?>
Logo

ROOSEVELT UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameROOSEVELT UNIVERSITY RETIREMENT PLAN
Plan identification number 003

ROOSEVELT UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ROOSEVELT UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:ROOSEVELT UNIVERSITY
Employer identification number (EIN):362167854
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROOSEVELT UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-09-01
0032020-09-01
0032019-09-01
0032018-09-01
0032017-09-01
0032016-09-01CLARA GONG CLARA GONG2018-05-16
0032015-09-01CLARA GONG CLARA GONG2017-02-17
0032014-09-01CLARA GONG CLARA GONG2016-02-23
0032013-09-01CLARA GONG CLARA GONG2015-05-12
0032012-09-01CLARA GONG
0032011-09-01CLARA GONG CLARA GONG2013-06-06
0032010-09-01CLARA GONG
0032009-09-01CLARA GONG

Plan Statistics for ROOSEVELT UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for ROOSEVELT UNIVERSITY RETIREMENT PLAN

Measure Date Value
2021: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-09-01987
Total number of active participants reported on line 7a of the Form 55002021-09-01451
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-01563
Total of all active and inactive participants2021-09-011,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-0114
Total participants2021-09-011,028
Number of participants with account balances2021-09-011,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-0111
2020: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-01989
Total number of active participants reported on line 7a of the Form 55002020-09-01426
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-01555
Total of all active and inactive participants2020-09-01981
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-015
Total participants2020-09-01986
Number of participants with account balances2020-09-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-015
2019: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-01987
Total number of active participants reported on line 7a of the Form 55002019-09-01428
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-01557
Total of all active and inactive participants2019-09-01985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-015
Total participants2019-09-01990
Number of participants with account balances2019-09-01969
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-0114
2018: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-01950
Total number of active participants reported on line 7a of the Form 55002018-09-01431
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-01550
Total of all active and inactive participants2018-09-01981
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-016
Total participants2018-09-01987
Number of participants with account balances2018-09-01976
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-018
2017: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-01939
Total number of active participants reported on line 7a of the Form 55002017-09-01451
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-01494
Total of all active and inactive participants2017-09-01945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-015
Total participants2017-09-01950
Number of participants with account balances2017-09-01947
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-0113
2016: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-01966
Total number of active participants reported on line 7a of the Form 55002016-09-01502
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-01432
Total of all active and inactive participants2016-09-01934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-015
Total participants2016-09-01939
Number of participants with account balances2016-09-01927
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-018
2015: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-011,074
Total number of active participants reported on line 7a of the Form 55002015-09-01473
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-01489
Total of all active and inactive participants2015-09-01962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-014
Total participants2015-09-01966
Number of participants with account balances2015-09-01955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-017
2014: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-011,091
Total number of active participants reported on line 7a of the Form 55002014-09-01581
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-01522
Total of all active and inactive participants2014-09-011,103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-012
Total participants2014-09-011,105
Number of participants with account balances2014-09-011,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-0113
2013: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-011,102
Total number of active participants reported on line 7a of the Form 55002013-09-01596
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-01493
Total of all active and inactive participants2013-09-011,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-013
Total participants2013-09-011,092
Number of participants with account balances2013-09-011,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-0117
2012: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-011,054
Total number of active participants reported on line 7a of the Form 55002012-09-01487
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-01463
Total of all active and inactive participants2012-09-01950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-011
Total participants2012-09-01951
Number of participants with account balances2012-09-01938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-0111
2011: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-01985
Total number of active participants reported on line 7a of the Form 55002011-09-01519
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-01466
Total of all active and inactive participants2011-09-01985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01985
Number of participants with account balances2011-09-01985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-017
2010: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-09-01524
Total number of active participants reported on line 7a of the Form 55002010-09-01479
Number of retired or separated participants receiving benefits2010-09-010
Number of other retired or separated participants entitled to future benefits2010-09-01432
Total of all active and inactive participants2010-09-01911
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-09-011
Total participants2010-09-01912
Number of participants with account balances2010-09-01912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-09-0112
2009: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-01528
Total number of active participants reported on line 7a of the Form 55002009-09-01247
Number of retired or separated participants receiving benefits2009-09-010
Number of other retired or separated participants entitled to future benefits2009-09-01246
Total of all active and inactive participants2009-09-01493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-011
Total participants2009-09-01494
Number of participants with account balances2009-09-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-011

Financial Data on ROOSEVELT UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total income from all sources (including contributions)2022-08-31$-6,341,294
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$6,746,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$6,617,159
Expenses. Certain deemed distributions of participant loans2022-08-31$2,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$2,641,188
Value of total assets at end of year2022-08-31$77,498,027
Value of total assets at beginning of year2022-08-31$90,586,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$126,828
Total interest from all sources2022-08-31$866,436
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$1,970,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-08-31$1,970,234
Administrative expenses professional fees incurred2022-08-31$18,115
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$1,000,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Participant contributions at end of year2022-08-31$389,523
Participant contributions at beginning of year2022-08-31$333,505
Assets. Other investments not covered elsewhere at end of year2022-08-31$399,741
Assets. Other investments not covered elsewhere at beginning of year2022-08-31$755,456
Other income not declared elsewhere2022-08-31$148,125
Administrative expenses (other) incurred2022-08-31$102,204
Total non interest bearing cash at end of year2022-08-31$60,186
Total non interest bearing cash at beginning of year2022-08-31$54,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-13,088,243
Value of net assets at end of year (total assets less liabilities)2022-08-31$77,498,027
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$90,586,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Investment advisory and management fees2022-08-31$6,509
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$53,477,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$66,590,248
Value of interest in pooled separate accounts at end of year2022-08-31$1,084,266
Value of interest in pooled separate accounts at beginning of year2022-08-31$907,982
Interest on participant loans2022-08-31$16,718
Interest earned on other investments2022-08-31$849,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-31$21,975,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-31$21,930,847
Expenses. Payments to insurance carriers foe the provision of benefits2022-08-31$957,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$-12,157,458
Net investment gain/loss from pooled separate accounts2022-08-31$190,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31No
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$2,641,188
Employer contributions (assets) at end of year2022-08-31$110,881
Employer contributions (assets) at beginning of year2022-08-31$13,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$5,659,383
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31CROWE LLP
Accountancy firm EIN2022-08-31350921680
2021 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total income from all sources (including contributions)2021-08-31$15,408,031
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$4,237,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$4,077,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$1,087,569
Value of total assets at end of year2021-08-31$90,586,270
Value of total assets at beginning of year2021-08-31$79,415,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$159,503
Total interest from all sources2021-08-31$803,086
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$855,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-08-31$855,263
Administrative expenses professional fees incurred2021-08-31$21,647
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$1,000,000
If this is an individual account plan, was there a blackout period2021-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
Funding deficiency by the employer to the plan for this plan year2021-08-31$0
Minimum employer required contribution for this plan year2021-08-31$1,040,246
Amount contributed by the employer to the plan for this plan year2021-08-31$1,040,246
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Participant contributions at end of year2021-08-31$333,505
Participant contributions at beginning of year2021-08-31$310,480
Assets. Other investments not covered elsewhere at end of year2021-08-31$755,456
Assets. Other investments not covered elsewhere at beginning of year2021-08-31$940,398
Income. Received or receivable in cash from other sources (including rollovers)2021-08-31$47,323
Other income not declared elsewhere2021-08-31$287,390
Administrative expenses (other) incurred2021-08-31$111,980
Total non interest bearing cash at end of year2021-08-31$54,860
Total non interest bearing cash at beginning of year2021-08-31$74,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$11,170,796
Value of net assets at end of year (total assets less liabilities)2021-08-31$90,586,270
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$79,415,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Investment advisory and management fees2021-08-31$25,876
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$66,590,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$55,642,091
Value of interest in pooled separate accounts at end of year2021-08-31$907,982
Value of interest in pooled separate accounts at beginning of year2021-08-31$817,002
Interest earned on other investments2021-08-31$803,086
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-08-31$21,930,847
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-08-31$21,532,930
Expenses. Payments to insurance carriers foe the provision of benefits2021-08-31$556,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$12,295,821
Net investment gain/loss from pooled separate accounts2021-08-31$78,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$1,040,246
Employer contributions (assets) at end of year2021-08-31$13,372
Employer contributions (assets) at beginning of year2021-08-31$97,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$3,521,332
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31CROWE LLP
Accountancy firm EIN2021-08-31350921680
2020 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$10,758,279
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$3,498,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$3,465,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$2,511,839
Value of total assets at end of year2020-08-31$79,415,474
Value of total assets at beginning of year2020-08-31$72,155,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$33,579
Total interest from all sources2020-08-31$850,543
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$1,025,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-08-31$1,025,833
Administrative expenses professional fees incurred2020-08-31$7,300
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$1,000,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Participant contributions at end of year2020-08-31$310,480
Participant contributions at beginning of year2020-08-31$147,641
Assets. Other investments not covered elsewhere at end of year2020-08-31$940,398
Assets. Other investments not covered elsewhere at beginning of year2020-08-31$691,862
Other income not declared elsewhere2020-08-31$239,821
Administrative expenses (other) incurred2020-08-31$1,025
Total non interest bearing cash at end of year2020-08-31$74,669
Total non interest bearing cash at beginning of year2020-08-31$71,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$7,259,598
Value of net assets at end of year (total assets less liabilities)2020-08-31$79,415,474
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$72,155,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Investment advisory and management fees2020-08-31$25,254
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$55,642,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$48,443,813
Value of interest in pooled separate accounts at end of year2020-08-31$817,002
Value of interest in pooled separate accounts at beginning of year2020-08-31$1,675,221
Interest earned on other investments2020-08-31$850,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-08-31$21,532,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-08-31$21,125,737
Expenses. Payments to insurance carriers foe the provision of benefits2020-08-31$645,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$6,125,063
Net investment gain/loss from pooled separate accounts2020-08-31$5,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Contributions received in cash from employer2020-08-31$2,511,839
Employer contributions (assets) at end of year2020-08-31$97,904
Employer contributions (assets) at beginning of year2020-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$2,819,720
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31CROWE LLP
Accountancy firm EIN2020-08-31350921680
2019 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$4,000,760
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$3,438,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$3,389,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$2,515,280
Value of total assets at end of year2019-08-31$72,155,876
Value of total assets at beginning of year2019-08-31$71,593,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$48,367
Total interest from all sources2019-08-31$867,946
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$1,056,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-08-31$1,056,241
Administrative expenses professional fees incurred2019-08-31$17,051
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$1,000,000
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Funding deficiency by the employer to the plan for this plan year2019-08-31$0
Minimum employer required contribution for this plan year2019-08-31$2,509,713
Amount contributed by the employer to the plan for this plan year2019-08-31$2,509,713
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Participant contributions at end of year2019-08-31$147,641
Participant contributions at beginning of year2019-08-31$108,514
Assets. Other investments not covered elsewhere at end of year2019-08-31$691,862
Assets. Other investments not covered elsewhere at beginning of year2019-08-31$664,289
Income. Received or receivable in cash from other sources (including rollovers)2019-08-31$5,567
Other income not declared elsewhere2019-08-31$19,665
Administrative expenses (other) incurred2019-08-31$600
Total non interest bearing cash at end of year2019-08-31$71,602
Total non interest bearing cash at beginning of year2019-08-31$48,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$562,574
Value of net assets at end of year (total assets less liabilities)2019-08-31$72,155,876
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$71,593,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Investment advisory and management fees2019-08-31$30,716
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$48,443,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$47,949,327
Value of interest in pooled separate accounts at end of year2019-08-31$1,675,221
Value of interest in pooled separate accounts at beginning of year2019-08-31$1,529,301
Interest earned on other investments2019-08-31$867,946
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$21,125,737
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$21,193,074
Expenses. Payments to insurance carriers foe the provision of benefits2019-08-31$941,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$-536,882
Net investment gain/loss from pooled separate accounts2019-08-31$78,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Contributions received in cash from employer2019-08-31$2,509,713
Employer contributions (assets) at end of year2019-08-31$0
Employer contributions (assets) at beginning of year2019-08-31$100,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$2,448,600
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31CROWE LLP
Accountancy firm EIN2019-08-31350921680
2018 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$8,814,810
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$3,487,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$3,452,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$2,541,753
Value of total assets at end of year2018-08-31$71,593,302
Value of total assets at beginning of year2018-08-31$66,266,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$35,548
Total interest from all sources2018-08-31$868,629
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$796,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-08-31$796,443
Administrative expenses professional fees incurred2018-08-31$14,300
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$1,000,000
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Funding deficiency by the employer to the plan for this plan year2018-08-31$0
Minimum employer required contribution for this plan year2018-08-31$2,541,753
Amount contributed by the employer to the plan for this plan year2018-08-31$2,541,753
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Participant contributions at end of year2018-08-31$108,514
