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UMMH 401(K) PLAN 401k Plan overview

Plan NameUMMH 401(K) PLAN
Plan identification number 001

UMMH 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED METHODIST MEMORIAL HOME has sponsored the creation of one or more 401k plans.

Company Name:UNITED METHODIST MEMORIAL HOME
Employer identification number (EIN):350877581
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UMMH 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JEFFREY CHOD BOXELL JEFFREY CHOD BOXELL2018-10-12
0012016-01-01JEFFREY CHOD BOXELL JEFFREY CHOD BOXELL2017-12-14
0012016-01-01 JEFFREY BOXELL2017-10-13
0012015-01-01JEFFREY CHOD BOXELL
0012014-01-01JEFFREY CHOD BOXELL
0012013-01-01JEFFREY CHOD BOXELL
0012012-01-01DAVID P. SOUDER DAVID P. SOUDER2013-10-10
0012011-01-01DAVID SOUDER DAVID SOUDER2012-10-10
0012009-01-01THOMAS R. STEVESON

Plan Statistics for UMMH 401(K) PLAN

401k plan membership statisitcs for UMMH 401(K) PLAN

Measure Date Value
2022: UMMH 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01527
Total number of active participants reported on line 7a of the Form 55002022-01-01411
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0138
Total of all active and inactive participants2022-01-01449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01449
Number of participants with account balances2022-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: UMMH 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01515
Total number of active participants reported on line 7a of the Form 55002021-01-01477
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0150
Total of all active and inactive participants2021-01-01527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01527
Number of participants with account balances2021-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: UMMH 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01637
Total number of active participants reported on line 7a of the Form 55002020-01-01515
Number of other retired or separated participants entitled to future benefits2020-01-0157
Total of all active and inactive participants2020-01-01572
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01572
Number of participants with account balances2020-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: UMMH 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01791
Total number of active participants reported on line 7a of the Form 55002019-01-01549
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0186
Total of all active and inactive participants2019-01-01635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01635
Number of participants with account balances2019-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0142
2018: UMMH 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01668
Total number of active participants reported on line 7a of the Form 55002018-01-01673
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0179
Total of all active and inactive participants2018-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01752
Number of participants with account balances2018-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: UMMH 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01618
Total number of active participants reported on line 7a of the Form 55002017-01-01578
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0158
Total of all active and inactive participants2017-01-01636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01636
Number of participants with account balances2017-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: UMMH 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01627
Total number of active participants reported on line 7a of the Form 55002016-01-01564
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0138
Total of all active and inactive participants2016-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01602
Number of participants with account balances2016-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: UMMH 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01517
Total number of active participants reported on line 7a of the Form 55002015-01-01572
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01611
Number of participants with account balances2015-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: UMMH 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01456
Total number of active participants reported on line 7a of the Form 55002014-01-01480
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0131
Total of all active and inactive participants2014-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01513
Number of participants with account balances2014-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: UMMH 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01242
Total number of active participants reported on line 7a of the Form 55002013-01-01201
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0130
Total of all active and inactive participants2013-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01233
Number of participants with account balances2013-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: UMMH 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01254
Total number of active participants reported on line 7a of the Form 55002012-01-01226
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01247
Number of participants with account balances2012-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: UMMH 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01277
Total number of active participants reported on line 7a of the Form 55002011-01-01243
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01262
Number of participants with account balances2011-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: UMMH 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01332
Total number of active participants reported on line 7a of the Form 55002009-01-01332
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01356
Number of participants with account balances2009-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on UMMH 401(K) PLAN

