?>
Logo

AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameAUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 007

AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

AUGUSTANA COLLEGE has sponsored the creation of one or more 401k plans.

Company Name:AUGUSTANA COLLEGE
Employer identification number (EIN):362166962
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072021-09-01
0072020-09-01
0072019-09-01
0072018-09-01
0072017-09-01
0072016-09-01
0072015-09-01
0072014-09-01
0072013-09-01RANDALL ROY
0072012-09-01RANDALL ROY
0072011-09-01DARLENE LINK
0072009-09-01DARLENE LINK
0072009-09-01STEPHANIE WINTERS
0072008-09-01KAREN PECKENSCHNEIDER
0072007-09-01KAREN PECKENSCHNEIDER
0072006-09-01KAREN PECKENSCHNEIDER

Plan Statistics for AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2021: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-09-01777
Total number of active participants reported on line 7a of the Form 55002021-09-01264
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-01474
Total of all active and inactive participants2021-09-01738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-018
Total participants2021-09-01746
Number of participants with account balances2021-09-01733
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-011
2020: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-01883
Total number of active participants reported on line 7a of the Form 55002020-09-01289
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-01488
Total of all active and inactive participants2020-09-01777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-011
Total participants2020-09-01778
Number of participants with account balances2020-09-01772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-010
2019: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-01904
Total number of active participants reported on line 7a of the Form 55002019-09-01316
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-01566
Total of all active and inactive participants2019-09-01882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-011
Total participants2019-09-01883
Number of participants with account balances2019-09-01878
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-011
2018: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-01937
Total number of active participants reported on line 7a of the Form 55002018-09-01338
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-01566
Total of all active and inactive participants2018-09-01904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01904
Number of participants with account balances2018-09-01899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-010
2017: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-01970
Total number of active participants reported on line 7a of the Form 55002017-09-01363
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-01576
Total of all active and inactive participants2017-09-01939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01939
Number of participants with account balances2017-09-01935
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-010
2016: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-011,003
Total number of active participants reported on line 7a of the Form 55002016-09-01395
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-01575
Total of all active and inactive participants2016-09-01970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01970
Number of participants with account balances2016-09-01965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-012
2015: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-011,036
Total number of active participants reported on line 7a of the Form 55002015-09-01437
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-01566
Total of all active and inactive participants2015-09-011,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-011,003
Number of participants with account balances2015-09-01997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-013
2014: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-011,075
Total number of active participants reported on line 7a of the Form 55002014-09-01452
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-01584
Total of all active and inactive participants2014-09-011,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-011,036
Number of participants with account balances2014-09-011,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-018
2013: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-011,088
Total number of active participants reported on line 7a of the Form 55002013-09-01521
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-01554
Total of all active and inactive participants2013-09-011,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-011,075
Number of participants with account balances2013-09-011,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-011
2012: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-011,100
Total number of active participants reported on line 7a of the Form 55002012-09-01533
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-01554
Total of all active and inactive participants2012-09-011,087
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-011
Total participants2012-09-011,088
Number of participants with account balances2012-09-011,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-010
2011: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-011,074
Total number of active participants reported on line 7a of the Form 55002011-09-01567
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-01533
Total of all active and inactive participants2011-09-011,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-011,100
Number of participants with account balances2011-09-011,082
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-010
2009: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-011,270
Total number of active participants reported on line 7a of the Form 55002009-09-01592
Number of retired or separated participants receiving benefits2009-09-010
Number of other retired or separated participants entitled to future benefits2009-09-01474
Total of all active and inactive participants2009-09-011,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-016
Total participants2009-09-011,072
Number of participants with account balances2009-09-011,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-010
