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WABASH COLLEGE SUPPLEMENTAL RETIREMENT 401k Plan overview

Plan NameWABASH COLLEGE SUPPLEMENTAL RETIREMENT
Plan identification number 002

WABASH COLLEGE SUPPLEMENTAL RETIREMENT Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

WABASH COLLEGE has sponsored the creation of one or more 401k plans.

Company Name:WABASH COLLEGE
Employer identification number (EIN):350868202
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WABASH COLLEGE SUPPLEMENTAL RETIREMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2014-10-05
0022012-01-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2013-10-14
0022011-01-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2012-10-29
0022009-01-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2010-10-14
0022009-01-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2010-10-15

Plan Statistics for WABASH COLLEGE SUPPLEMENTAL RETIREMENT

401k plan membership statisitcs for WABASH COLLEGE SUPPLEMENTAL RETIREMENT

Measure Date Value
2013: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2013 401k membership
Total participants, beginning-of-year2013-01-01325
Total of all active and inactive participants2013-01-010
Total participants2013-01-010
2012: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2012 401k membership
Total participants, beginning-of-year2012-01-01316
Total number of active participants reported on line 7a of the Form 55002012-01-01509
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0168
Total of all active and inactive participants2012-01-01578
Total participants2012-01-01578
Number of participants with account balances2012-01-01275
2011: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2011 401k membership
Total participants, beginning-of-year2011-01-01312
Total number of active participants reported on line 7a of the Form 55002011-01-01504
Number of other retired or separated participants entitled to future benefits2011-01-0163
Total of all active and inactive participants2011-01-01567
Total participants2011-01-01567
Number of participants with account balances2011-01-01269
2009: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2009 401k membership
Total participants, beginning-of-year2009-01-01320
Total number of active participants reported on line 7a of the Form 55002009-01-01290
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-01310
Total participants2009-01-01310
Number of participants with account balances2009-01-01234

Financial Data on WABASH COLLEGE SUPPLEMENTAL RETIREMENT

Measure Date Value
2013 : WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2013 401k financial data
Total transfer of assets from this plan2013-12-31$19,843,034
Total income from all sources (including contributions)2013-12-31$3,937,458
Total of all expenses incurred2013-12-31$983,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$982,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,048,746
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$16,889,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$802
Total interest from all sources2013-12-31$192,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$851,425
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$12,795
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$197,321
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$23,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,953,940
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,889,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,881,814
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,430,305
Interest on participant loans2013-12-31$461
Interest earned on other investments2013-12-31$191,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,540,383
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$16,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,558,492
Net investment gain/loss from pooled separate accounts2013-12-31$137,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$966,635
Contract administrator fees2013-12-31$802
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2012 401k financial data
Total transfer of assets to this plan2012-12-31$2,365
Total income from all sources (including contributions)2012-12-31$2,589,658
Total of all expenses incurred2012-12-31$956,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$955,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$834,559
Value of total assets at end of year2012-12-31$16,889,094
Value of total assets at beginning of year2012-12-31$15,253,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,178
Total interest from all sources2012-12-31$120,224
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$33,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$33,959
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$754,731
Participant contributions at end of year2012-12-31$12,795
Participant contributions at beginning of year2012-12-31$7,314
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$79,828
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$23,456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$34,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,633,412
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,889,094
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,253,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,881,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,497,793
Value of interest in pooled separate accounts at end of year2012-12-31$1,430,305
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,249,033
Interest on participant loans2012-12-31$462
Interest earned on other investments2012-12-31$119,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,540,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,464,268
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$105,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,471,176
Net investment gain/loss from pooled separate accounts2012-12-31$129,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$849,737
Contract administrator fees2012-12-31$1,178
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260
2011 : WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2011 401k financial data
Total transfer of assets to this plan2011-12-31$11,112
Total income from all sources (including contributions)2011-12-31$746,379
Total of all expenses incurred2011-12-31$785,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$784,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$678,578
Value of total assets at end of year2011-12-31$15,253,317
Value of total assets at beginning of year2011-12-31$15,281,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$793
Total interest from all sources2011-12-31$122,450
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$29,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$29,138
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$678,578
Participant contributions at end of year2011-12-31$7,314
Participant contributions at beginning of year2011-12-31$4,808
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$2,191
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$34,568
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$23,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-39,218
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,253,317
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,281,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,497,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,914,183
Value of interest in pooled separate accounts at end of year2011-12-31$1,249,033
Value of interest in pooled separate accounts at beginning of year2011-12-31$755,629
Interest on participant loans2011-12-31$191
Interest earned on other investments2011-12-31$122,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$340
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,464,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,580,816
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$5,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-224,133
Net investment gain/loss from pooled separate accounts2011-12-31$140,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$778,999
Contract administrator fees2011-12-31$793
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260
2010 : WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2010 401k financial data
Total transfer of assets to this plan2010-12-31$6,274
Total income from all sources (including contributions)2010-12-31$2,194,003
Total of all expenses incurred2010-12-31$1,091,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,090,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$773,115
Value of total assets at end of year2010-12-31$15,281,423
Value of total assets at beginning of year2010-12-31$14,172,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$771
Total interest from all sources2010-12-31$149,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$736,621
Participant contributions at end of year2010-12-31$4,808
Participant contributions at end of year2010-12-31$2,191
Participant contributions at beginning of year2010-12-31$3,315
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$36,494
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$23,456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$21,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,102,463
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,281,423
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,172,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,914,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,393,789
Value of interest in pooled separate accounts at end of year2010-12-31$755,629
Value of interest in pooled separate accounts at beginning of year2010-12-31$809,063
Interest earned on other investments2010-12-31$149,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$340
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$153,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$153,629
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,580,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,791,583
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$11,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,183,923
Net investment gain/loss from pooled separate accounts2010-12-31$87,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,079,052
Contract administrator fees2010-12-31$771
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD, LLP
Accountancy firm EIN2010-12-31440160260

Form 5500 Responses for WABASH COLLEGE SUPPLEMENTAL RETIREMENT

2013: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WABASH COLLEGE SUPPLEMENTAL RETIREMENT 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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