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GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 401k Plan overview

Plan NameGLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN
Plan identification number 002

GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GLEN ELLYN STORAGE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:GLEN ELLYN STORAGE CORPORATION
Employer identification number (EIN):361135595
NAIC Classification:485990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-09-01LARRY SMITH2016-09-12
0022014-09-01LARRY SMITH
0022013-09-01LARRY SMITH
0022012-09-01LARRY SMITH
0022011-09-01LARRY SMITH

Plan Statistics for GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN

401k plan membership statisitcs for GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN

Measure Date Value
2014: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-01125
Total number of active participants reported on line 7a of the Form 55002014-09-0191
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-0113
Total of all active and inactive participants2014-09-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01104
Number of participants with account balances2014-09-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-011
2013: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-01117
Total number of active participants reported on line 7a of the Form 55002013-09-0197
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-0114
Total of all active and inactive participants2013-09-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01111
Number of participants with account balances2013-09-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-011
2012: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-01117
Total number of active participants reported on line 7a of the Form 55002012-09-01101
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-019
Total of all active and inactive participants2012-09-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01110
Number of participants with account balances2012-09-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-011
2011: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-01125
Total number of active participants reported on line 7a of the Form 55002011-09-0196
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-0111
Total of all active and inactive participants2011-09-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01107
Number of participants with account balances2011-09-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-010

Financial Data on GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN

Measure Date Value
2015 : GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$79,312
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$161,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$132,528
Value of total corrective distributions2015-08-31$9,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$107,158
Value of total assets at end of year2015-08-31$3,313,537
Value of total assets at beginning of year2015-08-31$3,395,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$19,478
Total interest from all sources2015-08-31$648
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-08-31$0
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$1,000,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$99,314
Participant contributions at end of year2015-08-31$80
Participant contributions at beginning of year2015-08-31$511
Income. Received or receivable in cash from other sources (including rollovers)2015-08-31$80
Other income not declared elsewhere2015-08-31$451
Administrative expenses (other) incurred2015-08-31$19,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-81,929
Value of net assets at end of year (total assets less liabilities)2015-08-31$3,313,537
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$3,395,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in pooled separate accounts at end of year2015-08-31$3,217,657
Value of interest in pooled separate accounts at beginning of year2015-08-31$3,308,649
Interest earned on other investments2015-08-31$648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$88,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$78,551
Net investment gain/loss from pooled separate accounts2015-08-31$-28,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$7,764
Employer contributions (assets) at end of year2015-08-31$7,764
Employer contributions (assets) at beginning of year2015-08-31$7,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$132,528
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31MORRISON & MORRISON, LTD
Accountancy firm EIN2015-08-31363143186
2014 : GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$667,661
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$68,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$42,970
Value of total corrective distributions2014-08-31$7,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$113,352
Value of total assets at end of year2014-08-31$3,395,466
Value of total assets at beginning of year2014-08-31$2,795,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$17,649
Total interest from all sources2014-08-31$657
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$1,000,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$105,597
Participant contributions at end of year2014-08-31$511
Participant contributions at beginning of year2014-08-31$221
Administrative expenses (other) incurred2014-08-31$17,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$599,621
Value of net assets at end of year (total assets less liabilities)2014-08-31$3,395,466
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$2,795,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in pooled separate accounts at end of year2014-08-31$3,308,649
Value of interest in pooled separate accounts at beginning of year2014-08-31$2,709,190
Interest earned on other investments2014-08-31$657
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$78,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$77,448
Net investment gain/loss from pooled separate accounts2014-08-31$553,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$7,755
Employer contributions (assets) at end of year2014-08-31$7,755
Employer contributions (assets) at beginning of year2014-08-31$8,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$42,970
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31MORRISON & MORRISON, LTD
Accountancy firm EIN2014-08-31363143186
2013 : GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$448,065
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$74,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$54,618
Value of total corrective distributions2013-08-31$5,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$122,945
Value of total assets at end of year2013-08-31$2,795,845
Value of total assets at beginning of year2013-08-31$2,422,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$14,546
Total interest from all sources2013-08-31$630
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$1,000,000
If this is an individual account plan, was there a blackout period2013-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$114,802
Participant contributions at end of year2013-08-31$221
Participant contributions at beginning of year2013-08-31$4,704
Administrative expenses (other) incurred2013-08-31$14,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$373,546
Value of net assets at end of year (total assets less liabilities)2013-08-31$2,795,845
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$2,422,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in pooled separate accounts at end of year2013-08-31$2,709,190
Value of interest in pooled separate accounts at beginning of year2013-08-31$2,339,394
Interest earned on other investments2013-08-31$630
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$77,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$68,495
Net investment gain/loss from pooled separate accounts2013-08-31$324,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$8,143
Employer contributions (assets) at end of year2013-08-31$8,986
Employer contributions (assets) at beginning of year2013-08-31$9,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$54,618
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-08-31Yes
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31MORRISON & MORRISON, LTD
Accountancy firm EIN2013-08-31363143186
2012 : GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$364
Total income from all sources (including contributions)2012-08-31$380,679
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$215,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$202,836
Value of total corrective distributions2012-08-31$12,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$143,384
Value of total assets at end of year2012-08-31$2,422,299
Value of total assets at beginning of year2012-08-31$2,257,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$0
Total interest from all sources2012-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$1,000,000
If this is an individual account plan, was there a blackout period2012-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$133,678
Participant contributions at end of year2012-08-31$4,704
Participant contributions at beginning of year2012-08-31$3,736
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-08-31$364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$165,251
Value of net assets at end of year (total assets less liabilities)2012-08-31$2,422,299
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$2,257,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$2,242,599
Value of interest in pooled separate accounts at end of year2012-08-31$2,339,394
Value of interest in pooled separate accounts at beginning of year2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$68,495
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$237,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31Yes
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$9,706
Employer contributions (assets) at end of year2012-08-31$9,706
Employer contributions (assets) at beginning of year2012-08-31$11,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$202,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-08-31Yes
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31No
Opinion of an independent qualified public accountant for this plan2012-08-31Unqualified
Accountancy firm name2012-08-31MORRISON & MORRISON, LTD
Accountancy firm EIN2012-08-31363143186

Form 5500 Responses for GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN

2014: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: GLEN ELLYN STORAGE CORPORATION EMPLOYEES PROFIT SHARING AND SAVINGS PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803374-000
Policy instance 1
Insurance contract or identification number803374-000
Number of Individuals Covered49
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $17,202
Total amount of fees paid to insurance companyUSD $3,421
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,202
Insurance broker organization code?3
Amount paid for insurance broker fees3421
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameBENEFIT PLANNING CONSULTANTS INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803374-000
Policy instance 1
Insurance contract or identification number803374-000
Number of Individuals Covered50
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $15,686
Total amount of fees paid to insurance companyUSD $3,172
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,686
Insurance broker organization code?3
Amount paid for insurance broker fees3172
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameBENEFIT PLANNING CONSULTANTS INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803374-000
Policy instance 1
Insurance contract or identification number803374-000
Number of Individuals Covered49
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $11,923
Total amount of fees paid to insurance companyUSD $3,813
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,923
Insurance broker organization code?3
Amount paid for insurance broker fees3813
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameBENEFIT PLANNING CONSULTANTS INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803374-000
Policy instance 1
Insurance contract or identification number803374-000
Number of Individuals Covered52
Insurance policy start date2012-08-31
Insurance policy end date2012-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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