NOEL-LEVITZ, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NOEL-LEVITZ, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2016 : NOEL-LEVITZ, INC. 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-01-06 | $0 |
| Total transfer of assets from this plan | 2016-01-06 | $22,029,177 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-01-06 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-01-06 | $0 |
| Total income from all sources (including contributions) | 2016-01-06 | $-376,901 |
| Total loss/gain on sale of assets | 2016-01-06 | $0 |
| Total of all expenses incurred | 2016-01-06 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-01-06 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-01-06 | $0 |
| Value of total assets at end of year | 2016-01-06 | $0 |
| Value of total assets at beginning of year | 2016-01-06 | $22,406,078 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-01-06 | $0 |
| Total interest from all sources | 2016-01-06 | $1,070 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-01-06 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-01-06 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-01-06 | $0 |
| Was this plan covered by a fidelity bond | 2016-01-06 | Yes |
| Value of fidelity bond cover | 2016-01-06 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-01-06 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-01-06 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-01-06 | No |
| Participant contributions at end of year | 2016-01-06 | $0 |
| Participant contributions at beginning of year | 2016-01-06 | $220,494 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-01-06 | No |
| Value of net income/loss | 2016-01-06 | $-376,901 |
| Value of net assets at end of year (total assets less liabilities) | 2016-01-06 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-01-06 | $22,406,078 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-01-06 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-01-06 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-01-06 | No |
| Value of interest in pooled separate accounts at end of year | 2016-01-06 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-01-06 | $19,989,614 |
| Interest earned on other investments | 2016-01-06 | $1,070 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-01-06 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-01-06 | $2,195,970 |
| Net investment gain/loss from pooled separate accounts | 2016-01-06 | $-377,971 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-01-06 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-01-06 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-01-06 | No |
| Did the plan have assets held for investment | 2016-01-06 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-01-06 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-01-06 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-01-06 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-01-06 | Disclaimer |
| Accountancy firm name | 2016-01-06 | RSM US LLP |
| Accountancy firm EIN | 2016-01-06 | 420714325 |
| 2015 : NOEL-LEVITZ, INC. 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,865,002 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,955,436 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,953,256 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,988,264 |
| Value of total assets at end of year | 2015-12-31 | $22,401,116 |
| Value of total assets at beginning of year | 2015-12-31 | $22,491,550 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,180 |
| Total interest from all sources | 2015-12-31 | $86,868 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $2,180 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,032,258 |
| Participant contributions at end of year | 2015-12-31 | $220,494 |
| Participant contributions at beginning of year | 2015-12-31 | $159,695 |
| Participant contributions at end of year | 2015-12-31 | $112 |
| Participant contributions at beginning of year | 2015-12-31 | $22,010 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $122,361 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-90,434 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $22,401,116 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $22,491,550 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $19,989,614 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $19,542,879 |
| Interest on participant loans | 2015-12-31 | $8,326 |
| Interest earned on other investments | 2015-12-31 | $78,610 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $-68 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $2,195,970 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $2,723,930 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-210,130 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $833,645 |
| Employer contributions (assets) at end of year | 2015-12-31 | $-5,074 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $43,036 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,953,256 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2015-12-31 | 420714325 |
| 2014 : NOEL-LEVITZ, INC. 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $4,022,849 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,155,561 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,151,716 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $2,255 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,698,326 |
| Value of total assets at end of year | 2014-12-31 | $22,491,550 |
| Value of total assets at beginning of year | 2014-12-31 | $19,624,262 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,590 |
| Total interest from all sources | 2014-12-31 | $7,080 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $1,590 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,009,231 |
| Participant contributions at end of year | 2014-12-31 | $159,695 |
| Participant contributions at beginning of year | 2014-12-31 | $174,863 |
| Participant contributions at end of year | 2014-12-31 | $22,010 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $868,426 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,867,288 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $22,491,550 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $19,624,262 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $19,542,764 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $17,705,526 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $7,080 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $115 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $2,723,930 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,743,865 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,317,443 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $820,669 |
| Employer contributions (assets) at end of year | 2014-12-31 | $43,036 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $8 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,151,716 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2014-12-31 | 420714325 |
| 2013 : NOEL-LEVITZ, INC. 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $4,545,540 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $966,120 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $965,245 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,794,277 |
| Value of total assets at end of year | 2013-12-31 | $19,624,262 |
| Value of total assets at beginning of year | 2013-12-31 | $16,044,842 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $875 |
