NORTHERN TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
401k plan membership statisitcs for THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Measure | Date | Value |
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2022 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-84,550,105 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-84,550,105 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $751,219 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $255,563 |
Total income from all sources (including contributions) | 2022-12-31 | $-349,728,741 |
Total loss/gain on sale of assets | 2022-12-31 | $6,080,930 |
Total of all expenses incurred | 2022-12-31 | $235,980,194 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $234,091,746 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $172,507,632 |
Value of total assets at end of year | 2022-12-31 | $2,524,064,139 |
Value of total assets at beginning of year | 2022-12-31 | $3,109,277,418 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,888,448 |
Total interest from all sources | 2022-12-31 | $6,864,730 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $9,269,482 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,887,813 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $117,008,442 |
Participant contributions at end of year | 2022-12-31 | $24,541,496 |
Participant contributions at beginning of year | 2022-12-31 | $25,373,631 |
Participant contributions at end of year | 2022-12-31 | $3,647,866 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $26,004,793 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $2,325,568 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $1,818,234 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $751,219 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $255,563 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-585,708,935 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,523,312,920 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,109,021,855 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $1,888,448 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $116,734,724 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $243,505,609 |
Interest on participant loans | 2022-12-31 | $1,163,483 |
Interest earned on other investments | 2022-12-31 | $5,701,247 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,151,676,132 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,531,303,105 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-38,519,206 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-421,382,204 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $223,534,943 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $305,979,843 |
Contributions received in cash from employer | 2022-12-31 | $29,494,397 |
Employer contributions (assets) at end of year | 2022-12-31 | $1,603,410 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $1,296,996 |
Income. Dividends from common stock | 2022-12-31 | $7,381,669 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $234,091,746 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $12,210,547 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $6,129,617 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GJC CPA'S & ADVISORS |
Accountancy firm EIN | 2022-12-31 | 270475249 |
2021 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $57,848,178 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $57,848,178 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $255,563 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $234,650 |
Total income from all sources (including contributions) | 2021-12-31 | $639,321,661 |
Total loss/gain on sale of assets | 2021-12-31 | $15,777,987 |
Total of all expenses incurred | 2021-12-31 | $291,973,870 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $290,044,688 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $167,727,106 |
Value of total assets at end of year | 2021-12-31 | $3,109,277,418 |
Value of total assets at beginning of year | 2021-12-31 | $2,761,908,714 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,929,182 |
Total interest from all sources | 2021-12-31 | $7,511,055 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $10,508,071 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,030,236 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $105,030,632 |
Participant contributions at end of year | 2021-12-31 | $25,373,631 |
Participant contributions at beginning of year | 2021-12-31 | $26,171,496 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $35,085,499 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $1,818,234 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $2,064,299 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $255,563 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $234,650 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $347,347,791 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,109,021,855 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,761,674,064 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $1,929,182 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $243,505,609 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $220,696,657 |
Interest on participant loans | 2021-12-31 | $1,280,491 |
Interest earned on other investments | 2021-12-31 | $6,230,564 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,531,303,105 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,241,588,704 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $18,191,266 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $361,757,998 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $305,979,843 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $270,144,467 |
Contributions received in cash from employer | 2021-12-31 | $27,610,975 |
Employer contributions (assets) at end of year | 2021-12-31 | $1,296,996 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $1,243,091 |
Income. Dividends from common stock | 2021-12-31 | $7,477,835 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $290,044,688 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $27,901,666 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $12,123,679 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2021-12-31 | 270475249 |
2020 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-50,866,258 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-50,866,258 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $234,650 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $332,621 |
Total income from all sources (including contributions) | 2020-12-31 | $421,034,035 |
Total loss/gain on sale of assets | 2020-12-31 | $11,859,295 |
Total of all expenses incurred | 2020-12-31 | $186,764,425 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $185,153,590 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $141,657,645 |
Value of total assets at end of year | 2020-12-31 | $2,761,908,714 |
Value of total assets at beginning of year | 2020-12-31 | $2,527,737,075 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,610,835 |
Total interest from all sources | 2020-12-31 | $6,895,259 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $9,891,528 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,395,295 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $101,643,219 |
Participant contributions at end of year | 2020-12-31 | $26,171,496 |
Participant contributions at beginning of year | 2020-12-31 | $27,371,217 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $12,824,294 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $2,064,299 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $2,185,975 |
Liabilities. Value of operating payables at end of year | 2020-12-31 | $234,650 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $332,621 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $234,269,610 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,761,674,064 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,527,404,454 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $1,610,835 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $220,696,657 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $211,658,713 |
