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SPRINGLEAF FINANCIAL SERVICES 401K PLAN 401k Plan overview

Plan NameSPRINGLEAF FINANCIAL SERVICES 401K PLAN
Plan identification number 003

SPRINGLEAF FINANCIAL SERVICES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ONEMAIN GENERAL SERVICES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ONEMAIN GENERAL SERVICES CORPORATION
Employer identification number (EIN):351313922
NAIC Classification:522298
NAIC Description:All Other Nondepository Credit Intermediation

Additional information about ONEMAIN GENERAL SERVICES CORPORATION

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1993-07-22
Company Identification Number: 19931064100
Legal Registered Office Address: 701 S CARSON ST STE 200

CARSON CITY
United States of America (USA)
89701

More information about ONEMAIN GENERAL SERVICES CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPRINGLEAF FINANCIAL SERVICES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01DAVID GUTSCHER
0032013-01-01FILED WITH AUTHORIZED SIGNATURE
0032012-01-01FILED WITH AUTHORIZED SIGNATURE
0032011-01-01LEAANN NEWMAN LEONARD J. WINIGER2012-10-09

Plan Statistics for SPRINGLEAF FINANCIAL SERVICES 401K PLAN

401k plan membership statisitcs for SPRINGLEAF FINANCIAL SERVICES 401K PLAN

Measure Date Value
2017: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,167
Total number of active participants reported on line 7a of the Form 55002017-01-0110,052
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-012,585
Total of all active and inactive participants2017-01-0112,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-0112,659
Number of participants with account balances2017-01-0110,669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01390
2016: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112,429
Total number of active participants reported on line 7a of the Form 55002016-01-018,997
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-012,143
Total of all active and inactive participants2016-01-0111,147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0120
Total participants2016-01-0111,167
Number of participants with account balances2016-01-0110,476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011,525
2015: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,511
Total number of active participants reported on line 7a of the Form 55002015-01-0111,199
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-011,220
Total of all active and inactive participants2015-01-0112,421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-018
Total participants2015-01-0112,429
Number of participants with account balances2015-01-018,653
2014: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,422
Total number of active participants reported on line 7a of the Form 55002014-01-014,372
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-011,124
Total of all active and inactive participants2014-01-015,497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0114
Total participants2014-01-015,511
Number of participants with account balances2014-01-015,488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01174
2013: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,034
Total number of active participants reported on line 7a of the Form 55002013-01-014,892
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01526
Total of all active and inactive participants2013-01-015,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015,422
Number of participants with account balances2013-01-013,598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0136
2012: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,741
Total number of active participants reported on line 7a of the Form 55002012-01-014,516
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01515
Total of all active and inactive participants2012-01-015,034
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015,034
Number of participants with account balances2012-01-013,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0151
2011: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,441
Total number of active participants reported on line 7a of the Form 55002011-01-015,507
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01234
Total of all active and inactive participants2011-01-015,741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015,741
Number of participants with account balances2011-01-013,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0136

