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SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 401k Plan overview

Plan NameSEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN
Plan identification number 002

SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SERVICE EMPLOYEES INTL UNION has sponsored the creation of one or more 401k plans.

Company Name:SERVICE EMPLOYEES INTL UNION
Employer identification number (EIN):360852885
NAIC Classification:813930
NAIC Description:Labor Unions and Similar Labor Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MARY KAY HENRY2023-09-05 MARY KAY HENRY2023-09-05
0022021-01-01MARY KAY HENRY2022-08-31 MARY KAY HENRY2022-08-31
0022020-01-01MARY KAY HENRY2021-09-06 MARY KAY HENRY2021-09-06
0022019-01-01MARY KAY HENRY2020-09-22 MARY KAY HENRY2020-09-22
0022018-01-01MARY KAY HENRY2019-09-19 MARY KAY HENRY2019-09-19
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01MARY KAY HENRY
0022011-01-01MARY KAY HENRY
0022009-01-01MARY K. HENRY

Plan Statistics for SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN

401k plan membership statisitcs for SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN

Measure Date Value
2022: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01371
Total number of active participants reported on line 7a of the Form 55002022-01-01200
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-01165
Total of all active and inactive participants2022-01-01368
Total participants2022-01-01368
Number of participants with account balances2022-01-01368
2021: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01367
Total number of active participants reported on line 7a of the Form 55002021-01-01202
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01167
Total of all active and inactive participants2021-01-01371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01371
Number of participants with account balances2021-01-01371
2020: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01373
Total number of active participants reported on line 7a of the Form 55002020-01-01192
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01174
Total of all active and inactive participants2020-01-01367
Total participants2020-01-01367
Number of participants with account balances2020-01-01367
2019: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01373
Total number of active participants reported on line 7a of the Form 55002019-01-01188
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01183
Total of all active and inactive participants2019-01-01373
Total participants2019-01-01373
Number of participants with account balances2019-01-01373
2018: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01381
Total number of active participants reported on line 7a of the Form 55002018-01-01199
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01172
Total of all active and inactive participants2018-01-01373
Total participants2018-01-01373
2017: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01396
Total number of active participants reported on line 7a of the Form 55002017-01-01219
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01161
Total of all active and inactive participants2017-01-01381
Total participants2017-01-01381
Number of participants with account balances2017-01-01381
2016: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01386
Total number of active participants reported on line 7a of the Form 55002016-01-01229
Number of other retired or separated participants entitled to future benefits2016-01-01167
Total of all active and inactive participants2016-01-01396
Total participants2016-01-01396
Number of participants with account balances2016-01-01396
2015: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01386
Total number of active participants reported on line 7a of the Form 55002015-01-01245
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01141
Total of all active and inactive participants2015-01-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01386
Number of participants with account balances2015-01-01386
2014: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01796
Total number of active participants reported on line 7a of the Form 55002014-01-01618
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01142
Total of all active and inactive participants2014-01-01760
Total participants2014-01-01760
Number of participants with account balances2014-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01675
Total number of active participants reported on line 7a of the Form 55002013-01-01653
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01143
Total of all active and inactive participants2013-01-01796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01796
Number of participants with account balances2013-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01621
Total number of active participants reported on line 7a of the Form 55002012-01-01264
Number of other retired or separated participants entitled to future benefits2012-01-01136
Total of all active and inactive participants2012-01-01400
Total participants2012-01-01400
Number of participants with account balances2012-01-01400
2011: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01674
Total number of active participants reported on line 7a of the Form 55002011-01-01270
Number of other retired or separated participants entitled to future benefits2011-01-01128
Total of all active and inactive participants2011-01-01398
Total participants2011-01-01398
Number of participants with account balances2011-01-01398
2009: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01848
Total number of active participants reported on line 7a of the Form 55002009-01-01398
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01131
Total of all active and inactive participants2009-01-01529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01529
Number of participants with account balances2009-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN

Measure Date Value
2022 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$8,791
Total income from all sources (including contributions)2022-12-31$-6,396,731
Total of all expenses incurred2022-12-31$2,548,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,490,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,433,858
Value of total assets at end of year2022-12-31$42,910,384
Value of total assets at beginning of year2022-12-31$51,846,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$58,029
Total interest from all sources2022-12-31$113,591
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$458,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$458,784
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,261,594
Participant contributions at end of year2022-12-31$553,508
Participant contributions at beginning of year2022-12-31$647,040
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$172,264
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$8,791
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$8,791
Administrative expenses (other) incurred2022-12-31$41,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,944,874
Value of net assets at end of year (total assets less liabilities)2022-12-31$42,901,593
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$51,846,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$16,370
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$27,373,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$30,085,959
Value of interest in pooled separate accounts at end of year2022-12-31$11,927,571
Value of interest in pooled separate accounts at beginning of year2022-12-31$17,306,085
Interest on participant loans2022-12-31$57,280
Interest earned on other investments2022-12-31$56,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,055,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,807,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,294,968
Net investment gain/loss from pooled separate accounts2022-12-31$-4,107,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,481,323
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2022-12-31470900880
2021 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$11,977
Total income from all sources (including contributions)2021-12-31$9,498,084
Total of all expenses incurred2021-12-31$3,756,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,696,788
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,211,109
Value of total assets at end of year2021-12-31$51,846,467
Value of total assets at beginning of year2021-12-31$46,117,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$59,867
Total interest from all sources2021-12-31$113,823
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$366,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$366,442
Administrative expenses professional fees incurred2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,050,034
Participant contributions at end of year2021-12-31$647,040
Participant contributions at beginning of year2021-12-31$562,658
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$161,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$11,977
Administrative expenses (other) incurred2021-12-31$27,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,741,429
Value of net assets at end of year (total assets less liabilities)2021-12-31$51,846,467
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$46,105,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$32,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$30,085,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$26,783,558
Value of interest in pooled separate accounts at end of year2021-12-31$17,306,085
Value of interest in pooled separate accounts at beginning of year2021-12-31$15,181,064
Interest on participant loans2021-12-31$51,650
Interest earned on other investments2021-12-31$62,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,807,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,589,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,190,504
Net investment gain/loss from pooled separate accounts2021-12-31$2,616,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,696,788
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2021-12-31470900880
2020 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,977
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$14,137
Total income from all sources (including contributions)2020-12-31$9,182,132
Total of all expenses incurred2020-12-31$3,520,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,425,675
Value of total corrective distributions2020-12-31$11,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,998,511
Value of total assets at end of year2020-12-31$46,117,015
Value of total assets at beginning of year2020-12-31$40,457,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$83,119
Total interest from all sources2020-12-31$129,870
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$299,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$299,528
Administrative expenses professional fees incurred2020-12-31$10,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,961,853
Participant contributions at end of year2020-12-31$562,658
Participant contributions at beginning of year2020-12-31$572,024
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$36,658
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$11,977
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$14,137
Administrative expenses (other) incurred2020-12-31$46,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,661,361
Value of net assets at end of year (total assets less liabilities)2020-12-31$46,105,038
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$40,443,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$26,482
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$26,783,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,831,355
Value of interest in pooled separate accounts at end of year2020-12-31$15,181,064
Value of interest in pooled separate accounts at beginning of year2020-12-31$11,971,180
Interest on participant loans2020-12-31$48,020
Interest earned on other investments2020-12-31$81,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,589,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,083,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,571,165
Net investment gain/loss from pooled separate accounts2020-12-31$3,183,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,425,675
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2020-12-31470900880
2019 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$14,137
Total income from all sources (including contributions)2019-12-31$9,870,284
Total of all expenses incurred2019-12-31$2,163,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,100,090
Value of total corrective distributions2019-12-31$14,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,246,470
