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TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 401k Plan overview

Plan NameTOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN
Plan identification number 001

TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOWNE AIR FREIGHT has sponsored the creation of one or more 401k plans.

Company Name:TOWNE AIR FREIGHT
Employer identification number (EIN):351097684
NAIC Classification:484200
NAIC Description: Specialized Freight Trucking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012015-01-01
0012014-01-01JON BARBOUR
0012013-11-01SHARON CALAHAN
0012012-11-01SHARON CALAHAN
0012011-11-01SHARON CALAHAN
0012009-11-01SHARON CALAHAN
0012008-11-01

Plan Statistics for TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN

401k plan membership statisitcs for TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN

Measure Date Value
2016: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0153
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,040
Total number of active participants reported on line 7a of the Form 55002015-01-0141
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0153
Number of participants with account balances2015-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,151
Total number of active participants reported on line 7a of the Form 55002014-01-01918
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0193
Total of all active and inactive participants2014-01-011,011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,013
Number of participants with account balances2014-01-01849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-011,087
Total number of active participants reported on line 7a of the Form 55002013-11-011,044
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0157
Total of all active and inactive participants2013-11-011,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-012
Total participants2013-11-011,103
Number of participants with account balances2013-11-01908
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-0112
2012: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-011,029
Total number of active participants reported on line 7a of the Form 55002012-11-01984
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0164
Total of all active and inactive participants2012-11-011,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-012
Total participants2012-11-011,050
Number of participants with account balances2012-11-01871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-01200
2011: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-011,128
Total number of active participants reported on line 7a of the Form 55002011-11-01942
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-0166
Total of all active and inactive participants2011-11-011,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-014
Total participants2011-11-011,012
Number of participants with account balances2011-11-01797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-01209
2009: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-01926
Total number of active participants reported on line 7a of the Form 55002009-11-01886
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0180
Total of all active and inactive participants2009-11-01966
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-01966
Number of participants with account balances2009-11-01728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-01115

