401k Plan data: THE ESI 401(K) PLAN plan

THE ESI 401(K) PLAN 401k Plan overview

Plan Name	THE ESI 401(K) PLAN
Plan identification number	001

THE ESI 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ITT EDUCATIONAL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ITT EDUCATIONAL SERVICES, INC.

Employer identification number (EIN): 362061311

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ESI 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 DEBORAH CARUSO, CHAPTER 7 TRUSTEE 2020-01-28
001 2017-01-01 DEBORAH CARUSO
001 2016-01-01 DEBBIE CARUSO
001 2015-01-01 ERICA BISCH
001 2015-01-01 CAROLYN HERALD
001 2014-01-01 ERICA BISCH
001 2013-01-01 ERICA BISCH
001 2012-01-01 ANGELA K. KNOWLTON
001 2011-01-01 ANGELA K. KNOWLTON
001 2010-01-01 NINA F. ESBIN
001 2009-01-01 NINA F ESBIN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	DEBORAH CARUSO, CHAPTER 7 TRUSTEE	2020-01-28
001	2017-01-01	DEBORAH CARUSO
001	2016-01-01	DEBBIE CARUSO
001	2015-01-01	ERICA BISCH
001	2015-01-01	CAROLYN HERALD
001	2014-01-01	ERICA BISCH
001	2013-01-01	ERICA BISCH
001	2012-01-01	ANGELA K. KNOWLTON
001	2011-01-01	ANGELA K. KNOWLTON
001	2010-01-01	NINA F. ESBIN
001	2009-01-01	NINA F ESBIN

Plan Statistics for THE ESI 401(K) PLAN

401k plan membership statisitcs for THE ESI 401(K) PLAN

Measure Date Value
2017: THE ESI 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4,986
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 104
Number of other retired or separated participants entitled to future benefits 2017-01-01 4,858
Total of all active and inactive participants 2017-01-01 4,962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 18
Total participants 2017-01-01 4,980
Number of participants with account balances 2017-01-01 4,982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE ESI 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 12,919
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 94
Number of other retired or separated participants entitled to future benefits 2016-01-01 4,607
Total of all active and inactive participants 2016-01-01 4,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 15
Total participants 2016-01-01 4,716
Number of participants with account balances 2016-01-01 4,484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 886
2015: THE ESI 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 13,657
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10,583
Number of retired or separated participants receiving benefits 2015-01-01 31
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,905
Total of all active and inactive participants 2015-01-01 12,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 12
Total participants 2015-01-01 12,531
Number of participants with account balances 2015-01-01 6,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1,199
2014: THE ESI 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 13,749
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 9,293
Number of retired or separated participants receiving benefits 2014-01-01 2,119
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,764
Total of all active and inactive participants 2014-01-01 13,176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 18
Total participants 2014-01-01 13,194
Number of participants with account balances 2014-01-01 9,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1,398
2013: THE ESI 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 14,995
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 9,388
Number of retired or separated participants receiving benefits 2013-01-01 2,023
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,750
Total of all active and inactive participants 2013-01-01 13,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 18
Total participants 2013-01-01 13,179
Number of participants with account balances 2013-01-01 9,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1,339
2012: THE ESI 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 15,250
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 10,610
Number of retired or separated participants receiving benefits 2012-01-01 1,808
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,980
Total of all active and inactive participants 2012-01-01 14,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 16
Total participants 2012-01-01 14,414
Number of participants with account balances 2012-01-01 10,379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1,724
2011: THE ESI 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 15,015
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 10,973
Number of retired or separated participants receiving benefits 2011-01-01 1,700
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,970
Total of all active and inactive participants 2011-01-01 14,643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 16
Total participants 2011-01-01 14,659
Number of participants with account balances 2011-01-01 11,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2,039
2010: THE ESI 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 14,194
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 10,885
Number of retired or separated participants receiving benefits 2010-01-01 1,320
Number of other retired or separated participants entitled to future benefits 2010-01-01 1,938
Total of all active and inactive participants 2010-01-01 14,143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 15
Total participants 2010-01-01 14,158
Number of participants with account balances 2010-01-01 11,483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2,221
2009: THE ESI 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12,228
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 9,832
Number of retired or separated participants receiving benefits 2009-01-01 838
Number of other retired or separated participants entitled to future benefits 2009-01-01 2,693
Total of all active and inactive participants 2009-01-01 13,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 9
Total participants 2009-01-01 13,372
Number of participants with account balances 2009-01-01 11,928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1,345

