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CNO 401K PLAN 401k Plan overview

Plan NameCNO 401K PLAN
Plan identification number 001

CNO 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

CNO SERVICES LLC has sponsored the creation of one or more 401k plans.

Company Name:CNO SERVICES LLC
Employer identification number (EIN):351965822
NAIC Classification:524140

Additional information about CNO SERVICES LLC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2013-07-25
Company Identification Number: 20131434433
Legal Registered Office Address: 9450 W. 77th Ave

Arvada
United States of America (USA)
80005

More information about CNO SERVICES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CNO 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MITCH SCHULZ DAVID D. HUMM2019-07-18
0012017-01-01GRACE BROTHERS DAVID D. HUMM2018-07-08
0012016-01-01GRACE BROTHERS DAVID D. HUMM2017-10-13
0012015-01-01GRACE BROTHERS DAVID D. HUMM2016-10-07
0012014-01-01GRACE BROTHERS DAVID HUMM2015-10-14
0012013-01-01GRACE BROTHERS DAVID D HUMM2014-10-07
0012012-01-01GRACE BROTHERS
0012011-01-01GRACE BROTHERS DAVID D HUMM2012-10-12
0012010-01-01GRACE BROTHERS DAVID D HUMM2011-10-14
0012009-01-01 DAVID D HUMM2010-10-14
0012009-01-01GRACE BROTHERS DAVID D HUMM2010-10-14