2008: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year2008-09-011,004
Total number of active participants reported on line 7a of the Form 55002008-09-011,079
Number of retired or separated participants receiving benefits2008-09-010
Number of other retired or separated participants entitled to future benefits2008-09-01447
Total of all active and inactive participants2008-09-011,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-09-010
Total participants2008-09-011,526
Number of participants with account balances2008-09-011,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-09-010
2007: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year2007-09-01978
Total number of active participants reported on line 7a of the Form 55002007-09-01616
Number of retired or separated participants receiving benefits2007-09-01374
Number of other retired or separated participants entitled to future benefits2007-09-010
Total of all active and inactive participants2007-09-01990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-09-010
Total participants2007-09-01990
Number of participants with account balances2007-09-01616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-09-010
2006: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2006 401k membership
Total participants, beginning-of-year2006-09-01567
Total number of active participants reported on line 7a of the Form 55002006-09-01567
Number of retired or separated participants receiving benefits2006-09-010
Number of other retired or separated participants entitled to future benefits2006-09-010
Total of all active and inactive participants2006-09-01567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-09-010
Total participants2006-09-01567
Number of participants with account balances2006-09-01551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-09-010

Financial Data on AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total income from all sources (including contributions)2022-08-31$-9,452,637
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$5,171,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$5,104,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$0
Value of total assets at end of year2022-08-31$80,091,760
Value of total assets at beginning of year2022-08-31$94,715,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$67,140
Total interest from all sources2022-08-31$807,155
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$856,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-08-31$856,233
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$2,000,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Assets. Other investments not covered elsewhere at end of year2022-08-31$32,966,032
Assets. Other investments not covered elsewhere at beginning of year2022-08-31$43,646,693
Other income not declared elsewhere2022-08-31$113,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-14,624,047
Value of net assets at end of year (total assets less liabilities)2022-08-31$80,091,760
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$94,715,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$23,373,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$27,475,439
Value of interest in pooled separate accounts at end of year2022-08-31$2,805,112
Value of interest in pooled separate accounts at beginning of year2022-08-31$2,542,706
Interest earned on other investments2022-08-31$807,155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-31$20,946,916
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-31$21,050,969
Expenses. Payments to insurance carriers foe the provision of benefits2022-08-31$594,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$-11,738,118
Net investment gain/loss from pooled separate accounts2022-08-31$508,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31No
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$4,510,158
Contract administrator fees2022-08-31$67,140
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-08-31410746749
2021 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total income from all sources (including contributions)2021-08-31$16,623,490
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$5,504,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$5,441,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$0
Value of total assets at end of year2021-08-31$94,715,807
Value of total assets at beginning of year2021-08-31$83,596,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$62,756
Total interest from all sources2021-08-31$784,287
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$539,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-08-31$539,545
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$3,000,000
If this is an individual account plan, was there a blackout period2021-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
Funding deficiency by the employer to the plan for this plan year2021-08-31$0
Minimum employer required contribution for this plan year2021-08-31$0
Amount contributed by the employer to the plan for this plan year2021-08-31$0
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Assets. Other investments not covered elsewhere at end of year2021-08-31$43,646,693
Assets. Other investments not covered elsewhere at beginning of year2021-08-31$37,065,195
Other income not declared elsewhere2021-08-31$56,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$11,119,427
Value of net assets at end of year (total assets less liabilities)2021-08-31$94,715,807
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$83,596,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$27,475,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$23,062,517
Value of interest in pooled separate accounts at end of year2021-08-31$2,542,706
Value of interest in pooled separate accounts at beginning of year2021-08-31$2,569,662
Interest earned on other investments2021-08-31$784,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-08-31$21,050,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-08-31$20,899,006
Expenses. Payments to insurance carriers foe the provision of benefits2021-08-31$418,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$15,014,505
Net investment gain/loss from pooled separate accounts2021-08-31$228,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$5,022,822
