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Plan Name | UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | UNDERWRITERS LABORATORIES INC. |
Employer identification number (EIN): | 361892375 |
NAIC Classification: | 541380 |
NAIC Description: | Testing Laboratories |
Additional information about UNDERWRITERS LABORATORIES INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1961-06-08 |
Company Identification Number: | 0002135207 |
Legal Registered Office Address: |
1999 BRYAN ST STE 900 DALLAS United States of America (USA) 75201 |
More information about UNDERWRITERS LABORATORIES INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2011-01-01 | LAURA HANNAN | |||
002 | 2010-01-01 | LAURA HANNAN | |||
002 | 2009-01-01 | LAURA HANNAN |
Measure | Date | Value |
---|---|---|
2011: UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 4,456 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 3,945 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 73 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 805 |
Total of all active and inactive participants | 2011-01-01 | 4,823 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 36 |
Total participants | 2011-01-01 | 4,859 |
Number of participants with account balances | 2011-01-01 | 4,337 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 68 |
2010: UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 4,363 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 3,647 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 66 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 713 |
Total of all active and inactive participants | 2010-01-01 | 4,426 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 30 |
Total participants | 2010-01-01 | 4,456 |
Number of participants with account balances | 2010-01-01 | 4,340 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 44 |
2009: UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 4,174 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 3,648 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 79 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 736 |
Total of all active and inactive participants | 2009-01-01 | 4,463 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 34 |
Total participants | 2009-01-01 | 4,497 |
Number of participants with account balances | 2009-01-01 | 4,363 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 31 |
Measure | Date | Value |
---|---|---|
2011 : UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $2,134,000 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $2,134,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $9,000 |
Total income from all sources (including contributions) | 2011-12-31 | $39,678,000 |
Total of all expenses incurred | 2011-12-31 | $27,920,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $27,610,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $43,049,000 |
Value of total assets at end of year | 2011-12-31 | $496,614,000 |
Value of total assets at beginning of year | 2011-12-31 | $486,619,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $310,000 |
Total interest from all sources | 2011-12-31 | $15,712,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $34,000 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $22,428,000 |
Participant contributions at end of year | 2011-12-31 | $11,206,000 |
Participant contributions at beginning of year | 2011-12-31 | $9,980,000 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $73,908,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $73,184,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,147,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $9,000 |
Administrative expenses (other) incurred | 2011-12-31 | $15,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $11,758,000 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $496,614,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $486,610,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $261,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $380,995,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $372,209,000 |
Interest on participant loans | 2011-12-31 | $504,000 |
Interest earned on other investments | 2011-12-31 | $15,208,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $30,505,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $31,246,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $31,246,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-21,217,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $19,474,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $27,610,000 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MITCHEL TITUS LLP |
Accountancy firm EIN | 2011-12-31 | 132781641 |
2010 : UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,754,000 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,754,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $9,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,380,000 |
Total income from all sources (including contributions) | 2010-12-31 | $101,178,000 |
Total of all expenses incurred | 2010-12-31 | $19,886,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $19,665,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $42,721,000 |
Value of total assets at end of year | 2010-12-31 | $486,619,000 |
Value of total assets at beginning of year | 2010-12-31 | $406,698,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $221,000 |
Total interest from all sources | 2010-12-31 | $8,148,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $74,000 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $21,851,000 |
Participant contributions at end of year | 2010-12-31 | $9,980,000 |
Participant contributions at beginning of year | 2010-12-31 | $8,179,000 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $73,184,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $72,773,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,629,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $9,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $1,366,000 |
Administrative expenses (other) incurred | 2010-12-31 | $21,000 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $14,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $81,292,000 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $486,610,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $405,318,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $126,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $401,541,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $322,885,000 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $75,060,000 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $74,986,000 |
Interest on participant loans | 2010-12-31 | $494,000 |
Interest earned on other investments | 2010-12-31 | $7,654,000 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $38,000 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $72,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $31,246,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $34,829,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $34,829,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $48,555,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $19,241,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $19,665,000 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $576,000 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MITCHEL TITUS LLP |
Accountancy firm EIN | 2010-12-31 | 132781641 |
2011: UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | First time form 5500 has been submitted | Yes |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | Yes |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Insurance | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement – Insurance | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: UNDERWRITERS LABORATORIES INC. FINANCIAL SECURITY PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |