401k Plan data: STERNBERG, INC. 401(K) PROFIT SHARING PLAN plan

STERNBERG, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	STERNBERG, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

STERNBERG, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STERNBERG, INC. has sponsored the creation of one or more 401k plans.

Company Name: STERNBERG, INC.

Employer identification number (EIN): 350911892

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STERNBERG, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-10-01
001 2020-10-01
001 2019-10-01
001 2018-10-01
001 2017-10-01
001 2017-10-01
001 2016-10-01
001 2015-10-01 MICHAEL CROSLYN
001 2014-10-01 DEREK STERNBERG
001 2013-10-01 DEREK A. STERNBERG
001 2012-10-01 DEREK STERNBERG
001 2011-10-01 DEREK STERNBERG
001 2010-10-01 DEREK STERNBERG
001 2009-10-01 DEREK STERNBERG

Plan Statistics for STERNBERG, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for STERNBERG, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 277
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 232
Number of retired or separated participants receiving benefits 2021-10-01 0
Number of other retired or separated participants entitled to future benefits 2021-10-01 38
Total of all active and inactive participants 2021-10-01 270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 0
Total participants 2021-10-01 270
Number of participants with account balances 2021-10-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 0
2020: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 331
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 241
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 35
Total of all active and inactive participants 2020-10-01 276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 276
Number of participants with account balances 2020-10-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 0
2019: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 320
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 252
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 78
Total of all active and inactive participants 2019-10-01 330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 0
Total participants 2019-10-01 330
Number of participants with account balances 2019-10-01 270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 289
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 258
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 61
Total of all active and inactive participants 2018-10-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 0
Total participants 2018-10-01 319
Number of participants with account balances 2018-10-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 272
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 247
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 44
Total of all active and inactive participants 2017-10-01 291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 291
Number of participants with account balances 2017-10-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 271
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 236
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 30
Total of all active and inactive participants 2016-10-01 266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 266
Number of participants with account balances 2016-10-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 8
2015: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 239
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 244
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 21
Total of all active and inactive participants 2015-10-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 265
Number of participants with account balances 2015-10-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 125
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 117
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 2
Total of all active and inactive participants 2014-10-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 119
Number of participants with account balances 2014-10-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 128
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 125
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 125
Number of participants with account balances 2013-10-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 125
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 126
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 2
Total of all active and inactive participants 2012-10-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 128
Number of participants with account balances 2012-10-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 124
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 122
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 3
Total of all active and inactive participants 2011-10-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 125
Number of participants with account balances 2011-10-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 128
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 124
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 0
Total of all active and inactive participants 2010-10-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 124
Number of participants with account balances 2010-10-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 135
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 121
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 3
Total of all active and inactive participants 2009-10-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 124
Number of participants with account balances 2009-10-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2021: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	277
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	232
Number of retired or separated participants receiving benefits	2021-10-01	0
Number of other retired or separated participants entitled to future benefits	2021-10-01	38
Total of all active and inactive participants	2021-10-01	270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	0
Total participants	2021-10-01	270
Number of participants with account balances	2021-10-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	0
2020: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	331
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	241
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	35
Total of all active and inactive participants	2020-10-01	276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	276
Number of participants with account balances	2020-10-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	0
2019: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	320
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	252
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	78
Total of all active and inactive participants	2019-10-01	330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	0
Total participants	2019-10-01	330
Number of participants with account balances	2019-10-01	270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	289
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	258
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	61
Total of all active and inactive participants	2018-10-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	0
Total participants	2018-10-01	319
Number of participants with account balances	2018-10-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	272
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	247
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	44
Total of all active and inactive participants	2017-10-01	291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	291
Number of participants with account balances	2017-10-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	271
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	236
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	30
Total of all active and inactive participants	2016-10-01	266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	266
Number of participants with account balances	2016-10-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	8
2015: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	239
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	244
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	21
Total of all active and inactive participants	2015-10-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	265
Number of participants with account balances	2015-10-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	125
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	117
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	2
Total of all active and inactive participants	2014-10-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	119
Number of participants with account balances	2014-10-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	128
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	125
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	125
Number of participants with account balances	2013-10-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	125
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	126
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	2
Total of all active and inactive participants	2012-10-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	128
Number of participants with account balances	2012-10-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	124
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	122
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	3
Total of all active and inactive participants	2011-10-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	125
Number of participants with account balances	2011-10-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	128
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	124
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	0
Total of all active and inactive participants	2010-10-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	124
Number of participants with account balances	2010-10-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	135
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	121
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	3
Total of all active and inactive participants	2009-10-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	124