Plan Statistics for CNO 401K PLAN

401k plan membership statisitcs for CNO 401K PLAN

Measure Date Value
2022: CNO 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,815
Total number of active participants reported on line 7a of the Form 55002022-01-013,380
Number of retired or separated participants receiving benefits2022-01-01134
Number of other retired or separated participants entitled to future benefits2022-01-011,643
Total of all active and inactive participants2022-01-015,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0141
Total participants2022-01-015,198
Number of participants with account balances2022-01-015,095
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01358
2021: CNO 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,854
Total number of active participants reported on line 7a of the Form 55002021-01-013,128
Number of retired or separated participants receiving benefits2021-01-01118
Number of other retired or separated participants entitled to future benefits2021-01-011,538
Total of all active and inactive participants2021-01-014,784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0131
Total participants2021-01-014,815
Number of participants with account balances2021-01-014,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01418
2020: CNO 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,754
Total number of active participants reported on line 7a of the Form 55002020-01-013,336
Number of retired or separated participants receiving benefits2020-01-01116
Number of other retired or separated participants entitled to future benefits2020-01-011,374
Total of all active and inactive participants2020-01-014,826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0128
Total participants2020-01-014,854
Number of participants with account balances2020-01-014,661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01289
2019: CNO 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,709
Total number of active participants reported on line 7a of the Form 55002019-01-013,278
Number of retired or separated participants receiving benefits2019-01-01120
Number of other retired or separated participants entitled to future benefits2019-01-011,332
Total of all active and inactive participants2019-01-014,730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0124
Total participants2019-01-014,754
Number of participants with account balances2019-01-014,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01359
2018: CNO 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,705
Total number of active participants reported on line 7a of the Form 55002018-01-013,233
Number of retired or separated participants receiving benefits2018-01-01108
Number of other retired or separated participants entitled to future benefits2018-01-011,344
Total of all active and inactive participants2018-01-014,685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0124
Total participants2018-01-014,709
Number of participants with account balances2018-01-014,558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01400
2017: CNO 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,753
Total number of active participants reported on line 7a of the Form 55002017-01-013,234
Number of retired or separated participants receiving benefits2017-01-0199
Number of other retired or separated participants entitled to future benefits2017-01-011,351
Total of all active and inactive participants2017-01-014,684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0121
Total participants2017-01-014,705
Number of participants with account balances2017-01-014,541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01425
2016: CNO 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,740
Total number of active participants reported on line 7a of the Form 55002016-01-013,416
Number of retired or separated participants receiving benefits2016-01-0188
Number of other retired or separated participants entitled to future benefits2016-01-011,230
Total of all active and inactive participants2016-01-014,734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0119
Total participants2016-01-014,753
Number of participants with account balances2016-01-014,576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01391
2015: CNO 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,658
Total number of active participants reported on line 7a of the Form 55002015-01-013,341
Number of retired or separated participants receiving benefits2015-01-0172
Number of other retired or separated participants entitled to future benefits2015-01-011,311
Total of all active and inactive participants2015-01-014,724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0116
Total participants2015-01-014,740
Number of participants with account balances2015-01-014,647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01230
2014: CNO 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,732
Total number of active participants reported on line 7a of the Form 55002014-01-012,488
Number of retired or separated participants receiving benefits2014-01-0112
Number of other retired or separated participants entitled to future benefits2014-01-011,158
Total of all active and inactive participants2014-01-013,658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,658
Number of participants with account balances2014-01-013,658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0169
2013: CNO 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,679
Total number of active participants reported on line 7a of the Form 55002013-01-012,462
Number of retired or separated participants receiving benefits2013-01-0114
Number of other retired or separated participants entitled to future benefits2013-01-011,179
Total of all active and inactive participants2013-01-013,655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,655
Number of participants with account balances2013-01-013,655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0177
2012: CNO 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,762
Total number of active participants reported on line 7a of the Form 55002012-01-012,485
Number of retired or separated participants receiving benefits2012-01-0114
Number of other retired or separated participants entitled to future benefits2012-01-011,180
Total of all active and inactive participants2012-01-013,679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,679
Number of participants with account balances2012-01-013,679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0178
2011: CNO 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,738
Total number of active participants reported on line 7a of the Form 55002011-01-012,498
Number of retired or separated participants receiving benefits2011-01-0112
Number of other retired or separated participants entitled to future benefits2011-01-011,252
Total of all active and inactive participants2011-01-013,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013,762
Number of participants with account balances2011-01-013,762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01119
2010: CNO 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,863
Total number of active participants reported on line 7a of the Form 55002010-01-013,376
Number of retired or separated participants receiving benefits2010-01-0112
Number of other retired or separated participants entitled to future benefits2010-01-011,350
Total of all active and inactive participants2010-01-014,738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014,738
Number of participants with account balances2010-01-013,711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01100
2009: CNO 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,037
Total number of active participants reported on line 7a of the Form 55002009-01-012,411
Number of retired or separated participants receiving benefits2009-01-0115
Number of other retired or separated participants entitled to future benefits2009-01-011,425
Total of all active and inactive participants2009-01-013,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0112
Total participants2009-01-013,863
Number of participants with account balances2009-01-013,863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01110

Financial Data on CNO 401K PLAN

Measure Date Value
2022 : CNO 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$1,008,344
Total unrealized appreciation/depreciation of assets2022-12-31$1,008,344
Total transfer of assets to this plan2022-12-31$10,197,400
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-48,419,703
Total loss/gain on sale of assets2022-12-31$107,717
Total of all expenses incurred2022-12-31$28,723,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$28,144,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$37,084,693
Value of total assets at end of year2022-12-31$458,430,149
Value of total assets at beginning of year2022-12-31$525,375,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$578,657
Total interest from all sources2022-12-31$182,669
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,586,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,586,572
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$24,195,152
Participant contributions at end of year2022-12-31$4,937,437
Participant contributions at beginning of year2022-12-31$4,647,009
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,231,840
Other income not declared elsewhere2022-12-31$119,042
Administrative expenses (other) incurred2022-12-31$578,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-77,142,917
Value of net assets at end of year (total assets less liabilities)2022-12-31$458,430,149
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$525,375,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$235,501,555
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$457,639,938
Interest on participant loans2022-12-31$182,669
Value of interest in common/collective trusts at end of year2022-12-31$154,606,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$62,563,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$62,724,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-74,627,513
Net investment gain or loss from common/collective trusts2022-12-31$-19,881,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,657,701
Employer contributions (assets) at end of year2022-12-31$821,598
Employer contributions (assets) at beginning of year2022-12-31$364,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$28,144,557
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate carrying amount (costs) on sale of assets2022-12-31$-107,717
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : CNO 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,042,289
Total unrealized appreciation/depreciation of assets2021-12-31$1,042,289
Total transfer of assets to this plan2021-12-31$1,404,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$95,699,237
Total loss/gain on sale of assets2021-12-31$106,467
Total of all expenses incurred2021-12-31$38,459,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$37,940,047
Value of total corrective distributions2021-12-31$14,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$28,167,767
Value of total assets at end of year2021-12-31$525,375,666
Value of total assets at beginning of year2021-12-31$466,731,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$505,510
Total interest from all sources2021-12-31$181,900
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$17,603,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$17,603,855
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$21,066,440
Participant contributions at end of year2021-12-31$4,647,009
Participant contributions at beginning of year2021-12-31$4,458,503
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$789,314
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$3,535
Other income not declared elsewhere2021-12-31$25,192
Administrative expenses (other) incurred2021-12-31$505,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$57,239,604
Value of net assets at end of year (total assets less liabilities)2021-12-31$525,375,666
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$466,731,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$457,639,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$397,306,667
Interest on participant loans2021-12-31$181,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$62,724,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$64,723,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$48,571,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,312,013
Employer contributions (assets) at end of year2021-12-31$364,639
Employer contributions (assets) at beginning of year2021-12-31$242,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$37,936,512
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate carrying amount (costs) on sale of assets2021-12-31$-106,467
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : CNO 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,127,530
Total unrealized appreciation/depreciation of assets2020-12-31$1,127,530
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$82,114,094
Total loss/gain on sale of assets2020-12-31$152,047
Total of all expenses incurred2020-12-31$29,590,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$29,110,146
Value of total corrective distributions2020-12-31$3,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$26,595,891
Value of total assets at end of year2020-12-31$466,731,531
Value of total assets at beginning of year2020-12-31$414,207,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$476,783
Total interest from all sources2020-12-31$210,168
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,729,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$8,729,821
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$19,113,299
Participant contributions at end of year2020-12-31$4,458,503
Participant contributions at beginning of year2020-12-31$4,942,369
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,437,240
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$468
Other income not declared elsewhere2020-12-31$30,988
Administrative expenses (other) incurred2020-12-31$476,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$52,523,777
Value of net assets at end of year (total assets less liabilities)2020-12-31$466,731,531
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$414,207,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$397,306,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$353,825,133
Interest on participant loans2020-12-31$210,160
Interest earned on other investments2020-12-31$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$64,723,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$55,256,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$45,267,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$6,045,352
Employer contributions (assets) at end of year2020-12-31$242,537
Employer contributions (assets) at beginning of year2020-12-31$183,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$29,109,678
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate carrying amount (costs) on sale of assets2020-12-31$-152,047
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : CNO 401K PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,180,157
Total unrealized appreciation/depreciation of assets2019-12-31$1,180,157
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$95,759,206
Total loss/gain on sale of assets2019-12-31$106,206
Total of all expenses incurred2019-12-31$28,517,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$28,054,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$26,073,645
Value of total assets at end of year2019-12-31$414,207,754
Value of total assets at beginning of year2019-12-31$346,966,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$462,532
