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THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 401k Plan overview

Plan NameTHE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN
Plan identification number 003

THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEALTHCARE SERVICE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:HEALTHCARE SERVICE CORPORATION
Employer identification number (EIN):361236610
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01GENE GEORGE GENE GEORGE2018-10-14
0032016-01-01GENE GEORGE GENE GEORGE2017-10-12
0032015-01-01GENE GEORGE GENE GEORGE2016-10-14
0032014-01-01GENE GEORGE GENE GEORGE2015-10-12
0032013-01-01GENE GEORGE GENE GEORGE2014-10-15
0032012-01-01GENE GEORGE GENE GEORGE2013-10-12
0032011-01-01GENE GEORGE
0032010-01-01GENE GEORGE
0032009-01-01GENE GEORGE EX. DIR. TREASURY DIV. GENE GEORGE EX DIR. TREASURY DIV.2010-10-13
0032009-01-01GENE GEORGE EX. DIR. TREASURY DIV. GENE GEORGE EX DIR. TREASURY DIV.2010-10-13

Plan Statistics for THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN

401k plan membership statisitcs for THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN

Measure Date Value
2017: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-010
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Total participants2017-01-010
2016: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01817
Total number of active participants reported on line 7a of the Form 55002016-01-01549
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01166
Total of all active and inactive participants2016-01-01716
Total participants2016-01-01716
Number of participants with account balances2016-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01909
Total number of active participants reported on line 7a of the Form 55002015-01-01619
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01198
Total of all active and inactive participants2015-01-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01817
Number of participants with account balances2015-01-01817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01914
Total number of active participants reported on line 7a of the Form 55002014-01-01723
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01185
Total of all active and inactive participants2014-01-01909
Total participants2014-01-01909
Number of participants with account balances2014-01-01909
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01976
Total number of active participants reported on line 7a of the Form 55002013-01-01722
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01191
Total of all active and inactive participants2013-01-01914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01914
Number of participants with account balances2013-01-01914
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,194
Total number of active participants reported on line 7a of the Form 55002012-01-01976
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01113
Total of all active and inactive participants2012-01-011,090
Total participants2012-01-011,090
Number of participants with account balances2012-01-011,090
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,319
Total number of active participants reported on line 7a of the Form 55002011-01-011,087
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01106
Total of all active and inactive participants2011-01-011,194
Total participants2011-01-011,194
Number of participants with account balances2011-01-011,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0146
2010: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,399
Total number of active participants reported on line 7a of the Form 55002010-01-011,236
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-0180
Total of all active and inactive participants2010-01-011,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,319
Number of participants with account balances2010-01-011,319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,424
Total number of active participants reported on line 7a of the Form 55002009-01-011,281
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01115
Total of all active and inactive participants2009-01-011,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,399
Number of participants with account balances2009-01-011,399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0134

