NAGAKURA ENGINEERING WORKS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NAGAKURA ENGINEERING WORKS EMPLOYEE BENEFIT TRUST
401k plan membership statisitcs for NAGAKURA ENGINEERING WORKS EMPLOYEE BENEFIT TRUST
| Measure | Date | Value |
|---|
| 2016 : NAGAKURA ENGINEERING WORKS EMPLOYEE BENEFIT TRUST 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $45,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $35,000 |
| Total income from all sources (including contributions) | 2016-09-30 | $1,506,795 |
| Total of all expenses incurred | 2016-09-30 | $1,444,612 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $1,395,415 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $1,259,921 |
| Value of total assets at end of year | 2016-09-30 | $72,284 |
| Value of total assets at beginning of year | 2016-09-30 | $101 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $49,197 |
| Total interest from all sources | 2016-09-30 | $6 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Administrative expenses professional fees incurred | 2016-09-30 | $9,300 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Contributions received from participants | 2016-09-30 | $148,120 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-09-30 | $1,137,634 |
| Other income not declared elsewhere | 2016-09-30 | $246,868 |
| Administrative expenses (other) incurred | 2016-09-30 | $17,350 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $62,183 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $27,284 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $-34,899 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $72,284 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $101 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $101 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $6 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-09-30 | $257,781 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $1,111,801 |
| Contract administrator fees | 2016-09-30 | $22,547 |
| Liabilities. Value of benefit claims payable at end of year | 2016-09-30 | $45,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-09-30 | $35,000 |
| Did the plan have assets held for investment | 2016-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Unqualified |
| Accountancy firm name | 2016-09-30 | HORIZON CPA SERVICES, INC. |
| Accountancy firm EIN | 2016-09-30 | 204287594 |
| 2015 : NAGAKURA ENGINEERING WORKS EMPLOYEE BENEFIT TRUST 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $35,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $50,000 |
| Total income from all sources (including contributions) | 2015-09-30 | $840,599 |
| Total of all expenses incurred | 2015-09-30 | $826,076 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $775,745 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $787,128 |
| Value of total assets at end of year | 2015-09-30 | $101 |
| Value of total assets at beginning of year | 2015-09-30 | $578 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $50,331 |
| Total interest from all sources | 2015-09-30 | $4 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Administrative expenses professional fees incurred | 2015-09-30 | $9,500 |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Contributions received from participants | 2015-09-30 | $143,700 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-09-30 | $537,772 |
| Other income not declared elsewhere | 2015-09-30 | $53,467 |
| Administrative expenses (other) incurred | 2015-09-30 | $19,085 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $14,523 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $-34,899 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $-49,422 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $101 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $578 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $578 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $4 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-09-30 | $237,973 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Contributions received in cash from employer | 2015-09-30 | $643,428 |
| Contract administrator fees | 2015-09-30 | $21,746 |
| Liabilities. Value of benefit claims payable at end of year | 2015-09-30 | $35,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-09-30 | $50,000 |
| Did the plan have assets held for investment | 2015-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Unqualified |
| Accountancy firm name | 2015-09-30 | HORIZON CPA SERVICES, INC. |
| Accountancy firm EIN | 2015-09-30 | 204287594 |
| 2014 : NAGAKURA ENGINEERING WORKS EMPLOYEE BENEFIT TRUST 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $50,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $60,000 |
| Total income from all sources (including contributions) | 2014-09-30 | $929,048 |
| Total of all expenses incurred | 2014-09-30 | $924,980 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $902,416 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $813,253 |
| Value of total assets at end of year | 2014-09-30 | $578 |
| Value of total assets at beginning of year | 2014-09-30 | $6,510 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $22,564 |
| Total interest from all sources | 2014-09-30 | $3 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Administrative expenses professional fees incurred | 2014-09-30 | $1,525 |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Contributions received from participants | 2014-09-30 | $148,132 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-09-30 | $661,220 |
| Other income not declared elsewhere | 2014-09-30 | $115,792 |
| Administrative expenses (other) incurred | 2014-09-30 | $548 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $4,068 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $-49,422 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $-53,490 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $578 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $6,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $6,510 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $3 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-09-30 | $241,196 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Contributions received in cash from employer | 2014-09-30 | $665,121 |
| Contract administrator fees | 2014-09-30 | $20,491 |
| Liabilities. Value of benefit claims payable at end of year | 2014-09-30 | $50,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-09-30 | $60,000 |
| Did the plan have assets held for investment | 2014-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Unqualified |
| Accountancy firm name | 2014-09-30 | HORIZON CPA SERVICES, INC. |
| Accountancy firm EIN | 2014-09-30 | 204287594 |
| 2013 : NAGAKURA ENGINEERING WORKS EMPLOYEE BENEFIT TRUST 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-09-30 | $60,000 |
