HOEPPNER, WAGNER & EVANS LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN
401k plan membership statisitcs for HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN
| Measure | Date | Value |
|---|
| 2022: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 6 |
| Total of all active and inactive participants | 2022-01-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 28 |
| Number of participants with account balances | 2022-01-01 | 28 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 28 |
| Number of participants with account balances | 2021-01-01 | 28 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 3 |
| Total of all active and inactive participants | 2020-01-01 | 25 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 25 |
| Number of participants with account balances | 2020-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 29 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 9 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 28 |
| Number of participants with account balances | 2019-01-01 | 28 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2011: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 51 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 10 |
| Total of all active and inactive participants | 2011-01-01 | 46 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 46 |
| Number of participants with account balances | 2011-01-01 | 45 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 52 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 34 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 17 |
| Total of all active and inactive participants | 2010-01-01 | 51 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 51 |
| Number of participants with account balances | 2010-01-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 60 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 34 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 18 |
| Total of all active and inactive participants | 2009-01-01 | 52 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 52 |
| Number of participants with account balances | 2009-01-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 7 |
| Measure | Date | Value |
|---|
| 2022 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-849,834 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $1,346,904 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $1,313,701 |
| Total plan assets at end of year | 2022-12-31 | $5,398,582 |
| Total plan assets at beginning of year | 2022-12-31 | $7,595,320 |
| Value of fidelity bond covering the plan | 2022-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $239,193 |
| Other income received | 2022-12-31 | $-1,169,586 |
| Net income (gross income less expenses) | 2022-12-31 | $-2,196,738 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $5,398,582 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $7,595,320 |
| Assets. Value of participant loans | 2022-12-31 | $34,076 |
| Assets. Value of real-estate (other than employer real property) | 2022-12-31 | $110,000 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $80,559 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $33,203 |
| 2021 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $1,917,270 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $3,211,343 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $3,162,360 |
| Total plan assets at end of year | 2021-12-31 | $7,595,320 |
| Total plan assets at beginning of year | 2021-12-31 | $8,889,393 |
| Value of fidelity bond covering the plan | 2021-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $232,041 |
| Contributions received from other sources (not participants or employers) | 2021-12-31 | $246,776 |
| Other income received | 2021-12-31 | $1,374,036 |
| Net income (gross income less expenses) | 2021-12-31 | $-1,294,073 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $7,595,320 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $8,889,393 |
| Assets. Value of participant loans | 2021-12-31 | $59,893 |
| Assets. Value of real-estate (other than employer real property) | 2021-12-31 | $110,000 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $64,417 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $48,983 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $1,155,876 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $254,267 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $233,992 |
| Total plan assets at end of year | 2020-12-31 | $8,889,393 |
| Total plan assets at beginning of year | 2020-12-31 | $7,987,784 |
| Value of fidelity bond covering the plan | 2020-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $194,858 |
| Other income received | 2020-12-31 | $837,781 |
| Net income (gross income less expenses) | 2020-12-31 | $901,609 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $8,889,393 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $7,987,784 |
| Assets. Value of participant loans | 2020-12-31 | $98,082 |
| Assets. Value of real-estate (other than employer real property) | 2020-12-31 | $110,000 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $123,237 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $20,275 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $1,395,299 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $674,590 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $662,315 |
| Total plan assets at end of year | 2019-12-31 | $7,987,784 |
| Total plan assets at beginning of year | 2019-12-31 | $7,267,075 |
| Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $250,169 |
| Expenses. Other expenses not covered elsewhere | 2019-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $0 |
| Other income received | 2019-12-31 | $1,074,308 |
| Net income (gross income less expenses) | 2019-12-31 | $720,709 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $7,987,784 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,267,075 |
| Assets. Value of participant loans | 2019-12-31 | $40,472 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $70,822 |
| Value of certain deemed distributions of participant loans | 2019-12-31 | $0 |
| Value of corrective distributions | 2019-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $12,275 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2011 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $188,379 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $775,337 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $774,558 |
| Total plan assets at end of year | 2011-12-31 | $6,600,823 |
| Total plan assets at beginning of year | 2011-12-31 | $7,187,781 |
| Value of fidelity bond covering the plan | 2011-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $240,955 |
| Other income received | 2011-12-31 | $-162,166 |
| Net income (gross income less expenses) | 2011-12-31 | $-586,958 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $6,600,823 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,187,781 |
| Assets. Value of participant loans | 2011-12-31 | $193,502 |
| Assets. Value of real-estate (other than employer real property) | 2011-12-31 | $125,000 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $109,590 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $779 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $865,919 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $1,313,356 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $1,312,575 |
| Total plan assets at end of year | 2010-12-31 | $7,187,781 |
| Total plan assets at beginning of year | 2010-12-31 | $7,635,218 |
| Value of fidelity bond covering the plan | 2010-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $255,017 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $56,862 |
| Other income received | 2010-12-31 | $422,602 |
| Net income (gross income less expenses) | 2010-12-31 | $-447,437 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $7,187,781 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,635,218 |
| Assets. Value of participant loans | 2010-12-31 | $196,636 |
| Assets. Value of real-estate (other than employer real property) | 2010-12-31 | $125,000 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $131,438 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $781 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2022: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | Yes |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: HOEPPNER, WAGNER & EVANS SAVINGS & INVESTMENT PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 860867 |
| Policy instance | 1 |
| Insurance contract or identification number | 860867 | | Number of Individuals Covered | 28 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 860867 |
| Policy instance | 1 |
| Insurance contract or identification number | 860867 | | Number of Individuals Covered | 28 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE OHIO NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67172 ) |
| Policy contract number | E1525814 |
| Policy instance | 1 |
| Insurance contract or identification number | E1525814 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $291 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | INDIVIDUAL ANNUITIES |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | 710998761 |
| Policy instance | 1 |
| Insurance contract or identification number | 710998761 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| THE OHIO NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67172 ) |
| Policy contract number | E1525814 |
| Policy instance | 2 |
| Insurance contract or identification number | E1525814 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $258 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | INDIVIDUAL ANNUITIES |
|