Participant contributions at beginning of year2018-08-31$0
Assets. Other investments not covered elsewhere at end of year2018-08-31$664,289
Assets. Other investments not covered elsewhere at beginning of year2018-08-31$0
Other income not declared elsewhere2018-08-31$129,258
Administrative expenses (other) incurred2018-08-31$5,203
Total non interest bearing cash at end of year2018-08-31$48,337
Total non interest bearing cash at beginning of year2018-08-31$3,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$5,327,201
Value of net assets at end of year (total assets less liabilities)2018-08-31$71,593,302
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$66,266,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Investment advisory and management fees2018-08-31$16,045
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$47,949,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$43,749,571
Value of interest in pooled separate accounts at end of year2018-08-31$1,529,301
Value of interest in pooled separate accounts at beginning of year2018-08-31$1,412,957
Interest earned on other investments2018-08-31$868,629
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$21,193,074
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$20,990,310
Expenses. Payments to insurance carriers foe the provision of benefits2018-08-31$800,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$4,401,645
Net investment gain/loss from pooled separate accounts2018-08-31$77,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Contributions received in cash from employer2018-08-31$2,541,753
Employer contributions (assets) at end of year2018-08-31$100,460
Employer contributions (assets) at beginning of year2018-08-31$110,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$2,651,702
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31CROWE LLP
Accountancy firm EIN2018-08-31350921680
2017 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$8,447,694
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$2,916,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$2,871,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$2,396,051
Value of total assets at end of year2017-08-31$66,266,101
Value of total assets at beginning of year2017-08-31$60,734,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$44,694
Total interest from all sources2017-08-31$859,624
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$943,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-08-31$943,472
Administrative expenses professional fees incurred2017-08-31$13,612
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$1,000,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Other income not declared elsewhere2017-08-31$28,285
Administrative expenses (other) incurred2017-08-31$15,419
Total non interest bearing cash at end of year2017-08-31$3,224
Total non interest bearing cash at beginning of year2017-08-31$4,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$5,531,675
Value of net assets at end of year (total assets less liabilities)2017-08-31$66,266,101
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$60,734,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Investment advisory and management fees2017-08-31$15,663
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$43,749,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$39,259,916
Value of interest in pooled separate accounts at end of year2017-08-31$1,412,957
Value of interest in pooled separate accounts at beginning of year2017-08-31$1,482,522
Interest earned on other investments2017-08-31$859,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$20,990,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$19,973,212
Expenses. Payments to insurance carriers foe the provision of benefits2017-08-31$216,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-08-31$4,161,688
Net investment gain/loss from pooled separate accounts2017-08-31$58,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Contributions received in cash from employer2017-08-31$2,396,051
Employer contributions (assets) at end of year2017-08-31$110,039
Employer contributions (assets) at beginning of year2017-08-31$14,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$2,654,827
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31CROWE HORWATH LLP
Accountancy firm EIN2017-08-31350921680
2016 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$4,384,166
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$3,690,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$3,654,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$959,039
Value of total assets at end of year2016-08-31$60,734,426
Value of total assets at beginning of year2016-08-31$60,040,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$35,424
Total interest from all sources2016-08-31$838,377
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$959,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-08-31$959,689
Administrative expenses professional fees incurred2016-08-31$22,781
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$1,000,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Funding deficiency by the employer to the plan for this plan year2016-08-31$0
Minimum employer required contribution for this plan year2016-08-31$959,039
Amount contributed by the employer to the plan for this plan year2016-08-31$959,039
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Administrative expenses (other) incurred2016-08-31$12,643
Total non interest bearing cash at end of year2016-08-31$4,354
Total non interest bearing cash at beginning of year2016-08-31$3,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$694,019
Value of net assets at end of year (total assets less liabilities)2016-08-31$60,734,426
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$60,040,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$39,259,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$39,197,029
Value of interest in pooled separate accounts at end of year2016-08-31$1,482,522
Value of interest in pooled separate accounts at beginning of year2016-08-31$1,348,592
Interest earned on other investments2016-08-31$838,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-08-31$377
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$19,973,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$19,465,619
Expenses. Payments to insurance carriers foe the provision of benefits2016-08-31$496,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$1,545,101
Net investment gain/loss from pooled separate accounts2016-08-31$81,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$959,039
Employer contributions (assets) at end of year2016-08-31$14,422
Employer contributions (assets) at beginning of year2016-08-31$26,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$3,158,434