| Total plan liabilities at beginning of year | 2013-09-30 | $74,000 |
| Total income from all sources | 2013-09-30 | $1,186,917 |
| Expenses. Total of all expenses incurred | 2013-09-30 | $1,171,763 |
| Benefits paid (including direct rollovers) | 2013-09-30 | $1,149,068 |
| Total plan assets at end of year | 2013-09-30 | $6,510 |
| Total plan assets at beginning of year | 2013-09-30 | $5,356 |
| Value of fidelity bond covering the plan | 2013-09-30 | $500,000 |
| Total contributions received or receivable from participants | 2013-09-30 | $173,160 |
| Other income received | 2013-09-30 | $144,341 |
| Net income (gross income less expenses) | 2013-09-30 | $15,154 |
| Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $-53,490 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $-68,644 |
| Total contributions received or receivable from employer(s) | 2013-09-30 | $869,416 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-09-30 | $22,695 |
| US FIRE (National Association of Insurance Commissioners NAIC id number: 21113 ) |
| Policy contract number | |
| Policy instance | 4 |
| Number of Individuals Covered | 99 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-09-30 | | Total amount of commissions paid to insurance broker | USD $1,587 | | Other welfare benefits provided | TRANSPLANT COVERAGE | | Welfare Benefit Premiums Paid to Carrier | USD $14,321 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,587 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| ELITE UNDERWRITING (National Association of Insurance Commissioners NAIC id number: 18694 ) |
| Policy contract number | |
| Policy instance | 3 |
| Number of Individuals Covered | 99 | | Insurance policy start date | 2015-05-01 | | Insurance policy end date | 2015-09-30 | | Total amount of commissions paid to insurance broker | USD $8,528 | | Welfare Benefit Premiums Paid to Carrier | USD $76,759 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,528 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| ELITE UNDERWRITING SERVICES, INC. (National Association of Insurance Commissioners NAIC id number: 70939 ) |
| Policy contract number | |
| Policy instance | 2 |
| Number of Individuals Covered | 99 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-04-30 | | Total amount of commissions paid to insurance broker | USD $13,132 | | Welfare Benefit Premiums Paid to Carrier | USD $118,194 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $13,132 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| SYMETRA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 0 ) |
| Policy contract number | 01 014543 00 |
| Policy instance | 1 |
| Insurance contract or identification number | 01 014543 00 | | Number of Individuals Covered | 99 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-09-30 | | Life Insurance Welfare Benefit | Yes | | Other welfare benefits provided | AD&D | | Welfare Benefit Premiums Paid to Carrier | USD $5,452 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNDERWRITER'S SAFETY & CLAIMS (National Association of Insurance Commissioners NAIC id number: ) |
| Policy contract number | CLI70582 |
| Policy instance | 4 |
| Insurance contract or identification number | CLI70582 | | Number of Individuals Covered | 118 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Total amount of commissions paid to insurance broker | USD $22,719 | | Welfare Benefit Premiums Paid to Carrier | USD $204,427 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $22,719 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| SYMETRA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 0 ) |
| Policy contract number | 01 014543 00 |
| Policy instance | 3 |
| Insurance contract or identification number | 01 014543 00 | | Number of Individuals Covered | 121 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Total amount of commissions paid to insurance broker | USD $839 | | Life Insurance Welfare Benefit | Yes | | Other welfare benefits provided | AD&D | | Welfare Benefit Premiums Paid to Carrier | USD $5,656 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $839 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| THE HEALTHCARE GROUP, LLC - ENCORE (National Association of Insurance Commissioners NAIC id number: 00000 ) |
| Policy contract number | |
| Policy instance | 2 |
| Number of Individuals Covered | 118 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Welfare Benefit Premiums Paid to Carrier | USD $5,949 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| CLINIX (National Association of Insurance Commissioners NAIC id number: ) |
| Policy contract number | |
| Policy instance | 1 |
| Number of Individuals Covered | 118 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Other welfare benefits provided | UTILIZATION REVIEW | | Welfare Benefit Premiums Paid to Carrier | USD $2,446 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNDERWRITER'S SAFETY & CLAIMS (National Association of Insurance Commissioners NAIC id number: ) |
| Policy contract number | CLI70582 |
| Policy instance | 4 |
| Insurance contract or identification number | CLI70582 | | Number of Individuals Covered | 122 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Total amount of commissions paid to insurance broker | USD $25,608 | | Welfare Benefit Premiums Paid to Carrier | USD $230,378 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $25,608 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| SYMETRA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 0 ) |
| Policy contract number | 01 014543 00 |
| Policy instance | 3 |
| Insurance contract or identification number | 01 014543 00 | | Number of Individuals Covered | 142 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Total amount of commissions paid to insurance broker | USD $799 | | Life Insurance Welfare Benefit | Yes | | Other welfare benefits provided | AD&D | | Welfare Benefit Premiums Paid to Carrier | USD $5,315 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $799 | | Insurance broker organization code? | 5 | | Insurance broker name | DUNN & ASSOC BENEFIT ADMINISTRATORS |
|
| THE HEALTHCARE GROUP, LLC - ENCORE (National Association of Insurance Commissioners NAIC id number: 00000 ) |
| Policy contract number | |
| Policy instance | 2 |
| Number of Individuals Covered | 122 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Welfare Benefit Premiums Paid to Carrier | USD $6,314 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| CLINIX (National Association of Insurance Commissioners NAIC id number: ) |
| Policy contract number | |
| Policy instance | 1 |
| Number of Individuals Covered | 122 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Other welfare benefits provided | UTILIZATION REVIEW | | Welfare Benefit Premiums Paid to Carrier | USD $2,596 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
