H.C. DUKE & SON, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST
401k plan membership statisitcs for H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST
| Measure | Date | Value |
|---|
| 2022: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2022 401k membership |
|---|
| Market value of plan assets | 2022-11-30 | 11,885,118 |
| Acturial value of plan assets | 2022-11-30 | 11,885,118 |
| Funding target for retired participants and beneficiaries receiving payment | 2022-11-30 | 3,243,418 |
| Number of terminated vested participants | 2022-11-30 | 44 |
| Fundng target for terminated vested participants | 2022-11-30 | 1,273,341 |
| Active participant vested funding target | 2022-11-30 | 4,148,531 |
| Number of active participants | 2022-11-30 | 48 |
| Total funding liabilities for active participants | 2022-11-30 | 4,148,531 |
| Total participant count | 2022-11-30 | 115 |
| Total funding target for all participants | 2022-11-30 | 8,665,290 |
| Balance at beginning of prior year after applicable adjustments | 2022-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2022-11-30 | 781,473 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2022-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2022-11-30 | 0 |
| Amount remaining of carryover balance | 2022-11-30 | 0 |
| Amount remaining of prefunding balance | 2022-11-30 | 781,473 |
| Present value of excess contributions | 2022-11-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-11-30 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2022-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2022-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2022-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2022-11-30 | 872,358 |
| Total employer contributions | 2022-11-30 | 0 |
| Total employee contributions | 2022-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2022-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2022-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-11-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2022-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2022-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2022-11-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2022-11-30 | 0 |
| Waiver amortization installment | 2022-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2022-11-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2022-11-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2022-11-30 | 0 |
| Additional cash requirement | 2022-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2022-11-30 | 0 |
| Unpaid minimum required contributions for current year | 2022-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2022-11-30 | 0 |
| 2021: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-12-01 | 115 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-12-01 | 44 |
| Number of retired or separated participants receiving benefits | 2021-12-01 | 21 |
| Number of other retired or separated participants entitled to future benefits | 2021-12-01 | 43 |
| Total of all active and inactive participants | 2021-12-01 | 108 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-12-01 | 2 |
| Total participants | 2021-12-01 | 110 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-12-01 | 0 |
| Market value of plan assets | 2021-11-30 | 12,159,836 |
| Acturial value of plan assets | 2021-11-30 | 12,159,836 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-11-30 | 2,897,459 |
| Number of terminated vested participants | 2021-11-30 | 48 |
| Fundng target for terminated vested participants | 2021-11-30 | 1,338,012 |
| Active participant vested funding target | 2021-11-30 | 4,967,740 |
| Number of active participants | 2021-11-30 | 55 |
| Total funding liabilities for active participants | 2021-11-30 | 4,967,740 |
| Total participant count | 2021-11-30 | 128 |
| Total funding target for all participants | 2021-11-30 | 9,203,211 |
| Balance at beginning of prior year after applicable adjustments | 2021-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-11-30 | 670,217 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2021-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2021-11-30 | 0 |
| Amount remaining of carryover balance | 2021-11-30 | 0 |
| Amount remaining of prefunding balance | 2021-11-30 | 670,217 |
| Present value of excess contributions | 2021-11-30 | 508,917 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-11-30 | 536,246 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2021-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2021-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2021-11-30 | 781,473 |
| Total employer contributions | 2021-11-30 | 0 |
| Total employee contributions | 2021-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2021-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2021-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-11-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2021-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2021-11-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2021-11-30 | 0 |
| Waiver amortization installment | 2021-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-11-30 | 0 |
| Additional cash requirement | 2021-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-11-30 | 0 |
| Unpaid minimum required contributions for current year | 2021-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2021-11-30 | 0 |
| 2020: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-12-01 | 128 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-12-01 | 48 |
| Number of retired or separated participants receiving benefits | 2020-12-01 | 21 |
| Number of other retired or separated participants entitled to future benefits | 2020-12-01 | 44 |
| Total of all active and inactive participants | 2020-12-01 | 113 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-12-01 | 2 |
| Total participants | 2020-12-01 | 115 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-12-01 | 0 |
| Market value of plan assets | 2020-11-30 | 11,892,056 |
| Acturial value of plan assets | 2020-11-30 | 11,892,056 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-11-30 | 3,009,870 |
| Number of terminated vested participants | 2020-11-30 | 44 |
| Fundng target for terminated vested participants | 2020-11-30 | 1,283,292 |
| Active participant vested funding target | 2020-11-30 | 6,398,396 |
| Number of active participants | 2020-11-30 | 69 |
| Total funding liabilities for active participants | 2020-11-30 | 6,398,396 |
| Total participant count | 2020-11-30 | 138 |
| Total funding target for all participants | 2020-11-30 | 10,691,558 |
| Balance at beginning of prior year after applicable adjustments | 2020-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-11-30 | 610,120 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2020-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2020-11-30 | 0 |
| Amount remaining of carryover balance | 2020-11-30 | 0 |
