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EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 401k Plan overview

Plan NameEMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN
Plan identification number 333

EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA has sponsored the creation of one or more 401k plans.

Company Name:EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA
Employer identification number (EIN):352025429
NAIC Classification:561490

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332020-01-01
3332019-01-01
3332018-01-01
3332017-01-01KENNETH LIZER KENNETH LIZER2018-09-28
3332016-01-01KENNETH LIZER KENNETH LIZER2017-09-27
3332015-01-01KENNETH LIZER KENNETH LIZER2016-10-03
3332014-01-01KENNETH LIZER KENNETH LIZER2015-10-05
3332013-01-01KENNETH LIZER KENNETH LIZER2014-09-29
3332012-01-01KENNETH LIZER KENNETH LIZER2013-10-14
3332011-01-01KENNETH C. LIZER KENNETH C. LIZER2012-10-12
3332010-01-01KENNETH C. LIZER KENNETH C. LIZER2011-09-30
3332009-01-01KENNETH C. LIZER KENNETH C. LIZER2010-10-08

Plan Statistics for EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN

401k plan membership statisitcs for EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN

Measure Date Value
2018: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0149
Total number of active participants reported on line 7a of the Form 55002018-01-0148
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0148
Number of participants with account balances2018-01-0148
2017: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0167
Total number of active participants reported on line 7a of the Form 55002017-01-0146
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-013
Total of all active and inactive participants2017-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0149
Number of participants with account balances2017-01-0149
2016: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01105
Total number of active participants reported on line 7a of the Form 55002016-01-0164
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0167
Number of participants with account balances2016-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01108
Total number of active participants reported on line 7a of the Form 55002015-01-0159
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0198
Number of participants with account balances2015-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01158
Total number of active participants reported on line 7a of the Form 55002014-01-0192
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01104
Number of participants with account balances2014-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01166
Total number of active participants reported on line 7a of the Form 55002013-01-01102
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01162
Number of participants with account balances2013-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01173
Total number of active participants reported on line 7a of the Form 55002012-01-01141
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01168
Number of participants with account balances2012-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01173
Total number of active participants reported on line 7a of the Form 55002011-01-01149
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01164
Number of participants with account balances2011-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01196
Total number of active participants reported on line 7a of the Form 55002010-01-01166
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0123
Total of all active and inactive participants2010-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01189
Number of participants with account balances2010-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01192
Total number of active participants reported on line 7a of the Form 55002009-01-01175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01189
Number of participants with account balances2009-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN

Measure Date Value
2018 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2018 401k financial data
Total income from all sources2018-12-31$5,693
Expenses. Total of all expenses incurred2018-12-31$110,600
Benefits paid (including direct rollovers)2018-12-31$96,171
Total plan assets at end of year2018-12-31$3,859,022
Total plan assets at beginning of year2018-12-31$3,963,929
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$214,124
Other income received2018-12-31$-266,847
Net income (gross income less expenses)2018-12-31$-104,907
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,859,022
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,963,929
Assets. Value of participant loans2018-12-31$55,916
Total contributions received or receivable from employer(s)2018-12-31$58,416
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$14,429
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$839,636
Expenses. Total of all expenses incurred2017-12-31$85,233
Benefits paid (including direct rollovers)2017-12-31$70,487
Total plan assets at end of year2017-12-31$3,963,929
Total plan assets at beginning of year2017-12-31$3,209,526
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$201,138
Other income received2017-12-31$585,276
Net income (gross income less expenses)2017-12-31$754,403
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,963,929
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,209,526
Assets. Value of participant loans2017-12-31$20,239
Total contributions received or receivable from employer(s)2017-12-31$53,222
Value of certain deemed distributions of participant loans2017-12-31$14,746
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$1,811,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,277
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,084
Total income from all sources (including contributions)2016-12-31$550,683
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$248,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$220,947
Value of total corrective distributions2016-12-31$3,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$237,397
Value of total assets at end of year2016-12-31$3,250,717
Value of total assets at beginning of year2016-12-31$4,759,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,280
Total interest from all sources2016-12-31$3,227
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$187,704
Participant contributions at end of year2016-12-31$41,188
Participant contributions at beginning of year2016-12-31$75,712
Participant contributions at end of year2016-12-31$3
Participant contributions at beginning of year2016-12-31$3
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,277
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$302,083
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,249,440
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,758,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,209,526
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,591,321
Interest on participant loans2016-12-31$2,410
Interest earned on other investments2016-12-31$817
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$92,542
Net investment gain/loss from pooled separate accounts2016-12-31$310,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$49,693
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$220,947
Contract administrator fees2016-12-31$24,280
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2016-12-31273126302
2015 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,084
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$126,009
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$151,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$128,280
Value of total corrective distributions2015-12-31$2,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$290,821
Value of total assets at end of year2015-12-31$4,759,578
Value of total assets at beginning of year2015-12-31$4,783,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,923
Total interest from all sources2015-12-31$6,284
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$244,964
Participant contributions at end of year2015-12-31$75,712
Participant contributions at beginning of year2015-12-31$106,503
Participant contributions at end of year2015-12-31$3
Participant contributions at beginning of year2015-12-31$6,294
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-24,996
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,758,494
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,783,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,591,321
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,478,625
Interest on participant loans2015-12-31$4,485
Interest earned on other investments2015-12-31$1,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$92,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$85,999
Net investment gain/loss from pooled separate accounts2015-12-31$-171,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$45,857
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$104,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$128,280
Contract administrator fees2015-12-31$19,923
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2015-12-31273126302
2014 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$985,463
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$490,425
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,946,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,919,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$364,419
Value of total assets at end of year2014-12-31$4,783,490
Value of total assets at beginning of year2014-12-31$7,225,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$27,011
Total interest from all sources2014-12-31$7,157
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$221,527
Participant contributions at end of year2014-12-31$106,503
Participant contributions at beginning of year2014-12-31$165,139
Participant contributions at end of year2014-12-31$6,294
Participant contributions at beginning of year2014-12-31$11,666
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,456,487
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,783,490
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,225,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$4,478,625
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,910,111
Interest on participant loans2014-12-31$5,533
Interest earned on other investments2014-12-31$1,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$85,999
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$80,227
Net investment gain/loss from pooled separate accounts2014-12-31$118,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$142,892
Employer contributions (assets) at end of year2014-12-31$104,675
Employer contributions (assets) at beginning of year2014-12-31$58,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,919,901
Contract administrator fees2014-12-31$27,011
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2014-12-31273126302
2013 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$659,671
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,493
Total income from all sources (including contributions)2013-12-31$1,397,696
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$264,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$230,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$502,954
Value of total assets at end of year2013-12-31$7,225,440
Value of total assets at beginning of year2013-12-31$6,754,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$34,540
Total interest from all sources2013-12-31$10,087
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$344,706
Participant contributions at end of year2013-12-31$165,139
Participant contributions at beginning of year2013-12-31$201,642
Participant contributions at end of year2013-12-31$11,666
Participant contributions at beginning of year2013-12-31$9,031
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,722
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,132,935
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,225,440
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,752,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$6,910,111
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,437,473
Interest on participant loans2013-12-31$8,542
Interest earned on other investments2013-12-31$1,545
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$80,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$76,027
Net investment gain/loss from pooled separate accounts2013-12-31$884,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$138,526
Employer contributions (assets) at end of year2013-12-31$58,297
Employer contributions (assets) at beginning of year2013-12-31$30,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$230,221
Contract administrator fees2013-12-31$34,540
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2013-12-31273126302
2012 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,493
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,511
Total income from all sources (including contributions)2012-12-31$1,300,655
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$861,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$823,157
Expenses. Certain deemed distributions of participant loans2012-12-31$2,663
Value of total corrective distributions2012-12-31$667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$654,796
Value of total assets at end of year2012-12-31$6,754,669
Value of total assets at beginning of year2012-12-31$6,315,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$34,650
Total interest from all sources2012-12-31$11,764
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$367,336
Participant contributions at end of year2012-12-31$201,642
Participant contributions at beginning of year2012-12-31$210,708
Participant contributions at end of year2012-12-31$9,031
Participant contributions at beginning of year2012-12-31$10,759
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$163,964
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,493
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$439,518
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,752,176
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,312,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$6,437,473
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,009,651
Interest on participant loans2012-12-31$10,286
Interest earned on other investments2012-12-31$1,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$76,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$71,982
Net investment gain/loss from pooled separate accounts2012-12-31$634,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$123,496
Employer contributions (assets) at end of year2012-12-31$30,496
Employer contributions (assets) at beginning of year2012-12-31$11,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$823,157
Contract administrator fees2012-12-31$34,650
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2012-12-31273126302
2011 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$439,002
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,511
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$212,210
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$382,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$323,080
Expenses. Certain deemed distributions of participant loans2011-12-31$16,499
Value of total corrective distributions2011-12-31$5,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$495,434
Value of total assets at end of year2011-12-31$6,315,169
Value of total assets at beginning of year2011-12-31$6,921,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$37,157
Total interest from all sources2011-12-31$14,254
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$374,592
Participant contributions at end of year2011-12-31$210,708
Participant contributions at beginning of year2011-12-31$251,079
Participant contributions at end of year2011-12-31$10,759
Participant contributions at beginning of year2011-12-31$23,815
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-170,290
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,312,658
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,921,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$6,009,651
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,556,863
Interest on participant loans2011-12-31$12,865
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$1,389
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$71,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$68,574
Net investment gain/loss from pooled separate accounts2011-12-31$-297,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$120,842
Employer contributions (assets) at end of year2011-12-31$11,922
Employer contributions (assets) at beginning of year2011-12-31$21,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$323,080
Contract administrator fees2011-12-31$37,157
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2011-12-31273126302
2010 : EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,299,762
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$393,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$374,608
Expenses. Certain deemed distributions of participant loans2010-12-31$16,744
Value of total corrective distributions2010-12-31$1,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$588,619
Value of total assets at end of year2010-12-31$6,921,950
Value of total assets at beginning of year2010-12-31$6,015,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$17,602
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$408,564
Participant contributions at end of year2010-12-31$251,079
Participant contributions at beginning of year2010-12-31$318,362
Participant contributions at end of year2010-12-31$23,815
Participant contributions at beginning of year2010-12-31$6,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$906,570
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,921,950
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,015,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$6,556,863
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,417,816
Interest on participant loans2010-12-31$16,608
Interest earned on other investments2010-12-31$994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$68,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$252,769
Net investment gain/loss from pooled separate accounts2010-12-31$693,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$180,055
Employer contributions (assets) at end of year2010-12-31$21,619
Employer contributions (assets) at beginning of year2010-12-31$20,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$374,608
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LTS CPA GROUP, LLC
Accountancy firm EIN2010-12-31273126302

