OSSIP OPTOMETRY P.C. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OSSIP OPTOMETRY 401(K) SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2018 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2018 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $522,954 |
| Total of all expenses incurred | 2018-12-31 | $4,073,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $4,012,655 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $10,289 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $437,393 |
| Value of total assets at end of year | 2018-12-31 | $0 |
| Value of total assets at beginning of year | 2018-12-31 | $3,550,678 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $50,688 |
| Total interest from all sources | 2018-12-31 | $953 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $437,393 |
| Participant contributions at end of year | 2018-12-31 | $0 |
| Participant contributions at beginning of year | 2018-12-31 | $33,723 |
| Participant contributions at end of year | 2018-12-31 | $0 |
| Participant contributions at beginning of year | 2018-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2018-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-3,550,678 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,550,678 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $18,366 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,516,955 |
| Interest on participant loans | 2018-12-31 | $1,198 |
| Interest earned on other investments | 2018-12-31 | $-245 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $84,608 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Assets. Invements in employer securities at end of year | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $4,012,655 |
| Contract administrator fees | 2018-12-31 | $32,322 |
| Did the plan have assets held for investment | 2018-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BKD |
| Accountancy firm EIN | 2018-12-31 | 440160260 |
| 2017 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2017 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,114 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,109,918 |
| Total of all expenses incurred | 2017-12-31 | $250,086 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $201,994 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $16,125 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $682,383 |
| Value of total assets at end of year | 2017-12-31 | $3,550,678 |
| Value of total assets at beginning of year | 2017-12-31 | $2,693,960 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $31,967 |
| Total interest from all sources | 2017-12-31 | $1,631 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $644,674 |
| Participant contributions at end of year | 2017-12-31 | $33,723 |
| Participant contributions at beginning of year | 2017-12-31 | $20,044 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $37,709 |
| Assets. Loans (other than to participants) at end of year | 2017-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $3,114 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $859,832 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $3,550,678 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,690,846 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,516,955 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,673,916 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $0 |
| Interest on participant loans | 2017-12-31 | $1,148 |
| Interest earned on other investments | 2017-12-31 | $483 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $425,904 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $201,994 |
| Contract administrator fees | 2017-12-31 | $31,967 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BKD |
| Accountancy firm EIN | 2017-12-31 | 440160260 |
| 2016 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $3,114 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $5,037 |
| Total income from all sources (including contributions) | 2016-12-31 | $727,185 |
| Total of all expenses incurred | 2016-12-31 | $359,448 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $350,151 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $630,468 |
| Value of total assets at end of year | 2016-12-31 | $2,693,960 |
| Value of total assets at beginning of year | 2016-12-31 | $2,328,146 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $9,297 |
| Total interest from all sources | 2016-12-31 | $1,092 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $50,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $513,642 |
| Participant contributions at end of year | 2016-12-31 | $20,044 |
| Participant contributions at beginning of year | 2016-12-31 | $19,359 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $840 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $116,826 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $3,114 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $5,037 |
| Other income not declared elsewhere | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $367,737 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,690,846 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,323,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $9,297 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,673,916 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $2,307,947 |
| Interest on participant loans | 2016-12-31 | $1,092 |
| Interest earned on other investments | 2016-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $95,625 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $350,151 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BKD |
| Accountancy firm EIN | 2016-12-31 | 440160260 |
| 2015 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,037 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,036 |
| Total income from all sources (including contributions) | 2015-12-31 | $354,003 |
| Total of all expenses incurred | 2015-12-31 | $144,550 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $129,588 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $379,036 |
| Value of total assets at end of year | 2015-12-31 | $2,328,146 |
| Value of total assets at beginning of year | 2015-12-31 | $2,118,692 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $14,962 |
| Total interest from all sources | 2015-12-31 | $1,016 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $250 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $361,036 |
| Participant contributions at end of year | 2015-12-31 | $19,359 |
| Participant contributions at beginning of year | 2015-12-31 | $18,632 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $840 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $2,360 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $18,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $5,037 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $5,036 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $209,453 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,323,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,113,656 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $2,307,947 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,097,700 |
| Interest on participant loans | 2015-12-31 | $1,009 |
| Interest earned on other investments | 2015-12-31 | $7 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-26,049 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $129,588 |
| Contract administrator fees | 2015-12-31 | $14,712 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BKD |
| Accountancy firm EIN | 2015-12-31 | 440160260 |
| 2014 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $5,036 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $4,979 |
| Total income from all sources (including contributions) | 2014-12-31 | $473,975 |
| Total of all expenses incurred | 2014-12-31 | $226,204 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $209,576 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $384,097 |
| Value of total assets at end of year | 2014-12-31 | $2,118,692 |
| Value of total assets at beginning of year | 2014-12-31 | $1,870,864 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $16,628 |
| Total interest from all sources | 2014-12-31 | $1,139 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $750 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $251,827 |
| Participant contributions at end of year | 2014-12-31 | $18,632 |
| Participant contributions at beginning of year | 2014-12-31 | $41,156 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $2,360 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $842 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $132,270 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $5,036 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $4,979 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $247,771 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,113,656 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,865,885 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,097,700 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,828,866 |
| Interest on participant loans | 2014-12-31 | $1,128 |