Financial Data on THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN

Measure Date Value
2017 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$25,690,023
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,463,009
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,758,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,415,353
Expenses. Certain deemed distributions of participant loans2017-12-31$307,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,390,934
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$21,985,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,485
Total interest from all sources2017-12-31$45,414
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$59,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$35,485
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$30,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,295,661
Participant contributions at end of year2017-12-31$-1,320,174
Participant contributions at beginning of year2017-12-31$1,320,174
Assets. Other investments not covered elsewhere at end of year2017-12-31$15,110,666
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$6,874,398
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,306,498
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$1,326,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,704,959
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,985,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$-2,669,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,669,007
Value of interest in pooled separate accounts at end of year2017-12-31$-11,121,485
Value of interest in pooled separate accounts at beginning of year2017-12-31$11,121,485
Interest on participant loans2017-12-31$45,414
Net investment gain/loss from pooled separate accounts2017-12-31$2,754,423
Net investment gain or loss from common/collective trusts2017-12-31$212,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$788,775
Income. Dividends from common stock2017-12-31$59,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,088,656
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MITCHELL&TITUS
Accountancy firm EIN2017-12-31132781641
2016 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,493,236
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,506,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,467,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,158,947
Value of total assets at end of year2016-12-31$21,985,064
Value of total assets at beginning of year2016-12-31$20,997,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$38,866
Total interest from all sources2016-12-31$40,730
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$57,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$57,529
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,318,652
Participant contributions at end of year2016-12-31$1,320,174
Participant contributions at beginning of year2016-12-31$1,244,383
Assets. Other investments not covered elsewhere at end of year2016-12-31$6,874,398
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$6,889,039
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$32,679
Administrative expenses (other) incurred2016-12-31$32,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$987,182
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,985,064
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$20,997,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,669,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,353,798
Value of interest in pooled separate accounts at end of year2016-12-31$11,121,485
Value of interest in pooled separate accounts at beginning of year2016-12-31$10,510,662
Interest on participant loans2016-12-31$40,730
Net investment gain/loss from pooled separate accounts2016-12-31$194,127
Net investment gain or loss from common/collective trusts2016-12-31$1,041,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$807,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,467,188
Contract administrator fees2016-12-31$5,900
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MITCHELL&TITUS
Accountancy firm EIN2016-12-31132781641
2015 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,730,153
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,689,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,661,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,533,796
Value of total assets at end of year2015-12-31$20,997,882
Value of total assets at beginning of year2015-12-31$22,957,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,259
Total interest from all sources2015-12-31$41,855
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$52,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$52,906
Administrative expenses professional fees incurred2015-12-31$22,759
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$30,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,476,833
Participant contributions at end of year2015-12-31$1,244,383
Participant contributions at beginning of year2015-12-31$1,404,027
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$123,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,959,373
Value of net assets at end of year (total assets less liabilities)2015-12-31$20,997,882
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,957,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,353,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,636,723
Value of interest in pooled separate accounts at end of year2015-12-31$10,510,662
Value of interest in pooled separate accounts at beginning of year2015-12-31$11,576,906
Interest on participant loans2015-12-31$41,855
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,889,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,339,599
Net investment gain/loss from pooled separate accounts2015-12-31$219,900
Net investment gain or loss from common/collective trusts2015-12-31$-118,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$933,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,661,267
Contract administrator fees2015-12-31$5,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MITCHELL&TITUS
Accountancy firm EIN2015-12-31132781641
2014 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,799,487
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,837,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,828,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,709,264
Value of total assets at end of year2014-12-31$22,957,255
Value of total assets at beginning of year2014-12-31$23,995,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,853
Total interest from all sources2014-12-31$47,488
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$56,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$56,798
Administrative expenses professional fees incurred2014-12-31$6,050
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$30,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,592,673
Participant contributions at end of year2014-12-31$1,404,027
Participant contributions at beginning of year2014-12-31$1,663,064
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$117,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,037,943
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,957,255
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,995,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,636,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,682,519
Value of interest in pooled separate accounts at end of year2014-12-31$11,576,906
Value of interest in pooled separate accounts at beginning of year2014-12-31$11,626,332
Interest on participant loans2014-12-31$47,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,339,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,023,283
Net investment gain/loss from pooled separate accounts2014-12-31$767,639
Net investment gain or loss from common/collective trusts2014-12-31$218,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$999,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,828,577
Contract administrator fees2014-12-31$2,803
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MITCHELL&TITUS MEMBER ERNST&YOUNG
Accountancy firm EIN2014-12-31132781641
2013 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,050,390
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,353,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,340,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,908,384
Value of total assets at end of year2013-12-31$23,995,198
Value of total assets at beginning of year2013-12-31$18,298,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,484
