401k Plan data: C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN plan

C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN
Plan identification number	001

C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

C.A.S.E. CONSTRUCTION, INC. has sponsored the creation of one or more 401k plans.

Company Name: C.A.S.E. CONSTRUCTION, INC.

Employer identification number (EIN): 351975007

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 JOHN W ROBERTS 2022-06-09 JOHN W ROBERTS 2022-06-09
001 2020-01-01 JOHN W ROBERTS 2021-03-31 JOHN W ROBERTS 2021-03-31
001 2018-01-01 JOHN ROBERTS 2019-06-17 JOHN ROBERTS 2019-06-17
001 2017-01-01 JOHN ROBERTS 2018-06-08 JOHN ROBERTS 2018-06-08
001 2016-01-01 JOHN ROBERTS 2017-09-18 JOHN ROBERTS 2017-09-18
001 2015-01-01 JOHN ROBERTS 2016-07-29
001 2014-01-01 SUE BAKER 2015-07-30 SUE BAKER 2015-07-30
001 2013-01-01 SUE BAKER 2014-07-25 SUE BAKER 2014-07-25
001 2012-01-01 SUE BAKER 2013-07-31 SUE BAKER 2013-07-31
001 2011-01-01 SUE BAKER 2012-01-30 SUE BAKER 2012-01-30
001 2010-01-01 JOHN ROBERTS 2011-07-29 JOHN ROBERTS 2011-07-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01	JOHN W ROBERTS	2022-06-09	JOHN W ROBERTS	2022-06-09
001	2020-01-01	JOHN W ROBERTS	2021-03-31	JOHN W ROBERTS	2021-03-31
001	2018-01-01	JOHN ROBERTS	2019-06-17	JOHN ROBERTS	2019-06-17
001	2017-01-01	JOHN ROBERTS	2018-06-08	JOHN ROBERTS	2018-06-08
001	2016-01-01	JOHN ROBERTS	2017-09-18	JOHN ROBERTS	2017-09-18
001	2015-01-01	JOHN ROBERTS	2016-07-29
001	2014-01-01	SUE BAKER	2015-07-30	SUE BAKER	2015-07-30
001	2013-01-01	SUE BAKER	2014-07-25	SUE BAKER	2014-07-25
001	2012-01-01	SUE BAKER	2013-07-31	SUE BAKER	2013-07-31
001	2011-01-01	SUE BAKER	2012-01-30	SUE BAKER	2012-01-30
001	2010-01-01	JOHN ROBERTS	2011-07-29	JOHN ROBERTS	2011-07-29

Plan Statistics for C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN

401k plan membership statisitcs for C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2022: C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 106
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 11
Total of all active and inactive participants 2022-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 119
Number of participants with account balances 2022-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3

Measure	Date	Value
2022: C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	106
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	11
Total of all active and inactive participants	2022-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	119
Number of participants with account balances	2022-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3

Financial Data on C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN

Measure	Date	Value
2022 : C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-276,047
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$203,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$189,692
Expenses. Certain deemed distributions of participant loans	2022-12-31	$2,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$330,996
Value of total assets at end of year	2022-12-31	$3,415,310
Value of total assets at beginning of year	2022-12-31	$3,895,066
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$12,011
Total interest from all sources	2022-12-31	$2,863
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	No
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$250,628
Participant contributions at end of year	2022-12-31	$43,979
Participant contributions at beginning of year	2022-12-31	$39,707
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-479,756
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,415,310
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,895,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,101,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,843,394
Interest on participant loans	2022-12-31	$2,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,340
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,800
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$212,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$10,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-609,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$80,243
Employer contributions (assets) at end of year	2022-12-31	$55,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$189,692
Contract administrator fees	2022-12-31	$12,011
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	AGRESTA, STORMS & O'LEARY, PC
Accountancy firm EIN	2022-12-31	562353893

Form 5500 Responses for C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN

2022: C.A.S.E. CONSTRUCTION, INC. 401(K) AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

063-85186

Policy instance

Insurance contract or identification number	063-85186
Number of Individuals Covered	76
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	C.A.S.E. CONSTRUCTION, INC.
Employer identification number (EIN):	351975007
NAIC Classification:	238900