginning of year2015-06-29$280,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-29$447,129
Did the plan have assets held for investment2015-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-29Yes
Opinion of an independent qualified public accountant for this plan2015-06-29Disclaimer
Accountancy firm name2015-06-29HAINES, ISENBARGER & SKIBA, LLC
Accountancy firm EIN2015-06-29522127371
2014 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-29$7,203
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-29$52
Total income from all sources (including contributions)2014-06-29$1,624,281
Total of all expenses incurred2014-06-29$697,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-29$455,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-29$305,079
Value of total assets at end of year2014-06-29$8,812,919
Value of total assets at beginning of year2014-06-29$7,878,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-29$241,578
Total interest from all sources2014-06-29$64
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-29No
Administrative expenses professional fees incurred2014-06-29$194,064
Was this plan covered by a fidelity bond2014-06-29No
If this is an individual account plan, was there a blackout period2014-06-29No
Were there any nonexempt tranactions with any party-in-interest2014-06-29No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-06-29$7,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-06-29$52
Administrative expenses (other) incurred2014-06-29$47,514
Total non interest bearing cash at end of year2014-06-29$0
Total non interest bearing cash at beginning of year2014-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-29No
Value of net income/loss2014-06-29$926,790
Value of net assets at end of year (total assets less liabilities)2014-06-29$8,805,716
Value of net assets at beginning of year (total assets less liabilities)2014-06-29$7,878,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-29No
Were any leases to which the plan was party in default or uncollectible2014-06-29No
Value of interest in common/collective trusts at end of year2014-06-29$8,532,019
Value of interest in common/collective trusts at beginning of year2014-06-29$7,878,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-29$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-29$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-29$64
Net investment gain or loss from common/collective trusts2014-06-29$1,319,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-29Yes
Was there a failure to transmit to the plan any participant contributions2014-06-29No
Has the plan failed to provide any benefit when due under the plan2014-06-29No
Contributions received in cash from employer2014-06-29$305,079
Employer contributions (assets) at end of year2014-06-29$280,900
Employer contributions (assets) at beginning of year2014-06-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-29$455,913
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-29No
Did the plan have assets held for investment2014-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-29Yes
Opinion of an independent qualified public accountant for this plan2014-06-29Disclaimer
Accountancy firm name2014-06-29HAINES, ISENBARGER & SKIBA, LLC
Accountancy firm EIN2014-06-29522127371
2013 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-29$52
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-29$6,615
Total income from all sources (including contributions)2013-06-29$1,245,384
Total of all expenses incurred2013-06-29$806,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-29$592,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-29$306,922
Value of total assets at end of year2013-06-29$7,878,978
Value of total assets at beginning of year2013-06-29$7,446,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-29$213,863
Total interest from all sources2013-06-29$82
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-29No
Administrative expenses professional fees incurred2013-06-29$176,361
Was this plan covered by a fidelity bond2013-06-29No
If this is an individual account plan, was there a blackout period2013-06-29No
Were there any nonexempt tranactions with any party-in-interest2013-06-29No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-06-29$52
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-06-29$6,615
Administrative expenses (other) incurred2013-06-29$37,502
Total non interest bearing cash at end of year2013-06-29$0
Total non interest bearing cash at beginning of year2013-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-29No
Value of net income/loss2013-06-29$439,184
Value of net assets at end of year (total assets less liabilities)2013-06-29$7,878,926
Value of net assets at beginning of year (total assets less liabilities)2013-06-29$7,439,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-29No
Were any leases to which the plan was party in default or uncollectible2013-06-29No
Value of interest in common/collective trusts at end of year2013-06-29$7,878,978
Value of interest in common/collective trusts at beginning of year2013-06-29$7,172,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-29$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-29$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-29$82
Net investment gain or loss from common/collective trusts2013-06-29$938,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-29Yes
Was there a failure to transmit to the plan any participant contributions2013-06-29No
Has the plan failed to provide any benefit when due under the plan2013-06-29No
Contributions received in cash from employer2013-06-29$306,922
Employer contributions (assets) at end of year2013-06-29$0
Employer contributions (assets) at beginning of year2013-06-29$274,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-29$592,337
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-29No
