401k Plan data: JOHN DEERE SAVINGS AND INVESTMENT PLAN plan

JOHN DEERE SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan Name	JOHN DEERE SAVINGS AND INVESTMENT PLAN
Plan identification number	003

JOHN DEERE SAVINGS AND INVESTMENT PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	SELECT distinct(Description) AS Description FROM 401k_benefit_codes LEFT JOIN 401k_benefit_code_description ON BenefitCode=Code COLLATE utf8_unicode_ci WHERE EIN='362382580' AND PlanID='003'

401k Sponsoring company profile

DEERE & COMPANY has sponsored the creation of one or more 401k plans.

Company Name: DEERE & COMPANY

Employer identification number (EIN): 362382580

NAIC Classification: 333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN DEERE SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-11-01
003 2021-11-01
003 2020-11-01
003 2019-11-01
003 2018-11-01 C.A. LEWIS 2020-08-13
003 2018-11-01 C.A. LEWIS 2020-08-13
003 2018-11-01
003 2017-11-01
003 2016-11-01 C.A. LEWIS
003 2016-11-01 C.A. LEWIS 2018-08-09
003 2015-11-01 C.A. LEWIS
003 2014-11-01 C.A. LEWIS
003 2013-11-01 C.A. LEWIS
003 2012-11-01 C.A. LEWIS
003 2011-11-01 C.A. LEWIS
003 2009-11-01 T. K. JARRETT
SELECT Description,401k_plan_data.* , ValueType,YEAR(Date) AS Year FROM 401k_plan_data_362382580 AS 401k_plan_data LEFT JOIN 401k_plan_data_naming ON 401k_plan_data_naming.FieldName= 401k_plan_data.FieldName WHERE EIN='362382580' AND PlanID='003' AND (DataType='SCHED_R_PART1' OR DataType='F_SCH_H') AND Description IS NOT NULL ORDER BY Date DESC , 401k_plan_data.FieldName DESC

Insurance Providers Used on plan

NATIXIS FINANCIAL PRODUCTS LLC (National Association of Insurance Commissioners NAIC id number: 0000 )

Policy contract number

1204-01

Policy instance

Insurance contract or identification number	1204-01
Number of Individuals Covered	0
Insurance policy start date	2010-11-01
Insurance policy end date	2011-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 )

Policy contract number

ADEERESAV-2-07

Policy instance

Insurance contract or identification number	ADEERESAV-2-07
Number of Individuals Covered	0
Insurance policy start date	2010-11-01
Insurance policy end date	2011-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )

Policy contract number

107026

Policy instance

Insurance contract or identification number	107026
Number of Individuals Covered	0
Insurance policy start date	2010-11-01
Insurance policy end date	2011-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )

Policy contract number

MDA01059TR

Policy instance

Insurance contract or identification number	MDA01059TR
Number of Individuals Covered	0
Insurance policy start date	2010-11-01
Insurance policy end date	2011-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

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Company Name:	DEERE & COMPANY
Employer identification number (EIN):	362382580
NAIC Classification:	333100

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2022-11-01
003	2021-11-01
003	2020-11-01
003	2019-11-01
003	2018-11-01	C.A. LEWIS	2020-08-13
003	2018-11-01	C.A. LEWIS	2020-08-13
003	2018-11-01
003	2017-11-01
003	2016-11-01	C.A. LEWIS
003	2016-11-01	C.A. LEWIS	2018-08-09
003	2015-11-01	C.A. LEWIS
003	2014-11-01	C.A. LEWIS
003	2013-11-01	C.A. LEWIS
003	2012-11-01	C.A. LEWIS
003	2011-11-01	C.A. LEWIS
003	2009-11-01	T. K. JARRETT