ROOSEVELT UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROOSEVELT UNIVERSITY RETIREMENT PLAN
Measure | Date | Value |
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2022 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-08-31 | $0 |
Total income from all sources (including contributions) | 2022-08-31 | $-6,341,294 |
Total loss/gain on sale of assets | 2022-08-31 | $0 |
Total of all expenses incurred | 2022-08-31 | $6,746,949 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-08-31 | $6,617,159 |
Expenses. Certain deemed distributions of participant loans | 2022-08-31 | $2,962 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-08-31 | $2,641,188 |
Value of total assets at end of year | 2022-08-31 | $77,498,027 |
Value of total assets at beginning of year | 2022-08-31 | $90,586,270 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-08-31 | $126,828 |
Total interest from all sources | 2022-08-31 | $866,436 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-08-31 | $1,970,234 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-08-31 | $1,970,234 |
Administrative expenses professional fees incurred | 2022-08-31 | $18,115 |
Was this plan covered by a fidelity bond | 2022-08-31 | Yes |
Value of fidelity bond cover | 2022-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-08-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-08-31 | No |
Participant contributions at end of year | 2022-08-31 | $389,523 |
Participant contributions at beginning of year | 2022-08-31 | $333,505 |
Assets. Other investments not covered elsewhere at end of year | 2022-08-31 | $399,741 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-08-31 | $755,456 |
Other income not declared elsewhere | 2022-08-31 | $148,125 |
Administrative expenses (other) incurred | 2022-08-31 | $102,204 |
Total non interest bearing cash at end of year | 2022-08-31 | $60,186 |
Total non interest bearing cash at beginning of year | 2022-08-31 | $54,860 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-31 | No |
Value of net income/loss | 2022-08-31 | $-13,088,243 |
Value of net assets at end of year (total assets less liabilities) | 2022-08-31 | $77,498,027 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-08-31 | $90,586,270 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-08-31 | No |
Investment advisory and management fees | 2022-08-31 | $6,509 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-08-31 | $53,477,956 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-08-31 | $66,590,248 |
Value of interest in pooled separate accounts at end of year | 2022-08-31 | $1,084,266 |
Value of interest in pooled separate accounts at beginning of year | 2022-08-31 | $907,982 |
Interest on participant loans | 2022-08-31 | $16,718 |
Interest earned on other investments | 2022-08-31 | $849,718 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-08-31 | $21,975,474 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-08-31 | $21,930,847 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-08-31 | $957,776 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-08-31 | $-12,157,458 |
Net investment gain/loss from pooled separate accounts | 2022-08-31 | $190,181 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-08-31 | No |
Contributions received in cash from employer | 2022-08-31 | $2,641,188 |
Employer contributions (assets) at end of year | 2022-08-31 | $110,881 |
Employer contributions (assets) at beginning of year | 2022-08-31 | $13,372 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-08-31 | $5,659,383 |
Did the plan have assets held for investment | 2022-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-08-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-08-31 | Unqualified |
Accountancy firm name | 2022-08-31 | CROWE LLP |
Accountancy firm EIN | 2022-08-31 | 350921680 |
2021 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-08-31 | $0 |
Total income from all sources (including contributions) | 2021-08-31 | $15,408,031 |
Total loss/gain on sale of assets | 2021-08-31 | $0 |
Total of all expenses incurred | 2021-08-31 | $4,237,235 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-08-31 | $4,077,732 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-08-31 | $1,087,569 |
Value of total assets at end of year | 2021-08-31 | $90,586,270 |
Value of total assets at beginning of year | 2021-08-31 | $79,415,474 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-08-31 | $159,503 |
Total interest from all sources | 2021-08-31 | $803,086 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-08-31 | $855,263 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-08-31 | $855,263 |
Administrative expenses professional fees incurred | 2021-08-31 | $21,647 |
Was this plan covered by a fidelity bond | 2021-08-31 | Yes |
Value of fidelity bond cover | 2021-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2021-08-31 | $0 |
Minimum employer required contribution for this plan year | 2021-08-31 | $1,040,246 |
Amount contributed by the employer to the plan for this plan year | 2021-08-31 | $1,040,246 |
Were there any nonexempt tranactions with any party-in-interest | 2021-08-31 | No |
Participant contributions at end of year | 2021-08-31 | $333,505 |
Participant contributions at beginning of year | 2021-08-31 | $310,480 |
Assets. Other investments not covered elsewhere at end of year | 2021-08-31 | $755,456 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-08-31 | $940,398 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-08-31 | $47,323 |
Other income not declared elsewhere | 2021-08-31 | $287,390 |
Administrative expenses (other) incurred | 2021-08-31 | $111,980 |
Total non interest bearing cash at end of year | 2021-08-31 | $54,860 |
Total non interest bearing cash at beginning of year | 2021-08-31 | $74,669 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-08-31 | No |
Value of net income/loss | 2021-08-31 | $11,170,796 |
Value of net assets at end of year (total assets less liabilities) | 2021-08-31 | $90,586,270 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-08-31 | $79,415,474 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-08-31 | No |
Investment advisory and management fees | 2021-08-31 | $25,876 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-08-31 | $66,590,248 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-08-31 | $55,642,091 |
Value of interest in pooled separate accounts at end of year | 2021-08-31 | $907,982 |
Value of interest in pooled separate accounts at beginning of year | 2021-08-31 | $817,002 |
Interest earned on other investments | 2021-08-31 | $803,086 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-08-31 | $21,930,847 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-08-31 | $21,532,930 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-08-31 | $556,400 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-08-31 | $12,295,821 |
Net investment gain/loss from pooled separate accounts | 2021-08-31 | $78,902 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-08-31 | No |
Contributions received in cash from employer | 2021-08-31 | $1,040,246 |
Employer contributions (assets) at end of year | 2021-08-31 | $13,372 |
Employer contributions (assets) at beginning of year | 2021-08-31 | $97,904 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-08-31 | $3,521,332 |
Did the plan have assets held for investment | 2021-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-08-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-08-31 | Disclaimer |
Accountancy firm name | 2021-08-31 | CROWE LLP |
Accountancy firm EIN | 2021-08-31 | 350921680 |
2020 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-08-31 | $0 |
Total income from all sources (including contributions) | 2020-08-31 | $10,758,279 |
Total loss/gain on sale of assets | 2020-08-31 | $0 |
Total of all expenses incurred | 2020-08-31 | $3,498,681 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-08-31 | $3,465,102 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-08-31 | $2,511,839 |
Value of total assets at end of year | 2020-08-31 | $79,415,474 |
Value of total assets at beginning of year | 2020-08-31 | $72,155,876 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-08-31 | $33,579 |
Total interest from all sources | 2020-08-31 | $850,543 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-08-31 | $1,025,833 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-08-31 | $1,025,833 |
Administrative expenses professional fees incurred | 2020-08-31 | $7,300 |
Was this plan covered by a fidelity bond | 2020-08-31 | Yes |
Value of fidelity bond cover | 2020-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-08-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-08-31 | No |
Participant contributions at end of year | 2020-08-31 | $310,480 |
Participant contributions at beginning of year | 2020-08-31 | $147,641 |
Assets. Other investments not covered elsewhere at end of year | 2020-08-31 | $940,398 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-08-31 | $691,862 |
Other income not declared elsewhere | 2020-08-31 | $239,821 |
Administrative expenses (other) incurred | 2020-08-31 | $1,025 |
Total non interest bearing cash at end of year | 2020-08-31 | $74,669 |
Total non interest bearing cash at beginning of year | 2020-08-31 | $71,602 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-08-31 | No |
Value of net income/loss | 2020-08-31 | $7,259,598 |
Value of net assets at end of year (total assets less liabilities) | 2020-08-31 | $79,415,474 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-08-31 | $72,155,876 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-08-31 | No |
Investment advisory and management fees | 2020-08-31 | $25,254 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-08-31 | $55,642,091 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-08-31 | $48,443,813 |
Value of interest in pooled separate accounts at end of year | 2020-08-31 | $817,002 |
Value of interest in pooled separate accounts at beginning of year | 2020-08-31 | $1,675,221 |
Interest earned on other investments | 2020-08-31 | $850,543 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-08-31 | $21,532,930 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-08-31 | $21,125,737 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-08-31 | $645,382 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-08-31 | $6,125,063 |
Net investment gain/loss from pooled separate accounts | 2020-08-31 | $5,180 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-08-31 | No |
Contributions received in cash from employer | 2020-08-31 | $2,511,839 |
Employer contributions (assets) at end of year | 2020-08-31 | $97,904 |
Employer contributions (assets) at beginning of year | 2020-08-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-08-31 | $2,819,720 |
Did the plan have assets held for investment | 2020-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-08-31 | Disclaimer |
Accountancy firm name | 2020-08-31 | CROWE LLP |
Accountancy firm EIN | 2020-08-31 | 350921680 |
2019 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-08-31 | $0 |
Total income from all sources (including contributions) | 2019-08-31 | $4,000,760 |
Total loss/gain on sale of assets | 2019-08-31 | $0 |
Total of all expenses incurred | 2019-08-31 | $3,438,186 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-08-31 | $3,389,819 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-08-31 | $2,515,280 |
Value of total assets at end of year | 2019-08-31 | $72,155,876 |
Value of total assets at beginning of year | 2019-08-31 | $71,593,302 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-08-31 | $48,367 |
Total interest from all sources | 2019-08-31 | $867,946 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-08-31 | $1,056,241 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-08-31 | $1,056,241 |
Administrative expenses professional fees incurred | 2019-08-31 | $17,051 |
Was this plan covered by a fidelity bond | 2019-08-31 | Yes |
Value of fidelity bond cover | 2019-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2019-08-31 | $0 |
Minimum employer required contribution for this plan year | 2019-08-31 | $2,509,713 |
Amount contributed by the employer to the plan for this plan year | 2019-08-31 | $2,509,713 |
Were there any nonexempt tranactions with any party-in-interest | 2019-08-31 | No |
Participant contributions at end of year | 2019-08-31 | $147,641 |
Participant contributions at beginning of year | 2019-08-31 | $108,514 |
Assets. Other investments not covered elsewhere at end of year | 2019-08-31 | $691,862 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-08-31 | $664,289 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-08-31 | $5,567 |
Other income not declared elsewhere | 2019-08-31 | $19,665 |
Administrative expenses (other) incurred | 2019-08-31 | $600 |
Total non interest bearing cash at end of year | 2019-08-31 | $71,602 |
Total non interest bearing cash at beginning of year | 2019-08-31 | $48,337 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-08-31 | No |
Value of net income/loss | 2019-08-31 | $562,574 |
Value of net assets at end of year (total assets less liabilities) | 2019-08-31 | $72,155,876 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-08-31 | $71,593,302 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-08-31 | No |
Investment advisory and management fees | 2019-08-31 | $30,716 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-08-31 | $48,443,813 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-08-31 | $47,949,327 |
Value of interest in pooled separate accounts at end of year | 2019-08-31 | $1,675,221 |
Value of interest in pooled separate accounts at beginning of year | 2019-08-31 | $1,529,301 |
Interest earned on other investments | 2019-08-31 | $867,946 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-08-31 | $21,125,737 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-08-31 | $21,193,074 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-08-31 | $941,219 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-08-31 | $-536,882 |
Net investment gain/loss from pooled separate accounts | 2019-08-31 | $78,510 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-08-31 | No |
Contributions received in cash from employer | 2019-08-31 | $2,509,713 |
Employer contributions (assets) at end of year | 2019-08-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-08-31 | $100,460 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-08-31 | $2,448,600 |
Did the plan have assets held for investment | 2019-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-08-31 | Disclaimer |
Accountancy firm name | 2019-08-31 | CROWE LLP |
Accountancy firm EIN | 2019-08-31 | 350921680 |
2018 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
Total income from all sources (including contributions) | 2018-08-31 | $8,814,810 |
Total loss/gain on sale of assets | 2018-08-31 | $0 |
Total of all expenses incurred | 2018-08-31 | $3,487,609 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-08-31 | $3,452,061 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-08-31 | $2,541,753 |