Did the plan have assets held for investment2013-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-29Yes
Opinion of an independent qualified public accountant for this plan2013-06-29Disclaimer
Accountancy firm name2013-06-29HAINES, ISENBARGER & SKIBA, LLC
Accountancy firm EIN2013-06-29522127371
2012 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-29$6,615
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-29$6,905
Total income from all sources (including contributions)2012-06-29$658,650
Total of all expenses incurred2012-06-29$667,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-29$460,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-29$642,958
Value of total assets at end of year2012-06-29$7,446,357
Value of total assets at beginning of year2012-06-29$7,455,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-29$207,202
Total interest from all sources2012-06-29$91
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-29No
Was this plan covered by a fidelity bond2012-06-29No
If this is an individual account plan, was there a blackout period2012-06-29No
Were there any nonexempt tranactions with any party-in-interest2012-06-29No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-06-29$6,615
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-06-29$6,905
Administrative expenses (other) incurred2012-06-29$207,202
Total non interest bearing cash at end of year2012-06-29$0
Total non interest bearing cash at beginning of year2012-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-29No
Value of net income/loss2012-06-29$-8,981
Value of net assets at end of year (total assets less liabilities)2012-06-29$7,439,742
Value of net assets at beginning of year (total assets less liabilities)2012-06-29$7,448,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-29No
Were any leases to which the plan was party in default or uncollectible2012-06-29No
Value of interest in common/collective trusts at end of year2012-06-29$7,172,063
Value of interest in common/collective trusts at beginning of year2012-06-29$7,271,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-29$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-29$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-29$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-29$91
Net investment gain or loss from common/collective trusts2012-06-29$15,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-29Yes
Was there a failure to transmit to the plan any participant contributions2012-06-29No
Has the plan failed to provide any benefit when due under the plan2012-06-29No
Contributions received in cash from employer2012-06-29$642,958
Employer contributions (assets) at end of year2012-06-29$274,294
Employer contributions (assets) at beginning of year2012-06-29$184,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-29$460,429
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-29No
Did the plan have assets held for investment2012-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-29Yes
Opinion of an independent qualified public accountant for this plan2012-06-29Disclaimer
Accountancy firm name2012-06-29HAINES, ISENBARGER & SKIBA, LLC
Accountancy firm EIN2012-06-29522127371
2011 : AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-29$6,905
Total income from all sources (including contributions)2011-06-29$1,676,142
Total of all expenses incurred2011-06-29$531,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-29$293,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-29$515,067
Value of total assets at end of year2011-06-29$7,455,628
Value of total assets at beginning of year2011-06-29$6,304,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-29$238,291
Total interest from all sources2011-06-29$126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-29No
Administrative expenses professional fees incurred2011-06-29$204,059
Was this plan covered by a fidelity bond2011-06-29No
If this is an individual account plan, was there a blackout period2011-06-29No
Were there any nonexempt tranactions with any party-in-interest2011-06-29No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-06-29$6,905
Administrative expenses (other) incurred2011-06-29$34,232
Total non interest bearing cash at end of year2011-06-29$0
Total non interest bearing cash at beginning of year2011-06-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-29No
Value of net income/loss2011-06-29$1,144,670
Value of net assets at end of year (total assets less liabilities)2011-06-29$7,448,723
Value of net assets at beginning of year (total assets less liabilities)2011-06-29$6,304,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-29No
Were any leases to which the plan was party in default or uncollectible2011-06-29No
Value of interest in common/collective trusts at end of year2011-06-29$7,271,614
Value of interest in common/collective trusts at beginning of year2011-06-29$6,076,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-29$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-29$61,764
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-29$61,764
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-29$126
Net investment gain or loss from common/collective trusts2011-06-29$1,160,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-29Yes
Was there a failure to transmit to the plan any participant contributions2011-06-29No
Has the plan failed to provide any benefit when due under the plan2011-06-29No
Contributions received in cash from employer2011-06-29$515,067
Employer contributions (assets) at end of year2011-06-29$184,014
Employer contributions (assets) at beginning of year2011-06-29$165,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-29$293,181
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-29No
Did the plan have assets held for investment2011-06-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-29Yes
Opinion of an independent qualified public accountant for this plan2011-06-29Disclaimer