Measure	Date	Value
2017: THE ESI 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4,986
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	104
Number of other retired or separated participants entitled to future benefits	2017-01-01	4,858
Total of all active and inactive participants	2017-01-01	4,962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	18
Total participants	2017-01-01	4,980
Number of participants with account balances	2017-01-01	4,982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE ESI 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	12,919
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	94
Number of other retired or separated participants entitled to future benefits	2016-01-01	4,607
Total of all active and inactive participants	2016-01-01	4,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	15
Total participants	2016-01-01	4,716
Number of participants with account balances	2016-01-01	4,484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	886
2015: THE ESI 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	13,657
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10,583
Number of retired or separated participants receiving benefits	2015-01-01	31
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,905
Total of all active and inactive participants	2015-01-01	12,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	12
Total participants	2015-01-01	12,531
Number of participants with account balances	2015-01-01	6,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1,199
2014: THE ESI 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	13,749
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	9,293
Number of retired or separated participants receiving benefits	2014-01-01	2,119
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,764
Total of all active and inactive participants	2014-01-01	13,176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	18
Total participants	2014-01-01	13,194
Number of participants with account balances	2014-01-01	9,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1,398
2013: THE ESI 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	14,995
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	9,388
Number of retired or separated participants receiving benefits	2013-01-01	2,023
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,750
Total of all active and inactive participants	2013-01-01	13,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	18
Total participants	2013-01-01	13,179
Number of participants with account balances	2013-01-01	9,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1,339
2012: THE ESI 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	15,250
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	10,610
Number of retired or separated participants receiving benefits	2012-01-01	1,808
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,980
Total of all active and inactive participants	2012-01-01	14,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	16
Total participants	2012-01-01	14,414
Number of participants with account balances	2012-01-01	10,379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1,724
2011: THE ESI 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	15,015
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	10,973
Number of retired or separated participants receiving benefits	2011-01-01	1,700
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,970
Total of all active and inactive participants	2011-01-01	14,643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	16
Total participants	2011-01-01	14,659
Number of participants with account balances	2011-01-01	11,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2,039
2010: THE ESI 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	14,194
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	10,885
Number of retired or separated participants receiving benefits	2010-01-01	1,320
Number of other retired or separated participants entitled to future benefits	2010-01-01	1,938
Total of all active and inactive participants	2010-01-01	14,143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	15
Total participants	2010-01-01	14,158
Number of participants with account balances	2010-01-01	11,483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2,221
2009: THE ESI 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12,228
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	9,832
Number of retired or separated participants receiving benefits	2009-01-01	838
Number of other retired or separated participants entitled to future benefits	2009-01-01	2,693
Total of all active and inactive participants	2009-01-01	13,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	9
Total participants	2009-01-01	13,372
Number of participants with account balances	2009-01-01	11,928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1,345

Financial Data on THE ESI 401(K) PLAN

Measure	Date	Value
2018 : THE ESI 401(K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$70,871
Total income from all sources (including contributions)	2018-12-31	$2,500,180
Total of all expenses incurred	2018-12-31	$107,837,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$107,249,465
Value of total assets at end of year	2018-12-31	$14,649
Value of total assets at beginning of year	2018-12-31	$105,422,720
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$587,915
Total interest from all sources	2018-12-31	$12,215
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,041,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,041,235
Administrative expenses professional fees incurred	2018-12-31	$91,846
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at beginning of year	2018-12-31	$525,951
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$2,177
Other income not declared elsewhere	2018-12-31	$13,549
Administrative expenses (other) incurred	2018-12-31	$496,069
Liabilities. Value of operating payables at beginning of year	2018-12-31	$70,871
Total non interest bearing cash at end of year	2018-12-31	$11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-105,337,200
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$14,649
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$105,351,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$14,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$104,894,301
Interest on participant loans	2018-12-31	$12,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$292
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$1,433,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$107,249,465
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BGBC PARTNERS, LLP
Accountancy firm EIN	2018-12-31	205804172
2017 : THE ESI 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$70,871
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$18,000
Total income from all sources (including contributions)	2017-12-31	$15,412,846
Total of all expenses incurred	2017-12-31	$3,842,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,446,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$294
Value of total assets at end of year	2017-12-31	$105,422,720
Value of total assets at beginning of year	2017-12-31	$93,799,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$395,963
Total interest from all sources	2017-12-31	$74,009
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,735,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,735,904
Administrative expenses professional fees incurred	2017-12-31	$153,897
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$525,951
Participant contributions at beginning of year	2017-12-31	$2,689,390
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$173,219
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$294
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$2,177
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$242,066
Liabilities. Value of operating payables at end of year	2017-12-31	$70,871
Liabilities. Value of operating payables at beginning of year	2017-12-31	$18,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$11,570,059
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$105,351,849
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$93,781,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$104,894,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$90,937,181
Interest on participant loans	2017-12-31	$74,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$13,602,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,446,824
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BGBC PARTNERS, LLP
Accountancy firm EIN	2017-12-31	205804172
2016 : THE ESI 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$18,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$32,500
Total income from all sources (including contributions)	2016-12-31	$16,576,378
Total of all expenses incurred	2016-12-31	$68,794,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$66,480,922
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,747,785
Value of total corrective distributions	2016-12-31	$184,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$8,782,468
Value of total assets at end of year	2016-12-31	$93,799,790
Value of total assets at beginning of year	2016-12-31	$146,032,291
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$381,656
Total interest from all sources	2016-12-31	$129,773
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,135,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,135,514
Administrative expenses professional fees incurred	2016-12-31	$18,000
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$6,603,271
Participant contributions at end of year	2016-12-31	$2,689,390
Participant contributions at beginning of year	2016-12-31	$4,287,082
Participant contributions at beginning of year	2016-12-31	$280
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$173,219
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$118,253
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$310,679
Other income not declared elsewhere	2016-12-31	$-473,868
Administrative expenses (other) incurred	2016-12-31	$329,906
Liabilities. Value of operating payables at end of year	2016-12-31	$18,000
Liabilities. Value of operating payables at beginning of year	2016-12-31	$32,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-52,218,001
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$93,781,790
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$145,999,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$33,750
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$90,937,181
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$130,567,900
Interest on participant loans	2016-12-31	$129,773
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$10,548,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$10,548,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$6,002,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at beginning of year	2016-12-31	$509,716
Contributions received in cash from employer	2016-12-31	$1,868,518
Employer contributions (assets) at beginning of year	2016-12-31	$539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$66,480,922
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BGBC PARTNERS, LLP
Accountancy firm EIN	2016-12-31	205804172
2015 : THE ESI 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-889,745
Total unrealized appreciation/depreciation of assets	2015-12-31	$-889,745
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$32,500
Total income from all sources (including contributions)	2015-12-31	$12,227,300
Total of all expenses incurred	2015-12-31	$36,714,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$35,880,637
Expenses. Certain deemed distributions of participant loans	2015-12-31	$271,973
Value of total corrective distributions	2015-12-31	$36,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$14,198,207
Value of total assets at end of year	2015-12-31	$146,032,291
Value of total assets at beginning of year	2015-12-31	$170,486,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$524,952
Total interest from all sources	2015-12-31	$248,551
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,513,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,513,461
Administrative expenses professional fees incurred	2015-12-31	$32,500
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$10,573,273
Participant contributions at end of year	2015-12-31	$4,287,082
Participant contributions at beginning of year	2015-12-31	$4,614,375
Participant contributions at end of year	2015-12-31	$280
Participant contributions at beginning of year	2015-12-31	$777
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$118,253