Value of total assets at end of year | 2018-08-31 | $71,593,302 |
Value of total assets at beginning of year | 2018-08-31 | $66,266,101 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-08-31 | $35,548 |
Total interest from all sources | 2018-08-31 | $868,629 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-08-31 | $796,443 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-08-31 | $796,443 |
Administrative expenses professional fees incurred | 2018-08-31 | $14,300 |
Was this plan covered by a fidelity bond | 2018-08-31 | Yes |
Value of fidelity bond cover | 2018-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2018-08-31 | $0 |
Minimum employer required contribution for this plan year | 2018-08-31 | $2,541,753 |
Amount contributed by the employer to the plan for this plan year | 2018-08-31 | $2,541,753 |
Were there any nonexempt tranactions with any party-in-interest | 2018-08-31 | No |
Participant contributions at end of year | 2018-08-31 | $108,514 |
Participant contributions at beginning of year | 2018-08-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-08-31 | $664,289 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-08-31 | $0 |
Other income not declared elsewhere | 2018-08-31 | $129,258 |
Administrative expenses (other) incurred | 2018-08-31 | $5,203 |
Total non interest bearing cash at end of year | 2018-08-31 | $48,337 |
Total non interest bearing cash at beginning of year | 2018-08-31 | $3,224 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
Value of net income/loss | 2018-08-31 | $5,327,201 |
Value of net assets at end of year (total assets less liabilities) | 2018-08-31 | $71,593,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-08-31 | $66,266,101 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-08-31 | No |
Investment advisory and management fees | 2018-08-31 | $16,045 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-08-31 | $47,949,327 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-08-31 | $43,749,571 |
Value of interest in pooled separate accounts at end of year | 2018-08-31 | $1,529,301 |
Value of interest in pooled separate accounts at beginning of year | 2018-08-31 | $1,412,957 |
Interest earned on other investments | 2018-08-31 | $868,629 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-08-31 | $21,193,074 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-08-31 | $20,990,310 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-08-31 | $800,359 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-08-31 | $4,401,645 |
Net investment gain/loss from pooled separate accounts | 2018-08-31 | $77,082 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-08-31 | No |
Contributions received in cash from employer | 2018-08-31 | $2,541,753 |
Employer contributions (assets) at end of year | 2018-08-31 | $100,460 |
Employer contributions (assets) at beginning of year | 2018-08-31 | $110,039 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-08-31 | $2,651,702 |
Did the plan have assets held for investment | 2018-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-08-31 | Disclaimer |
Accountancy firm name | 2018-08-31 | CROWE LLP |
Accountancy firm EIN | 2018-08-31 | 350921680 |
2017 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-08-31 | $0 |
Total income from all sources (including contributions) | 2017-08-31 | $8,447,694 |
Total loss/gain on sale of assets | 2017-08-31 | $0 |
Total of all expenses incurred | 2017-08-31 | $2,916,019 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-08-31 | $2,871,325 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-08-31 | $2,396,051 |
Value of total assets at end of year | 2017-08-31 | $66,266,101 |
Value of total assets at beginning of year | 2017-08-31 | $60,734,426 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-08-31 | $44,694 |
Total interest from all sources | 2017-08-31 | $859,624 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-08-31 | $943,472 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-08-31 | $943,472 |
Administrative expenses professional fees incurred | 2017-08-31 | $13,612 |
Was this plan covered by a fidelity bond | 2017-08-31 | Yes |
Value of fidelity bond cover | 2017-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-08-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-08-31 | No |
Other income not declared elsewhere | 2017-08-31 | $28,285 |
Administrative expenses (other) incurred | 2017-08-31 | $15,419 |
Total non interest bearing cash at end of year | 2017-08-31 | $3,224 |
Total non interest bearing cash at beginning of year | 2017-08-31 | $4,354 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-08-31 | No |
Value of net income/loss | 2017-08-31 | $5,531,675 |
Value of net assets at end of year (total assets less liabilities) | 2017-08-31 | $66,266,101 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-08-31 | $60,734,426 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-08-31 | No |