Interest on participant loans | 2020-12-31 | $1,422,890 |
Interest earned on other investments | 2020-12-31 | $5,472,369 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,241,588,704 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,961,608,607 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $23,609,471 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $277,987,095 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $270,144,467 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $323,732,934 |
Contributions received in cash from employer | 2020-12-31 | $27,190,132 |
Employer contributions (assets) at end of year | 2020-12-31 | $1,243,091 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,179,629 |
Income. Dividends from common stock | 2020-12-31 | $8,496,233 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $185,153,590 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $28,170,227 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $16,310,932 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2020-12-31 | 270475249 |
2019 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $55,620,455 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $55,620,455 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $332,621 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $270,525 |
Total income from all sources (including contributions) | 2019-12-31 | $633,907,026 |
Total loss/gain on sale of assets | 2019-12-31 | $20,483,996 |
Total of all expenses incurred | 2019-12-31 | $197,942,105 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $196,349,706 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $151,960,207 |
Value of total assets at end of year | 2019-12-31 | $2,527,737,075 |
Value of total assets at beginning of year | 2019-12-31 | $2,091,710,058 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,592,399 |
Total interest from all sources | 2019-12-31 | $7,274,982 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $11,246,022 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,778,452 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $93,900,016 |
Participant contributions at end of year | 2019-12-31 | $27,371,217 |
Participant contributions at beginning of year | 2019-12-31 | $26,995,070 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $2,711,069 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $32,533,247 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $2,185,975 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,987,184 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $332,621 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $270,525 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $435,964,921 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,527,404,454 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,091,439,533 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $1,592,399 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $211,658,713 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $139,541,394 |
Interest on participant loans | 2019-12-31 | $1,442,447 |
Interest earned on other investments | 2019-12-31 | $5,832,535 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,961,608,607 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,623,275,311 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $34,826,967 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $352,494,397 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $323,732,934 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $295,295,384 |
Contributions received in cash from employer | 2019-12-31 | $25,526,944 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,179,629 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,904,646 |
Income. Dividends from common stock | 2019-12-31 | $8,467,570 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $196,349,706 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $42,212,581 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $21,728,585 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2019-12-31 | 270475249 |
2018 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2018 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-93,550,805 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-93,550,805 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $270,525 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $321,843 |
Total income from all sources (including contributions) | 2018-12-31 | $-8,194,246 |
Total loss/gain on sale of assets | 2018-12-31 | $51,120,008 |
Total of all expenses incurred | 2018-12-31 | $197,919,878 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $195,922,855 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $153,293,642 |
Value of total assets at end of year | 2018-12-31 | $2,091,710,058 |
Value of total assets at beginning of year | 2018-12-31 | $2,297,875,500 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,997,023 |
Total interest from all sources | 2018-12-31 | $6,528,779 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $8,991,316 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $923,209 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $88,645,220 |
Participant contributions at end of year | 2018-12-31 | $26,995,070 |
Participant contributions at beginning of year | 2018-12-31 | $26,427,183 |
Participant contributions at end of year | 2018-12-31 | $2,711,069 |
Participant contributions at beginning of year | 2018-12-31 | $2,617,195 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $40,090,664 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,987,184 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,722,513 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $270,525 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $321,843 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-206,114,124 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,091,439,533 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,297,553,657 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $1,997,023 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $139,541,394 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $159,269,673 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $14,884,683 |
Interest on participant loans | 2018-12-31 | $1,271,039 |
Interest earned on other investments | 2018-12-31 | $5,257,740 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,623,275,311 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,597,730,064 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-14,638,031 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $112,348 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-120,051,503 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $295,295,384 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $380,876,075 |
Contributions received in cash from employer | 2018-12-31 | $24,557,758 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,904,646 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,851,317 |
Income. Dividends from common stock | 2018-12-31 | $8,068,107 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $195,922,855 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $112,496,797 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $279,338,473 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $228,218,465 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2018-12-31 | 270475249 |
2017 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $30,491,017 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $30,491,017 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $321,843 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $300,114 |
Total income from all sources (including contributions) | 2017-12-31 | $452,299,811 |
Total loss/gain on sale of assets | 2017-12-31 | $32,203,441 |
Total of all expenses incurred | 2017-12-31 | $160,039,949 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $157,994,383 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $133,242,483 |
Value of total assets at end of year | 2017-12-31 | $2,297,875,500 |