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31CROWE HORWATH LLP
Accountancy firm EIN2016-08-31350921680
2015 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$1,586,782
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$3,518,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$3,483,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$1,025,625
Value of total assets at end of year2015-08-31$60,040,407
Value of total assets at beginning of year2015-08-31$61,971,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$34,230
Total interest from all sources2015-08-31$807,577
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$1,143,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-08-31$1,143,450
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$1,000,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Funding deficiency by the employer to the plan for this plan year2015-08-31$0
Minimum employer required contribution for this plan year2015-08-31$1,025,625
Amount contributed by the employer to the plan for this plan year2015-08-31$1,025,625
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Administrative expenses (other) incurred2015-08-31$34,230
Total non interest bearing cash at end of year2015-08-31$3,159
Total non interest bearing cash at beginning of year2015-08-31$14,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-1,931,258
Value of net assets at end of year (total assets less liabilities)2015-08-31$60,040,407
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$61,971,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$39,197,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$41,547,237
Value of interest in pooled separate accounts at end of year2015-08-31$1,348,592
Value of interest in pooled separate accounts at beginning of year2015-08-31$1,319,311
Interest earned on other investments2015-08-31$807,577
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$19,465,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$19,062,227
Expenses. Payments to insurance carriers foe the provision of benefits2015-08-31$264,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$-1,526,255
Net investment gain/loss from pooled separate accounts2015-08-31$136,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$1,025,625
Employer contributions (assets) at end of year2015-08-31$26,008
Employer contributions (assets) at beginning of year2015-08-31$28,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$3,218,970
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31CROWE HORWATH LLP
Accountancy firm EIN2015-08-31350921680
2014 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$8,752,656
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$4,365,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$4,347,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$1,114,310
Value of total assets at end of year2014-08-31$61,971,665
Value of total assets at beginning of year2014-08-31$57,584,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$18,192
Total interest from all sources2014-08-31$803,140
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$1,084,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$1,084,765
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$1,000,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Funding deficiency by the employer to the plan for this plan year2014-08-31$0
Minimum employer required contribution for this plan year2014-08-31$1,114,310
Amount contributed by the employer to the plan for this plan year2014-08-31$1,114,310
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Administrative expenses (other) incurred2014-08-31$18,192
Total non interest bearing cash at end of year2014-08-31$14,424
Total non interest bearing cash at beginning of year2014-08-31$2,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$4,386,811
Value of net assets at end of year (total assets less liabilities)2014-08-31$61,971,665
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$57,584,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$41,547,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$37,823,162
Value of interest in pooled separate accounts at end of year2014-08-31$1,319,311
Value of interest in pooled separate accounts at beginning of year2014-08-31$1,235,785
Interest earned on other investments2014-08-31$803,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$19,062,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$18,493,336
Expenses. Payments to insurance carriers foe the provision of benefits2014-08-31$265,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$5,616,226
Net investment gain/loss from pooled separate accounts2014-08-31$134,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$1,114,310
Employer contributions (assets) at end of year2014-08-31$28,466
Employer contributions (assets) at beginning of year2014-08-31$29,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$4,081,711
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31CROWE HORWATH LLP
Accountancy firm EIN2014-08-31350921680
2013 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$6,201,937
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$1,570,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$1,559,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$1,077,263
Value of total assets at end of year2013-08-31$57,584,854
Value of total assets at beginning of year2013-08-31$52,953,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$10,304
Total interest from all sources2013-08-31$739,648
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$478,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-08-31$478,284
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$1,000,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Funding deficiency by the employer to the plan for this plan year2013-08-31$0
Minimum employer required contribution for this plan year2013-08-31$1,077,263
Amount contributed by the employer to the plan for this plan year2013-08-31$1,077,263
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Administrative expenses (other) incurred2013-08-31$10,304
Total non interest bearing cash at end of year2013-08-31$2,900
Total non interest bearing cash at beginning of year2013-08-31$1,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$4,631,789
Value of net assets at end of year (total assets less liabilities)2013-08-31$57,584,854
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$52,953,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$37,823,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$34,211,781
Value of interest in pooled separate accounts at end of year2013-08-31$1,235,785
Value of interest in pooled separate accounts at beginning of year2013-08-31$987,993
