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STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 401k Plan overview

Plan NameSTERLING BOILER & MECHANICAL, INC. 401(K) PLAN
Plan identification number 001

STERLING BOILER & MECHANICAL, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STERLING INDUSTRIAL, LLC has sponsored the creation of one or more 401k plans.

Company Name:STERLING INDUSTRIAL, LLC
Employer identification number (EIN):351537007
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STERLING BOILER & MECHANICAL, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KENNETH E. WAHL
0012016-01-01KENNETH E. WAHL
0012015-01-01KENNETH E WAHL
0012014-01-01KENNETH E WAHL
0012013-01-01KENNETH E WAHL
0012012-01-01KENNETH E WAHL KENNETH E WAHL2013-10-11
0012011-01-01KENNETH E WAHL
0012009-01-01KENNETH WAHL KENNETH WAHL2010-10-11

Plan Statistics for STERLING BOILER & MECHANICAL, INC. 401(K) PLAN

401k plan membership statisitcs for STERLING BOILER & MECHANICAL, INC. 401(K) PLAN

Measure Date Value
2020: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01310
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01365
Total number of active participants reported on line 7a of the Form 55002019-01-01242
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01136
Total of all active and inactive participants2019-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01378
Number of participants with account balances2019-01-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0140
2018: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01468
Total number of active participants reported on line 7a of the Form 55002018-01-01228
Number of other retired or separated participants entitled to future benefits2018-01-01137
Total of all active and inactive participants2018-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01365
Number of participants with account balances2018-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
2017: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01480
Total number of active participants reported on line 7a of the Form 55002017-01-01306
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01162
Total of all active and inactive participants2017-01-01468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01468
Number of participants with account balances2017-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01450
Total number of active participants reported on line 7a of the Form 55002016-01-01367
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01103
Total of all active and inactive participants2016-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01470
Number of participants with account balances2016-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01428
Total number of active participants reported on line 7a of the Form 55002015-01-01382
Number of other retired or separated participants entitled to future benefits2015-01-0147
Total of all active and inactive participants2015-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01429
Number of participants with account balances2015-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01334
Total number of active participants reported on line 7a of the Form 55002014-01-01320
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01322
Number of participants with account balances2014-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01423
Total number of active participants reported on line 7a of the Form 55002013-01-01280
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01327
Number of participants with account balances2013-01-01327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0124
2012: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01367
Total number of active participants reported on line 7a of the Form 55002012-01-01243
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01180
Total of all active and inactive participants2012-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01423
Number of participants with account balances2012-01-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01361
Total number of active participants reported on line 7a of the Form 55002011-01-01158
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01209
Total of all active and inactive participants2011-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01367
Number of participants with account balances2011-01-01367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2009: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01341
Total number of active participants reported on line 7a of the Form 55002009-01-01207
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01127
Total of all active and inactive participants2009-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01335
Number of participants with account balances2009-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0130