Value of total assets at end of year2019-12-31$40,457,814
Value of total assets at beginning of year2019-12-31$32,736,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,274
Total interest from all sources2019-12-31$144,452
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$620,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$620,024
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,825,380
Participant contributions at end of year2019-12-31$572,024
Participant contributions at beginning of year2019-12-31$460,022
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$421,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$14,137
Administrative expenses (other) incurred2019-12-31$21,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,706,783
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,443,677
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$32,736,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$28,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,831,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,075,041
Value of interest in pooled separate accounts at end of year2019-12-31$11,971,180
Value of interest in pooled separate accounts at beginning of year2019-12-31$10,449,940
Interest on participant loans2019-12-31$45,291
Interest earned on other investments2019-12-31$99,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,083,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,751,891
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,023,340
Net investment gain/loss from pooled separate accounts2019-12-31$2,835,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,100,090
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2019-12-31470900880
2018 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$26,862
Total income from all sources (including contributions)2018-12-31$1,070,769
Total of all expenses incurred2018-12-31$3,016,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,981,059
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,213,165
Value of total assets at end of year2018-12-31$32,736,894
Value of total assets at beginning of year2018-12-31$34,709,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$35,670
Total interest from all sources2018-12-31$103,437
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$809,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$809,178
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,878,046
Participant contributions at end of year2018-12-31$460,022
Participant contributions at beginning of year2018-12-31$446,908
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$49,121
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$335,119
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$26,862
Administrative expenses (other) incurred2018-12-31$35,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,945,960
Value of net assets at end of year (total assets less liabilities)2018-12-31$32,736,894
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$34,682,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$18,075,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$19,007,418
Value of interest in pooled separate accounts at end of year2018-12-31$10,449,940
Value of interest in pooled separate accounts at beginning of year2018-12-31$12,004,357
Interest on participant loans2018-12-31$35,383
Interest earned on other investments2018-12-31$68,054
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,751,891
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,201,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,209,316
Net investment gain/loss from pooled separate accounts2018-12-31$-845,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,981,059
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2018-12-31470900880
2017 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$26,862
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$50,569
Total income from all sources (including contributions)2017-12-31$7,441,875
Total of all expenses incurred2017-12-31$3,083,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,021,439
Value of total corrective distributions2017-12-31$26,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,528,358
Value of total assets at end of year2017-12-31$34,709,716
Value of total assets at beginning of year2017-12-31$30,374,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$34,948
Total interest from all sources2017-12-31$103,309
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$694,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$694,641
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,140,158
Participant contributions at end of year2017-12-31$446,908
Participant contributions at beginning of year2017-12-31$439,770
Participant contributions at end of year2017-12-31$49,121
Participant contributions at beginning of year2017-12-31$2,894
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$388,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$26,862
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$50,569
Administrative expenses (other) incurred2017-12-31$34,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,358,627
Value of net assets at end of year (total assets less liabilities)2017-12-31$34,682,854
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$30,324,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$19,007,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,400,178
Value of interest in pooled separate accounts at end of year2017-12-31$12,004,357
Value of interest in pooled separate accounts at beginning of year2017-12-31$10,180,754
Interest on participant loans2017-12-31$35,518
Interest earned on other investments2017-12-31$67,791
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,201,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,351,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,157,109
Net investment gain/loss from pooled separate accounts2017-12-31$1,958,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,021,439
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31SALTER & COMPANY, LLC
Accountancy firm EIN2017-12-31208078757
2016 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$50,569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$22,758
Total income from all sources (including contributions)2016-12-31$3,981,666
Total of all expenses incurred2016-12-31$1,690,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,597,164
Value of total corrective distributions2016-12-31$50,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,230,750
Value of total assets at end of year2016-12-31$30,374,796
Value of total assets at beginning of year2016-12-31$28,055,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$42,761
Total interest from all sources2016-12-31$104,608
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$725,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$725,746
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,130,904
Participant contributions at end of year2016-12-31$439,770
Participant contributions at beginning of year2016-12-31$415,270
Participant contributions at end of year2016-12-31$2,894
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$99,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$50,569
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$22,758
Administrative expenses (other) incurred2016-12-31$42,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,291,172
Value of net assets at end of year (total assets less liabilities)2016-12-31$30,324,227
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$28,033,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,400,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$15,097,473
Value of interest in pooled separate accounts at end of year2016-12-31$10,180,754
Value of interest in pooled separate accounts at beginning of year2016-12-31$9,447,262
Interest on participant loans2016-12-31$35,358
Interest earned on other investments2016-12-31$69,250
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,351,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,095,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$338,957
Net investment gain/loss from pooled separate accounts2016-12-31$581,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,597,164
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31SALTER & COMPANY, LLC
Accountancy firm EIN2016-12-31208078757
2015 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$22,758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$45,997
Total income from all sources (including contributions)2015-12-31$2,355,788
Total of all expenses incurred2015-12-31$2,489,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,430,277
Value of total corrective distributions2015-12-31$22,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,433,156
Value of total assets at end of year2015-12-31$28,055,813
Value of total assets at beginning of year2015-12-31$28,213,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$36,767
Total interest from all sources2015-12-31$84,783
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,260,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,260,990
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,060,349
Participant contributions at end of year2015-12-31$415,270
Participant contributions at beginning of year2015-12-31$411,913
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$372,807
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$22,758
Other income not declared elsewhere2015-12-31$3,294
Administrative expenses (other) incurred2015-12-31$36,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-134,014
Value of net assets at end of year (total assets less liabilities)2015-12-31$28,033,055
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,167,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,097,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,311,513
Value of interest in pooled separate accounts at end of year2015-12-31$9,447,262
Value of interest in pooled separate accounts at beginning of year2015-12-31$9,760,961
Interest on participant loans2015-12-31$34,111
Interest earned on other investments2015-12-31$50,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,095,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,728,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,539,110
Net investment gain/loss from pooled separate accounts2015-12-31$112,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,430,277
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$45,997
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SALTER & COMPANY, LLC
Accountancy firm EIN2015-12-31208078757
2014 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$45,997
Total income from all sources (including contributions)2014-12-31$3,687,479
Total of all expenses incurred2014-12-31$3,280,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,221,500
Value of total corrective distributions2014-12-31$45,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,127,921
Value of total assets at end of year2014-12-31$28,213,066
Value of total assets at beginning of year2014-12-31$27,760,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,141
Total interest from all sources2014-12-31$552,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,966,493
Participant contributions at end of year2014-12-31$411,913
Participant contributions at beginning of year2014-12-31$433,365
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$161,428
Administrative expenses (other) incurred2014-12-31$13,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$406,841
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,167,069
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$27,760,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,311,513
Value of interest in pooled separate accounts at end of year2014-12-31$9,760,961
Value of interest in pooled separate accounts at beginning of year2014-12-31$24,655,162
Interest on participant loans2014-12-31$32,600
Interest earned on other investments2014-12-31$520,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,728,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,671,701
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$28,668
Net investment gain/loss from pooled separate accounts2014-12-31$978,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,221,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Liabilities. Value of benefit claims payable at end of year2014-12-31$45,997
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2014-12-31470900880
2013 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$7,271,503
Total of all expenses incurred2013-12-31$1,795,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,787,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,414,447
Value of total assets at end of year2013-12-31$27,760,228
Value of total assets at beginning of year2013-12-31$22,284,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,142
Total interest from all sources2013-12-31$87,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,064,612
Participant contributions at end of year2013-12-31$433,365
Participant contributions at beginning of year2013-12-31$213,426
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$349,835
Administrative expenses (other) incurred2013-12-31$8,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,476,190
Value of net assets at end of year (total assets less liabilities)2013-12-31$27,760,228
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$22,284,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$24,655,162
Value of interest in pooled separate accounts at beginning of year2013-12-31$19,482,355
Interest on participant loans2013-12-31$31,381
Interest earned on other investments2013-12-31$55,724
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,671,701
