NOVELTY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NOVELTY, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2025 : NOVELTY, INC. 401(K) PLAN 2025 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2025-06-02 | 870011 |
| Net assets as of the end of the plan year | 2025-06-02 | 6897752 |
| Total assets as of the beginning of the plan year | 2025-06-02 | 6343006 |
| Value of plan covered by a fidelity bond | 2025-06-02 | 500000 |
| Participant contributions to plan in this plan year | 2025-06-02 | 424684 |
| Value of participant loans at end of plan year | 2025-06-02 | 13165 |
| Other income to plan in this plan year | 2025-06-02 | 867063 |
| Plan net income in this plan year | 2025-06-02 | 554746 |
| Net assets as of the end of the plan year | 2025-06-02 | 6897752 |
| Net assets as of the beginning of the plan year | 2025-06-02 | 6343006 |
| Employer contributions to plan in this plan year | 2025-06-02 | 133010 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-06-02 | 29520 |
| 2024 : NOVELTY, INC. 401(K) PLAN 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-07-08 | 171097 |
| Net assets as of the end of the plan year | 2024-07-08 | 6343006 |
| Total assets as of the beginning of the plan year | 2024-07-08 | 4987163 |
| Value of plan covered by a fidelity bond | 2024-07-08 | 499000 |
| Participant contributions to plan in this plan year | 2024-07-08 | 449467 |
| Value of participant loans at end of plan year | 2024-07-08 | 13635 |
| Other contributions to plan in this plan year | 2024-07-08 | 5808 |
| Other income to plan in this plan year | 2024-07-08 | 918689 |
| Plan net income in this plan year | 2024-07-08 | 1355843 |
| Net assets as of the end of the plan year | 2024-07-08 | 6343006 |
| Net assets as of the beginning of the plan year | 2024-07-08 | 4987163 |
| Employer contributions to plan in this plan year | 2024-07-08 | 152976 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-07-08 | 24990 |
| 2022 : NOVELTY, INC. 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $0 |
| Total transfer of assets from this plan | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-341,254 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $115,372 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $63,156 |
| Value of total corrective distributions | 2022-12-31 | $35,932 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $591,050 |
| Value of total assets at end of year | 2022-12-31 | $4,987,163 |
| Value of total assets at beginning of year | 2022-12-31 | $5,443,789 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $16,284 |
| Total interest from all sources | 2022-12-31 | $457 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $271,490 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $271,490 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $458,216 |
| Participant contributions at end of year | 2022-12-31 | $14,086 |
| Participant contributions at beginning of year | 2022-12-31 | $14,550 |
| Other income not declared elsewhere | 2022-12-31 | $2 |
| Administrative expenses (other) incurred | 2022-12-31 | $16,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-456,626 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,987,163 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,443,789 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,973,077 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $5,429,239 |
| Interest on participant loans | 2022-12-31 | $457 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,204,253 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $132,834 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $63,156 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $0 |
| Total transfer of assets from this plan | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-341,254 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $115,372 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $63,156 |
| Value of total corrective distributions | 2022-01-01 | $35,932 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $591,050 |
| Value of total assets at end of year | 2022-01-01 | $4,987,163 |
| Value of total assets at beginning of year | 2022-01-01 | $5,443,789 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $16,284 |
| Total interest from all sources | 2022-01-01 | $457 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $271,490 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $271,490 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $458,216 |
| Participant contributions at end of year | 2022-01-01 | $14,086 |
| Participant contributions at beginning of year | 2022-01-01 | $14,550 |
| Other income not declared elsewhere | 2022-01-01 | $2 |
| Administrative expenses (other) incurred | 2022-01-01 | $16,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-456,626 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $4,987,163 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $5,443,789 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $4,973,077 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $5,429,239 |
| Interest on participant loans | 2022-01-01 | $457 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-1,204,253 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $132,834 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $63,156 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-01-01 | 410746749 |
| 2021 : NOVELTY, INC. 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $0 |
| Total transfer of assets from this plan | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,238,790 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $207,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $157,163 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $36 |
| Value of total corrective distributions | 2021-12-31 | $33,724 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $570,323 |
| Value of total assets at end of year | 2021-12-31 | $5,443,789 |
| Value of total assets at beginning of year | 2021-12-31 | $4,411,999 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $16,077 |
| Total interest from all sources | 2021-12-31 | $525 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $318,426 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $318,426 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $442,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $447,396 |
| Participant contributions at end of year | 2021-12-31 | $14,550 |
| Participant contributions at beginning of year | 2021-12-31 | $15,016 |
| Administrative expenses (other) incurred | 2021-12-31 | $16,077 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,031,790 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,443,789 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $4,411,999 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $5,429,239 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $4,396,983 |
| Interest on participant loans | 2021-12-31 | $525 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $349,516 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $122,927 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $157,163 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2021-12-31 | 410746749 |
| 2018 : NOVELTY, INC. 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $0 |
| Total transfer of assets from this plan | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $105,844 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $308,190 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $283,884 |
| Value of total corrective distributions | 2018-12-31 | $2,482 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $273,538 |
| Value of total assets at end of year | 2018-12-31 | $2,743,532 |
| Value of total assets at beginning of year | 2018-12-31 | $2,945,878 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $21,824 |