Total interest from all sources2013-12-31$46,991
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$42,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$4,884
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$300,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,578,902
Participant contributions at end of year2013-12-31$1,663,064
Participant contributions at beginning of year2013-12-31$1,249,857
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,023,283
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$9,257,979
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$7,364,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,696,956
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,995,198
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,298,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,682,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,592,878
Value of interest in pooled separate accounts at end of year2013-12-31$11,626,332
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,197,528
Interest on participant loans2013-12-31$46,991
Net investment gain/loss from pooled separate accounts2013-12-31$243,897
Net investment gain or loss from common/collective trusts2013-12-31$2,808,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$965,255
Income. Dividends from common stock2013-12-31$42,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,340,950
Contract administrator fees2013-12-31$7,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MITCHELL & TITUS FBO E&Y
Accountancy firm EIN2013-12-31132781641
2012 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$3,355,979
Total of all expenses incurred2012-12-31$2,146,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,127,531
Expenses. Certain deemed distributions of participant loans2012-12-31$4,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,919,946
Value of total assets at end of year2012-12-31$18,298,242
Value of total assets at beginning of year2012-12-31$17,088,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,834
Total interest from all sources2012-12-31$36,877
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$34,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$34,549
Administrative expenses professional fees incurred2012-12-31$3,827
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$30,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,198,254
Participant contributions at end of year2012-12-31$1,249,857
Participant contributions at beginning of year2012-12-31$1,159,205
Assets. Other investments not covered elsewhere at end of year2012-12-31$9,257,979
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$9,229,814
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$82,864
Administrative expenses (other) incurred2012-12-31$3,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,209,891
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,298,242
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,088,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,592,878
Value of interest in pooled separate accounts at end of year2012-12-31$6,197,528
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,699,332
Interest on participant loans2012-12-31$36,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$251,174
Net investment gain/loss from pooled separate accounts2012-12-31$774,100
Net investment gain or loss from common/collective trusts2012-12-31$339,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$638,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,127,531
Contract administrator fees2012-12-31$6,700
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MITCHELL&TITUS FBO E&Y
Accountancy firm EIN2012-12-31132781641
2011 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$2,375,674
Total of all expenses incurred2011-12-31$2,334,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,255,672
Expenses. Certain deemed distributions of participant loans2011-12-31$2,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,061,119
Value of total assets at end of year2011-12-31$17,088,351
Value of total assets at beginning of year2011-12-31$17,047,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$76,743
Total interest from all sources2011-12-31$37,644
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$31,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$76,743
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,315,005
Participant contributions at end of year2011-12-31$1,159,205
Participant contributions at beginning of year2011-12-31$1,170,476
Assets. Other investments not covered elsewhere at end of year2011-12-31$9,229,814
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$8,947,566
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$31,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$41,206
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,088,351
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,047,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$6,699,332
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,929,103
Interest on participant loans2011-12-31$39,587
Interest earned on other investments2011-12-31$-1,943
Net investment gain/loss from pooled separate accounts2011-12-31$-123,989
Net investment gain or loss from common/collective trusts2011-12-31$369,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$714,158
Income. Dividends from common stock2011-12-31$31,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,255,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MITCHELL&TITUS MEMBER ERNST&YOUNG
Accountancy firm EIN2011-12-31132781641
2010 : THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$3,101,157
Total of all expenses incurred2010-12-31$1,993,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,961,467
Expenses. Certain deemed distributions of participant loans2010-12-31$3,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,818,876
Value of total assets at end of year2010-12-31$17,047,145
Value of total assets at beginning of year2010-12-31$15,939,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$29,399
Total interest from all sources2010-12-31$43,884
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$12,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$29,399
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$30,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,250,330
Participant contributions at end of year2010-12-31$1,170,476
Participant contributions at beginning of year2010-12-31$1,071,236
Assets. Other investments not covered elsewhere at end of year2010-12-31$8,947,566
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$9,124,195
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,107,209
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,047,145
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,939,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$6,929,103
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,744,505
Interest on participant loans2010-12-31$43,884
Net investment gain/loss from pooled separate accounts2010-12-31$842,629
Net investment gain or loss from common/collective trusts2010-12-31$383,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$562,027
Income. Dividends from common stock2010-12-31$12,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,961,467
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN

2017: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE HEALTH CARE SERVICE CORPORATION THE REPRESENTED 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031576
Policy instance 1
Insurance contract or identification number031576
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031576
Policy instance 1
Insurance contract or identification number031576
Number of Individuals Covered817
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031576
Policy instance 1
Insurance contract or identification number031576
Number of Individuals Covered909
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number
Policy instance 1
Number of Individuals Covered914
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number
Policy instance 1
Number of Individuals Covered1090
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number66480
Policy instance 1
Insurance contract or identification number66480
Number of Individuals Covered1319
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number66480
Policy instance 1
Insurance contract or identification number66480
Number of Individuals Covered1319
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $26,131
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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