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,588,257
Net investment gain/loss from pooled separate accounts2013-12-31$4,769,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,787,171
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2013-12-31470900880
2012 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,136,932
Total of all expenses incurred2012-12-31$1,063,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,014,023
Expenses. Certain deemed distributions of participant loans2012-12-31$43,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,697,957
Value of total assets at end of year2012-12-31$22,284,038
Value of total assets at beginning of year2012-12-31$18,210,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,021
Total interest from all sources2012-12-31$57,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,072,102
Participant contributions at end of year2012-12-31$213,426
Participant contributions at beginning of year2012-12-31$236,386
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$625,855
Administrative expenses (other) incurred2012-12-31$6,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,073,879
Value of net assets at end of year (total assets less liabilities)2012-12-31$22,284,038
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,210,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$19,482,355
Value of interest in pooled separate accounts at beginning of year2012-12-31$15,528,246
Interest on participant loans2012-12-31$16,840
Interest earned on other investments2012-12-31$40,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,588,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,445,527
Net investment gain/loss from pooled separate accounts2012-12-31$2,381,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,014,023
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2012-12-31470900880
2011 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$2,040,346
Total of all expenses incurred2011-12-31$1,373,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,313,855
Expenses. Certain deemed distributions of participant loans2011-12-31$53,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,226,607
Value of total assets at end of year2011-12-31$18,210,159
Value of total assets at beginning of year2011-12-31$17,543,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,178
Total interest from all sources2011-12-31$51,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,998,367
Participant contributions at end of year2011-12-31$236,386
Participant contributions at beginning of year2011-12-31$269,769
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$553
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$228,240
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$21
Administrative expenses (other) incurred2011-12-31$6,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$666,561
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,210,159
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,543,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$15,528,246
Value of interest in pooled separate accounts at beginning of year2011-12-31$14,867,865
Interest on participant loans2011-12-31$18,599
Interest earned on other investments2011-12-31$32,690
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,445,527
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,405,390
Net investment gain/loss from pooled separate accounts2011-12-31$-237,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,313,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2011-12-31470900880
2010 : SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$4,000,578
Total of all expenses incurred2010-12-31$1,035,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,032,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,985,573
Value of total assets at end of year2010-12-31$17,543,598
Value of total assets at beginning of year2010-12-31$14,578,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,357
Total interest from all sources2010-12-31$58,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,934,037
Participant contributions at end of year2010-12-31$269,769
Participant contributions at beginning of year2010-12-31$189,394
Participant contributions at end of year2010-12-31$553
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$51,536
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$21
Administrative expenses (other) incurred2010-12-31$2,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,965,246
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,543,598
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,578,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$14,867,865
Value of interest in pooled separate accounts at beginning of year2010-12-31$12,031,036
Interest on participant loans2010-12-31$16,956
Interest earned on other investments2010-12-31$41,460
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,405,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,357,922
Net investment gain/loss from pooled separate accounts2010-12-31$1,956,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,032,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CALIBRE CPA GROUP PLLC
Accountancy firm EIN2010-12-31470900880

Form 5500 Responses for SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN

2022: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SEIU SUPPLEMENTAL RETIREMENT SAVINGS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered368
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered371
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered367
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered373
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered373
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered381
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037788
Policy instance 1
Insurance contract or identification number037788
Number of Individuals Covered386
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37788-001
Policy instance 1
Insurance contract or identification number37788-001
Number of Individuals Covered760
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37788-001
Policy instance 1
Insurance contract or identification number37788-001
Number of Individuals Covered796
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37788-001
Policy instance 1
Insurance contract or identification number37788-001
Number of Individuals Covered400
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37788-001
Policy instance 1
Insurance contract or identification number37788-001
Number of Individuals Covered398
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37788-001
Policy instance 1
Insurance contract or identification number37788-001
Number of Individuals Covered674
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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