| Total interest from all sources | 2018-12-31 | $778 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $125,134 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $125,134 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $295,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $206,025 |
| Participant contributions at end of year | 2018-12-31 | $23,004 |
| Participant contributions at beginning of year | 2018-12-31 | $29,836 |
| Other income not declared elsewhere | 2018-12-31 | $8,882 |
| Administrative expenses (other) incurred | 2018-12-31 | $21,824 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-202,346 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,743,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,945,878 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,720,528 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,916,042 |
| Interest on participant loans | 2018-12-31 | $778 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-302,488 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $67,513 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $283,884 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2018-12-31 | 410746749 |
| 2017 : NOVELTY, INC. 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $665,585 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $317,224 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $311,614 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $265,235 |
| Value of total assets at end of year | 2017-12-31 | $2,945,878 |
| Value of total assets at beginning of year | 2017-12-31 | $2,597,517 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $5,610 |
| Total interest from all sources | 2017-12-31 | $1,152 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $85,815 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $85,815 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $260,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $187,333 |
| Participant contributions at end of year | 2017-12-31 | $29,836 |
| Participant contributions at beginning of year | 2017-12-31 | $39,757 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $17,531 |
| Other income not declared elsewhere | 2017-12-31 | $18,459 |
| Administrative expenses (other) incurred | 2017-12-31 | $5,610 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $348,361 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,945,878 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,597,517 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,916,042 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,557,760 |
| Interest on participant loans | 2017-12-31 | $1,152 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $294,924 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $60,371 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $311,614 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BKD CPAS & ADVISORS |
| Accountancy firm EIN | 2017-12-31 | 440162060 |
| 2016 : NOVELTY, INC. 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $488,485 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $162,102 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $135,690 |
| Value of total corrective distributions | 2016-12-31 | $5,621 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $300,505 |
| Value of total assets at end of year | 2016-12-31 | $2,597,517 |
| Value of total assets at beginning of year | 2016-12-31 | $2,271,134 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $20,791 |
| Total interest from all sources | 2016-12-31 | $1,484 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $77,535 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $77,535 |
| Administrative expenses professional fees incurred | 2016-12-31 | $20,791 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $192,364 |
| Participant contributions at end of year | 2016-12-31 | $39,757 |
| Participant contributions at beginning of year | 2016-12-31 | $51,800 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $56,004 |
| Other income not declared elsewhere | 2016-12-31 | $12,554 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $326,383 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,597,517 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,271,134 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,557,760 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,219,334 |
| Income. Interest from loans (other than to participants) | 2016-12-31 | $1,484 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $96,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $52,137 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $135,690 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BKD, LLP |
| Accountancy firm EIN | 2016-12-31 | 440160260 |
| 2015 : NOVELTY, INC. 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $211,566 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $479,118 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $452,201 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $198,960 |
| Value of total assets at end of year | 2015-12-31 | $2,271,134 |
| Value of total assets at beginning of year | 2015-12-31 | $2,538,686 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $26,917 |
| Total interest from all sources | 2015-12-31 | $2,144 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $94,902 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $94,902 |
| Administrative expenses professional fees incurred | 2015-12-31 | $26,917 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $169,455 |
| Participant contributions at end of year | 2015-12-31 | $51,800 |
| Participant contributions at beginning of year | 2015-12-31 | $64,396 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $9,802 |
| Other income not declared elsewhere | 2015-12-31 | $12,966 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-267,552 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,271,134 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,538,686 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,219,334 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,474,290 |
| Interest on participant loans | 2015-12-31 | $2,144 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-97,406 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $19,703 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $452,201 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | SIKICH, LLP |
| Accountancy firm EIN | 2015-12-31 | 363168081 |
| 2014 : NOVELTY, INC. 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $315,677 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $372,877 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $366,971 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $142,669 |
| Value of total assets at end of year | 2014-12-31 | $2,538,686 |
| Value of total assets at beginning of year | 2014-12-31 | $2,595,886 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $5,906 |
| Total interest from all sources | 2014-12-31 | $1,502 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $77,639 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $77,639 |
| Administrative expenses professional fees incurred | 2014-12-31 | $5,906 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $33,112 |
| Participant contributions at end of year | 2014-12-31 | $64,396 |
| Participant contributions at beginning of year | 2014-12-31 | $57,465 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $17,503 |
| Other income not declared elsewhere | 2014-12-31 | $10,841 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-57,200 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,538,686 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,595,886 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,474,290 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,406,300 |
| Interest on participant loans | 2014-12-31 | $1,502 |
| Interest earned on other investments | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $132,121 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1 |