Accountancy firm name2011-06-29HAINES, ISENBARGER & SKIBA, LLC
Accountancy firm EIN2011-06-29522127371

Form 5500 Responses for AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN

2020: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2020 form 5500 responses
2020-06-30Type of plan entitySingle employer plan
2020-06-30This submission is the final filingNo
2020-06-30This return/report is a short plan year return/report (less than 12 months)No
2020-06-30Plan is a collectively bargained planYes
2020-06-30Plan funding arrangement – InsuranceYes
2020-06-30Plan benefit arrangement – InsuranceYes
2019: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2019 form 5500 responses
2019-06-30Type of plan entitySingle employer plan
2019-06-30This submission is the final filingNo
2019-06-30This return/report is a short plan year return/report (less than 12 months)No
2019-06-30Plan is a collectively bargained planYes
2019-06-30Plan funding arrangement – InsuranceYes
2019-06-30Plan benefit arrangement – InsuranceYes
2018: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2018 form 5500 responses
2018-06-30Type of plan entitySingle employer plan
2018-06-30This submission is the final filingNo
2018-06-30This return/report is a short plan year return/report (less than 12 months)No
2018-06-30Plan is a collectively bargained planYes
2018-06-30Plan funding arrangement – InsuranceYes
2018-06-30Plan benefit arrangement – InsuranceYes
2017: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2017 form 5500 responses
2017-06-30Type of plan entitySingle employer plan
2017-06-30This submission is the final filingNo
2017-06-30This return/report is a short plan year return/report (less than 12 months)No
2017-06-30Plan is a collectively bargained planNo
2017-06-30Plan funding arrangement – InsuranceYes
2017-06-30Plan benefit arrangement – InsuranceYes
2016: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2016 form 5500 responses
2016-06-30Type of plan entitySingle employer plan
2016-06-30This submission is the final filingNo
2016-06-30This return/report is a short plan year return/report (less than 12 months)No
2016-06-30Plan is a collectively bargained planNo
2016-06-30Plan funding arrangement – InsuranceYes
2016-06-30Plan benefit arrangement – InsuranceYes
2015: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2015 form 5500 responses
2015-06-30Type of plan entitySingle employer plan
2015-06-30This submission is the final filingNo
2015-06-30This return/report is a short plan year return/report (less than 12 months)No
2015-06-30Plan is a collectively bargained planYes
2015-06-30Plan funding arrangement – InsuranceYes
2015-06-30Plan benefit arrangement – InsuranceYes
2014: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2014 form 5500 responses
2014-06-30Type of plan entitySingle employer plan
2014-06-30Submission has been amendedYes
2014-06-30Plan funding arrangement – TrustYes
2014-06-30Plan benefit arrangement - TrustYes
2013: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-06-30Type of plan entitySingle employer plan
2013-06-30Plan funding arrangement – TrustYes
2013-06-30Plan benefit arrangement - TrustYes
2012: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-06-30Type of plan entitySingle employer plan
2012-06-30Plan funding arrangement – TrustYes
2012-06-30Plan benefit arrangement - TrustYes
2011: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-06-30Type of plan entitySingle employer plan
2011-06-30Plan funding arrangement – TrustYes
2011-06-30Plan benefit arrangement - TrustYes
2009: AUBURN FOUNDRY, INC. RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-06-30Type of plan entitySingle employer plan
2009-06-30This submission is the final filingNo
2009-06-30Plan funding arrangement – TrustYes
2009-06-30Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number812490
Policy instance 1
Insurance contract or identification number812490
Number of Individuals Covered0
Insurance policy start date2021-06-30
Insurance policy end date2022-03-02
Total amount of commissions paid to insurance brokerUSD $23,299
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,299
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number812490
Policy instance 1
Insurance contract or identification number812490
Number of Individuals Covered425
Insurance policy start date2020-06-30
Insurance policy end date2021-06-29
Total amount of commissions paid to insurance brokerUSD $27,997
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number812490
Policy instance 1
Insurance contract or identification number812490
Number of Individuals Covered437
Insurance policy start date2019-06-30
Insurance policy end date2020-06-29
Total amount of commissions paid to insurance brokerUSD $26,024
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,024
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number812490
Policy instance 1
Insurance contract or identification number812490
Number of Individuals Covered454
Insurance policy start date2018-06-30
Insurance policy end date2019-06-29
Total amount of commissions paid to insurance brokerUSD $26,741
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,741
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number812490
Policy instance 1
Insurance contract or identification number812490
Number of Individuals Covered466
Insurance policy start date2017-06-30
Insurance policy end date2018-06-29
Total amount of commissions paid to insurance brokerUSD $27,359
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number812490
Policy instance 1
Insurance contract or identification number812490
Number of Individuals Covered493
Insurance policy start date2015-10-15
Insurance policy end date2016-06-29
Total amount of commissions paid to insurance brokerUSD $6,461
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,461
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC

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