401k Plan data: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN plan

GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN
Plan identification number	001

GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ED GARVEY & COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ED GARVEY & COMPANY

Employer identification number (EIN): 361120019

NAIC Classification: 541920

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 MIKE LEONARD MIKE LEONARD 2018-08-02
001 2016-01-01 MICHAEL LEONARD MICHAEL LEONARD 2017-10-16
001 2015-01-01 MICHAEL LEONARD MICHAEL LEONARD 2016-10-14
001 2014-01-01 MICHAEL LEONARD
001 2013-01-01 MICHAEL LEONARD
001 2012-01-01 MICHAEL LEONARD MICHAEL LEONARD 2013-10-17
001 2011-01-01 MICHAEL LEONARD
001 2010-01-01 MICHAEL LEONARD
001 2009-01-01 MICHAEL LEONARD 2011-10-04
001 2009-01-01 MICHAEL LEONARD

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	MIKE LEONARD	MIKE LEONARD	2018-08-02
001	2016-01-01	MICHAEL LEONARD	MICHAEL LEONARD	2017-10-16
001	2015-01-01	MICHAEL LEONARD	MICHAEL LEONARD	2016-10-14
001	2014-01-01	MICHAEL LEONARD
001	2013-01-01	MICHAEL LEONARD
001	2012-01-01	MICHAEL LEONARD	MICHAEL LEONARD	2013-10-17
001	2011-01-01	MICHAEL LEONARD
001	2010-01-01	MICHAEL LEONARD
001	2009-01-01		MICHAEL LEONARD	2011-10-04
001	2009-01-01	MICHAEL LEONARD