Investment advisory and management fees | 2017-08-31 | $15,663 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-08-31 | $43,749,571 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-08-31 | $39,259,916 |
Value of interest in pooled separate accounts at end of year | 2017-08-31 | $1,412,957 |
Value of interest in pooled separate accounts at beginning of year | 2017-08-31 | $1,482,522 |
Interest earned on other investments | 2017-08-31 | $859,624 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-08-31 | $20,990,310 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-08-31 | $19,973,212 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-08-31 | $216,498 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-08-31 | $4,161,688 |
Net investment gain/loss from pooled separate accounts | 2017-08-31 | $58,574 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-08-31 | No |
Contributions received in cash from employer | 2017-08-31 | $2,396,051 |
Employer contributions (assets) at end of year | 2017-08-31 | $110,039 |
Employer contributions (assets) at beginning of year | 2017-08-31 | $14,422 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-08-31 | $2,654,827 |
Did the plan have assets held for investment | 2017-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-08-31 | Disclaimer |
Accountancy firm name | 2017-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2017-08-31 | 350921680 |
2016 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-08-31 | $0 |
Total income from all sources (including contributions) | 2016-08-31 | $4,384,166 |
Total loss/gain on sale of assets | 2016-08-31 | $0 |
Total of all expenses incurred | 2016-08-31 | $3,690,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-08-31 | $3,654,723 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-08-31 | $959,039 |
Value of total assets at end of year | 2016-08-31 | $60,734,426 |
Value of total assets at beginning of year | 2016-08-31 | $60,040,407 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-08-31 | $35,424 |
Total interest from all sources | 2016-08-31 | $838,377 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-08-31 | $959,689 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-08-31 | $959,689 |
Administrative expenses professional fees incurred | 2016-08-31 | $22,781 |
Was this plan covered by a fidelity bond | 2016-08-31 | Yes |
Value of fidelity bond cover | 2016-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2016-08-31 | $0 |
Minimum employer required contribution for this plan year | 2016-08-31 | $959,039 |
Amount contributed by the employer to the plan for this plan year | 2016-08-31 | $959,039 |
Were there any nonexempt tranactions with any party-in-interest | 2016-08-31 | No |
Administrative expenses (other) incurred | 2016-08-31 | $12,643 |
Total non interest bearing cash at end of year | 2016-08-31 | $4,354 |
Total non interest bearing cash at beginning of year | 2016-08-31 | $3,159 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-08-31 | No |
Value of net income/loss | 2016-08-31 | $694,019 |
Value of net assets at end of year (total assets less liabilities) | 2016-08-31 | $60,734,426 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-08-31 | $60,040,407 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-08-31 | $39,259,916 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-08-31 | $39,197,029 |
Value of interest in pooled separate accounts at end of year | 2016-08-31 | $1,482,522 |
Value of interest in pooled separate accounts at beginning of year | 2016-08-31 | $1,348,592 |
Interest earned on other investments | 2016-08-31 | $838,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-08-31 | $377 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-08-31 | $19,973,212 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-08-31 | $19,465,619 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-08-31 | $496,289 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-08-31 | $1,545,101 |
Net investment gain/loss from pooled separate accounts | 2016-08-31 | $81,960 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-08-31 | No |
Contributions received in cash from employer | 2016-08-31 | $959,039 |
Employer contributions (assets) at end of year | 2016-08-31 | $14,422 |
Employer contributions (assets) at beginning of year | 2016-08-31 | $26,008 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-08-31 | $3,158,434 |
Did the plan have assets held for investment | 2016-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-08-31 | Disclaimer |
Accountancy firm name | 2016-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2016-08-31 | 350921680 |
2015 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $0 |
Total income from all sources (including contributions) | 2015-08-31 | $1,586,782 |
Total loss/gain on sale of assets | 2015-08-31 | $0 |
Total of all expenses incurred | 2015-08-31 | $3,518,040 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-08-31 | $3,483,810 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-08-31 | $1,025,625 |