Total interest from all sources2019-12-31$214,955
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,925,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,925,607
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$18,349,324
Participant contributions at end of year2019-12-31$4,942,369
Participant contributions at beginning of year2019-12-31$4,687,416
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,660,558
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$8,874
Other income not declared elsewhere2019-12-31$19,449
Administrative expenses (other) incurred2019-12-31$462,532
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$67,241,685
Value of net assets at end of year (total assets less liabilities)2019-12-31$414,207,754
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$346,966,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$353,825,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$285,442,114
Interest on participant loans2019-12-31$214,955
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$55,256,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$56,706,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$59,239,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,063,763
Employer contributions (assets) at end of year2019-12-31$183,710
Employer contributions (assets) at beginning of year2019-12-31$130,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$28,046,115
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate carrying amount (costs) on sale of assets2019-12-31$-106,206
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
2018 : CNO 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$1,163,762
Total unrealized appreciation/depreciation of assets2018-12-31$1,163,762
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,050,658
Total loss/gain on sale of assets2018-12-31$84,784
Total of all expenses incurred2018-12-31$24,179,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$23,758,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$24,411,995
Value of total assets at end of year2018-12-31$346,966,069
Value of total assets at beginning of year2018-12-31$364,095,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$421,325
Total interest from all sources2018-12-31$178,402
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$9,144,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,144,474
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$17,211,701
Participant contributions at end of year2018-12-31$4,687,416
Participant contributions at beginning of year2018-12-31$4,770,205
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,261,186
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$20,282
Other income not declared elsewhere2018-12-31$20,389
Administrative expenses (other) incurred2018-12-31$421,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-17,128,955
Value of net assets at end of year (total assets less liabilities)2018-12-31$346,966,069
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$364,095,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$285,442,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$304,116,940
Interest on participant loans2018-12-31$178,402
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$56,706,501
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$55,207,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-27,953,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,939,108
Employer contributions (assets) at end of year2018-12-31$130,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$23,738,006
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate carrying amount (costs) on sale of assets2018-12-31$-84,784
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : CNO 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,158,537
Total unrealized appreciation/depreciation of assets2017-12-31$1,158,537
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$70,971,786
Total loss/gain on sale of assets2017-12-31$106,797
Total of all expenses incurred2017-12-31$22,813,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$22,416,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$22,574,975
Value of total assets at end of year2017-12-31$364,095,024
Value of total assets at beginning of year2017-12-31$315,936,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$396,663
Total interest from all sources2017-12-31$169,357
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$7,506,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$7,506,759
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$15,725,619
Participant contributions at end of year2017-12-31$4,770,205
Participant contributions at beginning of year2017-12-31$4,908,172
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$489,301
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,505,993
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$38,229
Other income not declared elsewhere2017-12-31$61,448
Administrative expenses (other) incurred2017-12-31$396,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$48,158,737
Value of net assets at end of year (total assets less liabilities)2017-12-31$364,095,024
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$315,936,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$304,116,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$250,462,391
Interest on participant loans2017-12-31$169,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$55,207,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$59,898,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$39,393,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,343,363
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$178,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$22,378,157
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate carrying amount (costs) on sale of assets2017-12-31$-106,797
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : CNO 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,241,782
Total unrealized appreciation/depreciation of assets2016-12-31$1,241,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$44,353,265
Total loss/gain on sale of assets2016-12-31$87,382
Total of all expenses incurred2016-12-31$23,606,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$23,257,501
Value of total corrective distributions2016-12-31$4,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$21,094,604
Value of total assets at end of year2016-12-31$315,936,287
Value of total assets at beginning of year2016-12-31$295,189,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$344,061
Total interest from all sources2016-12-31$160,382
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,390,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,390,062
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$14,818,254
Participant contributions at end of year2016-12-31$4,908,172
Participant contributions at beginning of year2016-12-31$4,669,621
Participant contributions at end of year2016-12-31$489,301
Participant contributions at beginning of year2016-12-31$434,006
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,004,014
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$17,283
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$344,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$20,747,031
Value of net assets at end of year (total assets less liabilities)2016-12-31$315,936,287
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$295,189,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$250,462,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$233,997,792