| Amount remaining of prefunding balance | 2020-11-30 | 610,120 |
| Present value of excess contributions | 2020-11-30 | 233,156 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-11-30 | 246,050 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2020-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2020-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2020-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2020-11-30 | 670,217 |
| Total employer contributions | 2020-11-30 | 545,000 |
| Total employee contributions | 2020-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2020-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2020-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-11-30 | 508,917 |
| Unpaid minimum required contributions for all prior years | 2020-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2020-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2020-11-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2020-11-30 | 0 |
| Waiver amortization installment | 2020-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-11-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2020-11-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2020-11-30 | 0 |
| Additional cash requirement | 2020-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-11-30 | 508,917 |
| Unpaid minimum required contributions for current year | 2020-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2020-11-30 | 0 |
| 2019: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-12-01 | 138 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-12-01 | 55 |
| Number of retired or separated participants receiving benefits | 2019-12-01 | 21 |
| Number of other retired or separated participants entitled to future benefits | 2019-12-01 | 48 |
| Total of all active and inactive participants | 2019-12-01 | 124 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-12-01 | 4 |
| Total participants | 2019-12-01 | 128 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-12-01 | 0 |
| Market value of plan assets | 2019-11-30 | 11,270,954 |
| Acturial value of plan assets | 2019-11-30 | 11,270,954 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-11-30 | 2,324,126 |
| Number of terminated vested participants | 2019-11-30 | 45 |
| Fundng target for terminated vested participants | 2019-11-30 | 1,160,407 |
| Active participant vested funding target | 2019-11-30 | 6,968,726 |
| Number of active participants | 2019-11-30 | 77 |
| Total funding liabilities for active participants | 2019-11-30 | 6,968,726 |
| Total participant count | 2019-11-30 | 144 |
| Total funding target for all participants | 2019-11-30 | 10,453,259 |
| Balance at beginning of prior year after applicable adjustments | 2019-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-11-30 | 604,259 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-11-30 | 0 |
| Amount remaining of carryover balance | 2019-11-30 | 0 |
| Amount remaining of prefunding balance | 2019-11-30 | 604,259 |
| Present value of excess contributions | 2019-11-30 | 279,059 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-11-30 | 295,049 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2019-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2019-11-30 | 610,120 |
| Total employer contributions | 2019-11-30 | 250,000 |
| Total employee contributions | 2019-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-11-30 | 233,156 |
| Unpaid minimum required contributions for all prior years | 2019-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2019-11-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2019-11-30 | 0 |
| Waiver amortization installment | 2019-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-11-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2019-11-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2019-11-30 | 0 |
| Additional cash requirement | 2019-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-11-30 | 233,156 |
| Unpaid minimum required contributions for current year | 2019-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2019-11-30 | 0 |
| 2018: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-12-01 | 144 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-12-01 | 69 |
| Number of retired or separated participants receiving benefits | 2018-12-01 | 22 |
| Number of other retired or separated participants entitled to future benefits | 2018-12-01 | 44 |
| Total of all active and inactive participants | 2018-12-01 | 135 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-12-01 | 3 |
| Total participants | 2018-12-01 | 138 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-12-01 | 0 |
| Market value of plan assets | 2018-11-30 | 11,843,819 |
| Acturial value of plan assets | 2018-11-30 | 11,843,819 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-11-30 | 2,177,727 |
| Number of terminated vested participants | 2018-11-30 | 40 |
| Fundng target for terminated vested participants | 2018-11-30 | 1,055,371 |
| Active participant vested funding target | 2018-11-30 | 7,104,221 |
| Number of active participants | 2018-11-30 | 87 |
| Total funding liabilities for active participants | 2018-11-30 | 7,112,843 |
| Total participant count | 2018-11-30 | 149 |
| Total funding target for all participants | 2018-11-30 | 10,345,941 |
| Balance at beginning of prior year after applicable adjustments | 2018-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-11-30 | 540,579 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-11-30 | 0 |
| Amount remaining of carryover balance | 2018-11-30 | 0 |
| Amount remaining of prefunding balance | 2018-11-30 | 540,579 |
| Present value of excess contributions | 2018-11-30 | 556,920 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-11-30 | 590,168 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2018-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2018-11-30 | 604,259 |
| Total employer contributions | 2018-11-30 | 300,000 |
| Total employee contributions | 2018-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-11-30 | 279,059 |
| Unpaid minimum required contributions for all prior years | 2018-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2018-11-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2018-11-30 | 0 |
| Waiver amortization installment | 2018-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-11-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2018-11-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-11-30 | 0 |
| Additional cash requirement | 2018-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-11-30 | 279,059 |
| Unpaid minimum required contributions for current year | 2018-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2018-11-30 | 0 |
| 2017: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-12-01 | 149 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-12-01 | 77 |
| Number of retired or separated participants receiving benefits | 2017-12-01 | 19 |
| Number of other retired or separated participants entitled to future benefits | 2017-12-01 | 45 |