Measure Date Value
2022 : UMMH 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-814,976
Total of all expenses incurred2022-12-31$1,416,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,366,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$557,231
Value of total assets at end of year2022-12-31$6,262,417
Value of total assets at beginning of year2022-12-31$8,493,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$50,285
Total interest from all sources2022-12-31$5,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$364,673
Participant contributions at end of year2022-12-31$6,635
Participant contributions at beginning of year2022-12-31$3,660
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$118,713
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$14,733
Other income not declared elsewhere2022-12-31$3,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,231,487
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,262,417
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,493,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$50,285
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,087,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,810,136
Interest earned on other investments2022-12-31$5,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$164,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$559,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,381,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$177,825
Employer contributions (assets) at end of year2022-12-31$3,121
Employer contributions (assets) at beginning of year2022-12-31$2,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,366,226
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : UMMH 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,582,566
Total of all expenses incurred2021-12-31$1,302,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,231,459
Value of total corrective distributions2021-12-31$7,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$571,922
Value of total assets at end of year2021-12-31$8,493,904
Value of total assets at beginning of year2021-12-31$8,213,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$62,831
Total interest from all sources2021-12-31$9,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$357,734
Participant contributions at end of year2021-12-31$3,660
Participant contributions at beginning of year2021-12-31$4,988
Assets. Other investments not covered elsewhere at end of year2021-12-31$118,713
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$143,868
Other income not declared elsewhere2021-12-31$-25,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$280,468
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,493,904
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,213,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$62,831
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,810,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,402,146
Interest earned on other investments2021-12-31$9,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$559,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$659,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,026,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$214,188
Employer contributions (assets) at end of year2021-12-31$2,292
Employer contributions (assets) at beginning of year2021-12-31$2,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,231,459
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2021-12-31351090346
2020 : UMMH 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,647,579
Total of all expenses incurred2020-12-31$1,475,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,410,986
Value of total corrective distributions2020-12-31$3,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$639,315
Value of total assets at end of year2020-12-31$8,213,436
Value of total assets at beginning of year2020-12-31$8,041,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$61,286
Total interest from all sources2020-12-31$12,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$411,459
Participant contributions at end of year2020-12-31$4,988
Participant contributions at beginning of year2020-12-31$18
Assets. Other investments not covered elsewhere at end of year2020-12-31$143,868
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$158,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$172,228
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,213,436
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,041,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,402,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,237,204
Interest earned on other investments2020-12-31$12,966
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$659,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$645,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$995,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$227,856
Employer contributions (assets) at end of year2020-12-31$2,477
Employer contributions (assets) at beginning of year2020-12-31$18
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,410,986
Contract administrator fees2020-12-31$61,286
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2020-12-31351090346
2019 : UMMH 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,258,413
Total of all expenses incurred2019-12-31$1,073,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,005,108
Value of total corrective distributions2019-12-31$1,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$801,374
Value of total assets at end of year2019-12-31$8,041,208
Value of total assets at beginning of year2019-12-31$6,856,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,976
Total interest from all sources2019-12-31$9,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$422,625
Participant contributions at end of year2019-12-31$18
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$158,414
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$153,065
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$152,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,185,154
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,041,208
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,856,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,237,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,322,772
Interest earned on other investments2019-12-31$9,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$645,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$380,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,447,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$226,691
Employer contributions (assets) at end of year2019-12-31$18
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,005,108
Contract administrator fees2019-12-31$66,976
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2019-12-31351090346
2018 : UMMH 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$342,728
Total of all expenses incurred2018-12-31$428,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$369,394
Value of total corrective distributions2018-12-31$336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$743,000
Value of total assets at end of year2018-12-31$6,856,054
Value of total assets at beginning of year2018-12-31$6,942,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$59,232
Total interest from all sources2018-12-31$8,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$394,535
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$9,502
Assets. Other investments not covered elsewhere at end of year2018-12-31$153,065
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$158,133
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$139,125
Other income not declared elsewhere2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-86,234
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,856,054
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,942,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,322,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,341,991
Interest earned on other investments2018-12-31$8,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$380,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$432,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-408,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$209,340
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$369,394
Contract administrator fees2018-12-31$59,232
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2018-12-31351090346
2017 : UMMH 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,550,753
Total of all expenses incurred2017-12-31$679,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$626,184
Value of total corrective distributions2017-12-31$1,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$615,976