Number of participants with account balances	2009-10-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on STERNBERG, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-09-30	$0
Total transfer of assets to this plan	2022-09-30	$0
Total transfer of assets from this plan	2022-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total income from all sources (including contributions)	2022-09-30	$-811,954
Total loss/gain on sale of assets	2022-09-30	$0
Total of all expenses incurred	2022-09-30	$644,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$596,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$537,140
Value of total assets at end of year	2022-09-30	$5,690,129
Value of total assets at beginning of year	2022-09-30	$7,146,266
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$47,243
Total interest from all sources	2022-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$404,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-09-30	$404,836
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$500,000
If this is an individual account plan, was there a blackout period	2022-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Contributions received from participants	2022-09-30	$537,140
Other income not declared elsewhere	2022-09-30	$1
Administrative expenses (other) incurred	2022-09-30	$47,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Value of net income/loss	2022-09-30	$-1,456,137
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$5,690,129
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$7,146,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-09-30	$5,690,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-09-30	$7,146,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-09-30	$-1,753,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$596,940
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	KRUEGER & ASSOCIATES CPA LLP
Accountancy firm EIN	2022-09-30	351926518
2021 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-09-30	$0
Total transfer of assets to this plan	2021-09-30	$0
Total transfer of assets from this plan	2021-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total income from all sources (including contributions)	2021-09-30	$1,949,642
Total loss/gain on sale of assets	2021-09-30	$0
Total of all expenses incurred	2021-09-30	$411,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$332,772
Value of total corrective distributions	2021-09-30	$32,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$517,339
Value of total assets at end of year	2021-09-30	$7,146,266
Value of total assets at beginning of year	2021-09-30	$5,608,451
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$46,832
Total interest from all sources	2021-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$147,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-09-30	$147,783
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$500,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Contributions received from participants	2021-09-30	$517,339
Administrative expenses (other) incurred	2021-09-30	$46,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Value of net income/loss	2021-09-30	$1,537,815
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$7,146,266
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$5,608,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-09-30	$7,146,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-09-30	$5,608,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-09-30	$1,284,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	No
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$332,772
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Opinion of an independent qualified public accountant for this plan	2021-09-30	Disclaimer
Accountancy firm name	2021-09-30	KRUEGER & ASSOCIATES, CPA, LLP
Accountancy firm EIN	2021-09-30	351926518
2020 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total transfer of assets to this plan	2020-09-30	$0
Total transfer of assets from this plan	2020-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$1,030,077
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$607,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$536,240
Value of total corrective distributions	2020-09-30	$31,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$494,158
Value of total assets at end of year	2020-09-30	$5,608,451
Value of total assets at beginning of year	2020-09-30	$5,185,796
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$39,548
Total interest from all sources	2020-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$127,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$127,651
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$500,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$494,158
Administrative expenses (other) incurred	2020-09-30	$39,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$422,655
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$5,608,451
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$5,185,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$5,608,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$5,185,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$408,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$536,240
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	KRUEGER & ASSOCIATES, CPA, LLP
Accountancy firm EIN	2020-09-30	351926518
2019 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-09-30	$0
Total transfer of assets to this plan	2019-09-30	$0
Total transfer of assets from this plan	2019-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$650,997
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$351,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$281,374
Value of total corrective distributions	2019-09-30	$31,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$513,801
Value of total assets at end of year	2019-09-30	$5,185,796
Value of total assets at beginning of year	2019-09-30	$4,885,960
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$38,073
Total interest from all sources	2019-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$145,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-09-30	$145,310
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$489,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$464,693
Income. Received or receivable in cash from other sources (including rollovers)	2019-09-30	$49,108
Other income not declared elsewhere	2019-09-30	$182
Administrative expenses (other) incurred	2019-09-30	$38,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$299,836
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$5,185,796
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$4,885,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$5,185,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-09-30	$4,885,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-09-30	$-8,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$281,374
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	KRUEGER & ASSOCIATES, CPA, LLP
Accountancy firm EIN	2019-09-30	351926518
2018 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-09-30	$0
Total transfer of assets to this plan	2018-09-30	$0
Total transfer of assets from this plan	2018-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$1,011,778
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$178,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$140,302
Value of total corrective distributions	2018-09-30	$5,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$559,825
Value of total assets at end of year	2018-09-30	$4,885,960
Value of total assets at beginning of year	2018-09-30	$4,052,307
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$32,597
Total interest from all sources	2018-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$130,995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-09-30	$130,995
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$406,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$414,925
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$144,900
Administrative expenses (other) incurred	2018-09-30	$32,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$833,653
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$4,885,960
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$4,052,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$4,885,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$4,052,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$320,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$140,302
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	KRUEGER & ASSOCIATES, CPA, LLP
Accountancy firm EIN	2018-09-30	351926518
2017 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-09-30	$0
Total transfer of assets to this plan	2017-09-30	$0
Total transfer of assets from this plan	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$875,220
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$375,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$347,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$373,970
Value of total assets at end of year	2017-09-30	$4,052,307
Value of total assets at beginning of year	2017-09-30	$3,553,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$28,189
Total interest from all sources	2017-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$86,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-09-30	$86,478
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$356,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$372,510
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$1,460
Other income not declared elsewhere	2017-09-30	$6
Administrative expenses (other) incurred	2017-09-30	$28,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$499,279
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$4,052,307
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$3,553,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$4,052,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$3,553,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$414,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$347,752
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	KRUEGER & ASSOCIATES, CPA, LLP
Accountancy firm EIN	2017-09-30	351926518
2016 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total transfer of assets to this plan	2016-09-30	$923,617
