401k Plan data: APPARATUS INC. 401K PLAN plan

APPARATUS INC. 401K PLAN 401k Plan overview

Plan Name	APPARATUS INC. 401K PLAN
Plan identification number	001

APPARATUS INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

APPARATUS, INC. has sponsored the creation of one or more 401k plans.

Company Name: APPARATUS, INC.

Employer identification number (EIN): 352143074

NAIC Classification: 561210
NAIC Description: Facilities Support Services

Additional information about APPARATUS, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2014-08-14

Company Identification Number: 0802044811

Legal Registered Office Address: 1704 WAGON WHEEL RD

GRANBURY
United States of America (USA)
76049

More information about APPARATUS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPARATUS INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 DONNA ZIEGLER 2017-08-29
001 2016-01-01 DONNA ZIEGLER 2017-07-21
001 2015-01-01 KELLY LAVIN
001 2014-01-01 KELLY LAVIN KELLY LAVIN 2015-10-15
001 2013-01-01 KELLY LAVIN KELLY LAVIN 2014-10-14
001 2012-01-01 KELLY LAVIN 2013-10-11
001 2011-01-01 BECKY DUBE 2012-10-11 KELLY PFLEDDERER 2012-10-11
001 2010-01-01 DAVID KRESS
001 2009-01-01 DAVID KRESS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	DONNA ZIEGLER	2017-08-29
001	2016-01-01	DONNA ZIEGLER	2017-07-21
001	2015-01-01	KELLY LAVIN
001	2014-01-01	KELLY LAVIN		KELLY LAVIN	2015-10-15
001	2013-01-01	KELLY LAVIN		KELLY LAVIN	2014-10-14
001	2012-01-01	KELLY LAVIN	2013-10-11
001	2011-01-01	BECKY DUBE	2012-10-11	KELLY PFLEDDERER	2012-10-11
001	2010-01-01	DAVID KRESS
001	2009-01-01	DAVID KRESS

Plan Statistics for APPARATUS INC. 401K PLAN

401k plan membership statisitcs for APPARATUS INC. 401K PLAN

Measure Date Value
2015: APPARATUS INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 22
2014: APPARATUS INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 151
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 40
Total of all active and inactive participants 2014-01-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 191
Number of participants with account balances 2014-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: APPARATUS INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 118
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 28
Total of all active and inactive participants 2013-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 146
Number of participants with account balances 2013-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 14
2010: APPARATUS INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 66
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 11
Total of all active and inactive participants 2010-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 77
Number of participants with account balances 2010-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: APPARATUS INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 61
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 67
Number of participants with account balances 2009-01-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2015: APPARATUS INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	22
2014: APPARATUS INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	151
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	40
Total of all active and inactive participants	2014-01-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	191
Number of participants with account balances	2014-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: APPARATUS INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	118
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	28
Total of all active and inactive participants	2013-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	146
Number of participants with account balances	2013-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	14
2010: APPARATUS INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	66
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	11
Total of all active and inactive participants	2010-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	77
Number of participants with account balances	2010-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: APPARATUS INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	61
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	67
Number of participants with account balances	2009-01-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on APPARATUS INC. 401K PLAN

