401k Plan data: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN plan

ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number	002

ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

ROCKFORD UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: ROCKFORD UNIVERSITY

Employer identification number (EIN): 362167842

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 CHRISTINA ANDERSON
002 2015-01-01 CHRISTINA ANDERSON
002 2014-01-01 CHRISTINA ANDERSON
002 2013-01-01 CHRISTINA ANDERSON
002 2012-01-01 CHRISTINA ANDERSON
002 2011-01-01 CHRISTINA ANDERSON
002 2009-01-01 CHRISTINA ANDERSON

Plan id#	Filing Submission Date	Name of Administrator
002	2016-01-01	CHRISTINA ANDERSON
002	2015-01-01	CHRISTINA ANDERSON
002	2014-01-01	CHRISTINA ANDERSON
002	2013-01-01	CHRISTINA ANDERSON
002	2012-01-01	CHRISTINA ANDERSON
002	2011-01-01	CHRISTINA ANDERSON
002	2009-01-01	CHRISTINA ANDERSON

Plan Statistics for ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2016: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 50
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 61
Total of all active and inactive participants 2015-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 111
Number of participants with account balances 2015-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 50
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 66
Total of all active and inactive participants 2014-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 116
Number of participants with account balances 2014-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 49
Number of other retired or separated participants entitled to future benefits 2013-01-01 71
Total of all active and inactive participants 2013-01-01 120
Total participants 2013-01-01 120
Number of participants with account balances 2013-01-01 102
2012: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 41
Number of other retired or separated participants entitled to future benefits 2012-01-01 71
Total of all active and inactive participants 2012-01-01 112
Total participants 2012-01-01 112
Number of participants with account balances 2012-01-01 92
2011: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 155
Number of other retired or separated participants entitled to future benefits 2011-01-01 13
Total of all active and inactive participants 2011-01-01 168
Total participants 2011-01-01 168
Number of participants with account balances 2011-01-01 100
2009: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 160
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 170
Total participants 2009-01-01 170
Number of participants with account balances 2009-01-01 105

Measure	Date	Value
2016: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	50
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	61
Total of all active and inactive participants	2015-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	111
Number of participants with account balances	2015-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	50
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	66
Total of all active and inactive participants	2014-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	116
Number of participants with account balances	2014-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	49
Number of other retired or separated participants entitled to future benefits	2013-01-01	71
Total of all active and inactive participants	2013-01-01	120
Total participants	2013-01-01	120
Number of participants with account balances	2013-01-01	102
2012: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	41
Number of other retired or separated participants entitled to future benefits	2012-01-01	71
Total of all active and inactive participants	2012-01-01	112
Total participants	2012-01-01	112
Number of participants with account balances	2012-01-01	92
2011: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	155
Number of other retired or separated participants entitled to future benefits	2011-01-01	13
Total of all active and inactive participants	2011-01-01	168
Total participants	2011-01-01	168
Number of participants with account balances	2011-01-01	100
2009: ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	160
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	170
Total participants	2009-01-01	170
Number of participants with account balances	2009-01-01	105

Financial Data on ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2016 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total transfer of assets from this plan	2016-12-31	$3,618,672
Total income from all sources (including contributions)	2016-12-31	$248,667
Total of all expenses incurred	2016-12-31	$195,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$195,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$86,027
Value of total assets at beginning of year	2016-12-31	$3,565,458
Total interest from all sources	2016-12-31	$39,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$86,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$53,214
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,565,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,004,392
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$136,648
Interest earned on other investments	2016-12-31	$39,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,424,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$118,522
Net investment gain/loss from pooled separate accounts	2016-12-31	$4,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$195,453
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2016-12-31	300003878
2015 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$159,669
Total of all expenses incurred	2015-12-31	$209,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$209,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$104,854
Value of total assets at end of year	2015-12-31	$3,565,458
Value of total assets at beginning of year	2015-12-31	$3,615,550
Total interest from all sources	2015-12-31	$50,544
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$21,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$21,548
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$104,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-50,092
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,565,458
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,615,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,004,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,333,588
Value of interest in pooled separate accounts at end of year	2015-12-31	$136,648
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$132,117
Interest earned on other investments	2015-12-31	$50,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,424,418
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,149,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-27,897
Net investment gain/loss from pooled separate accounts	2015-12-31	$10,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$209,761
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2015-12-31	300003878
2014 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$338,797
Total of all expenses incurred	2014-12-31	$325,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$325,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$127,023
Value of total assets at end of year	2014-12-31	$3,615,550
Value of total assets at beginning of year	2014-12-31	$3,602,170
Total interest from all sources	2014-12-31	$47,788
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$17,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$17,383
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$86,397
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$40,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$13,380
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,615,550
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,602,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,333,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,321,372
Value of interest in pooled separate accounts at end of year	2014-12-31	$132,117
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$111,428
Interest earned on other investments	2014-12-31	$47,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,149,845
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,169,370
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$23,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$132,577
Net investment gain/loss from pooled separate accounts	2014-12-31	$14,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$301,542
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2014-12-31	300003878
2013 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$570,697
Total of all expenses incurred	2013-12-31	$240,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$240,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$56,533
Value of total assets at end of year	2013-12-31	$3,602,170
Value of total assets at beginning of year	2013-12-31	$3,272,369
Total interest from all sources	2013-12-31	$50,619
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$11,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$11,798
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$56,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$329,801
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,602,170
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,272,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,321,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,927,844
Value of interest in pooled separate accounts at end of year	2013-12-31	$111,428
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$103,036
Interest earned on other investments	2013-12-31	$50,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,169,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,241,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$441,807
Net investment gain/loss from pooled separate accounts	2013-12-31	$9,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$240,896
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2013-12-31	300003878
2012 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$379,113
Total of all expenses incurred	2012-12-31	$116,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$116,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$74,373
Value of total assets at end of year	2012-12-31	$3,272,369
Value of total assets at beginning of year	2012-12-31	$3,010,082
Total interest from all sources	2012-12-31	$48,137
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,934
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$62,195
Participant contributions at beginning of year	2012-12-31	$3,927
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$12,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$262,287
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,272,369
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,010,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,927,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,701,763
Value of interest in pooled separate accounts at end of year	2012-12-31	$103,036
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$96,367
Interest earned on other investments	2012-12-31	$48,137
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,241,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,208,025
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$4,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$243,322
Net investment gain/loss from pooled separate accounts	2012-12-31	$9,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$112,408
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2012-12-31	300003878
2011 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$82,853
Total of all expenses incurred	2011-12-31	$143,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$143,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$68,474
Value of total assets at end of year	2011-12-31	$3,010,082
Value of total assets at beginning of year	2011-12-31	$3,071,171
Total interest from all sources	2011-12-31	$47,157
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,137
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$68,474
Participant contributions at end of year	2011-12-31	$3,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-61,089
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,010,082
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,071,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,701,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,807,310
Value of interest in pooled separate accounts at end of year	2011-12-31	$96,367
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$86,535
Interest earned on other investments	2011-12-31	$47,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,208,025
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,177,326
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$24,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-46,172
Net investment gain/loss from pooled separate accounts	2011-12-31	$11,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$119,119
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2011-12-31	300003878
2010 : ROCKFORD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$335,253
Total of all expenses incurred	2010-12-31	$151,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$151,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$63,700
Value of total assets at end of year	2010-12-31	$3,071,171
Value of total assets at beginning of year	2010-12-31	$2,887,036
Total interest from all sources	2010-12-31	$43,399
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$815
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$63,700
Participant contributions at beginning of year	2010-12-31	$4,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$184,135
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,071,171
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,887,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,807,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,614,359
Value of interest in pooled separate accounts at end of year	2010-12-31	$86,535
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$75,916
Interest earned on other investments	2010-12-31	$43,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,177,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,191,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$217,259
Net investment gain/loss from pooled separate accounts	2010-12-31	$10,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$151,118
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BENNING GROUP, LLC
Accountancy firm EIN	2010-12-31	300003878