Interest on participant loans2016-12-31$160,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$59,898,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$55,921,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$16,379,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,272,336
Employer contributions (assets) at end of year2016-12-31$178,108
Employer contributions (assets) at beginning of year2016-12-31$165,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$23,240,218
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate carrying amount (costs) on sale of assets2016-12-31$-87,382
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS,LLP
Accountancy firm EIN2016-12-31134008324
2015 : CNO 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$20,725,803
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$43,759,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$43,546,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$19,779,424
Value of total assets at end of year2015-12-31$295,189,256
Value of total assets at beginning of year2015-12-31$318,223,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$213,588
Total interest from all sources2015-12-31$1,711,494
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,264,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,264,069
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,986,122
Participant contributions at end of year2015-12-31$4,669,621
Participant contributions at beginning of year2015-12-31$5,184,982
Participant contributions at end of year2015-12-31$434,006
Participant contributions at beginning of year2015-12-31$522,790
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$737,071
Other income not declared elsewhere2015-12-31$91,290
Administrative expenses (other) incurred2015-12-31$213,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-23,033,828
Value of net assets at end of year (total assets less liabilities)2015-12-31$295,189,256
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$318,223,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$233,997,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$240,462,752
Interest on participant loans2015-12-31$151,043
Interest earned on other investments2015-12-31$1,560,451
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$55,921,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$71,855,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,324,515
Net investment gain or loss from common/collective trusts2015-12-31$-3,795,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,056,231
Employer contributions (assets) at end of year2015-12-31$165,886
Employer contributions (assets) at beginning of year2015-12-31$197,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$43,546,043
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS,LLP
Accountancy firm EIN2015-12-31134008324
2014 : CNO 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$39,250,343
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$19,784,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$19,532,200
Expenses. Certain deemed distributions of participant loans2014-12-31$30,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$20,293,941
Value of total assets at end of year2014-12-31$318,223,084
Value of total assets at beginning of year2014-12-31$298,757,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$221,723
Total interest from all sources2014-12-31$1,888,869
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,186,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,186,646
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,246,596
Participant contributions at end of year2014-12-31$5,184,982
Participant contributions at beginning of year2014-12-31$5,006,377
Participant contributions at end of year2014-12-31$522,790
Participant contributions at beginning of year2014-12-31$849,449
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$769,753
Other income not declared elsewhere2014-12-31$181,757
Administrative expenses (other) incurred2014-12-31$221,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$19,466,003
Value of net assets at end of year (total assets less liabilities)2014-12-31$318,223,084
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$298,757,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$240,462,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$222,858,582
Interest on participant loans2014-12-31$166,185
Interest earned on other investments2014-12-31$1,722,684
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$71,855,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$69,717,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$13,699,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,277,592
Employer contributions (assets) at end of year2014-12-31$197,357
Employer contributions (assets) at beginning of year2014-12-31$325,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$19,532,200
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2014-12-31134008324
2013 : CNO 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$69,559,764
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$20,201,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$20,184,584
Expenses. Certain deemed distributions of participant loans2013-12-31$-12,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,530,190
Value of total assets at end of year2013-12-31$298,757,081
Value of total assets at beginning of year2013-12-31$249,398,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$29,554
Total interest from all sources2013-12-31$1,917,453
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,556,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,556,487
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$60,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,570,777
Participant contributions at end of year2013-12-31$5,006,377
Participant contributions at beginning of year2013-12-31$5,020,485
Participant contributions at end of year2013-12-31$849,449
Participant contributions at beginning of year2013-12-31$721,510
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,893,254
Administrative expenses (other) incurred2013-12-31$29,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$49,358,213
Value of net assets at end of year (total assets less liabilities)2013-12-31$298,757,081
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$249,398,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$222,858,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$177,117,500
Interest on participant loans2013-12-31$162,273
Interest earned on other investments2013-12-31$1,755,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$69,717,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$66,307,832
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$44,555,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,066,159
Employer contributions (assets) at end of year2013-12-31$325,155
Employer contributions (assets) at beginning of year2013-12-31$231,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$20,184,584
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2013-12-31134008324
2012 : CNO 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$44,032,962
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$20,588,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$20,513,940
Expenses. Certain deemed distributions of participant loans2012-12-31$43,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$19,004,491
Value of total assets at end of year2012-12-31$249,398,868
Value of total assets at beginning of year2012-12-31$225,954,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,696
