KRUGGEL, LAWTON & CO., LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan KRUGGEL, LAWTON & CO. EMPLOYEES BENEFIT PLAN
401k plan membership statisitcs for KRUGGEL, LAWTON & CO. EMPLOYEES BENEFIT PLAN
| Measure | Date | Value |
|---|
| 2023 : KRUGGEL, LAWTON & CO. EMPLOYEES BENEFIT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $4,784,292 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $1,197,128 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,113,389 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,854,377 |
| Value of total assets at end of year | 2023-12-31 | $20,643,111 |
| Value of total assets at beginning of year | 2023-12-31 | $17,055,947 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $83,739 |
| Total interest from all sources | 2023-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,123,413 |
| Participant contributions at end of year | 2023-12-31 | $25,560 |
| Participant contributions at beginning of year | 2023-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $58,807 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $3,587,164 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $20,643,111 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $17,055,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $20,301,591 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $16,832,471 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,929,915 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $672,157 |
| Employer contributions (assets) at end of year | 2023-12-31 | $315,960 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $223,476 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,113,389 |
| Contract administrator fees | 2023-12-31 | $83,739 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | FLAGEL HUBER FLAGEL |
| Accountancy firm EIN | 2023-12-31 | 310796034 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,784,292 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $1,197,128 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,113,389 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,854,377 |
| Value of total assets at end of year | 2023-01-01 | $20,643,111 |
| Value of total assets at beginning of year | 2023-01-01 | $17,055,947 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $83,739 |
| Total interest from all sources | 2023-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,123,413 |
| Participant contributions at end of year | 2023-01-01 | $25,560 |
| Participant contributions at beginning of year | 2023-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $58,807 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $3,587,164 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $20,643,111 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $17,055,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $20,301,591 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $16,832,471 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,929,915 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $672,157 |
| Employer contributions (assets) at end of year | 2023-01-01 | $315,960 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $223,476 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,113,389 |
| Contract administrator fees | 2023-01-01 | $83,739 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | FLAGEL HUBER FLAGEL |
| Accountancy firm EIN | 2023-01-01 | 310796034 |
| 2022 : KRUGGEL, LAWTON & CO. EMPLOYEES BENEFIT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-622,563 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $571,448 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $484,437 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,105,928 |
| Value of total assets at end of year | 2022-12-31 | $17,055,947 |
| Value of total assets at beginning of year | 2022-12-31 | $18,249,958 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $87,011 |
| Total interest from all sources | 2022-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,116,397 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $187,369 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,194,011 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $17,055,947 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $18,249,958 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $16,832,471 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $18,249,958 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,728,491 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $802,162 |
| Employer contributions (assets) at end of year | 2022-12-31 | $223,476 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $484,437 |
| Contract administrator fees | 2022-12-31 | $87,011 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CROSKEY LANNI, PC |
| Accountancy firm EIN | 2022-12-31 | 382777985 |
| Total expenses incurred by plan in this plan year | 2022-09-29 | 250824 |
| Net assets as of the end of the plan year | 2022-09-29 | 18249958 |
| Total assets as of the beginning of the plan year | 2022-09-29 | 14590581 |
| Value of plan covered by a fidelity bond | 2022-09-29 | 500000 |
| Participant contributions to plan in this plan year | 2022-09-29 | 1000428 |
| Other contributions to plan in this plan year | 2022-09-29 | 115990 |
| Other income to plan in this plan year | 2022-09-29 | 2407650 |
| Plan net income in this plan year | 2022-09-29 | 3659377 |
| Net assets as of the end of the plan year | 2022-09-29 | 18249958 |
| Net assets as of the beginning of the plan year | 2022-09-29 | 14590581 |
| Employer contributions to plan in this plan year | 2022-09-29 | 386133 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-09-29 | 93885 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-622,563 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $571,448 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $484,437 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $2,105,928 |
| Value of total assets at end of year | 2022-01-01 | $17,055,947 |
| Value of total assets at beginning of year | 2022-01-01 | $18,249,958 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $87,011 |
| Total interest from all sources | 2022-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,116,397 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $187,369 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,194,011 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $17,055,947 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $18,249,958 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $16,832,471 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $18,249,958 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-2,728,491 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $802,162 |
| Employer contributions (assets) at end of year | 2022-01-01 | $223,476 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $484,437 |
| Contract administrator fees | 2022-01-01 | $87,011 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CROSKEY LANNI, PC |
| Accountancy firm EIN | 2022-01-01 | 382777985 |