Value of total assets at end of year | 2015-08-31 | $60,040,407 |
Value of total assets at beginning of year | 2015-08-31 | $61,971,665 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-08-31 | $34,230 |
Total interest from all sources | 2015-08-31 | $807,577 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-08-31 | $1,143,450 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-08-31 | $1,143,450 |
Was this plan covered by a fidelity bond | 2015-08-31 | Yes |
Value of fidelity bond cover | 2015-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2015-08-31 | $0 |
Minimum employer required contribution for this plan year | 2015-08-31 | $1,025,625 |
Amount contributed by the employer to the plan for this plan year | 2015-08-31 | $1,025,625 |
Were there any nonexempt tranactions with any party-in-interest | 2015-08-31 | No |
Administrative expenses (other) incurred | 2015-08-31 | $34,230 |
Total non interest bearing cash at end of year | 2015-08-31 | $3,159 |
Total non interest bearing cash at beginning of year | 2015-08-31 | $14,424 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
Value of net income/loss | 2015-08-31 | $-1,931,258 |
Value of net assets at end of year (total assets less liabilities) | 2015-08-31 | $60,040,407 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-08-31 | $61,971,665 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-08-31 | $39,197,029 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-08-31 | $41,547,237 |
Value of interest in pooled separate accounts at end of year | 2015-08-31 | $1,348,592 |
Value of interest in pooled separate accounts at beginning of year | 2015-08-31 | $1,319,311 |
Interest earned on other investments | 2015-08-31 | $807,577 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-08-31 | $19,465,619 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-08-31 | $19,062,227 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-08-31 | $264,840 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-08-31 | $-1,526,255 |
Net investment gain/loss from pooled separate accounts | 2015-08-31 | $136,385 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-08-31 | No |
Contributions received in cash from employer | 2015-08-31 | $1,025,625 |
Employer contributions (assets) at end of year | 2015-08-31 | $26,008 |
Employer contributions (assets) at beginning of year | 2015-08-31 | $28,466 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-08-31 | $3,218,970 |
Did the plan have assets held for investment | 2015-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-08-31 | Disclaimer |
Accountancy firm name | 2015-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2015-08-31 | 350921680 |
2014 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $0 |
Total income from all sources (including contributions) | 2014-08-31 | $8,752,656 |
Total loss/gain on sale of assets | 2014-08-31 | $0 |
Total of all expenses incurred | 2014-08-31 | $4,365,845 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-08-31 | $4,347,653 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-08-31 | $1,114,310 |
Value of total assets at end of year | 2014-08-31 | $61,971,665 |
Value of total assets at beginning of year | 2014-08-31 | $57,584,854 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-08-31 | $18,192 |
Total interest from all sources | 2014-08-31 | $803,140 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-08-31 | $1,084,765 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-08-31 | $1,084,765 |
Was this plan covered by a fidelity bond | 2014-08-31 | Yes |
Value of fidelity bond cover | 2014-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2014-08-31 | $0 |
Minimum employer required contribution for this plan year | 2014-08-31 | $1,114,310 |
Amount contributed by the employer to the plan for this plan year | 2014-08-31 | $1,114,310 |
Were there any nonexempt tranactions with any party-in-interest | 2014-08-31 | No |
Administrative expenses (other) incurred | 2014-08-31 | $18,192 |
Total non interest bearing cash at end of year | 2014-08-31 | $14,424 |
Total non interest bearing cash at beginning of year | 2014-08-31 | $2,900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
Value of net income/loss | 2014-08-31 | $4,386,811 |
Value of net assets at end of year (total assets less liabilities) | 2014-08-31 | $61,971,665 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-08-31 | $57,584,854 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-08-31 | $41,547,237 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-08-31 | $37,823,162 |
Value of interest in pooled separate accounts at end of year | 2014-08-31 | $1,319,311 |
Value of interest in pooled separate accounts at beginning of year | 2014-08-31 | $1,235,785 |
Interest earned on other investments | 2014-08-31 | $803,140 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-08-31 | $19,062,227 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-08-31 | $18,493,336 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-08-31 | $265,942 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-08-31 | $5,616,226 |