Total transfer of assets from this plan	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$695,604
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$207,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$186,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$318,657
Value of total assets at end of year	2016-09-30	$3,553,028
Value of total assets at beginning of year	2016-09-30	$2,141,144
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$21,200
Total interest from all sources	2016-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$92,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$92,859
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$307,000
If this is an individual account plan, was there a blackout period	2016-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$316,525
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$2,132
Other income not declared elsewhere	2016-09-30	$2,938
Administrative expenses (other) incurred	2016-09-30	$21,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$488,267
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$3,553,028
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$2,141,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$3,553,028
Value of interest in pooled separate accounts at beginning of year	2016-09-30	$1,805,057
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-09-30	$9,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-09-30	$9,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-09-30	$326,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$154,910
Net investment gain/loss from pooled separate accounts	2016-09-30	$126,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$186,137
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	Yes
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	KRUEGER & ASSOCIATES, CPA, LLP
Accountancy firm EIN	2016-09-30	351926518
2015 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$142,158
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$102,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$101,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$179,788
Value of total assets at end of year	2015-09-30	$2,141,144
Value of total assets at beginning of year	2015-09-30	$2,101,263
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$900
Total interest from all sources	2015-09-30	$-287
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$175,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$179,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$39,881
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$2,141,144
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$2,101,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in pooled separate accounts at end of year	2015-09-30	$1,805,057
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$1,759,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$9,620
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$29,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$29,893
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-09-30	$-287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-09-30	$326,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-09-30	$312,136
Net investment gain/loss from pooled separate accounts	2015-09-30	$-37,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$101,377
Contract administrator fees	2015-09-30	$900
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	KRUEGER & ASSOCIATES, CPA, LLC
Accountancy firm EIN	2015-09-30	351926518
2014 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$325,947
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$113,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$112,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$160,633
Value of total assets at end of year	2014-09-30	$2,101,263
Value of total assets at beginning of year	2014-09-30	$1,889,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$775
Total interest from all sources	2014-09-30	$-329
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$175,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$160,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$212,202
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$2,101,263
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$1,889,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in pooled separate accounts at end of year	2014-09-30	$1,759,234
Value of interest in pooled separate accounts at beginning of year	2014-09-30	$1,537,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$29,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$28,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$28,814
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$-329
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-09-30	$312,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-09-30	$322,962
Net investment gain/loss from pooled separate accounts	2014-09-30	$165,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$112,970
Contract administrator fees	2014-09-30	$775
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	KRUEGER & ASSOCIATES, CPA, LLC
Accountancy firm EIN	2014-09-30	351926518
2013 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$321,263
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$232,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$231,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$139,991
Value of total assets at end of year	2013-09-30	$1,889,061
Value of total assets at beginning of year	2013-09-30	$1,799,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$1,075
Total interest from all sources	2013-09-30	$-350
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$175,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$139,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$89,176
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$1,889,061
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$1,799,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in pooled separate accounts at end of year	2013-09-30	$1,537,285
Value of interest in pooled separate accounts at beginning of year	2013-09-30	$1,461,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$28,814
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$27,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$27,920
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-09-30	$-350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-09-30	$322,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-09-30	$310,119
Net investment gain/loss from pooled separate accounts	2013-09-30	$181,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$231,012
Contract administrator fees	2013-09-30	$1,075
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	KRUEGER & ASSOCIATES, CPA, LLC
Accountancy firm EIN	2013-09-30	351926518
2012 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$420,623
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$110,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$108,704
Value of total corrective distributions	2012-09-30	$918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$170,918
Value of total assets at end of year	2012-09-30	$1,799,885
Value of total assets at beginning of year	2012-09-30	$1,489,534
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$650
Total interest from all sources	2012-09-30	$-367
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$175,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$170,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$310,351
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$1,799,885
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$1,489,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$1,041,462
Value of interest in pooled separate accounts at end of year	2012-09-30	$1,461,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$27,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$26,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$26,930
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-09-30	$-367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-09-30	$310,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-09-30	$330,462
Net investment gain/loss from pooled separate accounts	2012-09-30	$250,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$108,704
Asset. Corporate debt instrument debt (other) at end of year	2012-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-09-30	$90,680
Contract administrator fees	2012-09-30	$650
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	KRUEGER & ASSOCIATES, CPA, LLC
Accountancy firm EIN	2012-09-30	351926518
2011 : STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$154,100
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$90,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$90,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$160,928
Value of total assets at end of year	2011-09-30	$1,489,534
Value of total assets at beginning of year	2011-09-30	$1,426,315
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$880
Total interest from all sources	2011-09-30	$3,893
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$175,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$160,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$63,219
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$1,489,534
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$1,426,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$1,041,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$1,069,755
Income. Interest from corporate debt instruments	2011-09-30	$4,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$26,930
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$5,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$5,384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$-255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-09-30	$330,462
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-09-30	$268,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-10,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$90,001
Asset. Corporate debt instrument debt (other) at end of year	2011-09-30	$90,680
Asset. Corporate debt instrument debt (other) at beginning of year	2011-09-30	$82,757
Contract administrator fees	2011-09-30	$880
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	KRUEGER & ASSOCIATES, CPA, LLC
Accountancy firm EIN	2011-09-30	351926518