Contract administrator fees2021-08-31$62,756
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-08-31410746749
2020 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$9,626,765
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$4,089,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$4,041,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$0
Value of total assets at end of year2020-08-31$83,596,380
Value of total assets at beginning of year2020-08-31$78,059,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$47,588
Total interest from all sources2020-08-31$822,945
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$590,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-08-31$590,650
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$3,000,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Assets. Other investments not covered elsewhere at end of year2020-08-31$37,065,195
Assets. Other investments not covered elsewhere at beginning of year2020-08-31$33,316,571
Other income not declared elsewhere2020-08-31$35,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$5,537,238
Value of net assets at end of year (total assets less liabilities)2020-08-31$83,596,380
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$78,059,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$23,062,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$21,083,333
Value of interest in pooled separate accounts at end of year2020-08-31$2,569,662
Value of interest in pooled separate accounts at beginning of year2020-08-31$3,254,315
Interest earned on other investments2020-08-31$822,945
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-08-31$20,899,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-08-31$20,404,923
Expenses. Payments to insurance carriers foe the provision of benefits2020-08-31$603,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$8,161,307
Net investment gain/loss from pooled separate accounts2020-08-31$16,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$3,438,097
Contract administrator fees2020-08-31$47,588
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-08-31410746749
2019 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$995,888
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$4,828,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$4,801,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$0
Value of total assets at end of year2019-08-31$78,059,142
Value of total assets at beginning of year2019-08-31$81,891,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$26,971
Total interest from all sources2019-08-31$835,554
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$634,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-08-31$634,689
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$3,000,000
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Funding deficiency by the employer to the plan for this plan year2019-08-31$0
Minimum employer required contribution for this plan year2019-08-31$0
Amount contributed by the employer to the plan for this plan year2019-08-31$0
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Assets. Other investments not covered elsewhere at end of year2019-08-31$33,316,571
Assets. Other investments not covered elsewhere at beginning of year2019-08-31$40,632,977
Other income not declared elsewhere2019-08-31$24,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$-3,832,331
Value of net assets at end of year (total assets less liabilities)2019-08-31$78,059,142
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$81,891,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$21,083,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$20,895,282
Value of interest in pooled separate accounts at end of year2019-08-31$3,254,315
Value of interest in pooled separate accounts at beginning of year2019-08-31$0
Interest earned on other investments2019-08-31$835,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$20,404,923
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$20,363,214
Expenses. Payments to insurance carriers foe the provision of benefits2019-08-31$419,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$-650,941
Net investment gain/loss from pooled separate accounts2019-08-31$152,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$4,381,738
Contract administrator fees2019-08-31$26,971
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-08-31410746749
2018 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$8,175,078
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$4,197,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$4,118,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$0
Value of total assets at end of year2018-08-31$81,891,473
Value of total assets at beginning of year2018-08-31$77,913,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$79,113
Total interest from all sources2018-08-31$829,094
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$650,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-08-31$650,305
Administrative expenses professional fees incurred2018-08-31$79,113
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$1,000,000
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Funding deficiency by the employer to the plan for this plan year2018-08-31$0
Minimum employer required contribution for this plan year2018-08-31$0
Amount contributed by the employer to the plan for this plan year2018-08-31$0
Were there any nonexempt tranactions with any party-in-interest2018-08-31Yes
Amount of non-exempt transactions with any party-in-interest2018-08-31$9,250
Assets. Other investments not covered elsewhere at end of year2018-08-31$40,632,977
Assets. Other investments not covered elsewhere at beginning of year2018-08-31$39,723,519
Other income not declared elsewhere2018-08-31$5,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$3,977,931
Value of net assets at end of year (total assets less liabilities)2018-08-31$81,891,473
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$77,913,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$20,895,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$18,288,629
Interest earned on other investments2018-08-31$829,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$20,363,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$19,901,394
Expenses. Payments to insurance carriers foe the provision of benefits2018-08-31$478,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$6,519,525
Net investment gain/loss from pooled separate accounts2018-08-31$170,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$3,639,892
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-08-31410746749
2017 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$8,193,737
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$4,035,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$4,035,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$0
Value of total assets at end of year2017-08-31$77,913,542
Value of total assets at beginning of year2017-08-31$73,755,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$0
Total interest from all sources2017-08-31$842,512
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$444,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-08-31$444,395
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$1,000,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Assets. Other investments not covered elsewhere at end of year2017-08-31$39,723,519
Assets. Other investments not covered elsewhere at beginning of year2017-08-31$39,637,489
Other income not declared elsewhere2017-08-31$5,141,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$4,157,790
Value of net assets at end of year (total assets less liabilities)2017-08-31$77,913,542
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$73,755,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$18,288,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$14,195,861
Interest earned on other investments2017-08-31$842,512
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$19,901,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$19,922,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-08-31$1,765,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$4,035,947
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31CROWE HORWATH LLP
Accountancy firm EIN2017-08-31350921680
2016 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$4,493,732
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$1,822,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$1,822,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$0
Value of total assets at end of year2016-08-31$73,755,752
Value of total assets at beginning of year2016-08-31$71,085,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$0
Total interest from all sources2016-08-31$850,400
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$474,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-08-31$474,559
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$1,000,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Funding deficiency by the employer to the plan for this plan year2016-08-31$0
Minimum employer required contribution for this plan year2016-08-31$0
Amount contributed by the employer to the plan for this plan year2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Assets. Other investments not covered elsewhere at end of year2016-08-31$39,637,489
Assets. Other investments not covered elsewhere at beginning of year2016-08-31$39,182,586
Other income not declared elsewhere2016-08-31$461,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$2,670,734
Value of net assets at end of year (total assets less liabilities)2016-08-31$73,755,752
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$71,085,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$14,195,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$12,368,395
Interest earned on other investments2016-08-31$850,400
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$19,922,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$19,534,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$2,707,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$1,822,998
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31CROWE HORWATH LLP
Accountancy firm EIN2016-08-31350921680
2015 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$252,680
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$3,121,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$3,121,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$0
Value of total assets at end of year2015-08-31$71,085,018
Value of total assets at beginning of year2015-08-31$73,953,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$0
Total interest from all sources2015-08-31$830,045
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$422,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-08-31$422,170
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$1,000,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Funding deficiency by the employer to the plan for this plan year2015-08-31$0
Minimum employer required contribution for this plan year2015-08-31$0
Amount contributed by the employer to the plan for this plan year2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Assets. Other investments not covered elsewhere at end of year2015-08-31$39,182,586
Assets. Other investments not covered elsewhere at beginning of year2015-08-31$44,833,272
Other income not declared elsewhere2015-08-31$-285,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-2,868,758
Value of net assets at end of year (total assets less liabilities)2015-08-31$71,085,018
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$73,953,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$12,368,395
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$9,621,940
Interest earned on other investments2015-08-31$830,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$19,534,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$19,498,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$-713,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$3,121,438
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31CROWE HORWATH LLP
Accountancy firm EIN2015-08-31350921680
2014 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$12,547,741
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$4,961,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$4,955,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$2,675,454
Value of total assets at end of year2014-08-31$73,953,776
Value of total assets at beginning of year2014-08-31$66,368,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$6,313
Total interest from all sources2014-08-31$842,853
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$562,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$562,395
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$1,000,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Funding deficiency by the employer to the plan for this plan year2014-08-31$0
Minimum employer required contribution for this plan year2014-08-31$2,620,616
Amount contributed by the employer to the plan for this plan year2014-08-31$2,620,616
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Assets. Other investments not covered elsewhere at end of year2014-08-31$44,833,272
Assets. Other investments not covered elsewhere at beginning of year2014-08-31$39,959,450
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$54,838
Other income not declared elsewhere2014-08-31$7,591,278
Administrative expenses (other) incurred2014-08-31$6,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$7,585,776
Value of net assets at end of year (total assets less liabilities)2014-08-31$73,953,776
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$66,368,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$9,621,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$7,400,433
Interest earned on other investments2014-08-31$842,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$19,498,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$19,008,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$875,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$2,620,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$4,955,652
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31CROWE HORWATH LLP
Accountancy firm EIN2014-08-31350921680
2013 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$9,664,361
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$3,350,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$3,340,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$2,786,143
Value of total assets at end of year2013-08-31$66,368,000
Value of total assets at beginning of year2013-08-31$60,053,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$9,315
Total interest from all sources2013-08-31$994,562
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$1,000,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Funding deficiency by the employer to the plan for this plan year2013-08-31$0
Minimum employer required contribution for this plan year2013-08-31$2,753,763
Amount contributed by the employer to the plan for this plan year2013-08-31$2,753,763
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Assets. Other investments not covered elsewhere at end of year2013-08-31$39,959,450
Assets. Other investments not covered elsewhere at beginning of year2013-08-31$36,080,988
Income. Received or receivable in cash from other sources (including rollovers)2013-08-31$32,380
Other income not declared elsewhere2013-08-31$5,073,905
Administrative expenses (other) incurred2013-08-31$9,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$6,314,269
Value of net assets at end of year (total assets less liabilities)2013-08-31$66,368,000
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$60,053,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$7,400,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$5,227,185
Interest earned on other investments2013-08-31$994,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$19,008,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$18,745,558
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$809,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$2,753,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$3,340,777
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31CROWE HORWATH LLP
Accountancy firm EIN2013-08-31350921680
2012 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$8,177,701
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$2,049,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$2,045,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$3,543,179
Value of total assets at end of year2012-08-31$60,053,731
Value of total assets at beginning of year2012-08-31$53,925,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$3,577
Total interest from all sources2012-08-31$844,764
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$1,000,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Funding deficiency by the employer to the plan for this plan year2012-08-31$0
Minimum employer required contribution for this plan year2012-08-31$2,700,422
Amount contributed by the employer to the plan for this plan year2012-08-31$2,700,422
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Assets. Other investments not covered elsewhere at end of year2012-08-31$36,080,988
Assets. Other investments not covered elsewhere at beginning of year2012-08-31$32,203,113
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$842,757
Other income not declared elsewhere2012-08-31$3,435,835
Administrative expenses (other) incurred2012-08-31$3,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$5,376,458
Value of net assets at end of year (total assets less liabilities)2012-08-31$60,053,731
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$53,925,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$5,227,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$3,847,858
Interest earned on other investments2012-08-31$844,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$18,745,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$17,874,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$353,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$2,700,422
Employer contributions (assets) at end of year2012-08-31$0
Employer contributions (assets) at beginning of year2012-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$2,045,424
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31CROWE HORWATH LLP
Accountancy firm EIN2012-08-31350921680
2011 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$7,971,813
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$2,595,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$2,592,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$2,612,536
Value of total assets at end of year2011-08-31$53,925,031
Value of total assets at beginning of year2011-08-31$48,548,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$3,343
Total interest from all sources2011-08-31$531,269
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$215,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$215,692
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$1,000,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Funding deficiency by the employer to the plan for this plan year2011-08-31$0
Minimum employer required contribution for this plan year2011-08-31$2,594,037
Amount contributed by the employer to the plan for this plan year2011-08-31$2,594,037
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Assets. Other investments not covered elsewhere at end of year2011-08-31$32,203,113
Assets. Other investments not covered elsewhere at beginning of year2011-08-31$28,303,698
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$18,499
Other income not declared elsewhere2011-08-31$4,262,958
Administrative expenses (other) incurred2011-08-31$3,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$5,376,458
Value of net assets at end of year (total assets less liabilities)2011-08-31$53,925,031
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$48,548,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$3,847,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$2,843,570
Value of interest in pooled separate accounts at beginning of year2011-08-31$0
Interest earned on other investments2011-08-31$531,269
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$17,874,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$17,388,923
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$349,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$2,594,037
Employer contributions (assets) at end of year2011-08-31$0
Employer contributions (assets) at beginning of year2011-08-31$12,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$2,592,012
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31CROWE HORWATH LLP
Accountancy firm EIN2011-08-31350921680
2010 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-08-31$0
Funding deficiency by the employer to the plan for this plan year2010-08-31$0
Minimum employer required contribution for this plan year2010-08-31$2,518,809
Amount contributed by the employer to the plan for this plan year2010-08-31$2,518,809
2009 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total unrealized appreciation/depreciation of assets2009-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-08-31$0
Total income from all sources (including contributions)2009-08-31$-1,454,088
Total loss/gain on sale of assets2009-08-31$0
Total of all expenses incurred2009-08-31$1,802,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-08-31$1,801,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-08-31$2,638,344
Value of total assets at end of year2009-08-31$46,275,507
Value of total assets at beginning of year2009-08-31$49,531,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-08-31$565
Total interest from all sources2009-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2009-08-31$181,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2009-08-31$181,718
Was this plan covered by a fidelity bond2009-08-31Yes
Value of fidelity bond cover2009-08-31$1,000,000
If this is an individual account plan, was there a blackout period2009-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-08-31$0
Funding deficiency by the employer to the plan for this plan year2009-08-31$0
Minimum employer required contribution for this plan year2009-08-31$2,576,325
Amount contributed by the employer to the plan for this plan year2009-08-31$2,576,325
Were there any nonexempt tranactions with any party-in-interest2009-08-31No
Income. Received or receivable in cash from other sources (including rollovers)2009-08-31$62,019
Value of other receiveables (less allowance for doubtful accounts) at end of year2009-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2009-08-31$3,155
Administrative expenses (other) incurred2009-08-31$565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-08-31No
Value of net income/loss2009-08-31$-3,256,194
Value of net assets at end of year (total assets less liabilities)2009-08-31$46,275,507
Value of net assets at beginning of year (total assets less liabilities)2009-08-31$49,531,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2009-08-31No
Were any leases to which the plan was party in default or uncollectible2009-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2009-08-31$45,414,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2009-08-31$48,061,093
Value of interest in pooled separate accounts at end of year2009-08-31$861,322
Value of interest in pooled separate accounts at beginning of year2009-08-31$1,467,453
Net investment gain/loss from registered investment companies (e.g. mutual funds)2009-08-31$-3,823,346
Net investment gain/loss from pooled separate accounts2009-08-31$-450,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-08-31No
Was there a failure to transmit to the plan any participant contributions2009-08-31No
Has the plan failed to provide any benefit when due under the plan2009-08-31No
Contributions received in cash from employer2009-08-31$2,576,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-08-31$1,801,541
Did the plan have assets held for investment2009-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-08-31Yes
Opinion of an independent qualified public accountant for this plan2009-08-31Disclaimer
Accountancy firm name2009-08-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2009-08-31420714325
2008 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets2008-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-08-31$0
Total income from all sources (including contributions)2008-08-31$135,542
Total loss/gain on sale of assets2008-08-31$0
Total of all expenses incurred2008-08-31$1,442,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-08-31$1,442,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-08-31$2,464,456
Value of total assets at end of year2008-08-31$48,297,878
Value of total assets at beginning of year2008-08-31$49,604,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-08-31$0
Total interest from all sources2008-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2008-08-31$52,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2008-08-31$52,432
Was this plan covered by a fidelity bond2008-08-31Yes
Value of fidelity bond cover2008-08-31$1,000,000
If this is an individual account plan, was there a blackout period2008-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-08-31$0
Funding deficiency by the employer to the plan for this plan year2008-08-31$0
Minimum employer required contribution for this plan year2008-08-31$2,449,517
Amount contributed by the employer to the plan for this plan year2008-08-31$2,449,517
Were there any nonexempt tranactions with any party-in-interest2008-08-31No
Income. Received or receivable in cash from other sources (including rollovers)2008-08-31$14,939
Value of other receiveables (less allowance for doubtful accounts) at end of year2008-08-31$3,155
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2008-08-31$5,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-08-31No
Value of net income/loss2008-08-31$-1,306,831
Value of net assets at end of year (total assets less liabilities)2008-08-31$48,297,878
Value of net assets at beginning of year (total assets less liabilities)2008-08-31$49,604,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-08-31No
Were any leases to which the plan was party in default or uncollectible2008-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-08-31$46,827,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-08-31$48,270,209
Value of interest in pooled separate accounts at end of year2008-08-31$1,467,453
Value of interest in pooled separate accounts at beginning of year2008-08-31$1,329,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-08-31$-2,423,148
Net investment gain/loss from pooled separate accounts2008-08-31$41,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-08-31No
Was there a failure to transmit to the plan any participant contributions2008-08-31No
Has the plan failed to provide any benefit when due under the plan2008-08-31No
Contributions received in cash from employer2008-08-31$2,449,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-08-31$1,442,373
Did the plan have assets held for investment2008-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-08-31Yes
Opinion of an independent qualified public accountant for this plan2008-08-31Disclaimer
Accountancy firm name2008-08-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2008-08-31420714325
2007 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2007 401k financial data
Total unrealized appreciation/depreciation of assets2007-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2007-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2007-08-31$0
Total income from all sources (including contributions)2007-08-31$7,730,673
Total loss/gain on sale of assets2007-08-31$0
Total of all expenses incurred2007-08-31$2,282,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2007-08-31$2,282,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2007-08-31$2,315,829
Value of total assets at end of year2007-08-31$49,604,709
Value of total assets at beginning of year2007-08-31$44,156,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2007-08-31$0
Total interest from all sources2007-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2007-08-31$1,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2007-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2007-08-31$1,782
Was this plan covered by a fidelity bond2007-08-31Yes
Value of fidelity bond cover2007-08-31$1,000,000
If this is an individual account plan, was there a blackout period2007-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2007-08-31$0
Funding deficiency by the employer to the plan for this plan year2007-08-31$0
Minimum employer required contribution for this plan year2007-08-31$2,300,377
Amount contributed by the employer to the plan for this plan year2007-08-31$2,300,377
Were there any nonexempt tranactions with any party-in-interest2007-08-31No
Income. Received or receivable in cash from other sources (including rollovers)2007-08-31$15,452
Value of other receiveables (less allowance for doubtful accounts) at end of year2007-08-31$5,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2007-08-31No
Value of net income/loss2007-08-31$5,447,919
Value of net assets at end of year (total assets less liabilities)2007-08-31$49,604,709
Value of net assets at beginning of year (total assets less liabilities)2007-08-31$44,156,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2007-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2007-08-31No
Were any leases to which the plan was party in default or uncollectible2007-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2007-08-31$48,270,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2007-08-31$43,257,080
Value of interest in pooled separate accounts at end of year2007-08-31$1,329,499
Value of interest in pooled separate accounts at beginning of year2007-08-31$899,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)2007-08-31$5,274,393
Net investment gain/loss from pooled separate accounts2007-08-31$138,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2007-08-31No
Was there a failure to transmit to the plan any participant contributions2007-08-31No
Has the plan failed to provide any benefit when due under the plan2007-08-31No
Contributions received in cash from employer2007-08-31$2,300,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2007-08-31$2,282,754
Did the plan have assets held for investment2007-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2007-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2007-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2007-08-31Yes
Opinion of an independent qualified public accountant for this plan2007-08-31Disclaimer
Accountancy firm name2007-08-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2007-08-31420714325
2006 : AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2006 401k financial data
Total unrealized appreciation/depreciation of assets2006-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2006-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2006-08-31$0
Total income from all sources (including contributions)2006-08-31$5,742,417
Total loss/gain on sale of assets2006-08-31$0
Total of all expenses incurred2006-08-31$1,467,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2006-08-31$1,467,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2006-08-31$2,285,346
Value of total assets at end of year2006-08-31$44,586,344