Interest earned on other investments2013-08-31$739,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$18,493,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$17,723,834
Expenses. Payments to insurance carriers foe the provision of benefits2013-08-31$206,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$3,810,223
Net investment gain/loss from pooled separate accounts2013-08-31$96,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$1,077,263
Employer contributions (assets) at end of year2013-08-31$29,671
Employer contributions (assets) at beginning of year2013-08-31$28,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$1,353,273
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31CROWE HORWATH LLP
Accountancy firm EIN2013-08-31350921680
2012 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total transfer of assets to this plan2012-08-31$330,606
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$4,770,172
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$2,980,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$2,975,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$1,072,692
Value of total assets at end of year2012-08-31$52,953,065
Value of total assets at beginning of year2012-08-31$50,832,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$5,120
Total interest from all sources2012-08-31$698,937
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$330,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-08-31$330,267
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$1,000,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Funding deficiency by the employer to the plan for this plan year2012-08-31$0
Minimum employer required contribution for this plan year2012-08-31$1,072,692
Amount contributed by the employer to the plan for this plan year2012-08-31$1,072,692
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Administrative expenses (other) incurred2012-08-31$5,120
Total non interest bearing cash at end of year2012-08-31$1,062
Total non interest bearing cash at beginning of year2012-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$1,789,482
Value of net assets at end of year (total assets less liabilities)2012-08-31$52,953,065
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$50,832,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$34,211,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$32,912,025
Value of interest in pooled separate accounts at end of year2012-08-31$987,993
Value of interest in pooled separate accounts at beginning of year2012-08-31$826,000
Interest earned on other investments2012-08-31$698,937
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$17,723,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$16,919,973
Expenses. Payments to insurance carriers foe the provision of benefits2012-08-31$269,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$2,580,763
Net investment gain/loss from pooled separate accounts2012-08-31$87,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$1,072,692
Employer contributions (assets) at end of year2012-08-31$28,395
Employer contributions (assets) at beginning of year2012-08-31$174,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$2,705,650
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31CROWE HORWATH LLP
Accountancy firm EIN2012-08-31350921680
2011 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$8,886,457
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$4,499,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$4,493,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$4,071,719
Value of total assets at end of year2011-08-31$50,832,977
Value of total assets at beginning of year2011-08-31$46,446,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$6,362
Total interest from all sources2011-08-31$642,139
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$283,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$283,886
Administrative expenses professional fees incurred2011-08-31$6,362
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$1,000,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$7,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$4,386,545
Value of net assets at end of year (total assets less liabilities)2011-08-31$50,832,977
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$46,446,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$32,912,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$30,123,426
Value of interest in pooled separate accounts at end of year2011-08-31$826,000
Value of interest in pooled separate accounts at beginning of year2011-08-31$496,766
Interest earned on other investments2011-08-31$642,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$16,919,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$15,524,799
Expenses. Payments to insurance carriers foe the provision of benefits2011-08-31$210,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$3,777,589
Net investment gain/loss from pooled separate accounts2011-08-31$111,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$4,064,667
Employer contributions (assets) at end of year2011-08-31$174,979
Employer contributions (assets) at beginning of year2011-08-31$301,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$4,283,467
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31CROWE HORWATH LLP
Accountancy firm EIN2011-08-31350921680

Form 5500 Responses for ROOSEVELT UNIVERSITY RETIREMENT PLAN

2021: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2010: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2010 form 5500 responses
2010-09-01Type of plan entitySingle employer plan
2010-09-01Submission has been amendedNo
2010-09-01This submission is the final filingNo
2010-09-01This return/report is a short plan year return/report (less than 12 months)No
2010-09-01Plan is a collectively bargained planNo
2010-09-01Plan funding arrangement – InsuranceYes
2010-09-01Plan funding arrangement – TrustYes
2010-09-01Plan benefit arrangement – InsuranceYes
2010-09-01Plan benefit arrangement - TrustYes
2009: ROOSEVELT UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150290
Policy instance 1
Insurance contract or identification number150290
Number of Individuals Covered376
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150290
Policy instance 1
Insurance contract or identification number150290
Number of Individuals Covered380
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150290
Policy instance 1
Insurance contract or identification number150290
Number of Individuals Covered397
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150290
Policy instance 1
Insurance contract or identification number150290
Number of Individuals Covered456
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150290
Policy instance 1
Insurance contract or identification number150290
Number of Individuals Covered466
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3