316 INVESTMENTS, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2011: 316 INVESTMENTS 401(K) PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 244 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 45 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 33 |
Total of all active and inactive participants | 2011-01-01 | 78 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 78 |
Number of participants with account balances | 2011-01-01 | 46 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: 316 INVESTMENTS 401(K) PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-01-01 | 215 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 264 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 8 |
Total of all active and inactive participants | 2010-01-01 | 272 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 272 |
Number of participants with account balances | 2010-01-01 | 75 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
2009: 316 INVESTMENTS 401(K) PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 153 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 166 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 4 |
Total of all active and inactive participants | 2009-01-01 | 170 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 170 |
Number of participants with account balances | 2009-01-01 | 37 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
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2011 : 316 INVESTMENTS 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $31,053 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $404,339 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $400,727 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $39,790 |
Value of total assets at end of year | 2011-12-31 | $410,646 |
Value of total assets at beginning of year | 2011-12-31 | $783,932 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,612 |
Total interest from all sources | 2011-12-31 | $1,232 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $35,142 |
Participant contributions at end of year | 2011-12-31 | $4,341 |
Participant contributions at beginning of year | 2011-12-31 | $22,051 |
Participant contributions at end of year | 2011-12-31 | $823 |
Participant contributions at beginning of year | 2011-12-31 | $4,397 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-373,286 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $410,646 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $783,932 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $325,246 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $735,818 |
Interest on participant loans | 2011-12-31 | $436 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $796 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $80,236 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $18,165 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-9,969 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,648 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $3,501 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $400,727 |
Contract administrator fees | 2011-12-31 | $3,612 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HAYWOOD HENN PC |
Accountancy firm EIN | 2011-12-31 | 263503918 |
2010 : 316 INVESTMENTS 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $267,776 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $70,864 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $70,629 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $197,777 |
Value of total assets at end of year | 2010-12-31 | $783,932 |
Value of total assets at beginning of year | 2010-12-31 | $587,020 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $235 |
Total interest from all sources | 2010-12-31 | $1,608 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $78,394 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $113,262 |
Participant contributions at end of year | 2010-12-31 | $22,051 |
Participant contributions at beginning of year | 2010-12-31 | $7,455 |
Participant contributions at end of year | 2010-12-31 | $4,397 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $3,373 |
Administrative expenses (other) incurred | 2010-12-31 | $235 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $196,912 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $783,932 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $587,020 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $735,818 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $456,280 |
Interest on participant loans | 2010-12-31 | $987 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $24,114 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $24,114 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $621 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $18,165 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $99,171 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $68,391 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $81,142 |
Employer contributions (assets) at end of year | 2010-12-31 | $3,501 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $70,629 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | HAYWOOD HENN PC |
Accountancy firm EIN | 2010-12-31 | 263503918 |
2009 : 316 INVESTMENTS 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |