BMO HARRIS BANK N.A. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN
401k plan membership statisitcs for HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN
| Measure | Date | Value |
|---|
| 2016 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $18,714,862 |
| Total of all expenses incurred | 2016-12-31 | $18,714,778 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $18,567,359 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $18,714,777 |
| Value of total assets at end of year | 2016-12-31 | $17,660 |
| Value of total assets at beginning of year | 2016-12-31 | $17,576 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $147,419 |
| Total interest from all sources | 2016-12-31 | $85 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $4,109 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $300,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $6 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $84 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $17,660 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $17,576 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $3,388 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $17,660 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $17,570 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $17,570 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $85 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $18,714,777 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $18,567,359 |
| Contract administrator fees | 2016-12-31 | $139,922 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2016-12-31 | 270475249 |
| 2015 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $13,332,655 |
| Total of all expenses incurred | 2015-12-31 | $13,333,452 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $13,197,258 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $13,332,624 |
| Value of total assets at end of year | 2015-12-31 | $17,576 |
| Value of total assets at beginning of year | 2015-12-31 | $18,373 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $136,194 |
| Total interest from all sources | 2015-12-31 | $31 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $300,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $6 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-797 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $17,576 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $18,373 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $3,533 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $18,371 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $17,570 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $31 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $13,332,624 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $13,197,258 |
| Contract administrator fees | 2015-12-31 | $132,661 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2015-12-31 | 270475249 |
| 2014 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $12,607,268 |
| Total of all expenses incurred | 2014-12-31 | $12,596,339 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $12,450,366 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $12,607,241 |
| Value of total assets at end of year | 2014-12-31 | $18,373 |
| Value of total assets at beginning of year | 2014-12-31 | $7,444 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $145,973 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $300,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $4 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $10,929 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $18,373 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $7,444 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $4,300 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $18,371 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $7,440 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $27 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $12,607,241 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $12,450,366 |
| Contract administrator fees | 2014-12-31 | $141,673 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2014-12-31 | 270475249 |
| 2013 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $23,714,505 |
| Total of all expenses incurred | 2013-12-31 | $23,881,830 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $23,676,420 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $23,714,469 |
| Value of total assets at end of year | 2013-12-31 | $7,444 |
| Value of total assets at beginning of year | 2013-12-31 | $174,769 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $205,410 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $300,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $4 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $5 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-167,325 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $7,444 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $174,769 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $1,468 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $7,440 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $174,764 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $36 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $23,714,469 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $23,676,420 |
| Contract administrator fees | 2013-12-31 | $203,942 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2013-12-31 | 270475249 |
| 2012 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $15,902,984 |
| Total of all expenses incurred | 2012-12-31 | $15,729,948 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $15,566,382 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $15,902,959 |
| Value of total assets at end of year | 2012-12-31 | $174,769 |
| Value of total assets at beginning of year | 2012-12-31 | $1,733 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $163,566 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $11,909 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $5 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $173,036 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $174,769 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,733 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $1,586 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $174,764 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,733 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $25 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $15,902,959 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $15,566,382 |
| Contract administrator fees | 2012-12-31 | $150,071 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2012-12-31 | 270475249 |
| 2011 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $5,621,813 |
| Total of all expenses incurred | 2011-12-31 | $5,621,964 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,494,563 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,621,795 |
| Value of total assets at end of year | 2011-12-31 | $1,733 |
| Value of total assets at beginning of year | 2011-12-31 | $1,884 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $127,401 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $2,198 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-151 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,733 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,884 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,733 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,884 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $18 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $5,621,795 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,494,563 |
| Contract administrator fees | 2011-12-31 | $125,203 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2011-12-31 | 270475249 |
| 2010 : HARRIS FINANCIAL CORPORATION/BMO U.S. SUPPLEMENTAL UNEMPLOYMENT BENEFIT, U.S. SEVERANCE, AND U.S. EXCESS SEVERANCE BENEFIT PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $6,664,705 |
| Total of all expenses incurred | 2010-12-31 | $6,664,672 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,556,182 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $6,664,672 |
| Value of total assets at end of year | 2010-12-31 | $1,884 |
| Value of total assets at beginning of year | 2010-12-31 | $1,851 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $108,490 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $3,977 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $5 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $33 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,851 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,884 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,846 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $33 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $6,664,672 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,556,182 |
| Contract administrator fees | 2010-12-31 | $104,513 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | GEORGE JOHNSON & COMPANY OF IL, LLC |
| Accountancy firm EIN | 2010-12-31 | 270475249 |