| Net gain/loss from 103.12 investment entities | 2014-12-31 | $83,025 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $92,054 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $366,971 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | SIKICH, LLP |
| Accountancy firm EIN | 2014-12-31 | 363168081 |
| 2013 : NOVELTY, INC. 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $559,830 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $496,495 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $480,222 |
| Value of total corrective distributions | 2013-12-31 | $1,168 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $140,643 |
| Value of total assets at end of year | 2013-12-31 | $2,595,886 |
| Value of total assets at beginning of year | 2013-12-31 | $2,532,551 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $15,105 |
| Total interest from all sources | 2013-12-31 | $3,842 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $57,306 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $57,306 |
| Administrative expenses professional fees incurred | 2013-12-31 | $15,105 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $105,367 |
| Participant contributions at end of year | 2013-12-31 | $57,465 |
| Participant contributions at beginning of year | 2013-12-31 | $66,935 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $10,697 |
| Other income not declared elsewhere | 2013-12-31 | $10,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $63,335 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,595,886 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,532,551 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,406,300 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,267,458 |
| Interest on participant loans | 2013-12-31 | $3,842 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $132,121 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $198,158 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $291 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $347,748 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $24,579 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $480,222 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | SIKICH, LLP |
| Accountancy firm EIN | 2013-12-31 | 363168081 |
| 2012 : NOVELTY, INC. 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $485,108 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $509,045 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $486,809 |
| Value of total corrective distributions | 2012-12-31 | $14,159 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $179,793 |
| Value of total assets at end of year | 2012-12-31 | $2,532,551 |
| Value of total assets at beginning of year | 2012-12-31 | $2,556,488 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $8,077 |
| Total interest from all sources | 2012-12-31 | $3,464 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $70,035 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $70,035 |
| Administrative expenses professional fees incurred | 2012-12-31 | $8,077 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $127,786 |
| Participant contributions at end of year | 2012-12-31 | $66,935 |
| Participant contributions at beginning of year | 2012-12-31 | $56,646 |
| Other income not declared elsewhere | 2012-12-31 | $10,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-23,937 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,532,551 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,556,488 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,267,458 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,302,803 |
| Interest on participant loans | 2012-12-31 | $3,464 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $198,158 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $197,039 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $221,323 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $493 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $52,007 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $486,809 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | SIKICH,LLP |
| Accountancy firm EIN | 2012-12-31 | 363168081 |
| 2011 : NOVELTY, INC. 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $228,595 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $365,062 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $352,862 |
| Value of total corrective distributions | 2011-12-31 | $3,852 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $210,685 |
| Value of total assets at end of year | 2011-12-31 | $2,556,488 |
| Value of total assets at beginning of year | 2011-12-31 | $2,692,955 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $8,348 |
| Total interest from all sources | 2011-12-31 | $3,933 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $63,398 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $63,398 |
| Administrative expenses professional fees incurred | 2011-12-31 | $8,348 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $160,874 |
| Participant contributions at end of year | 2011-12-31 | $56,646 |
| Participant contributions at beginning of year | 2011-12-31 | $98,512 |
| Other income not declared elsewhere | 2011-12-31 | $10,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-136,467 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,556,488 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,692,955 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,302,803 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,427,994 |
| Interest on participant loans | 2011-12-31 | $3,933 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $197,039 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $166,449 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-59,948 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $527 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $49,811 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $352,862 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | ENT & IMLER CPA GROUP |
| Accountancy firm EIN | 2011-12-31 | 351899280 |
| 2010 : NOVELTY, INC. 401(K) PLAN 2010 401k financial data |
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| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $491,155 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $653,886 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $644,834 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $230,966 |
| Value of total assets at end of year | 2010-12-31 | $2,692,955 |
| Value of total assets at beginning of year | 2010-12-31 | $2,855,686 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,052 |
| Total interest from all sources | 2010-12-31 | $6,218 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $89,292 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $89,292 |
| Administrative expenses professional fees incurred | 2010-12-31 | $9,052 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $173,504 |
| Participant contributions at end of year | 2010-12-31 | $98,512 |
| Participant contributions at beginning of year | 2010-12-31 | $136,791 |
| Other income not declared elsewhere | 2010-12-31 | $10,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-162,731 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,692,955 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,855,686 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,427,994 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,493,181 |
| Interest on participant loans | 2010-12-31 | $6,218 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $166,449 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $225,714 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $154,144 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $535 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $57,462 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $644,834 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | ENT & IMLER CPA GROUP |
| Accountancy firm EIN | 2010-12-31 | 351899280 |