Value of total assets at beginning of year | 2017-12-31 | $2,005,593,909 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,045,566 |
Total interest from all sources | 2017-12-31 | $5,421,805 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $9,518,431 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,370,610 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $84,876,355 |
Participant contributions at end of year | 2017-12-31 | $26,427,183 |
Participant contributions at beginning of year | 2017-12-31 | $26,470,898 |
Participant contributions at end of year | 2017-12-31 | $2,617,195 |
Participant contributions at beginning of year | 2017-12-31 | $2,544,598 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $25,143,668 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $1,722,513 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,883,143 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $321,843 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $300,114 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $292,259,862 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,297,553,657 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,005,293,795 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $2,045,566 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $159,269,673 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $159,948,562 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $14,884,683 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $16,467,311 |
Interest on participant loans | 2017-12-31 | $1,169,142 |
Interest earned on other investments | 2017-12-31 | $4,252,663 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,597,730,064 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,312,464,348 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $30,741,167 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $14,395 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $210,667,072 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $380,876,075 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $381,019,126 |
Contributions received in cash from employer | 2017-12-31 | $23,222,460 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,851,317 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,664,530 |
Income. Dividends from common stock | 2017-12-31 | $8,147,821 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $157,994,383 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $112,496,797 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $103,131,393 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $141,861,422 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $109,657,981 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2017-12-31 | 270475249 |
2016 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $56,689,684 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $56,689,684 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $300,114 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $190,787 |
Total income from all sources (including contributions) | 2016-12-31 | $330,535,025 |
Total loss/gain on sale of assets | 2016-12-31 | $23,057,806 |
Total of all expenses incurred | 2016-12-31 | $165,249,345 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $163,176,795 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $129,891,977 |
Value of total assets at end of year | 2016-12-31 | $2,005,593,909 |
Value of total assets at beginning of year | 2016-12-31 | $1,840,198,902 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $2,072,550 |
Total interest from all sources | 2016-12-31 | $4,739,662 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $10,125,429 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,503,399 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $78,898,504 |
Participant contributions at end of year | 2016-12-31 | $26,470,898 |
Participant contributions at beginning of year | 2016-12-31 | $27,276,142 |
Participant contributions at end of year | 2016-12-31 | $2,544,598 |
Participant contributions at beginning of year | 2016-12-31 | $2,452,223 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $28,034,714 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,883,143 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $2,135,749 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $300,114 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $190,787 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $165,285,680 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,005,293,795 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,840,008,115 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $2,072,550 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $159,948,562 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $236,265,187 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $16,467,311 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $15,851,595 |
Interest on participant loans | 2016-12-31 | $1,174,904 |
Interest earned on other investments | 2016-12-31 | $3,564,758 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,312,464,348 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,081,224,951 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $9,211,861 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $743 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $96,817,863 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $381,019,126 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $360,498,084 |
Contributions received in cash from employer | 2016-12-31 | $22,958,759 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,664,530 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,564,768 |
Income. Dividends from common stock | 2016-12-31 | $8,622,030 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $163,176,795 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $103,131,393 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $112,930,203 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $157,716,940 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $134,659,134 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2016-12-31 | 270475249 |
2015 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $4,431,059 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $4,431,059 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $190,787 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $198,541 |
Total income from all sources (including contributions) | 2015-12-31 | $125,292,424 |
Total loss/gain on sale of assets | 2015-12-31 | $18,248,908 |
Total of all expenses incurred | 2015-12-31 | $169,041,894 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $167,426,096 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $104,983,235 |
Value of total assets at end of year | 2015-12-31 | $1,840,198,902 |
Value of total assets at beginning of year | 2015-12-31 | $1,883,956,126 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,615,798 |
Total interest from all sources | 2015-12-31 | $5,903,623 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $8,898,766 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,418,799 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $83,548,404 |
Participant contributions at end of year | 2015-12-31 | $27,276,142 |
Participant contributions at beginning of year | 2015-12-31 | $27,668,219 |
Participant contributions at end of year | 2015-12-31 | $2,452,223 |
Participant contributions at beginning of year | 2015-12-31 | $2,263,805 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $2,135,749 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,984,904 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $190,787 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $198,541 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-43,749,470 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,840,008,115 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,883,757,585 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $1,615,798 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $236,265,187 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $238,965,868 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $15,851,595 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $16,494,587 |