| Total of all active and inactive participants | 2017-12-01 | 141 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-12-01 | 3 |
| Total participants | 2017-12-01 | 144 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-12-01 | 0 |
| Market value of plan assets | 2017-11-30 | 11,373,943 |
| Acturial value of plan assets | 2017-11-30 | 11,373,943 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-11-30 | 1,782,962 |
| Number of terminated vested participants | 2017-11-30 | 40 |
| Fundng target for terminated vested participants | 2017-11-30 | 863,088 |
| Active participant vested funding target | 2017-11-30 | 8,170,992 |
| Number of active participants | 2017-11-30 | 98 |
| Total funding liabilities for active participants | 2017-11-30 | 8,187,314 |
| Total participant count | 2017-11-30 | 159 |
| Total funding target for all participants | 2017-11-30 | 10,833,364 |
| Balance at beginning of prior year after applicable adjustments | 2017-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-11-30 | 1,073,409 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-11-30 | 0 |
| Amount remaining of carryover balance | 2017-11-30 | 0 |
| Amount remaining of prefunding balance | 2017-11-30 | 1,073,409 |
| Present value of excess contributions | 2017-11-30 | 556,850 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-11-30 | 591,208 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-11-30 | 577,484 |
| Balance of carryovers at beginning of current year | 2017-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2017-11-30 | 540,579 |
| Total employer contributions | 2017-11-30 | 600,000 |
| Total employee contributions | 2017-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-11-30 | 556,920 |
| Unpaid minimum required contributions for all prior years | 2017-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2017-11-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2017-11-30 | 0 |
| Waiver amortization installment | 2017-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-11-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-11-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2017-11-30 | 0 |
| Additional cash requirement | 2017-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-11-30 | 556,920 |
| Unpaid minimum required contributions for current year | 2017-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2017-11-30 | 0 |
| 2016: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-12-01 | 159 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-12-01 | 87 |
| Number of retired or separated participants receiving benefits | 2016-12-01 | 19 |
| Number of other retired or separated participants entitled to future benefits | 2016-12-01 | 40 |
| Total of all active and inactive participants | 2016-12-01 | 146 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-12-01 | 3 |
| Total participants | 2016-12-01 | 149 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-12-01 | 0 |
| 2015: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-12-01 | 163 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-12-01 | 98 |
| Number of retired or separated participants receiving benefits | 2015-12-01 | 18 |
| Number of other retired or separated participants entitled to future benefits | 2015-12-01 | 40 |
| Total of all active and inactive participants | 2015-12-01 | 156 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-12-01 | 3 |
| Total participants | 2015-12-01 | 159 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-12-01 | 0 |
| 2014: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-01 | 173 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 115 |
| Number of retired or separated participants receiving benefits | 2014-12-01 | 17 |
| Number of other retired or separated participants entitled to future benefits | 2014-12-01 | 28 |
| Total of all active and inactive participants | 2014-12-01 | 160 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-12-01 | 3 |
| Total participants | 2014-12-01 | 163 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-12-01 | 2 |
| 2013: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-12-01 | 183 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 125 |
| Number of retired or separated participants receiving benefits | 2013-12-01 | 18 |
| Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 27 |
| Total of all active and inactive participants | 2013-12-01 | 170 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 3 |
| Total participants | 2013-12-01 | 173 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-12-01 | 2 |
| 2012: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 193 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 131 |
| Number of retired or separated participants receiving benefits | 2012-12-01 | 16 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 28 |
| Total of all active and inactive participants | 2012-12-01 | 175 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 3 |
| Total participants | 2012-12-01 | 178 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 9 |
| 2011: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 190 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 141 |
| Number of retired or separated participants receiving benefits | 2011-12-01 | 14 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 29 |
| Total of all active and inactive participants | 2011-12-01 | 184 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-12-01 | 4 |
| Total participants | 2011-12-01 | 188 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-12-01 | 4 |
| 2010: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-12-01 | 182 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-12-01 | 130 |
| Number of retired or separated participants receiving benefits | 2010-12-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2010-12-01 | 30 |
| Total of all active and inactive participants | 2010-12-01 | 172 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-12-01 | 4 |
| Total participants | 2010-12-01 | 176 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-12-01 | 4 |
| 2009: H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-12-01 | 193 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 133 |
| Number of retired or separated participants receiving benefits | 2009-12-01 | 11 |
| Number of other retired or separated participants entitled to future benefits | 2009-12-01 | 28 |
| Total of all active and inactive participants | 2009-12-01 | 172 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-12-01 | 5 |
| Total participants | 2009-12-01 | 177 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-12-01 | 13 |
| Measure | Date | Value |
|---|
| 2022 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-11-30 | $-3,704,072 |
| Total unrealized appreciation/depreciation of assets | 2022-11-30 | $-3,704,072 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
| Total income from all sources (including contributions) | 2022-11-30 | $-1,384,266 |
