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GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameGROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GROOT INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:GROOT INDUSTRIES, INC.
Employer identification number (EIN):362427731
NAIC Classification:562000

Additional information about GROOT INDUSTRIES, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0739117

More information about GROOT INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01WILLIAM O'BRIEN WILLIAM O'BRIEN2018-05-15
0012016-01-01JOE AUSTIN JOE AUSTIN2017-07-31
0012015-01-01JOHN GARRITY JOHN GARRITY2016-07-26
0012014-01-01JOHN GARRITY
0012013-01-01JOHN GARRITY
0012012-01-01JOHN GARRITY
0012011-01-01JOHN GARRITY
0012009-01-01JOHN GARRITY
0012009-01-01JOHN GARRITY
0012009-01-01JOHN GARRITY

Plan Statistics for GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01171
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01116
Total number of active participants reported on line 7a of the Form 55002016-01-01162
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01171
Number of participants with account balances2016-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01114
Total number of active participants reported on line 7a of the Form 55002015-01-01108
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01116
Number of participants with account balances2015-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01120
Total number of active participants reported on line 7a of the Form 55002014-01-01103
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01110
Number of participants with account balances2014-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01121
Total number of active participants reported on line 7a of the Form 55002013-01-0198
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01116
Number of participants with account balances2013-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01133
Total number of active participants reported on line 7a of the Form 55002012-01-01106
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0111
Total of all active and inactive participants2012-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01117
Number of participants with account balances2012-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01129
Total number of active participants reported on line 7a of the Form 55002011-01-01117
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01127
Number of participants with account balances2011-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01132
Total number of active participants reported on line 7a of the Form 55002009-01-01111
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01118
Number of participants with account balances2009-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-07-07$0
Total unrealized appreciation/depreciation of assets2017-07-07$0
Total transfer of assets to this plan2017-07-07$0
Total transfer of assets from this plan2017-07-07$13,266,303
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-07-07$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-07-07$0
Expenses. Interest paid2017-07-07$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-07-07$0
Total income from all sources (including contributions)2017-07-07$1,278,457
Total loss/gain on sale of assets2017-07-07$0
Total of all expenses incurred2017-07-07$128,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-07-07$121,436
Expenses. Certain deemed distributions of participant loans2017-07-07$4,376
Value of total corrective distributions2017-07-07$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-07-07$498,592
Value of total assets at end of year2017-07-07$0
Value of total assets at beginning of year2017-07-07$12,116,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-07-07$2,525
Total interest from all sources2017-07-07$5,282
Total dividends received (eg from common stock, registered investment company shares)2017-07-07$96,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-07-07Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-07-07$0
Total dividends received from registered investment company shares (eg mutual funds)2017-07-07$96,364
Assets. Real estate other than employer real property at end of year2017-07-07$0
Assets. Real estate other than employer real property at beginning of year2017-07-07$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-07-07$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-07-07$0
Was this plan covered by a fidelity bond2017-07-07Yes
Value of fidelity bond cover2017-07-07$500,000
If this is an individual account plan, was there a blackout period2017-07-07Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-07-07$0
Were there any nonexempt tranactions with any party-in-interest2017-07-07No
Contributions received from participants2017-07-07$320,865
Participant contributions at end of year2017-07-07$0
Participant contributions at beginning of year2017-07-07$228,877
Participant contributions at end of year2017-07-07$0
Participant contributions at beginning of year2017-07-07$64,468
Assets. Other investments not covered elsewhere at end of year2017-07-07$0
Assets. Other investments not covered elsewhere at beginning of year2017-07-07$0
Income. Received or receivable in cash from other sources (including rollovers)2017-07-07$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-07-07$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-07-07$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-07-07$0
Assets. Loans (other than to participants) at end of year2017-07-07$0
Assets. Loans (other than to participants) at beginning of year2017-07-07$0
Other income not declared elsewhere2017-07-07$1,917
Administrative expenses (other) incurred2017-07-07$2,525
Total non interest bearing cash at end of year2017-07-07$0
Total non interest bearing cash at beginning of year2017-07-07$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-07-07No
Income. Non cash contributions2017-07-07$0
Value of net income/loss2017-07-07$1,150,120
Value of net assets at end of year (total assets less liabilities)2017-07-07$0
Value of net assets at beginning of year (total assets less liabilities)2017-07-07$12,116,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-07-07No
Were any loans by the plan or fixed income obligations due to the plan in default2017-07-07No
Were any leases to which the plan was party in default or uncollectible2017-07-07No
Assets. partnership/joint venture interests at end of year2017-07-07$0
Assets. partnership/joint venture interests at beginning of year2017-07-07$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-07-07$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-07-07$11,489,365
Interest on participant loans2017-07-07$5,282
Interest earned on other investments2017-07-07$0
Income. Interest from US Government securities2017-07-07$0
Income. Interest from corporate debt instruments2017-07-07$0
Value of interest in common/collective trusts at end of year2017-07-07$0
Value of interest in common/collective trusts at beginning of year2017-07-07$216,854
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-07-07$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-07-07$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-07-07$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-07-07$0
Asset value of US Government securities at end of year2017-07-07$0
Asset value of US Government securities at beginning of year2017-07-07$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-07-07$675,467
Net investment gain/loss from pooled separate accounts2017-07-07$0
Net investment gain or loss from common/collective trusts2017-07-07$835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-07-07No
Was there a failure to transmit to the plan any participant contributions2017-07-07Yes
Has the plan failed to provide any benefit when due under the plan2017-07-07No
Assets. Invements in employer securities at end of year2017-07-07$0
Assets. Invements in employer securities at beginning of year2017-07-07$0
Contributions received in cash from employer2017-07-07$177,727
Employer contributions (assets) at end of year2017-07-07$0
Employer contributions (assets) at beginning of year2017-07-07$116,519
Income. Dividends from preferred stock2017-07-07$0
Income. Dividends from common stock2017-07-07$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-07-07$121,436
Asset. Corporate debt instrument preferred debt at end of year2017-07-07$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-07-07$0
Asset. Corporate debt instrument debt (other) at end of year2017-07-07$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-07-07$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-07-07Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-07-07$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-07-07$0
Did the plan have assets held for investment2017-07-07Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-07-07No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-07-07Yes
Aggregate proceeds on sale of assets2017-07-07$0
Aggregate carrying amount (costs) on sale of assets2017-07-07$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-07-07Yes
Opinion of an independent qualified public accountant for this plan2017-07-07Disclaimer
Accountancy firm name2017-07-07CLIFTONLARSONALLEN
Accountancy firm EIN2017-07-07410746749
2016 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$89,056
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,019,197
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,559,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,551,994
Expenses. Certain deemed distributions of participant loans2016-12-31$3,899
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,208,128
Value of total assets at end of year2016-12-31$12,116,183
Value of total assets at beginning of year2016-12-31$11,745,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,879
Total interest from all sources2016-12-31$10,975
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$374,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$374,529
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$785,177
Participant contributions at end of year2016-12-31$228,877
Participant contributions at beginning of year2016-12-31$273,131
Participant contributions at end of year2016-12-31$64,468
Participant contributions at beginning of year2016-12-31$7,720
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,812
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$4,300
Administrative expenses (other) incurred2016-12-31$3,879
Liabilities. Value of operating payables at beginning of year2016-12-31$89,056
Total non interest bearing cash at end of year2016-12-31$100
Total non interest bearing cash at beginning of year2016-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$459,425
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,116,183
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,656,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,489,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,246,074
Interest on participant loans2016-12-31$10,975
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$216,854
Value of interest in common/collective trusts at beginning of year2016-12-31$139,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$419,943
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$1,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$410,139
Employer contributions (assets) at end of year2016-12-31$116,519
Employer contributions (assets) at beginning of year2016-12-31$78,887
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,551,994
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2016-12-31410746749
2015 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$89,056
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$797,471
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$286,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$280,301
Expenses. Certain deemed distributions of participant loans2015-12-31$3,184
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$902,411
Value of total assets at end of year2015-12-31$11,745,814
Value of total assets at beginning of year2015-12-31$11,145,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,075
Total interest from all sources2015-12-31$14,267
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$522,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$522,361
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$582,339
Participant contributions at end of year2015-12-31$273,131
Participant contributions at beginning of year2015-12-31$301,292
Participant contributions at end of year2015-12-31$7,720
Participant contributions at beginning of year2015-12-31$40,894
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$15,038
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-1,056
Administrative expenses (other) incurred2015-12-31$3,075
Liabilities. Value of operating payables at end of year2015-12-31$89,056
Total non interest bearing cash at end of year2015-12-31$100
Total non interest bearing cash at beginning of year2015-12-31$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$510,911
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,656,758
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,145,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,246,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,617,587
Interest on participant loans2015-12-31$14,267
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$139,902
Value of interest in common/collective trusts at beginning of year2015-12-31$117,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-641,464