Interest on participant loans | 2015-12-31 | $1,225,260 |
Interest earned on other investments | 2015-12-31 | $4,678,363 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,081,224,951 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,228,957,856 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-8,937,359 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-58,795 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-8,177,013 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $360,498,084 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $366,676,355 |
Contributions received in cash from employer | 2015-12-31 | $21,434,831 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,564,768 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $944,532 |
Income. Dividends from common stock | 2015-12-31 | $7,479,967 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $167,426,096 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $112,930,203 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $142,505,804 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $124,256,896 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2015-12-31 | 270475249 |
2014 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $10,544,709 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $10,544,709 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $198,541 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $185,413 |
Total income from all sources (including contributions) | 2014-12-31 | $222,616,996 |
Total loss/gain on sale of assets | 2014-12-31 | $21,558,708 |
Total of all expenses incurred | 2014-12-31 | $154,183,885 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $152,775,112 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $97,929,789 |
Value of total assets at end of year | 2014-12-31 | $1,883,956,126 |
Value of total assets at beginning of year | 2014-12-31 | $1,815,509,887 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,408,773 |
Total interest from all sources | 2014-12-31 | $5,097,792 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $9,174,810 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,765,459 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $77,797,166 |
Participant contributions at end of year | 2014-12-31 | $27,668,219 |
Participant contributions at beginning of year | 2014-12-31 | $26,248,530 |
Participant contributions at end of year | 2014-12-31 | $2,263,805 |
Participant contributions at beginning of year | 2014-12-31 | $2,199,320 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,984,904 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $2,038,645 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $198,541 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $185,413 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $68,433,111 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,883,757,585 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,815,324,474 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $1,408,773 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $238,965,868 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $226,620,108 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $16,494,587 |
Interest on participant loans | 2014-12-31 | $1,251,100 |
Interest earned on other investments | 2014-12-31 | $3,846,692 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,228,957,856 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,192,296,048 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-180,982 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $78,492,170 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $366,676,355 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $365,139,550 |
Contributions received in cash from employer | 2014-12-31 | $20,132,623 |
Employer contributions (assets) at end of year | 2014-12-31 | $944,532 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $967,686 |
Income. Dividends from common stock | 2014-12-31 | $7,409,351 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $152,775,112 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $49,083,898 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $27,525,190 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2014-12-31 | 270475249 |
2013 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $56,757,304 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $56,757,304 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $185,413 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $255,571 |
Total income from all sources (including contributions) | 2013-12-31 | $379,187,932 |
Total loss/gain on sale of assets | 2013-12-31 | $17,092,172 |
Total of all expenses incurred | 2013-12-31 | $146,414,882 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $144,886,590 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $92,084,277 |
Value of total assets at end of year | 2013-12-31 | $1,815,509,887 |
Value of total assets at beginning of year | 2013-12-31 | $1,582,806,995 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,528,292 |
Total interest from all sources | 2013-12-31 | $3,695,525 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $9,209,674 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,484,409 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $72,747,375 |
Participant contributions at end of year | 2013-12-31 | $26,248,530 |
Participant contributions at beginning of year | 2013-12-31 | $23,800,047 |
Participant contributions at end of year | 2013-12-31 | $2,199,320 |
Participant contributions at beginning of year | 2013-12-31 | $2,034,486 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $2,038,645 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $258,735 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $185,413 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $255,571 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $232,773,050 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,815,324,474 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,582,551,424 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $1,528,292 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $226,620,108 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $369,846,736 |
Interest on participant loans | 2013-12-31 | $1,166,153 |
Interest earned on other investments | 2013-12-31 | $2,529,372 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,192,296,048 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $856,964,688 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $34,696,831 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $165,652,149 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $365,139,550 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $329,154,033 |
Contributions received in cash from employer | 2013-12-31 | $19,336,902 |
Employer contributions (assets) at end of year | 2013-12-31 | $967,686 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $748,270 |
Income. Dividends from common stock | 2013-12-31 | $7,725,265 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $144,886,590 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $41,101,134 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $24,008,962 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2013-12-31 | 270475249 |
2012 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $63,662,035 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $63,662,035 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $255,571 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $119,482 |
Total income from all sources (including contributions) | 2012-12-31 | $303,654,851 |
Total loss/gain on sale of assets | 2012-12-31 | $10,016,423 |
Total of all expenses incurred | 2012-12-31 | $124,014,857 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $122,445,778 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $87,754,552 |
Value of total assets at end of year | 2012-12-31 | $1,582,806,995 |
Value of total assets at beginning of year | 2012-12-31 | $1,403,030,913 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,569,079 |