| Total loss/gain on sale of assets | 2022-11-30 | $2,174,430 |
| Total of all expenses incurred | 2022-11-30 | $972,235 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-30 | $915,463 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-30 | $0 |
| Value of total assets at end of year | 2022-11-30 | $9,528,617 |
| Value of total assets at beginning of year | 2022-11-30 | $11,885,118 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-30 | $56,772 |
| Total interest from all sources | 2022-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-11-30 | $145,376 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-11-30 | $145,376 |
| Was this plan covered by a fidelity bond | 2022-11-30 | Yes |
| Value of fidelity bond cover | 2022-11-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-11-30 | $6,342 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-11-30 | $2,209 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Value of net income/loss | 2022-11-30 | $-2,356,501 |
| Value of net assets at end of year (total assets less liabilities) | 2022-11-30 | $9,528,617 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-11-30 | $11,885,118 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-11-30 | No |
| Investment advisory and management fees | 2022-11-30 | $56,772 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-11-30 | $9,305,167 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-11-30 | $8,113,468 |
| Value of interest in common/collective trusts at end of year | 2022-11-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2022-11-30 | $3,662,345 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-11-30 | $217,108 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-11-30 | $107,096 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-11-30 | $107,096 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-11-30 | No |
| Employer contributions (assets) at end of year | 2022-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2022-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-30 | $915,463 |
| Did the plan have assets held for investment | 2022-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-30 | No |
| Aggregate proceeds on sale of assets | 2022-11-30 | $2,828,683 |
| Aggregate carrying amount (costs) on sale of assets | 2022-11-30 | $654,253 |
| Opinion of an independent qualified public accountant for this plan | 2022-11-30 | Unqualified |
| Accountancy firm name | 2022-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2022-11-30 | 420714325 |
| 2021 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-11-30 | $-2,316,319 |
| Total unrealized appreciation/depreciation of assets | 2021-11-30 | $-2,316,319 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
| Total income from all sources (including contributions) | 2021-11-30 | $1,568,805 |
| Total loss/gain on sale of assets | 2021-11-30 | $3,568,869 |
| Total of all expenses incurred | 2021-11-30 | $1,582,201 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-11-30 | $1,515,473 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-11-30 | $270,000 |
| Value of total assets at end of year | 2021-11-30 | $11,885,118 |
| Value of total assets at beginning of year | 2021-11-30 | $11,898,514 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-11-30 | $66,728 |
| Total interest from all sources | 2021-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-11-30 | $46,255 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-11-30 | $46,255 |
| Was this plan covered by a fidelity bond | 2021-11-30 | Yes |
| Value of fidelity bond cover | 2021-11-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-11-30 | $2,209 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-11-30 | $2,684 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Value of net income/loss | 2021-11-30 | $-13,396 |
| Value of net assets at end of year (total assets less liabilities) | 2021-11-30 | $11,885,118 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-11-30 | $11,898,514 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-11-30 | No |
| Investment advisory and management fees | 2021-11-30 | $66,728 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-11-30 | $8,113,468 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-11-30 | $4,976,493 |
| Value of interest in common/collective trusts at end of year | 2021-11-30 | $3,662,345 |
| Value of interest in common/collective trusts at beginning of year | 2021-11-30 | $6,584,996 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-11-30 | $107,096 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-11-30 | $59,341 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-11-30 | $59,341 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-11-30 | No |
| Contributions received in cash from employer | 2021-11-30 | $270,000 |
| Employer contributions (assets) at end of year | 2021-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2021-11-30 | $275,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-11-30 | $1,515,473 |
| Did the plan have assets held for investment | 2021-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-11-30 | No |
| Aggregate proceeds on sale of assets | 2021-11-30 | $13,441,821 |
| Aggregate carrying amount (costs) on sale of assets | 2021-11-30 | $9,872,952 |
| Opinion of an independent qualified public accountant for this plan | 2021-11-30 | Disclaimer |
| Accountancy firm name | 2021-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2021-11-30 | 420714325 |
| 2020 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-11-30 | $1,627,533 |
| Total unrealized appreciation/depreciation of assets | 2020-11-30 | $1,627,533 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
| Total income from all sources (including contributions) | 2020-11-30 | $2,065,681 |
| Total loss/gain on sale of assets | 2020-11-30 | $83,590 |
| Total of all expenses incurred | 2020-11-30 | $2,063,173 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $2,000,835 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $275,000 |
| Value of total assets at end of year | 2020-11-30 | $11,898,514 |
| Value of total assets at beginning of year | 2020-11-30 | $11,896,006 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $62,338 |
| Total interest from all sources | 2020-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $79,558 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-11-30 | $79,558 |
| Was this plan covered by a fidelity bond | 2020-11-30 | Yes |
| Value of fidelity bond cover | 2020-11-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-11-30 | $2,684 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-11-30 | $5,992 |
| Other income not declared elsewhere | 2020-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Value of net income/loss | 2020-11-30 | $2,508 |
| Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $11,898,514 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $11,896,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