Value of total assets at end of year2017-12-31$6,942,288
Value of total assets at beginning of year2017-12-31$6,070,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$52,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$386,670
Participant contributions at end of year2017-12-31$9,502
Participant contributions at beginning of year2017-12-31$10,049
Assets. Other investments not covered elsewhere at end of year2017-12-31$158,133
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$202,316
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,605
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$-44,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$871,323
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,942,288
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,070,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,341,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,460,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$432,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$391,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$978,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$221,701
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$6,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$626,184
Contract administrator fees2017-12-31$52,127
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2017-12-31351090346
2016 : UMMH 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$946,729
Total of all expenses incurred2016-12-31$706,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$684,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$776,623
Value of total assets at end of year2016-12-31$6,070,965
Value of total assets at beginning of year2016-12-31$5,830,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,326
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$11,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$11,319
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$365,738
Participant contributions at end of year2016-12-31$10,049
Participant contributions at beginning of year2016-12-31$8,121
Assets. Other investments not covered elsewhere at end of year2016-12-31$202,316
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$202,976
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$240,477
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,070,965
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,830,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$21,326
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,054,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,817,258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$391,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$170,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$207,909
Employer contributions (assets) at end of year2016-12-31$6,329
Employer contributions (assets) at beginning of year2016-12-31$5,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$684,926
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2016-12-31351090346
2015 : UMMH 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$21,049
Total income from all sources (including contributions)2015-12-31$512,349
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$750,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$695,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$548,683
Value of total assets at end of year2015-12-31$5,830,488
Value of total assets at beginning of year2015-12-31$6,089,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$54,178
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$225,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$225,505
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$337,936
Participant contributions at end of year2015-12-31$8,121
Participant contributions at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$21,049
Administrative expenses (other) incurred2015-12-31$23,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-237,790
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,830,488
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,068,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$30,393
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,817,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,087,827
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-261,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$210,747
Employer contributions (assets) at end of year2015-12-31$5,109
Employer contributions (assets) at beginning of year2015-12-31$1,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$695,961
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2015-12-31351090346
2014 : UMMH 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$21,049
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$29,074
Total income from all sources (including contributions)2014-12-31$817,042
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$636,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$598,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$470,082
Value of total assets at end of year2014-12-31$6,089,327
Value of total assets at beginning of year2014-12-31$5,916,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$38,269
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$198,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$198,423
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$154,784
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$1,557
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$20,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$21,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$26,573
Administrative expenses (other) incurred2014-12-31$2,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$180,362
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,068,278
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,887,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$35,636
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,087,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,913,078
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$1,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$148,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$294,819
Employer contributions (assets) at end of year2014-12-31$1,500
Employer contributions (assets) at beginning of year2014-12-31$1,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$598,411
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$2,501
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KROUSE, KERN & CO., INC.
Accountancy firm EIN2014-12-31351498397
2013 : UMMH 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$29,074
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$22,118
Total income from all sources (including contributions)2013-12-31$1,307,410
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$474,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$431,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$464,190
Value of total assets at end of year2013-12-31$5,916,990
Value of total assets at beginning of year2013-12-31$5,077,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$42,766
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$119,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$119,539
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$309,046
Participant contributions at end of year2013-12-31$1,557
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$26,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$22,118
Other income not declared elsewhere2013-12-31$258
Administrative expenses (other) incurred2013-12-31$5,377
Total non interest bearing cash at beginning of year2013-12-31$157,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$833,032
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,887,916
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,054,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$37,389
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,913,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,500,831
Value of interest in common/collective trusts at end of year2013-12-31$1,352
Value of interest in common/collective trusts at beginning of year2013-12-31$396,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$22,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$22,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$723,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$155,144
Employer contributions (assets) at end of year2013-12-31$1,003
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$431,612
Liabilities. Value of benefit claims payable at end of year2013-12-31$2,501
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KROUSE, KERN & CO., INC.
Accountancy firm EIN2013-12-31351498397
2012 : UMMH 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$22,118