Form 5500 Responses for STERNBERG, INC. 401(K) PROFIT SHARING PLAN

2021: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01	Type of plan entity	Single employer plan
2021-10-01	Submission has been amended	No
2021-10-01	This submission is the final filing	No
2021-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-10-01	Plan is a collectively bargained plan	No
2021-10-01	Plan funding arrangement – Trust	Yes
2021-10-01	Plan benefit arrangement - Trust	Yes
2020: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	No
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	Yes
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	Yes
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement – Insurance	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Insurance	Yes
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Insurance	Yes
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Insurance	Yes
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement – Insurance	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Insurance	Yes
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement – Insurance	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: STERNBERG, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Insurance	Yes
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement – Insurance	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHS703

Policy instance

Insurance contract or identification number	PHS703
Insurance policy start date	2014-10-01
Insurance policy end date	2015-09-30
Total amount of commissions paid to insurance broker	USD $6,894
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $6,894
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHS703

Policy instance

Insurance contract or identification number	PHS703
Number of Individuals Covered	104
Insurance policy start date	2013-10-01
Insurance policy end date	2014-09-30
Total amount of commissions paid to insurance broker	USD $6,136
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $6,136
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHS703

Policy instance

Insurance contract or identification number	PHS703
Number of Individuals Covered	107
Insurance policy start date	2012-10-01
Insurance policy end date	2013-09-30
Total amount of commissions paid to insurance broker	USD $5,329
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,329
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHS703

Policy instance

Insurance contract or identification number	PHS703
Number of Individuals Covered	105
Insurance policy start date	2011-10-01
Insurance policy end date	2012-09-30
Total amount of commissions paid to insurance broker	USD $5,129
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHS703

Policy instance

Insurance contract or identification number	PHS703
Number of Individuals Covered	109
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $4,704
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	STERNBERG, INC.
Employer identification number (EIN):	350911892
NAIC Classification:	441110
NAIC Description:	New Car Dealers