Net investment gain/loss from pooled separate accounts | 2014-08-31 | $134,215 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-08-31 | No |
Contributions received in cash from employer | 2014-08-31 | $1,114,310 |
Employer contributions (assets) at end of year | 2014-08-31 | $28,466 |
Employer contributions (assets) at beginning of year | 2014-08-31 | $29,671 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-08-31 | $4,081,711 |
Did the plan have assets held for investment | 2014-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-08-31 | Disclaimer |
Accountancy firm name | 2014-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2014-08-31 | 350921680 |
2013 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-31 | $0 |
Total income from all sources (including contributions) | 2013-08-31 | $6,201,937 |
Total loss/gain on sale of assets | 2013-08-31 | $0 |
Total of all expenses incurred | 2013-08-31 | $1,570,148 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-08-31 | $1,559,844 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-08-31 | $1,077,263 |
Value of total assets at end of year | 2013-08-31 | $57,584,854 |
Value of total assets at beginning of year | 2013-08-31 | $52,953,065 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-08-31 | $10,304 |
Total interest from all sources | 2013-08-31 | $739,648 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-08-31 | $478,284 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-08-31 | $478,284 |
Was this plan covered by a fidelity bond | 2013-08-31 | Yes |
Value of fidelity bond cover | 2013-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2013-08-31 | $0 |
Minimum employer required contribution for this plan year | 2013-08-31 | $1,077,263 |
Amount contributed by the employer to the plan for this plan year | 2013-08-31 | $1,077,263 |
Were there any nonexempt tranactions with any party-in-interest | 2013-08-31 | No |
Administrative expenses (other) incurred | 2013-08-31 | $10,304 |
Total non interest bearing cash at end of year | 2013-08-31 | $2,900 |
Total non interest bearing cash at beginning of year | 2013-08-31 | $1,062 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-31 | No |
Value of net income/loss | 2013-08-31 | $4,631,789 |
Value of net assets at end of year (total assets less liabilities) | 2013-08-31 | $57,584,854 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-08-31 | $52,953,065 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-08-31 | $37,823,162 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-08-31 | $34,211,781 |
Value of interest in pooled separate accounts at end of year | 2013-08-31 | $1,235,785 |
Value of interest in pooled separate accounts at beginning of year | 2013-08-31 | $987,993 |
Interest earned on other investments | 2013-08-31 | $739,648 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-08-31 | $18,493,336 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-08-31 | $17,723,834 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-08-31 | $206,571 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-08-31 | $3,810,223 |
Net investment gain/loss from pooled separate accounts | 2013-08-31 | $96,519 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-08-31 | No |
Contributions received in cash from employer | 2013-08-31 | $1,077,263 |
Employer contributions (assets) at end of year | 2013-08-31 | $29,671 |
Employer contributions (assets) at beginning of year | 2013-08-31 | $28,395 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-08-31 | $1,353,273 |
Did the plan have assets held for investment | 2013-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-08-31 | Disclaimer |
Accountancy firm name | 2013-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2013-08-31 | 350921680 |
2012 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-08-31 | $0 |
Total transfer of assets to this plan | 2012-08-31 | $330,606 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $0 |
Total income from all sources (including contributions) | 2012-08-31 | $4,770,172 |
Total loss/gain on sale of assets | 2012-08-31 | $0 |
Total of all expenses incurred | 2012-08-31 | $2,980,690 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-08-31 | $2,975,570 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-08-31 | $1,072,692 |
Value of total assets at end of year | 2012-08-31 | $52,953,065 |
Value of total assets at beginning of year | 2012-08-31 | $50,832,977 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-08-31 | $5,120 |
Total interest from all sources | 2012-08-31 | $698,937 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-08-31 | $330,267 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-08-31 | $330,267 |
Was this plan covered by a fidelity bond | 2012-08-31 | Yes |
Value of fidelity bond cover | 2012-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-08-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2012-08-31 | $0 |