| Investment advisory and management fees | 2020-11-30 | $62,338 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-11-30 | $4,976,493 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-11-30 | $5,897,165 |
| Value of interest in common/collective trusts at end of year | 2020-11-30 | $6,584,996 |
| Value of interest in common/collective trusts at beginning of year | 2020-11-30 | $5,721,868 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-11-30 | $59,341 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-11-30 | $20,981 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-11-30 | $20,981 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
| Contributions received in cash from employer | 2020-11-30 | $275,000 |
| Employer contributions (assets) at end of year | 2020-11-30 | $275,000 |
| Employer contributions (assets) at beginning of year | 2020-11-30 | $250,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $2,000,835 |
| Did the plan have assets held for investment | 2020-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | No |
| Aggregate proceeds on sale of assets | 2020-11-30 | $4,361,088 |
| Aggregate carrying amount (costs) on sale of assets | 2020-11-30 | $4,277,498 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Disclaimer |
| Accountancy firm name | 2020-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2020-11-30 | 420714325 |
| 2019 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-11-30 | $592,512 |
| Total unrealized appreciation/depreciation of assets | 2019-11-30 | $592,512 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
| Total income from all sources (including contributions) | 2019-11-30 | $1,326,015 |
| Total loss/gain on sale of assets | 2019-11-30 | $364,769 |
| Total of all expenses incurred | 2019-11-30 | $705,913 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-30 | $643,481 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-30 | $250,000 |
| Value of total assets at end of year | 2019-11-30 | $11,896,006 |
| Value of total assets at beginning of year | 2019-11-30 | $11,275,904 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-30 | $62,432 |
| Total interest from all sources | 2019-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-11-30 | $118,734 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-11-30 | $118,734 |
| Was this plan covered by a fidelity bond | 2019-11-30 | Yes |
| Value of fidelity bond cover | 2019-11-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-11-30 | $5,992 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-11-30 | $6,874 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Value of net income/loss | 2019-11-30 | $620,102 |
| Value of net assets at end of year (total assets less liabilities) | 2019-11-30 | $11,896,006 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-11-30 | $11,275,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-11-30 | No |
| Investment advisory and management fees | 2019-11-30 | $62,432 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-11-30 | $5,897,165 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-11-30 | $5,430,553 |
| Value of interest in common/collective trusts at end of year | 2019-11-30 | $5,721,868 |
| Value of interest in common/collective trusts at beginning of year | 2019-11-30 | $5,437,064 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-11-30 | $20,981 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-11-30 | $101,413 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-11-30 | $101,413 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-11-30 | No |
| Contributions received in cash from employer | 2019-11-30 | $250,000 |
| Employer contributions (assets) at end of year | 2019-11-30 | $250,000 |
| Employer contributions (assets) at beginning of year | 2019-11-30 | $300,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-30 | $643,481 |
| Did the plan have assets held for investment | 2019-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-30 | No |
| Aggregate proceeds on sale of assets | 2019-11-30 | $3,242,443 |
| Aggregate carrying amount (costs) on sale of assets | 2019-11-30 | $2,877,674 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-11-30 | Disclaimer |
| Accountancy firm name | 2019-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2019-11-30 | 420714325 |
| 2018 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-11-30 | $-393,669 |
| Total unrealized appreciation/depreciation of assets | 2018-11-30 | $-393,669 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
| Total income from all sources (including contributions) | 2018-11-30 | $408,560 |
| Total loss/gain on sale of assets | 2018-11-30 | $385,199 |
| Total of all expenses incurred | 2018-11-30 | $986,307 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-30 | $923,057 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-30 | $300,000 |
| Value of total assets at end of year | 2018-11-30 | $11,275,904 |
| Value of total assets at beginning of year | 2018-11-30 | $11,853,651 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-30 | $63,250 |
| Total interest from all sources | 2018-11-30 | $2,680 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-11-30 | $114,350 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-30 | No |
| Was this plan covered by a fidelity bond | 2018-11-30 | Yes |
| Value of fidelity bond cover | 2018-11-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-11-30 | $6,874 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-11-30 | $4,195 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Value of net income/loss | 2018-11-30 | $-577,747 |
| Value of net assets at end of year (total assets less liabilities) | 2018-11-30 | $11,275,904 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-11-30 | $11,853,651 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-11-30 | No |
| Investment advisory and management fees | 2018-11-30 | $63,250 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-11-30 | $5,430,553 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-11-30 | $5,725,682 |
| Value of interest in common/collective trusts at end of year | 2018-11-30 | $5,437,064 |
| Value of interest in common/collective trusts at beginning of year | 2018-11-30 | $5,503,958 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-11-30 | $101,413 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-11-30 | $19,816 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-11-30 | $19,816 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-11-30 | $2,680 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-11-30 | No |
| Contributions received in cash from employer | 2018-11-30 | $300,000 |
| Employer contributions (assets) at end of year | 2018-11-30 | $300,000 |
| Employer contributions (assets) at beginning of year | 2018-11-30 | $600,000 |
| Income. Dividends from common stock | 2018-11-30 | $114,350 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-30 | $923,057 |