| Total interest from all sources | 2013-12-31 | $6,295 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $875 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $869,389 |
| Participant contributions at end of year | 2013-12-31 | $174,863 |
| Participant contributions at beginning of year | 2013-12-31 | $165,595 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $22,656 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $235,095 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $3,579,420 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $19,624,262 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $16,044,842 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $17,705,526 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $14,511,042 |
| Interest on participant loans | 2013-12-31 | $6,295 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,743,865 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,325,057 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,744,968 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $689,793 |
| Employer contributions (assets) at end of year | 2013-12-31 | $8 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $20,492 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $965,245 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2013-12-31 | 420714325 |
| 2012 : NOEL-LEVITZ, INC. 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,116,973 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $195,167 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $192,027 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $2,495 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,459,321 |
| Value of total assets at end of year | 2012-12-31 | $16,044,842 |
| Value of total assets at beginning of year | 2012-12-31 | $13,123,036 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $645 |
| Total interest from all sources | 2012-12-31 | $6,889 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $645 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $812,531 |
| Participant contributions at end of year | 2012-12-31 | $165,595 |
| Participant contributions at beginning of year | 2012-12-31 | $185,304 |
| Participant contributions at end of year | 2012-12-31 | $22,656 |
| Participant contributions at beginning of year | 2012-12-31 | $16,061 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $33,682 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $1,155 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,921,806 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $16,044,842 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $13,123,036 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $14,511,042 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $11,316,532 |
| Interest on participant loans | 2012-12-31 | $6,889 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,325,057 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,587,987 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,650,763 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $613,108 |
| Employer contributions (assets) at end of year | 2012-12-31 | $20,492 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $17,152 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $190,872 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2012-12-31 | 420714325 |
| 2011 : NOEL-LEVITZ, INC. 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,081,469 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $638,614 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $637,519 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,349,179 |
| Value of total assets at end of year | 2011-12-31 | $13,123,036 |
| Value of total assets at beginning of year | 2011-12-31 | $12,680,181 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,095 |
| Total interest from all sources | 2011-12-31 | $7,812 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $26,128 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $26,128 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $699,615 |
| Participant contributions at end of year | 2011-12-31 | $185,304 |
| Participant contributions at beginning of year | 2011-12-31 | $144,192 |
| Participant contributions at end of year | 2011-12-31 | $16,061 |
| Participant contributions at beginning of year | 2011-12-31 | $16,091 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $61,283 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $442,855 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $13,123,036 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,680,181 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,095 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $11,316,532 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $11,746,265 |
| Interest on participant loans | 2011-12-31 | $5,746 |
| Interest earned on other investments | 2011-12-31 | $2,066 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,587,987 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $757,062 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-301,650 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $588,281 |
| Employer contributions (assets) at end of year | 2011-12-31 | $17,152 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $16,571 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $637,519 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2011-12-31 | 420714325 |
| 2010 : NOEL-LEVITZ, INC. 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,720,306 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,375,999 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,375,699 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,271,840 |
| Value of total assets at end of year | 2010-12-31 | $12,680,181 |
| Value of total assets at beginning of year | 2010-12-31 | $11,335,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $300 |
| Total interest from all sources | 2010-12-31 | $6,859 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $24,198 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $24,198 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $664,367 |
| Participant contributions at end of year | 2010-12-31 | $144,192 |
| Participant contributions at beginning of year | 2010-12-31 | $120,732 |
| Participant contributions at end of year | 2010-12-31 | $16,091 |
| Participant contributions at beginning of year | 2010-12-31 | $14,631 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $51,758 |
| Administrative expenses (other) incurred | 2010-12-31 | $300 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,344,307 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,680,181 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,335,874 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $11,746,265 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $10,285,652 |
| Interest on participant loans | 2010-12-31 | $6,859 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $757,062 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $891,901 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $1,417,409 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $555,715 |
| Employer contributions (assets) at end of year | 2010-12-31 | $16,571 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $22,958 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,375,699 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