Financial Data on STERLING BOILER & MECHANICAL, INC. 401(K) PLAN

Measure Date Value
2020 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$23,024,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$13,096
Total income from all sources (including contributions)2020-12-31$4,841,166
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,509,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,437,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,229,964
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$20,706,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$71,713
Total interest from all sources2020-12-31$17,657
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$71,713
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$916,086
Participant contributions at beginning of year2020-12-31$328,523
Participant contributions at beginning of year2020-12-31$12,676
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$66,266
Total non interest bearing cash at beginning of year2020-12-31$1,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,331,654
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$20,693,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$20,359,275
Interest on participant loans2020-12-31$17,657
Net investment gain/loss from pooled separate accounts2020-12-31$3,593,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$247,612
Employer contributions (assets) at beginning of year2020-12-31$3,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,437,799
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$13,096
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HARDING SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2020-12-31351346211
2019 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$13,096
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$13,096
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$15,511
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$15,511
Total income from all sources (including contributions)2019-12-31$6,022,016
Total income from all sources (including contributions)2019-12-31$6,022,016
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,061,536
Total of all expenses incurred2019-12-31$5,061,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,035,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,035,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,603,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,603,274
Value of total assets at end of year2019-12-31$20,706,350
Value of total assets at end of year2019-12-31$20,706,350
Value of total assets at beginning of year2019-12-31$19,748,285
Value of total assets at beginning of year2019-12-31$19,748,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$26,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$26,104
Total interest from all sources2019-12-31$15,010
Total interest from all sources2019-12-31$15,010
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$26,104
Administrative expenses professional fees incurred2019-12-31$26,104
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,056,837
Contributions received from participants2019-12-31$1,056,837
Participant contributions at end of year2019-12-31$328,523
Participant contributions at end of year2019-12-31$328,523
Participant contributions at beginning of year2019-12-31$279,299
Participant contributions at beginning of year2019-12-31$279,299
Participant contributions at end of year2019-12-31$12,676
Participant contributions at end of year2019-12-31$12,676
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$263,140
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$263,140
Total non interest bearing cash at end of year2019-12-31$1,941
Total non interest bearing cash at end of year2019-12-31$1,941
Total non interest bearing cash at beginning of year2019-12-31$4,362
Total non interest bearing cash at beginning of year2019-12-31$4,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$960,480
Value of net income/loss2019-12-31$960,480
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,693,254
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,693,254
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,732,774
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,732,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$20,359,275
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,464,624
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,464,624
Income. Interest from loans (other than to participants)2019-12-31$15,010
Income. Interest from loans (other than to participants)2019-12-31$15,010
Net investment gain/loss from pooled separate accounts2019-12-31$4,403,732
Net investment gain/loss from pooled separate accounts2019-12-31$4,403,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$283,297
Contributions received in cash from employer2019-12-31$283,297
Employer contributions (assets) at end of year2019-12-31$3,935
Employer contributions (assets) at end of year2019-12-31$3,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,035,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,035,432
Liabilities. Value of benefit claims payable at end of year2019-12-31$13,096
Liabilities. Value of benefit claims payable at end of year2019-12-31$13,096
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$15,511
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$15,511
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HARDING SHYMANSKI & COMPANY, P.S.C.
Accountancy firm name2019-12-31HARDING SHYMANSKI & COMPANY, P.S.C.
Accountancy firm EIN2019-12-31351346211
Accountancy firm EIN2019-12-31351346211
2018 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$15,511
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$303,242
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,332,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,307,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,612,595
Value of total assets at end of year2018-12-31$19,748,285
Value of total assets at beginning of year2018-12-31$21,762,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,492
Total interest from all sources2018-12-31$11,287
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$25,492
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,125,789
Participant contributions at end of year2018-12-31$279,299
Participant contributions at beginning of year2018-12-31$212,958
Participant contributions at beginning of year2018-12-31$17,761
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$130,133
Total non interest bearing cash at end of year2018-12-31$4,362
Total non interest bearing cash at beginning of year2018-12-31$5,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,029,297
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,732,774
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,762,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$19,464,624
Value of interest in pooled separate accounts at beginning of year2018-12-31$21,519,731
Interest on participant loans2018-12-31$11,287
Net investment gain/loss from pooled separate accounts2018-12-31$-1,320,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$356,673
Employer contributions (assets) at beginning of year2018-12-31$6,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,307,047
Liabilities. Value of benefit claims payable at end of year2018-12-31$15,511
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HARDING SHYMANSKI & COMPANY, P.S.C.
Accountancy firm EIN2018-12-31351346211
2017 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$89,423
Total income from all sources (including contributions)2017-12-31$5,030,906
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,151,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,125,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,641,545
Value of total assets at end of year2017-12-31$21,762,071
Value of total assets at beginning of year2017-12-31$17,971,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,384
Total interest from all sources2017-12-31$9,643
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$25,384
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,155,302
Participant contributions at end of year2017-12-31$212,958
Participant contributions at beginning of year2017-12-31$214,504
Participant contributions at end of year2017-12-31$17,761
Participant contributions at beginning of year2017-12-31$21,644
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$128,740
Total non interest bearing cash at end of year2017-12-31$5,222
Total non interest bearing cash at beginning of year2017-12-31$93,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,879,727
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,762,071
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,882,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$21,519,731
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,810,366
Interest on participant loans2017-12-31$9,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,823,785
Net investment gain/loss from pooled separate accounts2017-12-31$3,379,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$357,503
Employer contributions (assets) at end of year2017-12-31$6,399
Employer contributions (assets) at beginning of year2017-12-31$7,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,125,795
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$89,423
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HARDING SHYMANSKI & COMPANY, P.S.C.
Accountancy firm EIN2017-12-31351346211
2016 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$89,423
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,735,827
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,358,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,332,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,486,058
Value of total assets at end of year2016-12-31$17,971,767
Value of total assets at beginning of year2016-12-31$16,505,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,380
Total interest from all sources2016-12-31$9,024
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$26,380
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,119,184
Participant contributions at end of year2016-12-31$214,504
Participant contributions at beginning of year2016-12-31$196,011
Participant contributions at end of year2016-12-31$21,644
Participant contributions at beginning of year2016-12-31$15,699
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$119,833
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$93,621
Total non interest bearing cash at beginning of year2016-12-31$89,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,377,242
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,882,344
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,505,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$15,810,366
Value of interest in pooled separate accounts at beginning of year2016-12-31$14,180,172
Interest on participant loans2016-12-31$9,024
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,823,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,017,909
Net investment gain/loss from pooled separate accounts2016-12-31$1,240,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$247,041
Employer contributions (assets) at end of year2016-12-31$7,847
Employer contributions (assets) at beginning of year2016-12-31$5,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,332,205
Liabilities. Value of benefit claims payable at end of year2016-12-31$89,423
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HARDING SHYMANSKI & COMPANY, P.S.C.