| Did the plan have assets held for investment | 2018-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-30 | No |
| Aggregate proceeds on sale of assets | 2018-11-30 | $3,616,592 |
| Aggregate carrying amount (costs) on sale of assets | 2018-11-30 | $3,231,393 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-11-30 | Disclaimer |
| Accountancy firm name | 2018-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2018-11-30 | 420714325 |
| 2017 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-11-30 | $-430,575 |
| Total unrealized appreciation/depreciation of assets | 2017-11-30 | $-430,575 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
| Total income from all sources (including contributions) | 2017-11-30 | $1,835,929 |
| Total loss/gain on sale of assets | 2017-11-30 | $1,578,961 |
| Total of all expenses incurred | 2017-11-30 | $1,364,917 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $1,303,565 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $600,000 |
| Value of total assets at end of year | 2017-11-30 | $11,853,651 |
| Value of total assets at beginning of year | 2017-11-30 | $11,382,639 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $61,352 |
| Total interest from all sources | 2017-11-30 | $494 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $87,049 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
| Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
| Value of fidelity bond cover | 2017-11-30 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-11-30 | $4,195 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-11-30 | $3,700 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Value of net income/loss | 2017-11-30 | $471,012 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $11,853,651 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $11,382,639 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
| Investment advisory and management fees | 2017-11-30 | $61,352 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $5,725,682 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $3,596,695 |
| Value of interest in common/collective trusts at end of year | 2017-11-30 | $5,503,958 |
| Value of interest in common/collective trusts at beginning of year | 2017-11-30 | $7,168,604 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-11-30 | $19,816 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-11-30 | $13,640 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-11-30 | $13,640 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-11-30 | $494 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
| Contributions received in cash from employer | 2017-11-30 | $600,000 |
| Employer contributions (assets) at end of year | 2017-11-30 | $600,000 |
| Employer contributions (assets) at beginning of year | 2017-11-30 | $600,000 |
| Income. Dividends from common stock | 2017-11-30 | $87,049 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $1,303,565 |
| Did the plan have assets held for investment | 2017-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
| Aggregate proceeds on sale of assets | 2017-11-30 | $5,819,938 |
| Aggregate carrying amount (costs) on sale of assets | 2017-11-30 | $4,240,977 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
| Accountancy firm name | 2017-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2017-11-30 | 420714325 |
| 2016 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-11-30 | $-117,246 |
| Total unrealized appreciation/depreciation of assets | 2016-11-30 | $-117,246 |
| Total income from all sources (including contributions) | 2016-11-30 | $1,063,461 |
| Total loss/gain on sale of assets | 2016-11-30 | $511,349 |
| Total of all expenses incurred | 2016-11-30 | $1,162,135 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $1,100,708 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $600,000 |
| Value of total assets at end of year | 2016-11-30 | $11,382,639 |
| Value of total assets at beginning of year | 2016-11-30 | $11,481,313 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $61,427 |
| Total interest from all sources | 2016-11-30 | $360 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $68,998 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
| Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
| Value of fidelity bond cover | 2016-11-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-11-30 | $3,700 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-11-30 | $3,340 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Value of net income/loss | 2016-11-30 | $-98,674 |
| Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $11,382,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $11,481,313 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
| Investment advisory and management fees | 2016-11-30 | $61,427 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $3,596,695 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $3,454,941 |
| Value of interest in common/collective trusts at end of year | 2016-11-30 | $7,168,604 |
| Value of interest in common/collective trusts at beginning of year | 2016-11-30 | $7,708,419 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-11-30 | $13,640 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-11-30 | $14,613 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-11-30 | $14,613 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-11-30 | $360 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
| Contributions received in cash from employer | 2016-11-30 | $600,000 |
| Employer contributions (assets) at end of year | 2016-11-30 | $600,000 |
| Employer contributions (assets) at beginning of year | 2016-11-30 | $300,000 |
| Income. Dividends from common stock | 2016-11-30 | $68,998 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $1,100,708 |
| Did the plan have assets held for investment | 2016-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
| Aggregate proceeds on sale of assets | 2016-11-30 | $3,043,034 |
| Aggregate carrying amount (costs) on sale of assets | 2016-11-30 | $2,531,685 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Disclaimer |
| Accountancy firm name | 2016-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2016-11-30 | 420714325 |
| 2015 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-11-30 | $-1,062,952 |
| Total unrealized appreciation/depreciation of assets | 2015-11-30 | $-1,062,952 |
| Total income from all sources (including contributions) | 2015-11-30 | $608,576 |
| Total loss/gain on sale of assets | 2015-11-30 | $1,277,223 |
| Total of all expenses incurred | 2015-11-30 | $1,689,595 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-11-30 | $1,624,900 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-11-30 | $300,000 |
| Value of total assets at end of year | 2015-11-30 | $11,481,313 |
| Value of total assets at beginning of year | 2015-11-30 | $12,562,332 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-11-30 | $64,695 |