Measure	Date	Value
2015 : APPARATUS INC. 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$34,902
Total unrealized appreciation/depreciation of assets	2015-12-31	$34,902
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$562,941
Total loss/gain on sale of assets	2015-12-31	$16,854
Total of all expenses incurred	2015-12-31	$5,417,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,392,623
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$7,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$403,465
Value of total assets at end of year	2015-12-31	$506
Value of total assets at beginning of year	2015-12-31	$4,855,239
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$17,633
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$48
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$7,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,949
Administrative expenses professional fees incurred	2015-12-31	$3,684
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$360,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$274,630
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$36,693
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$506
Total non interest bearing cash at beginning of year	2015-12-31	$4,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-4,854,733
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$506
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,855,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$13,949
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,895,843
Interest on participant loans	2015-12-31	$0
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$25
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$421,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$421,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$23
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,399
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$100,394
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$0
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$92,142
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$7,351
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$4,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,392,623
Contract administrator fees	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$525,034
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$197,501
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$180,647
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKD, LLP
Accountancy firm EIN	2015-12-31	440160260
2014 : APPARATUS INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$26,913
Total unrealized appreciation/depreciation of assets	2014-12-31	$26,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,293,668
Total loss/gain on sale of assets	2014-12-31	$42
Total of all expenses incurred	2014-12-31	$120,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$104,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,016,709
Value of total assets at end of year	2014-12-31	$4,855,239
Value of total assets at beginning of year	2014-12-31	$3,682,064
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$16,253
Total interest from all sources	2014-12-31	$49
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$194,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$188,203
Administrative expenses professional fees incurred	2014-12-31	$2,136
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$360,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$669,277
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$79,924
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$10
Other income not declared elsewhere	2014-12-31	$1,062
Total non interest bearing cash at end of year	2014-12-31	$4,537
Total non interest bearing cash at beginning of year	2014-12-31	$56
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,173,175
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,855,239
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,682,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$14,117
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,895,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,819,498
Interest earned on other investments	2014-12-31	$11
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$421,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$353,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$353,707
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,399
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$142
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$54,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$267,508
Employer contributions (assets) at end of year	2014-12-31	$7,351
Employer contributions (assets) at beginning of year	2014-12-31	$13,812
Income. Dividends from common stock	2014-12-31	$6,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$104,240
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$525,034
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$494,839
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$69,250
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$69,208
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD, LLP
Accountancy firm EIN	2014-12-31	440160260
2013 : APPARATUS INC. 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$159,094
Total unrealized appreciation/depreciation of assets	2013-12-31	$159,094
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,434,592
Total loss/gain on sale of assets	2013-12-31	$2,417
Total of all expenses incurred	2013-12-31	$390,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$373,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$806,953
Value of total assets at end of year	2013-12-31	$3,682,064
Value of total assets at beginning of year	2013-12-31	$2,638,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,542
Total interest from all sources	2013-12-31	$57
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$89,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$83,980
Administrative expenses professional fees incurred	2013-12-31	$2,001
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$360,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$565,698
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,588
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$10
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$207
Other income not declared elsewhere	2013-12-31	$1,762
Total non interest bearing cash at end of year	2013-12-31	$56
Total non interest bearing cash at beginning of year	2013-12-31	$3,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,043,661
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,682,064
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,638,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$15,541
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,819,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,979,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$353,707
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$308,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$308,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$57
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$142
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$374,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$236,667
Employer contributions (assets) at end of year	2013-12-31	$13,812
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$5,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$373,389
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$494,839
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$344,585
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$51,766
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$49,349
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD, LLP
Accountancy firm EIN	2013-12-31	440160260
2010 : APPARATUS INC. 401K PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$553,873
Expenses. Total of all expenses incurred	2010-12-31	$32,098
Benefits paid (including direct rollovers)	2010-12-31	$26,771
Total plan assets at end of year	2010-12-31	$1,438,579
Total plan assets at beginning of year	2010-12-31	$916,804
Value of fidelity bond covering the plan	2010-12-31	$5,000
Total contributions received or receivable from participants	2010-12-31	$309,275
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$132,892
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$521,775
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,438,579
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$916,804
Total contributions received or receivable from employer(s)	2010-12-31	$111,706
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$4,892
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$435
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : APPARATUS INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for APPARATUS INC. 401K PLAN

2015: APPARATUS INC. 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: APPARATUS INC. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: APPARATUS INC. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2010: APPARATUS INC. 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: APPARATUS INC. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

K00024

Policy instance

Insurance contract or identification number	K00024
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

K00024

Policy instance

Insurance contract or identification number	K00024
Number of Individuals Covered	148
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

K00024

Policy instance

Insurance contract or identification number	K00024
Number of Individuals Covered	116
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	APPARATUS, INC.
Employer identification number (EIN):	352143074
NAIC Classification:	561210
NAIC Description:	Facilities Support Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2014-08-14
Company Identification Number:	0802044811
Legal Registered Office Address:	1704 WAGON WHEEL RD GRANBURY United States of America (USA) 76049