Total interest from all sources | 2012-12-31 | $5,032,675 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $12,404,940 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $4,206,470 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $69,161,721 |
Participant contributions at end of year | 2012-12-31 | $23,800,047 |
Participant contributions at beginning of year | 2012-12-31 | $23,489,278 |
Participant contributions at end of year | 2012-12-31 | $2,034,486 |
Participant contributions at beginning of year | 2012-12-31 | $1,962,386 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $258,735 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $2,069,435 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $255,571 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $119,482 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $179,639,994 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,582,551,424 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,402,911,431 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $1,569,079 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $369,846,736 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $318,176,911 |
Interest on participant loans | 2012-12-31 | $1,127,273 |
Interest earned on other investments | 2012-12-31 | $3,905,402 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $856,964,688 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $756,383,459 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $33,879,014 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $90,905,212 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $329,154,033 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $290,596,752 |
Contributions received in cash from employer | 2012-12-31 | $18,592,831 |
Employer contributions (assets) at end of year | 2012-12-31 | $748,270 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $10,352,692 |
Income. Dividends from common stock | 2012-12-31 | $8,198,470 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $122,445,778 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $45,553,490 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $35,537,067 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2012-12-31 | 270475249 |
2011 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-125,360,863 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-125,360,863 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $119,482 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $123,944 |
Total income from all sources (including contributions) | 2011-12-31 | $-16,210,371 |
Total loss/gain on sale of assets | 2011-12-31 | $7,882,052 |
Total of all expenses incurred | 2011-12-31 | $98,232,344 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $96,701,519 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $94,400,979 |
Value of total assets at end of year | 2011-12-31 | $1,403,030,913 |
Value of total assets at beginning of year | 2011-12-31 | $1,517,478,090 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,530,825 |
Total interest from all sources | 2011-12-31 | $5,386,062 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $12,331,916 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $3,981,589 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $66,878,431 |
Participant contributions at end of year | 2011-12-31 | $23,489,278 |
Participant contributions at beginning of year | 2011-12-31 | $23,548,950 |
Participant contributions at end of year | 2011-12-31 | $1,962,386 |
Participant contributions at beginning of year | 2011-12-31 | $1,900,240 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $2,069,435 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,175,006 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $119,482 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $123,944 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-114,442,715 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,402,911,431 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,517,354,146 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $1,530,825 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $318,176,911 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $306,922,108 |
Interest on participant loans | 2011-12-31 | $1,229,034 |
Interest earned on other investments | 2011-12-31 | $4,157,028 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $756,383,459 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $760,159,642 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $24,962 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $24,962 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-11,449,190 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $598,673 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $290,596,752 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $422,122,356 |
Contributions received in cash from employer | 2011-12-31 | $27,522,548 |
Employer contributions (assets) at end of year | 2011-12-31 | $10,352,692 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $624,826 |
Income. Dividends from common stock | 2011-12-31 | $8,350,327 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $96,701,519 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $20,328,991 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $12,446,939 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | GEORGE JOHNSON & COMPANY |
Accountancy firm EIN | 2011-12-31 | 270475249 |
2010 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $11,843,075 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $11,843,075 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $123,944 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $222,799,964 |
Total loss/gain on sale of assets | 2010-12-31 | $10,713,092 |
Total of all expenses incurred | 2010-12-31 | $128,474,054 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $127,111,140 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $82,431,370 |
Value of total assets at end of year | 2010-12-31 | $1,517,478,090 |
Value of total assets at beginning of year | 2010-12-31 | $1,417,237,533 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,362,914 |
Total interest from all sources | 2010-12-31 | $5,417,668 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $12,874,778 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $3,903,674 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $150,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $65,367,068 |
Participant contributions at end of year | 2010-12-31 | $23,548,950 |
Participant contributions at beginning of year | 2010-12-31 | $22,006,102 |
Participant contributions at end of year | 2010-12-31 | $1,900,240 |
Participant contributions at beginning of year | 2010-12-31 | $1,865,645 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,175,006 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $2,333,947 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $123,944 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $94,325,910 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,517,354,146 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,417,237,533 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $1,362,914 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $306,922,108 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $526,517,843 |
Interest on participant loans | 2010-12-31 | $1,308,461 |
Interest earned on other investments | 2010-12-31 | $4,109,207 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $760,159,642 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $425,614,644 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $24,962 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,195,802 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,195,802 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $41,476,403 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $58,043,578 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $422,122,356 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $434,174,820 |
Contributions received in cash from employer | 2010-12-31 | $17,064,302 |
Employer contributions (assets) at end of year | 2010-12-31 | $624,826 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,528,730 |