Minimum employer required contribution for this plan year | 2012-08-31 | $1,072,692 |
Amount contributed by the employer to the plan for this plan year | 2012-08-31 | $1,072,692 |
Were there any nonexempt tranactions with any party-in-interest | 2012-08-31 | No |
Administrative expenses (other) incurred | 2012-08-31 | $5,120 |
Total non interest bearing cash at end of year | 2012-08-31 | $1,062 |
Total non interest bearing cash at beginning of year | 2012-08-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
Value of net income/loss | 2012-08-31 | $1,789,482 |
Value of net assets at end of year (total assets less liabilities) | 2012-08-31 | $52,953,065 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-08-31 | $50,832,977 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-08-31 | $34,211,781 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-08-31 | $32,912,025 |
Value of interest in pooled separate accounts at end of year | 2012-08-31 | $987,993 |
Value of interest in pooled separate accounts at beginning of year | 2012-08-31 | $826,000 |
Interest earned on other investments | 2012-08-31 | $698,937 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-08-31 | $17,723,834 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-08-31 | $16,919,973 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-08-31 | $269,920 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-08-31 | $2,580,763 |
Net investment gain/loss from pooled separate accounts | 2012-08-31 | $87,513 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-08-31 | No |
Contributions received in cash from employer | 2012-08-31 | $1,072,692 |
Employer contributions (assets) at end of year | 2012-08-31 | $28,395 |
Employer contributions (assets) at beginning of year | 2012-08-31 | $174,979 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-08-31 | $2,705,650 |
Did the plan have assets held for investment | 2012-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-08-31 | Disclaimer |
Accountancy firm name | 2012-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2012-08-31 | 350921680 |
2011 : ROOSEVELT UNIVERSITY RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-31 | $0 |
Total income from all sources (including contributions) | 2011-08-31 | $8,886,457 |
Total loss/gain on sale of assets | 2011-08-31 | $0 |
Total of all expenses incurred | 2011-08-31 | $4,499,912 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-08-31 | $4,493,550 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-08-31 | $4,071,719 |
Value of total assets at end of year | 2011-08-31 | $50,832,977 |
Value of total assets at beginning of year | 2011-08-31 | $46,446,432 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-08-31 | $6,362 |
Total interest from all sources | 2011-08-31 | $642,139 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-08-31 | $283,886 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-08-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-08-31 | $283,886 |
Administrative expenses professional fees incurred | 2011-08-31 | $6,362 |
Was this plan covered by a fidelity bond | 2011-08-31 | Yes |
Value of fidelity bond cover | 2011-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-08-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-08-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-08-31 | $7,052 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-31 | No |
Value of net income/loss | 2011-08-31 | $4,386,545 |
Value of net assets at end of year (total assets less liabilities) | 2011-08-31 | $50,832,977 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-08-31 | $46,446,432 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-08-31 | $32,912,025 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-08-31 | $30,123,426 |
Value of interest in pooled separate accounts at end of year | 2011-08-31 | $826,000 |
Value of interest in pooled separate accounts at beginning of year | 2011-08-31 | $496,766 |
Interest earned on other investments | 2011-08-31 | $642,139 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-08-31 | $16,919,973 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-08-31 | $15,524,799 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-08-31 | $210,083 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-08-31 | $3,777,589 |
Net investment gain/loss from pooled separate accounts | 2011-08-31 | $111,124 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-08-31 | No |
Contributions received in cash from employer | 2011-08-31 | $4,064,667 |
Employer contributions (assets) at end of year | 2011-08-31 | $174,979 |
Employer contributions (assets) at beginning of year | 2011-08-31 | $301,441 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-08-31 | $4,283,467 |
Did the plan have assets held for investment | 2011-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-08-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-08-31 | Disclaimer |
Accountancy firm name | 2011-08-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2011-08-31 | 350921680 |