Financial Data on SPRINGLEAF FINANCIAL SERVICES 401K PLAN

Measure Date Value
2017 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$102,060,631
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$37,317,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$36,647,245
Expenses. Certain deemed distributions of participant loans2017-12-31$5,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$49,189,863
Value of total assets at end of year2017-12-31$370,737,780
Value of total assets at beginning of year2017-12-31$305,994,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$664,419
Total interest from all sources2017-12-31$469,631
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,384,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,384,543
Administrative expenses professional fees incurred2017-12-31$13,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$27,723,450
Participant contributions at end of year2017-12-31$15,033,137
Participant contributions at beginning of year2017-12-31$11,930,486
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,737,437
Administrative expenses (other) incurred2017-12-31$577,907
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$466,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$64,743,347
Value of net assets at end of year (total assets less liabilities)2017-12-31$370,737,780
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$305,994,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$73,012
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$293,406,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$227,755,276
Interest on participant loans2017-12-31$464,631
Value of interest in common/collective trusts at end of year2017-12-31$62,282,530
Value of interest in common/collective trusts at beginning of year2017-12-31$65,841,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$16,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$40,175,783
Net investment gain or loss from common/collective trusts2017-12-31$6,840,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$15,728,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$36,647,245
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WHITLEY PENN LLP
Accountancy firm EIN2017-12-31752393478
2016 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$131,658,282
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$41,409,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$40,970,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$107,509,878
Value of total assets at end of year2016-12-31$305,994,433
Value of total assets at beginning of year2016-12-31$215,745,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$438,487
Total interest from all sources2016-12-31$324,718
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,354,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,354,952
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$28,105,458
Participant contributions at end of year2016-12-31$11,930,486
Participant contributions at beginning of year2016-12-31$8,190,255
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$58,405,365
Other income not declared elsewhere2016-12-31$39,377
Total non interest bearing cash at end of year2016-12-31$466,834
Total non interest bearing cash at beginning of year2016-12-31$230,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$90,248,899
Value of net assets at end of year (total assets less liabilities)2016-12-31$305,994,433
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$215,745,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$227,755,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$152,421,145
Interest on participant loans2016-12-31$324,718
Value of interest in common/collective trusts at end of year2016-12-31$65,841,837
Value of interest in common/collective trusts at beginning of year2016-12-31$54,904,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$16,446,604
Net investment gain or loss from common/collective trusts2016-12-31$2,982,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$20,999,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$40,970,896
Contract administrator fees2016-12-31$438,487
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HARDING, SHYMANSKI & COMPANY, P.S.C
Accountancy firm EIN2016-12-31351346211
2015 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$62,890,491
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$17,917,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,659,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$62,044,585
Value of total assets at end of year2015-12-31$215,745,534
Value of total assets at beginning of year2015-12-31$170,772,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$257,888
Total interest from all sources2015-12-31$207,658
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,924,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,924,336
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$14,983,455
Participant contributions at end of year2015-12-31$8,190,255
Participant contributions at beginning of year2015-12-31$5,862,565
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$33,235,795
Other income not declared elsewhere2015-12-31$32,638
Total non interest bearing cash at end of year2015-12-31$230,087
Total non interest bearing cash at beginning of year2015-12-31$85,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$44,972,962
Value of net assets at end of year (total assets less liabilities)2015-12-31$215,745,534
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$170,772,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$152,421,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$128,842,293
Interest on participant loans2015-12-31$207,658
Value of interest in common/collective trusts at end of year2015-12-31$54,904,047
Value of interest in common/collective trusts at beginning of year2015-12-31$35,981,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,944,329
Net investment gain or loss from common/collective trusts2015-12-31$-374,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$13,825,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,659,641
Contract administrator fees2015-12-31$257,888
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HARDING, SHYMANSKI & COMPANY, P.S.C
Accountancy firm EIN2015-12-31351346211
2014 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$35,897,850
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,396,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,919,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$24,528,467
Value of total assets at end of year2014-12-31$170,772,572
Value of total assets at beginning of year2014-12-31$153,271,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$477,070
Total interest from all sources2014-12-31$165,908
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,468,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,468,844
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$11,785,637
Participant contributions at end of year2014-12-31$5,862,565
Participant contributions at beginning of year2014-12-31$4,657,852
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,700,073
Other income not declared elsewhere2014-12-31$8,738
Total non interest bearing cash at end of year2014-12-31$85,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$17,501,458
Value of net assets at end of year (total assets less liabilities)2014-12-31$170,772,572
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$153,271,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$128,842,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$112,448,224
Interest on participant loans2014-12-31$165,908
Value of interest in common/collective trusts at end of year2014-12-31$35,981,917
Value of interest in common/collective trusts at beginning of year2014-12-31$36,091,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,839,423
Net investment gain or loss from common/collective trusts2014-12-31$-113,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$10,042,757
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$73,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,919,322
Contract administrator fees2014-12-31$477,070
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HARDING, SHYMANSKI & COMPANY, P.S.C
Accountancy firm EIN2014-12-31351346211
2013 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$40,584,552
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$14,529,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$14,242,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,804,807
Value of total assets at end of year2013-12-31$153,271,114
Value of total assets at beginning of year2013-12-31$127,215,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$287,055
Total interest from all sources2013-12-31$150,339
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,529,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,529,942
Administrative expenses professional fees incurred2013-12-31$238,245
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,185,015
Participant contributions at end of year2013-12-31$4,657,852
Participant contributions at beginning of year2013-12-31$5,101,356
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,537,796
Other income not declared elsewhere2013-12-31$6,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$26,055,235
Value of net assets at end of year (total assets less liabilities)2013-12-31$153,271,114
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$127,215,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$48,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$112,448,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$89,247,817
Interest on participant loans2013-12-31$150,339
Value of interest in common/collective trusts at end of year2013-12-31$36,091,960
Value of interest in common/collective trusts at beginning of year2013-12-31$32,866,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$17,318,677
Net investment gain or loss from common/collective trusts2013-12-31$1,774,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,081,996
Employer contributions (assets) at end of year2013-12-31$73,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$14,242,262
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-12-31134008324
2012 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,535,044
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$19,209,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$18,981,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,846,701
Value of total assets at end of year2012-12-31$127,215,879
Value of total assets at beginning of year2012-12-31$123,890,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$227,728
Total interest from all sources2012-12-31$184,270
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,241,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,241,076
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,866,567
Participant contributions at end of year2012-12-31$5,101,356
Participant contributions at beginning of year2012-12-31$5,900,865
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,099,882
Other income not declared elsewhere2012-12-31$32
Administrative expenses (other) incurred2012-12-31$227,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,325,707
Value of net assets at end of year (total assets less liabilities)2012-12-31$127,215,879
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$123,890,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$89,247,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$82,368,087
Interest on participant loans2012-12-31$184,270
Value of interest in common/collective trusts at end of year2012-12-31$32,866,706
Value of interest in common/collective trusts at beginning of year2012-12-31$35,621,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,195,585
Net investment gain or loss from common/collective trusts2012-12-31$1,067,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,880,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$18,981,609
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-12-31134008324
2011 : SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$110,801,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$19,357,971
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,269,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,193,592
Expenses. Certain deemed distributions of participant loans2011-12-31$57,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$19,839,595
Value of total assets at end of year2011-12-31$123,890,172
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,193
Total interest from all sources2011-12-31$210,201
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,874,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,874,214
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,096,669
Participant contributions at end of year2011-12-31$5,900,865
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$476,158
Other income not declared elsewhere2011-12-31$330
Administrative expenses (other) incurred2011-12-31$18,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$13,088,657
Value of net assets at end of year (total assets less liabilities)2011-12-31$123,890,172
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$82,368,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$210,201
Value of interest in common/collective trusts at end of year2011-12-31$35,621,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,549,853
Net investment gain or loss from common/collective trusts2011-12-31$-16,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$8,266,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,193,592
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-12-31134008324

Form 5500 Responses for SPRINGLEAF FINANCIAL SERVICES 401K PLAN

2017: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPRINGLEAF FINANCIAL SERVICES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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