Total interest from all sources2012-12-31$2,112,345
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,084,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,084,525
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$60,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$13,271,764
Participant contributions at end of year2012-12-31$5,020,485
Participant contributions at beginning of year2012-12-31$4,268,102
Participant contributions at end of year2012-12-31$721,510
Participant contributions at beginning of year2012-12-31$801,226
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$898,758
Administrative expenses (other) incurred2012-12-31$30,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$23,444,427
Value of net assets at end of year (total assets less liabilities)2012-12-31$249,398,868
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$225,954,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$177,117,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$157,895,306
Interest on participant loans2012-12-31$146,571
Interest earned on other investments2012-12-31$1,965,774
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$66,307,832
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$62,724,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$19,831,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,833,969
Employer contributions (assets) at end of year2012-12-31$231,541
Employer contributions (assets) at beginning of year2012-12-31$264,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$20,513,940
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2012-12-31134008324
2011 : CNO 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$18,109,028
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$15,574,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$15,546,033
Expenses. Certain deemed distributions of participant loans2011-12-31$-649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$18,388,457
Value of total assets at end of year2011-12-31$225,954,441
Value of total assets at beginning of year2011-12-31$223,420,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,384
Total interest from all sources2011-12-31$2,105,404
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,865,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,865,596
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$60,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$12,930,326
Participant contributions at end of year2011-12-31$4,268,102
Participant contributions at beginning of year2011-12-31$3,953,090
Participant contributions at end of year2011-12-31$801,226
Participant contributions at beginning of year2011-12-31$411,012
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$660,020
Administrative expenses (other) incurred2011-12-31$29,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,534,260
Value of net assets at end of year (total assets less liabilities)2011-12-31$225,954,441
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$223,420,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$157,895,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$164,668,270
Interest on participant loans2011-12-31$137,527
Interest earned on other investments2011-12-31$1,967,877
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$62,724,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$54,251,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,250,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,798,111
Employer contributions (assets) at end of year2011-12-31$264,908
Employer contributions (assets) at beginning of year2011-12-31$136,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$15,546,033
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2011-12-31134008324
2010 : CNO 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$42,768,345
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$15,333,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,294,523
Expenses. Certain deemed distributions of participant loans2010-12-31$8,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$17,724,892
Value of total assets at end of year2010-12-31$223,420,181
Value of total assets at beginning of year2010-12-31$195,985,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,135
Total interest from all sources2010-12-31$2,147,675
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,707,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,707,076
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$30,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$12,524,548
Participant contributions at end of year2010-12-31$3,953,090
Participant contributions at beginning of year2010-12-31$3,326,360
Participant contributions at end of year2010-12-31$411,012
Participant contributions at beginning of year2010-12-31$602,168
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$534,115
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$30,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$27,435,068
Value of net assets at end of year (total assets less liabilities)2010-12-31$223,420,181
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$195,985,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$164,668,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$140,634,086
Interest on participant loans2010-12-31$150,022
Interest earned on other investments2010-12-31$1,997,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$54,251,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$51,273,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$20,188,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,666,229
Employer contributions (assets) at end of year2010-12-31$136,015
Employer contributions (assets) at beginning of year2010-12-31$149,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,294,523
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2010-12-31134008324
2009 : CNO 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CNO 401K PLAN

2022: CNO 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CNO 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CNO 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CNO 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CNO 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CNO 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CNO 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CNO 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CNO 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CNO 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CNO 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CNO 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CNO 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CNO 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered1246
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered1197
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered1189
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered1113
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered1705
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered1127
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered3658
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered3655
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered3679
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered3762
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-002341
Policy instance 1
Insurance contract or identification numberGA-002341
Number of Individuals Covered4738
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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