| Total interest from all sources | 2015-11-30 | $-1,127 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-11-30 | $95,432 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-11-30 | No |
| Was this plan covered by a fidelity bond | 2015-11-30 | Yes |
| Value of fidelity bond cover | 2015-11-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-11-30 | $3,340 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-11-30 | $4,467 |
| Total non interest bearing cash at beginning of year | 2015-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Value of net income/loss | 2015-11-30 | $-1,081,019 |
| Value of net assets at end of year (total assets less liabilities) | 2015-11-30 | $11,481,313 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-11-30 | $12,562,332 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-11-30 | No |
| Investment advisory and management fees | 2015-11-30 | $64,695 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-11-30 | $3,454,941 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-11-30 | $2,783,722 |
| Value of interest in common/collective trusts at end of year | 2015-11-30 | $7,708,419 |
| Value of interest in common/collective trusts at beginning of year | 2015-11-30 | $9,296,618 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-11-30 | $14,613 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-11-30 | $477,525 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-11-30 | $477,525 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-11-30 | $-1,127 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-11-30 | No |
| Contributions received in cash from employer | 2015-11-30 | $300,000 |
| Employer contributions (assets) at end of year | 2015-11-30 | $300,000 |
| Income. Dividends from common stock | 2015-11-30 | $95,432 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-11-30 | $1,624,900 |
| Did the plan have assets held for investment | 2015-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-11-30 | No |
| Aggregate proceeds on sale of assets | 2015-11-30 | $5,883,420 |
| Aggregate carrying amount (costs) on sale of assets | 2015-11-30 | $4,606,197 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-11-30 | Disclaimer |
| Accountancy firm name | 2015-11-30 | RSM US, LLP |
| Accountancy firm EIN | 2015-11-30 | 420714325 |
| 2014 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-11-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-11-30 | $436,066 |
| Total unrealized appreciation/depreciation of assets | 2014-11-30 | $436,066 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
| Total income from all sources (including contributions) | 2014-11-30 | $1,174,582 |
| Total loss/gain on sale of assets | 2014-11-30 | $449,869 |
| Total of all expenses incurred | 2014-11-30 | $1,269,028 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-11-30 | $1,203,602 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-11-30 | $200,000 |
| Value of total assets at end of year | 2014-11-30 | $12,562,332 |
| Value of total assets at beginning of year | 2014-11-30 | $12,656,778 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-11-30 | $65,426 |
| Total interest from all sources | 2014-11-30 | $-59 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-11-30 | $88,706 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-11-30 | No |
| Was this plan covered by a fidelity bond | 2014-11-30 | Yes |
| Value of fidelity bond cover | 2014-11-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-11-30 | $4,467 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-11-30 | $4,527 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Value of net income/loss | 2014-11-30 | $-94,446 |
| Value of net assets at end of year (total assets less liabilities) | 2014-11-30 | $12,562,332 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-11-30 | $12,656,778 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-11-30 | No |
| Investment advisory and management fees | 2014-11-30 | $65,426 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-11-30 | $2,783,722 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-11-30 | $3,369,082 |
| Value of interest in common/collective trusts at end of year | 2014-11-30 | $9,296,618 |
| Value of interest in common/collective trusts at beginning of year | 2014-11-30 | $9,134,515 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-11-30 | $477,525 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-11-30 | $148,654 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-11-30 | $148,654 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-11-30 | $-59 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-11-30 | No |
| Contributions received in cash from employer | 2014-11-30 | $200,000 |
| Income. Dividends from common stock | 2014-11-30 | $88,706 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-11-30 | $1,203,602 |
| Did the plan have assets held for investment | 2014-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-11-30 | No |
| Aggregate proceeds on sale of assets | 2014-11-30 | $3,858,550 |
| Aggregate carrying amount (costs) on sale of assets | 2014-11-30 | $3,408,681 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-11-30 | Disclaimer |
| Accountancy firm name | 2014-11-30 | MCGLADREY, LLP |
| Accountancy firm EIN | 2014-11-30 | 420714325 |
| 2013 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-11-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-11-30 | $1,092,241 |
| Total unrealized appreciation/depreciation of assets | 2013-11-30 | $1,092,241 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
| Total income from all sources (including contributions) | 2013-11-30 | $2,867,793 |
| Total loss/gain on sale of assets | 2013-11-30 | $198,885 |
| Total of all expenses incurred | 2013-11-30 | $503,548 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-11-30 | $439,422 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-11-30 | $1,500,000 |
| Value of total assets at end of year | 2013-11-30 | $12,656,778 |
| Value of total assets at beginning of year | 2013-11-30 | $10,292,533 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-11-30 | $64,126 |
| Total interest from all sources | 2013-11-30 | $995 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-11-30 | $75,672 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-11-30 | No |
| Was this plan covered by a fidelity bond | 2013-11-30 | Yes |
| Value of fidelity bond cover | 2013-11-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-11-30 | $4,527 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-11-30 | $3,531 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Value of net income/loss | 2013-11-30 | $2,364,245 |
| Value of net assets at end of year (total assets less liabilities) | 2013-11-30 | $12,656,778 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-11-30 | $10,292,533 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-11-30 | No |