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,390
Total income from all sources (including contributions)2012-12-31$944,973
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$335,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$274,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$466,438
Value of total assets at end of year2012-12-31$5,077,002
Value of total assets at beginning of year2012-12-31$4,463,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$60,903
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$132,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$132,966
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$308,299
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$1,864
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$221
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$22,118
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$15,942
Administrative expenses (other) incurred2012-12-31$22,818
Total non interest bearing cash at end of year2012-12-31$157,737
Total non interest bearing cash at beginning of year2012-12-31$231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$609,662
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,054,884
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,445,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$24,651
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,500,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,644,487
Value of interest in common/collective trusts at end of year2012-12-31$396,314
Value of interest in common/collective trusts at beginning of year2012-12-31$485,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$22,120
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$330,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$330,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$345,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$157,918
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$274,408
Contract administrator fees2012-12-31$13,434
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$2,448
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KROUSE, KERN & CO., INC.
Accountancy firm EIN2012-12-31351498397
2011 : UMMH 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$18,390
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$14,762
Total income from all sources (including contributions)2011-12-31$425,294
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$290,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$244,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$427,481
Value of total assets at end of year2011-12-31$4,463,612
Value of total assets at beginning of year2011-12-31$4,325,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$46,031
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$87,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$87,192
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$295,098
Participant contributions at end of year2011-12-31$1,864
Participant contributions at beginning of year2011-12-31$4,162
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$15,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$14,435
Administrative expenses (other) incurred2011-12-31$5,047
Total non interest bearing cash at end of year2011-12-31$231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$134,895
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,445,222
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,310,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$30,290
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,644,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,624,034
Value of interest in common/collective trusts at end of year2011-12-31$485,445
Value of interest in common/collective trusts at beginning of year2011-12-31$347,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$330,729
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$247,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$247,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-89,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$132,383
Employer contributions (assets) at end of year2011-12-31$856
Employer contributions (assets) at beginning of year2011-12-31$101,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$244,368
Contract administrator fees2011-12-31$10,694
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$2,448
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$327
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KROUSE, KERN & CO., INC.
Accountancy firm EIN2011-12-31351498397
2010 : UMMH 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,575
Total income from all sources (including contributions)2010-12-31$969,873
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$597,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$549,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$502,129
Value of total assets at end of year2010-12-31$4,325,089
Value of total assets at beginning of year2010-12-31$3,950,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$47,701
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$77,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$77,467
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$292,810
Participant contributions at end of year2010-12-31$4,162
Participant contributions at beginning of year2010-12-31$1,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$14,435
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$12,575
Administrative expenses (other) incurred2010-12-31$5,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$372,857
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,310,327
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,937,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$27,769
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,624,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,568,596
Value of interest in common/collective trusts at end of year2010-12-31$347,484
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$247,786
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$272,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$272,820
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$390,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$209,319
Employer contributions (assets) at end of year2010-12-31$101,623
Employer contributions (assets) at beginning of year2010-12-31$106,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$549,315
Contract administrator fees2010-12-31$14,878
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Liabilities. Value of benefit claims payable at end of year2010-12-31$327
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KROUSE, KERN & CO., INC.
Accountancy firm EIN2010-12-31351498397

Form 5500 Responses for UMMH 401(K) PLAN

2022: UMMH 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UMMH 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UMMH 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UMMH 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UMMH 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UMMH 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UMMH 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UMMH 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UMMH 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UMMH 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UMMH 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UMMH 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UMMH 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JD0A
Policy instance 1
Insurance contract or identification numberGAP-CP-JD0A
Number of Individuals Covered14
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JD0A
Policy instance 1
Insurance contract or identification numberGAP-CP-JD0A
Number of Individuals Covered13
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JD0A
Policy instance 1
Insurance contract or identification numberGAP-CP-JD0A
Number of Individuals Covered14
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $320
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $320
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JD0A
Policy instance 1
Insurance contract or identification numberGAP-CP-JD0A
Number of Individuals Covered11
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,742
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,742
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JD0A
Policy instance 1
Insurance contract or identification numberGAP-CP-JD0A
Number of Individuals Covered271
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,543
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,543
Insurance broker organization code?3
Insurance broker nameCETERA INVESTMENT SERVICES LLC

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