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BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 401k Plan overview

Plan NameBITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN
Plan identification number 001

BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BITUMINOUS CASUALTY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:BITUMINOUS CASUALTY CORPORATION
Employer identification number (EIN):360810360
NAIC Classification:524150

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01JANINE HAPP, SR. VP AND SECRETARY ROBERT RAINEY, SR. VP AND TREASURER2013-10-14
0012011-01-01JANINE HAPP, SR. VP AND SECRETARY ROBERT RAINEY, SR. VP AND TREASURER2012-10-09
0012009-01-01JANINE HAPP, SR. VP AND SECRETARY ROBERT RAINEY, SR. VP AND TREASURER2010-10-14
0012009-01-01JANINE HAPP, SR. VP AND SECRETARY ROBERT RAINEY, SR. VP AND TREASURER2010-10-14

Plan Statistics for BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN

401k plan membership statisitcs for BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN

Measure Date Value
2012: BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01866
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01874
Total number of active participants reported on line 7a of the Form 55002011-01-01341
Number of retired or separated participants receiving benefits2011-01-01268
Number of other retired or separated participants entitled to future benefits2011-01-01212
Total of all active and inactive participants2011-01-01821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0145
Total participants2011-01-01866
Number of participants with account balances2011-01-01866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01887
Total number of active participants reported on line 7a of the Form 55002009-01-01372
Number of retired or separated participants receiving benefits2009-01-01246
Number of other retired or separated participants entitled to future benefits2009-01-01222
Total of all active and inactive participants2009-01-01840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0140
Total participants2009-01-01880
Number of participants with account balances2009-01-01880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN

Measure Date Value
2012 : BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$4,777,717
Total unrealized appreciation/depreciation of assets2012-12-31$4,777,717
Total transfer of assets from this plan2012-12-31$90,333,500
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,841,387
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,348,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,178,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,696
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$86,840,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$169,777
Total interest from all sources2012-12-31$1,093,510
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,522,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$885,815
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$40,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,696
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$263,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,492,625
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$86,840,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$5,163,131
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$32,271,295
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$405,325
Interest earned on other investments2012-12-31$32,450
Income. Interest from US Government securities2012-12-31$2,554
Income. Interest from corporate debt instruments2012-12-31$1,055,326
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$2,086,193
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,785,079
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$1,392,874
Net investment gain/loss from pooled separate accounts2012-12-31$30,987
Net investment gain or loss from common/collective trusts2012-12-31$412,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at beginning of year2012-12-31$8,315,190
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$2,300,000
Income. Dividends from common stock2012-12-31$636,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,178,985
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$26,857,908
Contract administrator fees2012-12-31$169,777
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2012-12-31431947695
2011 : BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-3,251,405
Total unrealized appreciation/depreciation of assets2011-12-31$-3,251,405
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,958,499
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,308,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,123,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,303,816
Value of total assets at end of year2011-12-31$86,840,875
Value of total assets at beginning of year2011-12-31$89,190,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$184,670
Total interest from all sources2011-12-31$1,193,293
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,345,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$40,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,816
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$263,880
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$304,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,350,100
Value of net assets at end of year (total assets less liabilities)2011-12-31$86,840,875
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$89,190,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$5,163,131
Assets. partnership/joint venture interests at beginning of year2011-12-31$5,041,705
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$32,271,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$31,906,001
Value of interest in pooled separate accounts at end of year2011-12-31$405,325
Value of interest in pooled separate accounts at beginning of year2011-12-31$495,975
Income. Interest from US Government securities2011-12-31$32,450
Income. Interest from corporate debt instruments2011-12-31$1,155,030
Value of interest in common/collective trusts at end of year2011-12-31$2,086,193
Value of interest in common/collective trusts at beginning of year2011-12-31$2,392,802
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,785,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,355,630
Asset value of US Government securities at end of year2011-12-31$1,392,874
Asset value of US Government securities at beginning of year2011-12-31$1,377,655
Net investment gain/loss from pooled separate accounts2011-12-31$-1,786
Net investment gain or loss from common/collective trusts2011-12-31$368,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$8,315,190
Assets. Invements in employer securities at beginning of year2011-12-31$12,226,110
Contributions received in cash from employer2011-12-31$2,300,000
Employer contributions (assets) at end of year2011-12-31$2,300,000
Employer contributions (assets) at beginning of year2011-12-31$1,700,000
Income. Dividends from preferred stock2011-12-31$627,900
Income. Dividends from common stock2011-12-31$717,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,123,929
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$26,857,908
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$25,390,700
Contract administrator fees2011-12-31$184,670
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2011-12-31431947695
2010 : BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$8,118,166
Total unrealized appreciation/depreciation of assets2010-12-31$8,118,166
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$13,196,394
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,074,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,948,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,704,406
Value of total assets at end of year2010-12-31$89,190,975
Value of total assets at beginning of year2010-12-31$80,069,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$126,241
Total interest from all sources2010-12-31$1,358,913
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,230,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$40,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,406
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$304,397
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$346,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,121,605
Value of net assets at end of year (total assets less liabilities)2010-12-31$89,190,975
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$80,069,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$5,041,705
Assets. partnership/joint venture interests at beginning of year2010-12-31$4,548,001
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$31,906,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$27,922,716
Value of interest in pooled separate accounts at end of year2010-12-31$495,975
Value of interest in pooled separate accounts at beginning of year2010-12-31$473,929
Income. Interest from US Government securities2010-12-31$25,589
Income. Interest from corporate debt instruments2010-12-31$1,330,132
Value of interest in common/collective trusts at end of year2010-12-31$2,392,802
Value of interest in common/collective trusts at beginning of year2010-12-31$2,273,844
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,355,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$8,134,288
Asset value of US Government securities at end of year2010-12-31$1,377,655
Asset value of US Government securities at beginning of year2010-12-31$350,263
Net investment gain/loss from pooled separate accounts2010-12-31$32,329
Net investment gain or loss from common/collective trusts2010-12-31$752,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$12,226,110
Assets. Invements in employer securities at beginning of year2010-12-31$9,005,880
Contributions received in cash from employer2010-12-31$1,700,000
Employer contributions (assets) at end of year2010-12-31$1,700,000
Income. Dividends from preferred stock2010-12-31$618,930
Income. Dividends from common stock2010-12-31$611,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,948,548
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$25,390,700
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$27,014,029
Contract administrator fees2010-12-31$126,241
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2010-12-31431947695

Form 5500 Responses for BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN

2012: BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: BITUMINOUS CASUALTY CORPORATION RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

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