VIGO COAL COMPANY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan VIGO COAL COMPANY, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2017 : VIGO COAL COMPANY, INC. 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $1,830,284 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $4,240,058 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,974,466 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,886,810 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $5,866 |
| Value of total corrective distributions | 2017-12-31 | $4,172 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,269,232 |
| Value of total assets at end of year | 2017-12-31 | $17,311,141 |
| Value of total assets at beginning of year | 2017-12-31 | $13,215,265 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $77,618 |
| Total interest from all sources | 2017-12-31 | $7,627 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,006,057 |
| Participant contributions at end of year | 2017-12-31 | $204,691 |
| Participant contributions at beginning of year | 2017-12-31 | $93,248 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $597,742 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Income. Non cash contributions | 2017-12-31 | $0 |
| Value of net income/loss | 2017-12-31 | $2,265,592 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,311,141 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $13,215,265 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $35,695 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $13,530,997 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $9,988,322 |
| Interest on participant loans | 2017-12-31 | $7,627 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $3,575,453 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $3,133,695 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,887,125 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $76,074 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $665,433 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,886,810 |
| Contract administrator fees | 2017-12-31 | $41,923 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2017-12-31 | 351346211 |
| 2016 : VIGO COAL COMPANY, INC. 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $4,523,121 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,792,300 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,730,530 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,645,696 |
| Value of total assets at end of year | 2016-12-31 | $13,215,265 |
| Value of total assets at beginning of year | 2016-12-31 | $10,484,444 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $61,770 |
| Total interest from all sources | 2016-12-31 | $4,157 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $657,198 |
| Participant contributions at end of year | 2016-12-31 | $93,248 |
| Participant contributions at beginning of year | 2016-12-31 | $125,144 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,735,120 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,730,821 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $13,215,265 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,484,444 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $27,672 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $9,988,322 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $7,917,039 |
| Interest on participant loans | 2016-12-31 | $4,157 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,133,695 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $2,442,261 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $809,239 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $64,029 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $253,378 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,730,530 |
| Contract administrator fees | 2016-12-31 | $34,098 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2016-12-31 | 351346211 |
| 2015 : VIGO COAL COMPANY, INC. 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $806,924 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $233,511 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $142,157 |
| Value of total corrective distributions | 2015-12-31 | $37,205 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $697,061 |
| Value of total assets at end of year | 2015-12-31 | $10,484,444 |
| Value of total assets at beginning of year | 2015-12-31 | $9,911,031 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $54,149 |
| Total interest from all sources | 2015-12-31 | $5,360 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $635,922 |
| Participant contributions at end of year | 2015-12-31 | $125,144 |
| Participant contributions at beginning of year | 2015-12-31 | $132,003 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $573,413 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,484,444 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,911,031 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $24,972 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $7,917,039 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $7,572,747 |
| Interest on participant loans | 2015-12-31 | $5,360 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $2,442,261 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,206,281 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $48,351 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $56,152 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $61,139 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $142,157 |
| Contract administrator fees | 2015-12-31 | $29,177 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2015-12-31 | 351346211 |
| 2014 : VIGO COAL COMPANY, INC. 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,589,358 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,638,315 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,565,312 |
| Value of total corrective distributions | 2014-12-31 | $19,963 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $989,146 |
| Value of total assets at end of year | 2014-12-31 | $9,911,031 |
| Value of total assets at beginning of year | 2014-12-31 | $9,959,988 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $53,040 |
| Total interest from all sources | 2014-12-31 | $3,841 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $591,656 |
| Participant contributions at end of year | 2014-12-31 | $132,003 |
| Participant contributions at beginning of year | 2014-12-31 | $78,963 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $341,422 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-48,957 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,911,031 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,959,988 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $23,639 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $7,572,747 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $7,330,736 |
| Interest on participant loans | 2014-12-31 | $3,841 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,206,281 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,550,289 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $545,933 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $50,438 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $56,068 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,565,312 |
| Contract administrator fees | 2014-12-31 | $29,401 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2014-12-31 | 351346211 |
| 2013 : VIGO COAL COMPANY, INC. 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,934,716 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $989,997 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $950,912 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $712,687 |
| Value of total assets at end of year | 2013-12-31 | $9,959,988 |
| Value of total assets at beginning of year | 2013-12-31 | $9,015,269 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $39,085 |
| Total interest from all sources | 2013-12-31 | $3,706 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $614,829 |
| Participant contributions at end of year | 2013-12-31 | $78,963 |
| Participant contributions at beginning of year | 2013-12-31 | $82,609 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $41,266 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $944,719 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,959,988 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,015,269 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $18,668 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $7,330,736 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,606,257 |
| Interest on participant loans | 2013-12-31 | $3,706 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,550,289 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,326,403 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,160,617 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $57,706 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $56,592 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $950,912 |
| Contract administrator fees | 2013-12-31 | $20,417 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2013-12-31 | 351346211 |
| 2012 : VIGO COAL COMPANY, INC. 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,720,448 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $634,779 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $634,024 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $620,636 |
| Value of total assets at end of year | 2012-12-31 | $9,015,269 |
| Value of total assets at beginning of year | 2012-12-31 | $7,929,600 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $755 |
| Total interest from all sources | 2012-12-31 | $3,648 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $516,278 |
| Participant contributions at end of year | 2012-12-31 | $82,609 |
| Participant contributions at beginning of year | 2012-12-31 | $89,564 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $56,106 |
| Other income not declared elsewhere | 2012-12-31 | $-6,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,085,669 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,015,269 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,929,600 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,606,257 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,840,036 |
| Interest on participant loans | 2012-12-31 | $3,648 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,326,403 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,099,519 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $3,620 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $48,252 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $634,024 |
| Contract administrator fees | 2012-12-31 | $755 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2012-12-31 | 351346211 |
| 2011 : VIGO COAL COMPANY, INC. 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $315,240 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $413,443 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $413,443 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $564,673 |
| Value of total assets at end of year | 2011-12-31 | $7,929,600 |
| Value of total assets at beginning of year | 2011-12-31 | $8,027,803 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $3,193 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $516,505 |
| Participant contributions at end of year | 2011-12-31 | $89,564 |
| Participant contributions at beginning of year | 2011-12-31 | $57,731 |
| Participant contributions at beginning of year | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-98,203 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,929,600 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,027,803 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,840,036 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,970,072 |
| Interest on participant loans | 2011-12-31 | $3,193 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-252,626 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $48,168 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $413,443 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | HARDING, SHYMANSKI & CO, PSC |
| Accountancy firm EIN | 2011-12-31 | 351346211 |
| 2010 : VIGO COAL COMPANY, INC. 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $46,728 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,413,232 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $390,879 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $390,879 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $612,658 |
| Value of total assets at end of year | 2010-12-31 | $8,027,803 |
| Value of total assets at beginning of year | 2010-12-31 | $7,052,178 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $727 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $484,806 |
| Participant contributions at end of year | 2010-12-31 | $57,731 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $81,979 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $46,728 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,022,353 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,027,803 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,005,450 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,970,072 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,052,178 |
| Interest on participant loans | 2010-12-31 | $727 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $799,847 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $45,873 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $390,879 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | HARDING, SHYMANSKI & CO., PSC |
| Accountancy firm EIN | 2010-12-31 | 351346211 |