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,075,677
Administrative expenses (other) incurred	2015-12-31	$447,452
Liabilities. Value of operating payables at end of year	2015-12-31	$32,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-24,487,101
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$145,999,791
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$170,486,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$130,567,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$152,633,356
Interest on participant loans	2015-12-31	$237,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$10,548,521
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$11,760,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$11,760,281
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$11,544
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,843,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$509,716
Assets. Invements in employer securities at beginning of year	2015-12-31	$1,477,732
Contributions received in cash from employer	2015-12-31	$2,549,257
Employer contributions (assets) at end of year	2015-12-31	$539
Employer contributions (assets) at beginning of year	2015-12-31	$371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$35,880,637
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2015-12-31	133891517
2014 : THE ESI 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-3,211,786
Total unrealized appreciation/depreciation of assets	2014-12-31	$-3,211,786
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$19,940,321
Total loss/gain on sale of assets	2014-12-31	$-1,141,824
Total of all expenses incurred	2014-12-31	$31,158,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$30,232,842
Expenses. Certain deemed distributions of participant loans	2014-12-31	$76,070
Value of total corrective distributions	2014-12-31	$181,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$14,895,245
Value of total assets at end of year	2014-12-31	$170,486,892
Value of total assets at beginning of year	2014-12-31	$181,704,888
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$668,271
Total interest from all sources	2014-12-31	$192,497
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$7,314,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$7,314,835
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$10,668,392
Participant contributions at end of year	2014-12-31	$4,614,375
Participant contributions at beginning of year	2014-12-31	$4,372,846
Participant contributions at end of year	2014-12-31	$777
Participant contributions at beginning of year	2014-12-31	$478,848
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,341,824
Administrative expenses (other) incurred	2014-12-31	$402,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-11,217,996
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$170,486,892
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$181,704,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$265,729
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$152,633,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$157,959,201
Interest on participant loans	2014-12-31	$187,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$11,760,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$12,269,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$12,269,869
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$5,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,891,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$1,477,732
Assets. Invements in employer securities at beginning of year	2014-12-31	$6,467,522
Contributions received in cash from employer	2014-12-31	$2,885,029
Employer contributions (assets) at end of year	2014-12-31	$371
Employer contributions (assets) at beginning of year	2014-12-31	$156,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$30,232,842
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$2,126,824
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$3,268,648
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2014-12-31	133891517
2013 : THE ESI 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$3,072,704
Total unrealized appreciation/depreciation of assets	2013-12-31	$3,072,704
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$47,881,241
Total loss/gain on sale of assets	2013-12-31	$442,622
Total of all expenses incurred	2013-12-31	$28,712,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$27,683,646
Expenses. Certain deemed distributions of participant loans	2013-12-31	$77,030
Value of total corrective distributions	2013-12-31	$277,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$16,249,628
Value of total assets at end of year	2013-12-31	$181,704,888
Value of total assets at beginning of year	2013-12-31	$162,535,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$674,304
Total interest from all sources	2013-12-31	$211,361
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$7,185,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$7,185,338
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$12,202,709
Participant contributions at end of year	2013-12-31	$4,372,846
Participant contributions at beginning of year	2013-12-31	$4,906,167
Participant contributions at end of year	2013-12-31	$478,848
Participant contributions at beginning of year	2013-12-31	$5,830
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$448,800
Administrative expenses (other) incurred	2013-12-31	$466,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$19,169,127
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$181,704,888
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$162,535,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$207,871
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$157,959,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$139,409,238
Interest on participant loans	2013-12-31	$201,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$12,269,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$14,072,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$14,072,831
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$10,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$20,719,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	Yes
Assets. Invements in employer securities at end of year	2013-12-31	$6,467,522
Assets. Invements in employer securities at beginning of year	2013-12-31	$4,139,797
Contributions received in cash from employer	2013-12-31	$3,598,119
Employer contributions (assets) at end of year	2013-12-31	$156,602
Employer contributions (assets) at beginning of year	2013-12-31	$1,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$27,683,646
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$1,188,539
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$745,917
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	PRICEWATERHOUSE COOPER, LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : THE ESI 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-11,407,050
Total unrealized appreciation/depreciation of assets	2012-12-31	$-11,407,050
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$30
Total income from all sources (including contributions)	2012-12-31	$28,966,800
Total loss/gain on sale of assets	2012-12-31	$1,648,368
Total of all expenses incurred	2012-12-31	$25,470,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$24,512,825
Expenses. Certain deemed distributions of participant loans	2012-12-31	$49,550
Value of total corrective distributions	2012-12-31	$134,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$19,186,736
Value of total assets at end of year	2012-12-31	$162,535,761
Value of total assets at beginning of year	2012-12-31	$159,039,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$773,809
Total interest from all sources	2012-12-31	$240,263