Value of total assets at beginning of year2006-08-31$40,311,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2006-08-31$0
Total interest from all sources2006-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2006-08-31$87,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2006-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2006-08-31$87,146
Was this plan covered by a fidelity bond2006-08-31Yes
Value of fidelity bond cover2006-08-31$1,000,000
If this is an individual account plan, was there a blackout period2006-08-31No
Were there any nonexempt tranactions with any party-in-interest2006-08-31No
Income. Received or receivable in cash from other sources (including rollovers)2006-08-31$141,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2006-08-31No
Value of net income/loss2006-08-31$4,275,262
Value of net assets at end of year (total assets less liabilities)2006-08-31$44,586,344
Value of net assets at beginning of year (total assets less liabilities)2006-08-31$40,311,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2006-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2006-08-31No
Were any leases to which the plan was party in default or uncollectible2006-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2006-08-31$43,669,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2006-08-31$39,907,347
Value of interest in pooled separate accounts at end of year2006-08-31$916,379
Value of interest in pooled separate accounts at beginning of year2006-08-31$403,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2006-08-31$3,304,841
Net investment gain/loss from pooled separate accounts2006-08-31$65,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2006-08-31No
Was there a failure to transmit to the plan any participant contributions2006-08-31No
Has the plan failed to provide any benefit when due under the plan2006-08-31No
Contributions received in cash from employer2006-08-31$2,144,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2006-08-31$1,467,155
Did the plan have assets held for investment2006-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2006-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2006-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2006-08-31Yes
Opinion of an independent qualified public accountant for this plan2006-08-31Disclaimer
Accountancy firm name2006-08-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2006-08-31420714325

Form 5500 Responses for AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

2021: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2009: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedYes
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes
2008: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2008 form 5500 responses
2008-09-01Type of plan entitySingle employer plan
2008-09-01Submission has been amendedYes
2008-09-01This submission is the final filingNo
2008-09-01This return/report is a short plan year return/report (less than 12 months)No
2008-09-01Plan is a collectively bargained planNo
2008-09-01Plan funding arrangement – InsuranceYes
2008-09-01Plan funding arrangement – TrustYes
2008-09-01Plan benefit arrangement – InsuranceYes
2008-09-01Plan benefit arrangement - TrustYes
2007: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2007 form 5500 responses
2007-09-01Type of plan entitySingle employer plan
2007-09-01Submission has been amendedYes
2007-09-01This submission is the final filingNo
2007-09-01This return/report is a short plan year return/report (less than 12 months)No
2007-09-01Plan is a collectively bargained planNo
2007-09-01Plan funding arrangement – InsuranceYes
2007-09-01Plan funding arrangement – TrustYes
2007-09-01Plan benefit arrangement – InsuranceYes
2007-09-01Plan benefit arrangement - TrustYes
2006: AUGUSTANA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2006 form 5500 responses
2006-09-01Type of plan entitySingle employer plan
2006-09-01Submission has been amendedNo
2006-09-01This submission is the final filingNo
2006-09-01This return/report is a short plan year return/report (less than 12 months)No
2006-09-01Plan is a collectively bargained planNo
2006-09-01Plan funding arrangement – InsuranceYes
2006-09-01Plan funding arrangement – TrustYes
2006-09-01Plan benefit arrangement – InsuranceYes
2006-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered535
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number33943
Number of Individuals Covered3427
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,038
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $163,002
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,019
Amount paid for insurance broker fees0
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered632
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered646
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered669
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered719
Insurance policy start date2015-09-01
Insurance policy end date2016-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered741
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered775
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered1069
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered1082
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150483
Policy instance 1
Insurance contract or identification number150483
Number of Individuals Covered1058
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number203
Policy instance 1
Insurance contract or identification number203
Number of Individuals Covered1023
Insurance policy start date2008-09-01
Insurance policy end date2009-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number203
Policy instance 1
Insurance contract or identification number203
Number of Individuals Covered1023
Insurance policy start date2007-09-01
Insurance policy end date2008-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number203
Policy instance 1
Insurance contract or identification number203
Number of Individuals Covered978
Insurance policy start date2006-09-01
Insurance policy end date2007-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number203
Policy instance 1
Insurance contract or identification number203
Number of Individuals Covered938
Insurance policy start date2005-09-01
Insurance policy end date2006-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3