Accountancy firm EIN2016-12-31351346211
2015 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,155
Total income from all sources (including contributions)2015-12-31$1,450,112
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,458,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,424,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,572,070
Value of total assets at end of year2015-12-31$16,505,102
Value of total assets at beginning of year2015-12-31$16,521,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,759
Total interest from all sources2015-12-31$7,796
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$34,759
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,143,331
Participant contributions at end of year2015-12-31$196,011
Participant contributions at beginning of year2015-12-31$173,426
Participant contributions at end of year2015-12-31$15,699
Participant contributions at beginning of year2015-12-31$3,934
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$20,307
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$7,155
Total non interest bearing cash at end of year2015-12-31$89,850
Total non interest bearing cash at beginning of year2015-12-31$45,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,858
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,505,102
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,513,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$14,180,172
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,121,604
Interest on participant loans2015-12-31$7,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,017,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,176,247
Net investment gain/loss from pooled separate accounts2015-12-31$-129,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$408,432
Employer contributions (assets) at end of year2015-12-31$5,461
Employer contributions (assets) at beginning of year2015-12-31$336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,424,211
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HARDING SHYMANSKI & COMPANY, P. S.
Accountancy firm EIN2015-12-31351346211
2014 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,155
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,486,701
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$913,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$868,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,649,659
Value of total assets at end of year2014-12-31$16,521,115
Value of total assets at beginning of year2014-12-31$14,941,051
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$44,801
Total interest from all sources2014-12-31$6,937
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$44,801
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,127,391
Participant contributions at end of year2014-12-31$173,426
Participant contributions at beginning of year2014-12-31$151,018
Participant contributions at end of year2014-12-31$3,934
Participant contributions at beginning of year2014-12-31$3,877
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$128,349
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$7,155
Total non interest bearing cash at end of year2014-12-31$45,568
Total non interest bearing cash at beginning of year2014-12-31$15,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,572,909
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,513,960
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,941,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$14,121,604
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,522,766
Interest on participant loans2014-12-31$6,937
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,176,247
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,247,688
Net investment gain/loss from pooled separate accounts2014-12-31$830,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$393,919
Employer contributions (assets) at end of year2014-12-31$336
Employer contributions (assets) at beginning of year2014-12-31$355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$868,991
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HARDING, SHYMANSKI & COMPANY, P.S.C
Accountancy firm EIN2014-12-31351346211
2013 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,838,880
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$955,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$917,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,202,023
Value of total assets at end of year2013-12-31$14,941,051
Value of total assets at beginning of year2013-12-31$12,057,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$37,991
Total interest from all sources2013-12-31$6,067
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$933,602
Participant contributions at end of year2013-12-31$151,018
Participant contributions at beginning of year2013-12-31$149,019
Participant contributions at end of year2013-12-31$3,877
Participant contributions at beginning of year2013-12-31$14,461
Total non interest bearing cash at end of year2013-12-31$15,347
Total non interest bearing cash at beginning of year2013-12-31$14,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,883,620
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,941,051
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,057,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$12,522,766
Value of interest in pooled separate accounts at beginning of year2013-12-31$9,343,128
Interest on participant loans2013-12-31$6,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,247,688
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,122,813
Net investment gain/loss from pooled separate accounts2013-12-31$2,630,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$268,421
Employer contributions (assets) at end of year2013-12-31$355
Employer contributions (assets) at beginning of year2013-12-31$413,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$917,269
Contract administrator fees2013-12-31$37,991
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HARDING, SHYMANSKI & CO., PSC
Accountancy firm EIN2013-12-31351346211
2012 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,017,141
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$712,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$680,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,605,292
Value of total assets at end of year2012-12-31$12,057,431
Value of total assets at beginning of year2012-12-31$9,752,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,347
Total interest from all sources2012-12-31$6,995
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$828,275
Participant contributions at end of year2012-12-31$149,019
Participant contributions at beginning of year2012-12-31$156,345
Participant contributions at end of year2012-12-31$14,461
Participant contributions at beginning of year2012-12-31$14,535
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$86,210
Total non interest bearing cash at end of year2012-12-31$14,249
Total non interest bearing cash at beginning of year2012-12-31$7,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,304,633
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,057,431
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,752,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$9,343,128
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,944,243
Interest on participant loans2012-12-31$6,995
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,122,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,625,167
Net investment gain/loss from pooled separate accounts2012-12-31$1,404,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$690,807
Employer contributions (assets) at end of year2012-12-31$413,761
Employer contributions (assets) at beginning of year2012-12-31$4,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$680,161
Contract administrator fees2012-12-31$32,347
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HARDING, SHYMANSKI & CO., PSC
Accountancy firm EIN2012-12-31351346211
2011 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$663,682
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$963,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$932,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$896,967
Value of total assets at end of year2011-12-31$9,752,798
Value of total assets at beginning of year2011-12-31$10,052,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$30,929
Total interest from all sources2011-12-31$7,766
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$704,715
Participant contributions at end of year2011-12-31$156,345
Participant contributions at beginning of year2011-12-31$156,755
Participant contributions at end of year2011-12-31$14,535
Participant contributions at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$7,762
Total non interest bearing cash at beginning of year2011-12-31$43,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-299,835
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,752,798
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,052,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$7,944,243
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,064,990
Interest on participant loans2011-12-31$7,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,625,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,550,479
Net investment gain/loss from pooled separate accounts2011-12-31$-241,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$192,252
Employer contributions (assets) at end of year2011-12-31$4,746
Employer contributions (assets) at beginning of year2011-12-31$236,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$932,588
Contract administrator fees2011-12-31$30,929
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2011-12-31351346211
2010 : STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,370,547
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$443,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$443,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,144,713
Value of total assets at end of year2010-12-31$10,052,633
Value of total assets at beginning of year2010-12-31$8,125,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$57
Total interest from all sources2010-12-31$7,446
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$687,517
Participant contributions at end of year2010-12-31$156,755
Participant contributions at beginning of year2010-12-31$133,389
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$10,646
Total non interest bearing cash at end of year2010-12-31$43,872
Total non interest bearing cash at beginning of year2010-12-31$4,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,926,834
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,052,633
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,125,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$8,064,990
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,726,648
Interest on participant loans2010-12-31$7,446
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,550,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,246,817
Net investment gain/loss from pooled separate accounts2010-12-31$1,218,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$457,196
Employer contributions (assets) at end of year2010-12-31$236,537
Employer contributions (assets) at beginning of year2010-12-31$3,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$443,656
Contract administrator fees2010-12-31$57
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2010-12-31351346211

