401k Plan data: THE NWS 401(K) PLAN plan

THE NWS 401(K) PLAN 401k Plan overview

Plan Name	THE NWS 401(K) PLAN
Plan identification number	333

THE NWS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL WINE & SPIRITS, INC. has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL WINE & SPIRITS, INC.

Employer identification number (EIN): 352064429

NAIC Classification: 424800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NWS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2012-01-01 PATRICK A. TREFUN
333 2011-01-01 PATRICK A. TREFUN
333 2010-01-01 PATRICK A. TREFUN
333 2009-01-01 PATRICK A. TREFUN PATRICK A. TREFUN 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
333	2012-01-01	PATRICK A. TREFUN
333	2011-01-01	PATRICK A. TREFUN
333	2010-01-01	PATRICK A. TREFUN
333	2009-01-01	PATRICK A. TREFUN	PATRICK A. TREFUN	2010-10-14

Plan Statistics for THE NWS 401(K) PLAN

401k plan membership statisitcs for THE NWS 401(K) PLAN

Measure Date Value
2012: THE NWS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 800
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 237
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 81
Total of all active and inactive participants 2012-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 318
Number of participants with account balances 2012-01-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 24
2011: THE NWS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 933
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 695
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 92
Total of all active and inactive participants 2011-01-01 787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 787
Number of participants with account balances 2011-01-01 768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 73
2010: THE NWS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 932
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 791
Number of retired or separated participants receiving benefits 2010-01-01 5
Number of other retired or separated participants entitled to future benefits 2010-01-01 137
Total of all active and inactive participants 2010-01-01 933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 933
Number of participants with account balances 2010-01-01 836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 15
2009: THE NWS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 988
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 797
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 166
Total of all active and inactive participants 2009-01-01 963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 963
Number of participants with account balances 2009-01-01 854
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 19

Measure	Date	Value
2012: THE NWS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	800
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	237
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	81
Total of all active and inactive participants	2012-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	318
Number of participants with account balances	2012-01-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	24
2011: THE NWS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	933
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	695
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	92
Total of all active and inactive participants	2011-01-01	787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	787
Number of participants with account balances	2011-01-01	768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	73
2010: THE NWS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	932
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	791
Number of retired or separated participants receiving benefits	2010-01-01	5
Number of other retired or separated participants entitled to future benefits	2010-01-01	137
Total of all active and inactive participants	2010-01-01	933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	933
Number of participants with account balances	2010-01-01	836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	15
2009: THE NWS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	988
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	797
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	166
Total of all active and inactive participants	2009-01-01	963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	963
Number of participants with account balances	2009-01-01	854
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	19

Financial Data on THE NWS 401(K) PLAN

Measure	Date	Value
2012 : THE NWS 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$1,730,916
Total unrealized appreciation/depreciation of assets	2012-12-31	$1,730,916
Total transfer of assets from this plan	2012-12-31	$34,301,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,453,986
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,326,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,269,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,720,830
Value of total assets at end of year	2012-12-31	$19,411,183
Value of total assets at beginning of year	2012-12-31	$51,585,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$56,679
Total interest from all sources	2012-12-31	$14,623
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$130,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$130,547
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$971,368
Participant contributions at end of year	2012-12-31	$445,712
Participant contributions at beginning of year	2012-12-31	$1,172,891
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$152,805
Administrative expenses (other) incurred	2012-12-31	$56,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,127,437
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$19,411,183
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$51,585,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,035,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,510,349
Interest on participant loans	2012-12-31	$14,623
Value of interest in common/collective trusts at end of year	2012-12-31	$10,929,500
Value of interest in common/collective trusts at beginning of year	2012-12-31	$14,929,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$49
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$27,973,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$27,973,145
Net investment gain or loss from common/collective trusts	2012-12-31	$-142,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$596,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,269,870
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KATZ, SAPPER & MILLER LLP
Accountancy firm EIN	2012-12-31	351090346
2011 : THE NWS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$53,270
Total income from all sources (including contributions)	2011-12-31	$3,883,613
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$6,535,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$6,421,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,357,095
Value of total assets at end of year	2011-12-31	$51,585,654
Value of total assets at beginning of year	2011-12-31	$54,290,579
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$114,193
Total interest from all sources	2011-12-31	$53,129
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$444,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$444,267
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,709,260
Participant contributions at end of year	2011-12-31	$1,172,891
Participant contributions at beginning of year	2011-12-31	$1,170,695
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,651,655
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$51,585,654
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$54,237,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$96,381
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,510,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$45,777,712
Interest on participant loans	2011-12-31	$53,129
Value of interest in common/collective trusts at end of year	2011-12-31	$14,929,269
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,259,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$27,973,145
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$82,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$82,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,347,431
Net investment gain or loss from common/collective trusts	2011-12-31	$376,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,646,924
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$6,421,075
Contract administrator fees	2011-12-31	$17,812
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$53,270
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KATZ, SAPPER & MILLER LLP
Accountancy firm EIN	2011-12-31	351090346
2010 : THE NWS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$53,270
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$46,361
Total income from all sources (including contributions)	2010-12-31	$10,141,244
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,370,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,265,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,510,358
Value of total assets at end of year	2010-12-31	$54,290,579
Value of total assets at beginning of year	2010-12-31	$47,513,176
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$105,684
Total interest from all sources	2010-12-31	$53,047
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$336,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$336,177
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$19,433
Contributions received from participants	2010-12-31	$2,769,459
Participant contributions at end of year	2010-12-31	$1,170,695
Participant contributions at beginning of year	2010-12-31	$1,263,538
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$39,956
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,770,494
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$54,237,309
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$47,466,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$60,740
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$45,777,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$38,857,626
Interest on participant loans	2010-12-31	$53,046
Value of interest in common/collective trusts at end of year	2010-12-31	$7,259,214
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,324,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$82,958
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,346
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,305,995
Net investment gain or loss from common/collective trusts	2010-12-31	$935,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,738,080
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$25,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,265,066
Contract administrator fees	2010-12-31	$44,944
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$53,270
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$46,361
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2010-12-31	351090346
2009 : THE NWS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE NWS 401(K) PLAN

2012: THE NWS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE NWS 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE NWS 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE NWS 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NATIONAL WINE & SPIRITS, INC.
Employer identification number (EIN):	352064429
NAIC Classification:	424800