Financial Data on TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN

Measure Date Value
2016 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-04-22$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-22$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-22$0
Total income from all sources (including contributions)2016-04-22$32
Total loss/gain on sale of assets2016-04-22$0
Total of all expenses incurred2016-04-22$1,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-22$1,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-22$0
Value of total assets at end of year2016-04-22$0
Value of total assets at beginning of year2016-04-22$1,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-22$40
Total interest from all sources2016-04-22$0
Total dividends received (eg from common stock, registered investment company shares)2016-04-22$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-22Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-04-22$0
Was this plan covered by a fidelity bond2016-04-22No
If this is an individual account plan, was there a blackout period2016-04-22Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-22$0
Were there any nonexempt tranactions with any party-in-interest2016-04-22No
Participant contributions at end of year2016-04-22$0
Participant contributions at beginning of year2016-04-22$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-22$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-22$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-22No
Value of net income/loss2016-04-22$-1,217
Value of net assets at end of year (total assets less liabilities)2016-04-22$0
Value of net assets at beginning of year (total assets less liabilities)2016-04-22$1,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-22No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-22No
Were any leases to which the plan was party in default or uncollectible2016-04-22No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-22$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-22$0
Value of interest in pooled separate accounts at end of year2016-04-22$0
Value of interest in pooled separate accounts at beginning of year2016-04-22$0
Value of interest in common/collective trusts at end of year2016-04-22$0
Value of interest in common/collective trusts at beginning of year2016-04-22$1,217
Net investment gain or loss from common/collective trusts2016-04-22$32
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-22No
Was there a failure to transmit to the plan any participant contributions2016-04-22No
Has the plan failed to provide any benefit when due under the plan2016-04-22No
Employer contributions (assets) at end of year2016-04-22$0
Employer contributions (assets) at beginning of year2016-04-22$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-22$1,209
Contract administrator fees2016-04-22$40
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-22Yes
Did the plan have assets held for investment2016-04-22No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-22No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-22Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-22Yes
Opinion of an independent qualified public accountant for this plan2016-04-22Disclaimer
Accountancy firm name2016-04-22CROWE HORWATH LLP
Accountancy firm EIN2016-04-22350921680
2015 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$863,414
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$17,130,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,084,039
Value of total corrective distributions2015-12-31$4,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$330,768
Value of total assets at end of year2015-12-31$1,217
Value of total assets at beginning of year2015-12-31$16,268,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,480
Total interest from all sources2015-12-31$1,663
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$18,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$18,131
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$319,201
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$138,353
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,567
Administrative expenses (other) incurred2015-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-16,267,556
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,217
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,268,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,268,650
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,715,885
Interest on participant loans2015-12-31$1,663
Value of interest in common/collective trusts at end of year2015-12-31$1,217
Value of interest in common/collective trusts at beginning of year2015-12-31$8,145,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$146,784
Net investment gain/loss from pooled separate accounts2015-12-31$195,860
Net investment gain or loss from common/collective trusts2015-12-31$170,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,084,039
Contract administrator fees2015-12-31$42,479
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
2014 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,123,463
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,823,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,798,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,260,605
Value of total assets at end of year2014-12-31$16,268,773
Value of total assets at beginning of year2014-12-31$16,968,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,403
Total interest from all sources2014-12-31$4,749
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$48,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$48,911
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,179,047
Participant contributions at end of year2014-12-31$138,353
Participant contributions at beginning of year2014-12-31$120,431
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$79,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-699,565
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,268,773
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,968,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,268,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,966,736
Value of interest in pooled separate accounts at end of year2014-12-31$3,715,885
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,625,297
Interest on participant loans2014-12-31$4,749
Value of interest in common/collective trusts at end of year2014-12-31$8,145,885
Value of interest in common/collective trusts at beginning of year2014-12-31$7,255,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$55,674
Net investment gain/loss from pooled separate accounts2014-12-31$381,180
Net investment gain or loss from common/collective trusts2014-12-31$372,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,798,625
Contract administrator fees2014-12-31$24,403
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$699,412
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$109,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$106,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$195,365
Value of total assets at end of year2013-12-31$16,968,338
Value of total assets at beginning of year2013-12-31$16,378,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,609
Total interest from all sources2013-12-31$691
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$397
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$179,602
Participant contributions at end of year2013-12-31$120,431
Participant contributions at beginning of year2013-12-31$119,030
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$15,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$589,938
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,968,338
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,378,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,966,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,777,648
Value of interest in pooled separate accounts at end of year2013-12-31$6,625,297
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,357,644
Interest on participant loans2013-12-31$691
Value of interest in common/collective trusts at end of year2013-12-31$7,255,874
Value of interest in common/collective trusts at beginning of year2013-12-31$7,124,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$167,912
Net investment gain/loss from pooled separate accounts2013-12-31$265,600
Net investment gain or loss from common/collective trusts2013-12-31$69,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$106,865
Contract administrator fees2013-12-31$2,609
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$3,583,553
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$1,584,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$1,566,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$1,041,346
Value of total assets at end of year2013-10-31$16,378,400
Value of total assets at beginning of year2013-10-31$14,379,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$18,457
Total interest from all sources2013-10-31$5,940
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$27,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-10-31$27,510
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$500,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$1,041,346
Participant contributions at end of year2013-10-31$119,030
Participant contributions at beginning of year2013-10-31$172,678
Participant contributions at end of year2013-10-31$0
Participant contributions at beginning of year2013-10-31$25,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$1,998,641
Value of net assets at end of year (total assets less liabilities)2013-10-31$16,378,400
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$14,379,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-10-31$2,777,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-10-31$3,588,266
Value of interest in pooled separate accounts at end of year2013-10-31$6,357,644
Value of interest in pooled separate accounts at beginning of year2013-10-31$8,293,375
Interest on participant loans2013-10-31$5,940
Value of interest in common/collective trusts at end of year2013-10-31$7,124,078
Value of interest in common/collective trusts at beginning of year2013-10-31$2,299,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-10-31$574,859
Net investment gain/loss from pooled separate accounts2013-10-31$1,180,673
Net investment gain or loss from common/collective trusts2013-10-31$753,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$1,566,455
Contract administrator fees2013-10-31$18,457
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
2012 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$2,253,841
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$1,420,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$1,404,601
Value of total corrective distributions2012-10-31$6,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$986,293
Value of total assets at end of year2012-10-31$14,379,759
Value of total assets at beginning of year2012-10-31$13,546,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$9,377
Total interest from all sources2012-10-31$6,210
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$47,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-10-31$47,187
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$500,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$952,321
Participant contributions at end of year2012-10-31$172,678
Participant contributions at beginning of year2012-10-31$170,729
Participant contributions at end of year2012-10-31$25,552
Participant contributions at beginning of year2012-10-31$23,592
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$33,972
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-10-31$3,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$833,675
Value of net assets at end of year (total assets less liabilities)2012-10-31$14,379,759
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$13,546,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$3,588,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$3,337,917
Value of interest in pooled separate accounts at end of year2012-10-31$8,293,375
Value of interest in pooled separate accounts at beginning of year2012-10-31$7,632,640
Interest on participant loans2012-10-31$6,210
Value of interest in common/collective trusts at end of year2012-10-31$2,299,888
Value of interest in common/collective trusts at beginning of year2012-10-31$2,381,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-10-31$347,561
Net investment gain/loss from pooled separate accounts2012-10-31$802,485
Net investment gain or loss from common/collective trusts2012-10-31$64,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$1,401,165
Contract administrator fees2012-10-31$9,377
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31CROWE HORWATH LLP
Accountancy firm EIN2012-10-31350921680
2011 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-10-31$0
Total unrealized appreciation/depreciation of assets2011-10-31$0
Total transfer of assets to this plan2011-10-31$0
Total transfer of assets from this plan2011-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total income from all sources (including contributions)2011-10-31$1,701,973
Total loss/gain on sale of assets2011-10-31$0
Total of all expenses incurred2011-10-31$1,851,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$1,837,286
Expenses. Certain deemed distributions of participant loans2011-10-31$0
Value of total corrective distributions2011-10-31$4,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$1,151,634
Value of total assets at end of year2011-10-31$13,546,084
Value of total assets at beginning of year2011-10-31$13,695,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$9,625
Total income from rents2011-10-31$0
Total interest from all sources2011-10-31$5,864
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$46,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-10-31$46,035
Administrative expenses professional fees incurred2011-10-31$0
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$500,000
If this is an individual account plan, was there a blackout period2011-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Contributions received from participants2011-10-31$995,923
Participant contributions at end of year2011-10-31$170,729
Participant contributions at beginning of year2011-10-31$105,161
Participant contributions at end of year2011-10-31$23,592
Participant contributions at beginning of year2011-10-31$21,668
Income. Received or receivable in cash from other sources (including rollovers)2011-10-31$155,726
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-10-31$63
Other income not declared elsewhere2011-10-31$0
Administrative expenses (other) incurred2011-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$-149,237
Value of net assets at end of year (total assets less liabilities)2011-10-31$13,546,084
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$13,695,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Investment advisory and management fees2011-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-10-31$3,337,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-10-31$3,304,442
Value of interest in pooled separate accounts at end of year2011-10-31$7,632,640
Value of interest in pooled separate accounts at beginning of year2011-10-31$7,925,421
Interest on participant loans2011-10-31$5,864
Income. Interest from loans (other than to participants)2011-10-31$0
Interest earned on other investments2011-10-31$0
Income. Interest from US Government securities2011-10-31$0
Income. Interest from corporate debt instruments2011-10-31$0
Value of interest in common/collective trusts at end of year2011-10-31$2,381,206
Value of interest in common/collective trusts at beginning of year2011-10-31$2,338,629
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-10-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-10-31$71,006
Net investment gain/loss from pooled separate accounts2011-10-31$341,514
Net investment gain or loss from common/collective trusts2011-10-31$85,920
Net gain/loss from 103.12 investment entities2011-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Contributions received in cash from employer2011-10-31$-15
Income. Dividends from preferred stock2011-10-31$0
Income. Dividends from common stock2011-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-31$1,837,223
Contract administrator fees2011-10-31$9,625
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Aggregate proceeds on sale of assets2011-10-31$0
Aggregate carrying amount (costs) on sale of assets2011-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31Yes
Opinion of an independent qualified public accountant for this plan2011-10-31Disclaimer
Accountancy firm name2011-10-31CROWE HORWATH, LLP
Accountancy firm EIN2011-10-31350921680
2010 : TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0

Form 5500 Responses for TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN

2016: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2012: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2012-11-01Plan benefit arrangement - TrustYes
2011: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement – InsuranceYes
2011-11-01Plan benefit arrangement - TrustYes
2009: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement – InsuranceYes
2009-11-01Plan benefit arrangement - TrustYes
2008: TOWNE AIR FREIGHT, INC. EMPLOYEES RETIREMENT PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714721
Policy instance 1
Insurance contract or identification number714721
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-04-22
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714721
Policy instance 1
Insurance contract or identification number714721
Number of Individuals Covered53
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,879
Total amount of fees paid to insurance companyUSD $372
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,879
Insurance broker organization code?3
Amount paid for insurance broker fees372
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800335
Policy instance 1
Insurance contract or identification number800335
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-01-03
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714721
Policy instance 2
Insurance contract or identification number714721
Number of Individuals Covered1013
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,822
Total amount of fees paid to insurance companyUSD $1,317
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,822
Insurance broker organization code?3
Amount paid for insurance broker fees1317
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800335
Policy instance 1
Insurance contract or identification number800335
Number of Individuals Covered1103
Insurance policy start date2013-11-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800335
Policy instance 1
Insurance contract or identification number800335
Number of Individuals Covered1050
Insurance policy start date2012-11-01
Insurance policy end date2013-10-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800335
Policy instance 1
Insurance contract or identification number800335
Number of Individuals Covered1012
Insurance policy start date2011-11-01
Insurance policy end date2012-10-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800335
Policy instance 1
Insurance contract or identification number800335
Number of Individuals Covered1113
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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