| Investment advisory and management fees | 2013-11-30 | $64,126 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-11-30 | $3,369,082 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-11-30 | $1,823,923 |
| Value of interest in common/collective trusts at end of year | 2013-11-30 | $9,134,515 |
| Value of interest in common/collective trusts at beginning of year | 2013-11-30 | $8,415,497 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-11-30 | $148,654 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-11-30 | $49,582 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-11-30 | $49,582 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-11-30 | $995 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-11-30 | No |
| Contributions received in cash from employer | 2013-11-30 | $1,500,000 |
| Income. Dividends from common stock | 2013-11-30 | $75,672 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-11-30 | $439,422 |
| Did the plan have assets held for investment | 2013-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-11-30 | No |
| Aggregate proceeds on sale of assets | 2013-11-30 | $3,591,369 |
| Aggregate carrying amount (costs) on sale of assets | 2013-11-30 | $3,392,484 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-11-30 | Disclaimer |
| Accountancy firm name | 2013-11-30 | MCGLADREY, LLP |
| Accountancy firm EIN | 2013-11-30 | 420714325 |
| 2012 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-11-30 | $762,789 |
| Total unrealized appreciation/depreciation of assets | 2012-11-30 | $762,789 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
| Total income from all sources (including contributions) | 2012-11-30 | $1,936,713 |
| Total loss/gain on sale of assets | 2012-11-30 | $-57,744 |
| Total of all expenses incurred | 2012-11-30 | $390,961 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $337,245 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $1,171,326 |
| Value of total assets at end of year | 2012-11-30 | $10,292,533 |
| Value of total assets at beginning of year | 2012-11-30 | $8,746,781 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $53,716 |
| Total interest from all sources | 2012-11-30 | $2,338 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $58,004 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
| Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
| Value of fidelity bond cover | 2012-11-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-11-30 | $3,531 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-11-30 | $1,193 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Value of net income/loss | 2012-11-30 | $1,545,752 |
| Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $10,292,533 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $8,746,781 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
| Investment advisory and management fees | 2012-11-30 | $53,716 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-11-30 | $1,823,923 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-11-30 | $1,031,020 |
| Value of interest in common/collective trusts at end of year | 2012-11-30 | $8,415,497 |
| Value of interest in common/collective trusts at beginning of year | 2012-11-30 | $7,627,895 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-11-30 | $49,582 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-11-30 | $86,673 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-11-30 | $86,673 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-11-30 | $2,338 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
| Contributions received in cash from employer | 2012-11-30 | $1,171,326 |
| Income. Dividends from common stock | 2012-11-30 | $58,004 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $337,245 |
| Did the plan have assets held for investment | 2012-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
| Aggregate proceeds on sale of assets | 2012-11-30 | $2,045,407 |
| Aggregate carrying amount (costs) on sale of assets | 2012-11-30 | $2,103,151 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
| Accountancy firm name | 2012-11-30 | MCGLADREY, LLP |
| Accountancy firm EIN | 2012-11-30 | 420714325 |
| 2011 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-11-30 | $227,491 |
| Total unrealized appreciation/depreciation of assets | 2011-11-30 | $227,491 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
| Total income from all sources (including contributions) | 2011-11-30 | $1,049,009 |
| Total loss/gain on sale of assets | 2011-11-30 | $215,230 |
| Total of all expenses incurred | 2011-11-30 | $1,207,775 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $1,159,485 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $573,190 |
| Value of total assets at end of year | 2011-11-30 | $8,746,781 |
| Value of total assets at beginning of year | 2011-11-30 | $8,905,547 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $48,290 |
| Total interest from all sources | 2011-11-30 | $276 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $32,822 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
| Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
| Value of fidelity bond cover | 2011-11-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-11-30 | $1,193 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-11-30 | $918 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Value of net income/loss | 2011-11-30 | $-158,766 |
| Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $8,746,781 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $8,905,547 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
| Investment advisory and management fees | 2011-11-30 | $48,290 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-11-30 | $1,031,020 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-11-30 | $733,847 |
| Value of interest in common/collective trusts at end of year | 2011-11-30 | $7,627,895 |
| Value of interest in common/collective trusts at beginning of year | 2011-11-30 | $8,077,269 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-11-30 | $86,673 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-11-30 | $93,513 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-11-30 | $93,513 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-11-30 | $276 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
| Contributions received in cash from employer | 2011-11-30 | $573,190 |
| Income. Dividends from common stock | 2011-11-30 | $32,822 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $1,159,485 |
| Did the plan have assets held for investment | 2011-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
| Aggregate proceeds on sale of assets | 2011-11-30 | $3,244,033 |
| Aggregate carrying amount (costs) on sale of assets | 2011-11-30 | $3,028,803 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Disclaimer |
| Accountancy firm name | 2011-11-30 | MCGLADREY, LLP |
| Accountancy firm EIN | 2011-11-30 | 420714325 |
| 2010 : H.C. DUKE & SON, LLC DEFINED BENEFIT PLAN & TRUST 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-11-30 | $0 |