Income. Dividends from common stock | 2010-12-31 | $8,971,104 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $127,111,140 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $23,712,916 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $12,999,824 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | WASHINGTON, PITTMAN & MCKEEVER, LLC |
Accountancy firm EIN | 2010-12-31 | 364289747 |
2009 : THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 3 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 ) |
Policy contract number | 38027 |
Policy instance | 1 |
Insurance contract or identification number | 38027 | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
Policy contract number | INV_NTR_IP_0618 |
Policy instance | 2 |
Insurance contract or identification number | INV_NTR_IP_0618 | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | MDA01273TR |
Policy instance | 4 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 5 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 6 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 7 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432 |
Policy instance | 8 |
Insurance contract or identification number | 060432 | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 ) |
Policy contract number | RGA00112 |
Policy instance | 9 |
Insurance contract or identification number | RGA00112 | Number of Individuals Covered | 2238 | Insurance policy start date | 2022-09-24 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 3 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 ) |
Policy contract number | 38027 |
Policy instance | 1 |
Insurance contract or identification number | 38027 | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
Policy contract number | INV_NTR_IP_0618 |
Policy instance | 2 |
Insurance contract or identification number | INV_NTR_IP_0618 | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | MDA01273TR |
Policy instance | 4 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 5 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 6 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 7 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432 |
Policy instance | 8 |
Insurance contract or identification number | 060432 | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 ) |
Policy contract number | RGA00112 |
Policy instance | 9 |
Insurance contract or identification number | RGA00112 | Number of Individuals Covered | 2133 | Insurance policy start date | 2021-09-24 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 ) |
Policy contract number | 38027 |
Policy instance | 1 |
Insurance contract or identification number | 38027 | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
Policy contract number | INV_NTR_IP_0618 |
Policy instance | 2 |
Insurance contract or identification number | INV_NTR_IP_0618 | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 3 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | MDA01273TR |
Policy instance | 4 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 5 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 6 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 7 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432 |
Policy instance | 8 |
Insurance contract or identification number | 060432 | Number of Individuals Covered | 2301 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
Policy contract number | MDA01273TR |
Policy instance | 4 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432 |
Policy instance | 8 |
Insurance contract or identification number | 060432 | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 7 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 ) |
Policy contract number | 38027 |
Policy instance | 1 |
Insurance contract or identification number | 38027 | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
Policy contract number | INV_NTR_IP_0618 |
Policy instance | 2 |
Insurance contract or identification number | INV_NTR_IP_0618 | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 3 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 6 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 5 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2358 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
Policy contract number | MDA01273TR |
Policy instance | 4 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432C |
Policy instance | 10 |
Insurance contract or identification number | 060432C | Number of Individuals Covered | 0 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-06-14 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 035090 |
Policy instance | 9 |
Insurance contract or identification number | 035090 | Number of Individuals Covered | 0 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-06-14 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432 |
Policy instance | 8 |
Insurance contract or identification number | 060432 | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-06-14 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 ) |
Policy contract number | 38027 |
Policy instance | 1 |
Insurance contract or identification number | 38027 | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-10-26 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
Policy contract number | INV_NTR_IP_0618 |
Policy instance | 2 |
Insurance contract or identification number | INV_NTR_IP_0618 | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-06-14 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 3 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 5 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 6 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 7 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2448 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432C |
Policy instance | 1 |
Insurance contract or identification number | 060432C | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 2 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 4 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 5 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 035090 |
Policy instance | 3 |
Insurance contract or identification number | 035090 | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
Policy contract number | MDA01273TR |
Policy instance | 7 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 6 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 1 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 3 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 035090 |
Policy instance | 4 |
Insurance contract or identification number | 035090 | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432C |
Policy instance | 5 |
Insurance contract or identification number | 060432C | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
Policy contract number | MDA01273TR |
Policy instance | 2 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 7 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 6 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2914 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 035090 |
Policy instance | 1 |
Insurance contract or identification number | 035090 | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432D |
Policy instance | 7 |
Insurance contract or identification number | 060432D | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432B |
Policy instance | 5 |
Insurance contract or identification number | 060432B | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432A |
Policy instance | 4 |
Insurance contract or identification number | 060432A | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
Policy contract number | MDA01273TR |
Policy instance | 3 |
Insurance contract or identification number | MDA01273TR | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 063392 |
Policy instance | 2 |
Insurance contract or identification number | 063392 | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | 060432C |
Policy instance | 6 |
Insurance contract or identification number | 060432C | Number of Individuals Covered | 2379 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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