Form 5500 Responses for STERLING BOILER & MECHANICAL, INC. 401(K) PLAN

2020: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STERLING BOILER & MECHANICAL, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $58,022
Total amount of fees paid to insurance companyUSD $3,730
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,665
Insurance broker organization code?3
Amount paid for insurance broker fees3730
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered316
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $83,989
Total amount of fees paid to insurance companyUSD $6,125
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $83,989
Insurance broker organization code?3
Amount paid for insurance broker fees6125
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered339
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $88,539
Total amount of fees paid to insurance companyUSD $5,800
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $88,539
Insurance broker organization code?3
Amount paid for insurance broker fees5800
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered344
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $78,620
Total amount of fees paid to insurance companyUSD $7,470
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $78,620
Insurance broker organization code?3
Amount paid for insurance broker fees7470
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHARDING SHYMANSKI & COMPANY, PSC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered369
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $66,065
Total amount of fees paid to insurance companyUSD $375
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $66,065
Insurance broker organization code?3
Amount paid for insurance broker fees375
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHARDING SHYMANSKI & COMPANY, PSC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered357
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $62,249
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $62,249
Insurance broker organization code?3
Insurance broker nameFREEMAN, WILL & NIEMEIER, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered327
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $50,722
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $50,722
Insurance broker organization code?3
Insurance broker nameFREEMAN, WILL & NIEMEIER, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered423
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $43,455
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $43,455
Insurance broker organization code?3
Insurance broker nameFREEMAN, WILL & NIEMEIER, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 1
Insurance contract or identification number99529
Number of Individuals Covered367
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $115,658
Total amount of fees paid to insurance companyUSD $38
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1196
Policy instance 1
Insurance contract or identification numberGH1196
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-28
Total amount of commissions paid to insurance brokerUSD $32,805
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99529
Policy instance 2
Insurance contract or identification number99529
Number of Individuals Covered361
Insurance policy start date2010-12-28
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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