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,816,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,816,832
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$13,419,444
Participant contributions at end of year	2012-12-31	$4,906,167
Participant contributions at beginning of year	2012-12-31	$4,844,860
Participant contributions at end of year	2012-12-31	$5,830
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,186,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$30
Administrative expenses (other) incurred	2012-12-31	$629,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,496,031
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$162,535,761
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$159,039,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$144,408
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$139,409,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$122,056,384
Interest on participant loans	2012-12-31	$216,377
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$14,072,831
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$15,787,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$15,787,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$23,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$15,481,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$4,139,797
Assets. Invements in employer securities at beginning of year	2012-12-31	$16,350,527
Contributions received in cash from employer	2012-12-31	$4,581,085
Employer contributions (assets) at end of year	2012-12-31	$1,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$24,512,825
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,454,137
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$805,769
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : THE ESI 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-4,663,644
Total unrealized appreciation/depreciation of assets	2011-12-31	$-4,663,644
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$30
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$15,411,845
Total loss/gain on sale of assets	2011-12-31	$3,123,689
Total of all expenses incurred	2011-12-31	$20,665,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$19,707,228
Expenses. Certain deemed distributions of participant loans	2011-12-31	$39,125
Value of total corrective distributions	2011-12-31	$33,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$19,729,552
Value of total assets at end of year	2011-12-31	$159,039,760
Value of total assets at beginning of year	2011-12-31	$164,293,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$886,424
Total interest from all sources	2011-12-31	$232,876
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,214,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,214,318
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$13,886,379
Participant contributions at end of year	2011-12-31	$4,844,860
Participant contributions at beginning of year	2011-12-31	$4,731,624
Participant contributions at beginning of year	2011-12-31	$112
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$550,311
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$30
Administrative expenses (other) incurred	2011-12-31	$725,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-5,254,060
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$159,039,730
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$164,293,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$160,623
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$122,056,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$120,479,670
Interest on participant loans	2011-12-31	$225,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$15,787,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$17,086,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$17,086,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$7,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-6,224,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$16,350,527
Assets. Invements in employer securities at beginning of year	2011-12-31	$21,996,130
Contributions received in cash from employer	2011-12-31	$5,292,862
Employer contributions (assets) at beginning of year	2011-12-31	$88
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$19,707,228
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$4,105,649
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$981,960
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : THE ESI 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-16,855,965
Total unrealized appreciation/depreciation of assets	2010-12-31	$-16,855,965
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$21,257,123
Total loss/gain on sale of assets	2010-12-31	$4,984,067
Total of all expenses incurred	2010-12-31	$19,463,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$18,344,718
Expenses. Certain deemed distributions of participant loans	2010-12-31	$5,586
Value of total corrective distributions	2010-12-31	$171,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$19,134,634
Value of total assets at end of year	2010-12-31	$164,293,790
Value of total assets at beginning of year	2010-12-31	$162,499,860
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$941,422
Total interest from all sources	2010-12-31	$244,896
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,161,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,161,753
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$13,316,513
Participant contributions at end of year	2010-12-31	$4,731,624
Participant contributions at beginning of year	2010-12-31	$4,286,259
Participant contributions at end of year	2010-12-31	$112
Participant contributions at beginning of year	2010-12-31	$928
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$755,627
Administrative expenses (other) incurred	2010-12-31	$809,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,793,930
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$164,293,790
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$162,499,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$131,773
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$120,479,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$100,107,768
Interest on participant loans	2010-12-31	$243,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$17,086,166
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$18,046,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$18,046,509
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,790
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$10,587,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$21,996,130
Assets. Invements in employer securities at beginning of year	2010-12-31	$40,057,865
Contributions received in cash from employer	2010-12-31	$5,062,494
Employer contributions (assets) at end of year	2010-12-31	$88
Employer contributions (assets) at beginning of year	2010-12-31	$531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$18,344,718
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$6,192,493
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,208,426
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : THE ESI 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE ESI 401(K) PLAN

2017: THE ESI 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE ESI 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE ESI 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE ESI 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE ESI 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE ESI 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE ESI 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE ESI 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE ESI 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ITT EDUCATIONAL SERVICES, INC.
Employer identification number (EIN):	362061311
NAIC Classification:	611000