Plan Statistics for GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN

Measure Date Value
2017: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 311
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 294
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 239
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 72
Total of all active and inactive participants 2016-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 311
Number of participants with account balances 2016-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 235
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 59
Total of all active and inactive participants 2015-01-01 294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 294
Number of participants with account balances 2015-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 289
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 255
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 64
Total of all active and inactive participants 2014-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 319
Number of participants with account balances 2014-01-01 282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 231
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 56
Total of all active and inactive participants 2013-01-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 289
Number of participants with account balances 2013-01-01 255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 171
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 50
Total of all active and inactive participants 2012-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 223
Number of participants with account balances 2012-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 228
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 174
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 51
Total of all active and inactive participants 2011-01-01 226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 227
Number of participants with account balances 2011-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 173
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 53
Total of all active and inactive participants 2010-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 228
Number of participants with account balances 2010-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 177
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 56
Total of all active and inactive participants 2009-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 234
Number of participants with account balances 2009-01-01 197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	311
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	294
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	239
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	72
Total of all active and inactive participants	2016-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	311
Number of participants with account balances	2016-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	235
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	59
Total of all active and inactive participants	2015-01-01	294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	294
Number of participants with account balances	2015-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	289
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	255
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	64
Total of all active and inactive participants	2014-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	319
Number of participants with account balances	2014-01-01	282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	231
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	56
Total of all active and inactive participants	2013-01-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	289
Number of participants with account balances	2013-01-01	255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	171
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	50
Total of all active and inactive participants	2012-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	223
Number of participants with account balances	2012-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	228
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	174
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	51
Total of all active and inactive participants	2011-01-01	226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	227
Number of participants with account balances	2011-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	173
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	53
Total of all active and inactive participants	2010-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	228
Number of participants with account balances	2010-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	177
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	56
Total of all active and inactive participants	2009-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	234
Number of participants with account balances	2009-01-01	197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2017 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-05-18	$0
Total transfer of assets from this plan	2017-05-18	$12,170,551
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-05-18	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-05-18	$0
Total income from all sources (including contributions)	2017-05-18	$1,424,771
Total loss/gain on sale of assets	2017-05-18	$0
Total of all expenses incurred	2017-05-18	$2,673,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-05-18	$2,671,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-05-18	$727,883
Value of total assets at end of year	2017-05-18	$0
Value of total assets at beginning of year	2017-05-18	$13,419,580
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-05-18	$2,628
Total interest from all sources	2017-05-18	$8,584
Total dividends received (eg from common stock, registered investment company shares)	2017-05-18	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-05-18	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-05-18	$0
Was this plan covered by a fidelity bond	2017-05-18	Yes
Value of fidelity bond cover	2017-05-18	$500,000
If this is an individual account plan, was there a blackout period	2017-05-18	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-05-18	No
Contributions received from participants	2017-05-18	$319,825
Participant contributions at end of year	2017-05-18	$0
Participant contributions at beginning of year	2017-05-18	$212,924
Income. Received or receivable in cash from other sources (including rollovers)	2017-05-18	$387,696
Other income not declared elsewhere	2017-05-18	$6
Administrative expenses (other) incurred	2017-05-18	$2,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-05-18	No
Value of net income/loss	2017-05-18	$-1,249,029
Value of net assets at end of year (total assets less liabilities)	2017-05-18	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-05-18	$13,419,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-05-18	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-05-18	No
Were any leases to which the plan was party in default or uncollectible	2017-05-18	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-05-18	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-05-18	$11,923,831
Interest on participant loans	2017-05-18	$3,442
Interest earned on other investments	2017-05-18	$5,142
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-05-18	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-05-18	$1,282,825
Net investment gain/loss from pooled separate accounts	2017-05-18	$688,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-05-18	No
Was there a failure to transmit to the plan any participant contributions	2017-05-18	Yes
Has the plan failed to provide any benefit when due under the plan	2017-05-18	No
Contributions received in cash from employer	2017-05-18	$20,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-05-18	$2,671,172
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-05-18	Yes
Did the plan have assets held for investment	2017-05-18	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-05-18	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-05-18	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-05-18	Yes
Opinion of an independent qualified public accountant for this plan	2017-05-18	Disclaimer
Accountancy firm name	2017-05-18	BRONSWICK REICIN POLLACK,LTD.
Accountancy firm EIN	2017-05-18	364409576
2016 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,037,656
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,292,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,288,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,076,809
Value of total assets at end of year	2016-12-31	$13,419,580
Value of total assets at beginning of year	2016-12-31	$12,674,695
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,241
Total interest from all sources	2016-12-31	$25,432
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,000,716
Participant contributions at end of year	2016-12-31	$212,924
Participant contributions at beginning of year	2016-12-31	$250,983
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,023
Other income not declared elsewhere	2016-12-31	$127
Administrative expenses (other) incurred	2016-12-31	$4,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$744,885
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,419,580
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,674,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,923,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,845,783
Interest on participant loans	2016-12-31	$9,652
Interest earned on other investments	2016-12-31	$15,780
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,282,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,577,929
Net investment gain/loss from pooled separate accounts	2016-12-31	$935,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$74,070
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,288,530
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BRONSWICK REICIN POLLACK, LTD.
Accountancy firm EIN	2016-12-31	364409576
2015 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,117,494
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,298,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,292,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,319,537
Value of total assets at end of year	2015-12-31	$12,674,695
Value of total assets at beginning of year	2015-12-31	$12,855,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,798
Total interest from all sources	2015-12-31	$23,583
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,012,907
Participant contributions at end of year	2015-12-31	$250,983
Participant contributions at beginning of year	2015-12-31	$164,383
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$248,189
Other income not declared elsewhere	2015-12-31	$423
Administrative expenses (other) incurred	2015-12-31	$5,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-180,533
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,674,695
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,855,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,845,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,297,919
Interest on participant loans	2015-12-31	$8,574
Interest earned on other investments	2015-12-31	$15,009
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,577,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,392,926
Net investment gain/loss from pooled separate accounts	2015-12-31	$-226,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$58,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,292,229