Form 5500 Responses for EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN

2018: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: EMPLOYERS ADMINISTRATIVE SERVICES OF INDIANA RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract numberE63 0351
Policy instance 1
Insurance contract or identification numberE63 0351
Number of Individuals Covered49
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,208
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees7228
Additional information about fees paid to insurance brokerBROKERAGE
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered48
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,121
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees12464
Additional information about fees paid to insurance brokerBROKERAGE
Insurance broker organization code?3
Insurance broker nameJACOB HAXTON & BOORD, LLC
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered78
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $16,354
Total amount of fees paid to insurance companyUSD $6,663
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16,354
Insurance broker organization code?3
Amount paid for insurance broker fees3302
Additional information about fees paid to insurance brokerWHOLESALE SERVICE
Insurance broker nameSWBC INVESTMENT ADVISORY SERVICES
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered119
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $16,427
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16,427
Insurance broker organization code?3
Insurance broker nameRMFS BENEFIT SOLUTIONS
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered137
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $19,877
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $19,877
Insurance broker organization code?3
Insurance broker nameRMFS BENEFIT SOLUTIONS
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered140
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered162
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300044
Policy instance 1
Insurance contract or identification number300044
Number of Individuals Covered179
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberVARIOUS
Policy instance 2
Insurance contract or identification numberVARIOUS
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $5,253
Total amount of fees paid to insurance companyUSD $180
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,253
Amount paid for insurance broker fees180
Additional information about fees paid to insurance brokerNON-MONETARY COMPENSATION TO SALES REP
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS

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