| Interest earned on other investments | 2014-12-31 | $11 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $88,739 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $209,576 |
| Contract administrator fees | 2014-12-31 | $15,878 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | PETROW, LEEMHUIS VINCENT & KANE, PC |
| Accountancy firm EIN | 2014-12-31 | 263503647 |
| 2013 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2013 401k financial data |
|---|
| Total transfer of assets to this plan | 2013-12-31 | $38,656 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $4,979 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,557 |
| Total income from all sources (including contributions) | 2013-12-31 | $535,039 |
| Total of all expenses incurred | 2013-12-31 | $298,346 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $274,125 |
| Value of total corrective distributions | 2013-12-31 | $8,481 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $268,658 |
| Value of total assets at end of year | 2013-12-31 | $1,870,864 |
| Value of total assets at beginning of year | 2013-12-31 | $1,597,093 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $15,740 |
| Total interest from all sources | 2013-12-31 | $1,689 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $875 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $268,658 |
| Participant contributions at end of year | 2013-12-31 | $41,156 |
| Participant contributions at beginning of year | 2013-12-31 | $10,033 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $6,354 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $842 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,578 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $4,979 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $6,557 |
| Administrative expenses (other) incurred | 2013-12-31 | $54 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $236,693 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,865,885 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,590,536 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,828,866 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,579,128 |
| Interest on participant loans | 2013-12-31 | $1,687 |
| Interest earned on other investments | 2013-12-31 | $2 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $264,692 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $274,125 |
| Contract administrator fees | 2013-12-31 | $14,811 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | PETROW, LEEMHUIS VINCENT & KANE, PC |
| Accountancy firm EIN | 2013-12-31 | 263503647 |
| 2012 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2012 401k financial data |
|---|
| Total transfer of assets to this plan | 2012-12-31 | $615,192 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $6,557 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $5,775 |
| Total income from all sources (including contributions) | 2012-12-31 | $342,874 |
| Total of all expenses incurred | 2012-12-31 | $237,142 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $215,418 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $2,337 |
| Value of total corrective distributions | 2012-12-31 | $4,840 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $209,224 |
| Value of total assets at end of year | 2012-12-31 | $1,597,093 |
| Value of total assets at beginning of year | 2012-12-31 | $875,387 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $14,547 |
| Total interest from all sources | 2012-12-31 | $706 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $3,250 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $151,768 |
| Participant contributions at end of year | 2012-12-31 | $10,033 |
| Participant contributions at beginning of year | 2012-12-31 | $19,094 |
| Participant contributions at end of year | 2012-12-31 | $6,354 |
| Participant contributions at beginning of year | 2012-12-31 | $5,820 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,578 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $3,671 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $57,456 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $6,557 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $5,775 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $105,732 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,590,536 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $869,612 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,579,128 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $846,802 |
| Interest on participant loans | 2012-12-31 | $706 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $132,944 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $215,418 |
| Contract administrator fees | 2012-12-31 | $11,297 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | PETROW, LEEMHUIS VINCENT & KANE, PC |
| Accountancy firm EIN | 2012-12-31 | 263503647 |
| 2011 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $5,775 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $8,029 |
| Total income from all sources (including contributions) | 2011-12-31 | $106,372 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $235,447 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $216,936 |
| Value of total corrective distributions | 2011-12-31 | $8,029 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $134,805 |
| Value of total assets at end of year | 2011-12-31 | $875,387 |
| Value of total assets at beginning of year | 2011-12-31 | $1,006,716 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $10,482 |
| Total interest from all sources | 2011-12-31 | $1,007 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $80,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $134,805 |
| Participant contributions at end of year | 2011-12-31 | $19,094 |
| Participant contributions at beginning of year | 2011-12-31 | $13,392 |
| Participant contributions at end of year | 2011-12-31 | $5,820 |
| Participant contributions at beginning of year | 2011-12-31 | $3,508 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $3,671 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $5,144 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $5,775 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $8,029 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-129,075 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $869,612 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $998,687 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $750 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $846,802 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $984,672 |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $1,007 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-29,440 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $216,936 |
| Contract administrator fees | 2011-12-31 | $9,732 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | KATZ, SAPPER & MILLER |
| Accountancy firm EIN | 2011-12-31 | 351090346 |
| 2010 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $8,029 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,755 |
| Total income from all sources (including contributions) | 2010-12-31 | $259,783 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $57,711 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $48,569 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $136,558 |
| Value of total assets at end of year | 2010-12-31 | $1,006,716 |
| Value of total assets at beginning of year | 2010-12-31 | $802,370 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,142 |
| Total interest from all sources | 2010-12-31 | $780 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $250 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $80,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $122,387 |
| Participant contributions at end of year | 2010-12-31 | $13,392 |
| Participant contributions at beginning of year | 2010-12-31 | $8,308 |
| Participant contributions at end of year | 2010-12-31 | $3,508 |
| Participant contributions at beginning of year | 2010-12-31 | $8,483 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $5,144 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $3,523 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $14,171 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $8,029 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $5,755 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $202,072 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $998,687 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $796,615 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $984,672 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $782,056 |
| Interest on participant loans | 2010-12-31 | $780 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $122,445 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $48,569 |
| Contract administrator fees | 2010-12-31 | $8,892 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KATZ, SAPPER & MILLER |
| Accountancy firm EIN | 2010-12-31 | 351090346 |
| 2009 : OSSIP OPTOMETRY 401(K) SAVINGS PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