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BRONSWICK REICIN POLLACK, LTD.
Accountancy firm EIN	2015-12-31	364409576
2014 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,284,837
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,912,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,873,495
Expenses. Certain deemed distributions of participant loans	2014-12-31	$12,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,541,023
Value of total assets at end of year	2014-12-31	$12,855,228
Value of total assets at beginning of year	2014-12-31	$12,482,811
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$26,845
Total interest from all sources	2014-12-31	$7,345
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$140,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$140,844
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$987,933
Participant contributions at end of year	2014-12-31	$164,383
Participant contributions at beginning of year	2014-12-31	$106,450
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$16,086
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$508,864
Other income not declared elsewhere	2014-12-31	$-29,234
Administrative expenses (other) incurred	2014-12-31	$26,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$372,417
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,855,228
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,482,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,297,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,375,234
Interest on participant loans	2014-12-31	$5,369
Interest earned on other investments	2014-12-31	$1,976
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,629,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$355,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$355,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,392,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$534,089
Net investment gain/loss from pooled separate accounts	2014-12-31	$76,701
Net investment gain or loss from common/collective trusts	2014-12-31	$14,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$44,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,873,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BRONSWICK REICIN POLLACK, CPAS
Accountancy firm EIN	2014-12-31	364409576
2013 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,290,279
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$707,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$674,323
Expenses. Certain deemed distributions of participant loans	2013-12-31	$888
Value of total corrective distributions	2013-12-31	$3,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,252,433
Value of total assets at end of year	2013-12-31	$12,482,811
Value of total assets at beginning of year	2013-12-31	$9,900,423
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$29,081
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$5,374
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$507,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$507,534
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$798,717
Participant contributions at end of year	2013-12-31	$106,450
Participant contributions at beginning of year	2013-12-31	$71,436
Participant contributions at end of year	2013-12-31	$16,086
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$410,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$29,081
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$2,582,388
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,482,811
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,900,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,375,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,129,231
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$3,181
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$1,629,092
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,258,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$355,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$441,222
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$441,222
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$2,193
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,520,575
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$4,363
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$43,716
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$674,323
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BRONSWICK REICIN POLLACK, CPAS
Accountancy firm EIN	2013-12-31	364409576
2012 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,688,372
Total of all expenses incurred	2012-12-31	$693,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$668,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$709,519
Value of total assets at end of year	2012-12-31	$9,900,423
Value of total assets at beginning of year	2012-12-31	$8,905,409
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$25,255
Total interest from all sources	2012-12-31	$3,563
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$174,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$174,393
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$648,661
Participant contributions at end of year	2012-12-31	$71,436
Participant contributions at beginning of year	2012-12-31	$73,695
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$60,726
Administrative expenses (other) incurred	2012-12-31	$25,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$995,014
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,900,423
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,905,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,129,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,035,973
Interest on participant loans	2012-12-31	$3,525
Value of interest in common/collective trusts at end of year	2012-12-31	$1,258,534
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,312,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$441,222
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$483,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$483,425
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$38
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$783,518
Net investment gain or loss from common/collective trusts	2012-12-31	$17,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$668,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BRONSWICK REICIN POLLACK, CPAS
Accountancy firm EIN	2012-12-31	364409576
2011 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$338,403
Total of all expenses incurred	2011-12-31	$506,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$482,003
Expenses. Certain deemed distributions of participant loans	2011-12-31	$535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$591,355
Value of total assets at end of year	2011-12-31	$8,905,409
Value of total assets at beginning of year	2011-12-31	$9,073,799
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$24,255
Total interest from all sources	2011-12-31	$3,842
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$218,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$218,966
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$591,158
Participant contributions at end of year	2011-12-31	$73,695
Participant contributions at beginning of year	2011-12-31	$73,173
Administrative expenses (other) incurred	2011-12-31	$24,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-168,390
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,905,409
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,073,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,035,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,548,720
Interest on participant loans	2011-12-31	$3,794
Value of interest in common/collective trusts at end of year	2011-12-31	$1,312,316
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,119,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$483,425
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$332,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$332,860
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-513,012
Net investment gain or loss from common/collective trusts	2011-12-31	$37,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$482,003
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BRONSWICK REICIN POLLACK CPAS
Accountancy firm EIN	2011-12-31	364409576
2010 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,659,948
Total of all expenses incurred	2010-12-31	$715,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$694,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$579,862
Value of total assets at end of year	2010-12-31	$9,073,799
Value of total assets at beginning of year	2010-12-31	$8,129,410
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$21,518
Total interest from all sources	2010-12-31	$3,151
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$156,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$156,147
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$579,862
Participant contributions at end of year	2010-12-31	$73,173
Participant contributions at beginning of year	2010-12-31	$48,996
Administrative expenses (other) incurred	2010-12-31	$21,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$944,389
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,073,799
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,129,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,548,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,709,807
Interest on participant loans	2010-12-31	$2,945
Value of interest in common/collective trusts at end of year	2010-12-31	$1,119,046
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,097,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$332,860
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$273,377
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$273,377
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$879,228
Net investment gain or loss from common/collective trusts	2010-12-31	$41,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$694,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	REICIN, POLLACK & CO., LTD.
Accountancy firm EIN	2010-12-31	364409576
2009 : GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN

2017: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GARVEY COMPANIES' SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9824

Policy instance

Insurance contract or identification number	ZH9824
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-05-18
Total amount of commissions paid to insurance broker	USD $14,095
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,095
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL SERVICES INSURANCE

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9824

Policy instance

Insurance contract or identification number	ZH9824
Number of Individuals Covered	294
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $8,620
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,620
Insurance broker organization code?	3
Insurance broker name	MORGAN STANLEY SMITH BARNEY LLC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9824

Policy instance

Insurance contract or identification number	ZH9824
Number of Individuals Covered	319
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $64,081
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $64,081
Insurance broker organization code?	3
Insurance broker name	MORGAN STANLEY SMITH BARNEY LLC

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Company Name:	ED GARVEY & COMPANY
Employer identification number (EIN):	361120019
NAIC Classification:	541920