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$305,034
Employer contributions (assets) at end of year2015-12-31$78,887
Employer contributions (assets) at beginning of year2015-12-31$68,016
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$280,301
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2015-12-31410746749
2014 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,370,490
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,205,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,199,742
Expenses. Certain deemed distributions of participant loans2014-12-31$2,565
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$808,583
Value of total assets at end of year2014-12-31$11,145,847
Value of total assets at beginning of year2014-12-31$10,980,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,966
Total interest from all sources2014-12-31$10,528
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$418,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$418,991
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$526,628
Participant contributions at end of year2014-12-31$301,292
Participant contributions at beginning of year2014-12-31$194,873
Participant contributions at end of year2014-12-31$40,894
Participant contributions at beginning of year2014-12-31$40,989
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$2,675
Administrative expenses (other) incurred2014-12-31$2,966
Total non interest bearing cash at end of year2014-12-31$95
Total non interest bearing cash at beginning of year2014-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$165,217
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,145,847
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,980,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,617,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,575,104
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$10,528
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$117,963
Value of interest in common/collective trusts at beginning of year2014-12-31$106,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$129,105
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$281,955
Employer contributions (assets) at end of year2014-12-31$68,016
Employer contributions (assets) at beginning of year2014-12-31$63,430
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,199,742
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2014-12-31410746749
2013 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,590,590
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$433,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$426,653
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$824,228
Value of total assets at end of year2013-12-31$10,980,630
Value of total assets at beginning of year2013-12-31$8,823,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,505
Total interest from all sources2013-12-31$8,319
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$280,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$280,790
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$484,431
Participant contributions at end of year2013-12-31$194,873
Participant contributions at beginning of year2013-12-31$145,656
Participant contributions at end of year2013-12-31$40,989
Participant contributions at beginning of year2013-12-31$35,504
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$75,970
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$1,603
Administrative expenses (other) incurred2013-12-31$6,505
Total non interest bearing cash at end of year2013-12-31$150
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$2,157,432
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,980,630
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,823,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,575,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,916,644
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$8,319
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$106,084
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$668,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$668,023
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,475,466
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$263,827
Employer contributions (assets) at end of year2013-12-31$63,430
Employer contributions (assets) at beginning of year2013-12-31$57,371
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$426,653
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2013-12-31410746749
2012 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,744,319
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$524,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$517,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$703,979
Value of total assets at end of year2012-12-31$8,823,198
Value of total assets at beginning of year2012-12-31$7,603,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,099
Total interest from all sources2012-12-31$103,266
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$124,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$124,217
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$454,433
Participant contributions at end of year2012-12-31$145,656
Participant contributions at beginning of year2012-12-31$194,344
Participant contributions at end of year2012-12-31$35,504
Participant contributions at beginning of year2012-12-31$39,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,219,691
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,823,198
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,603,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,916,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,316,152
Interest on participant loans2012-12-31$8,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$668,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$94,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$812,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$249,546
Employer contributions (assets) at end of year2012-12-31$57,371
Employer contributions (assets) at beginning of year2012-12-31$53,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$517,529
Contract administrator fees2012-12-31$7,099
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE AND MORAN, PLLC
Accountancy firm EIN2012-12-31381355951
2011 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$620,020
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$19,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$680,005
Value of total assets at end of year2011-12-31$7,603,507
Value of total assets at beginning of year2011-12-31$7,003,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,364
Total interest from all sources2011-12-31$9,592
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$113,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$113,893
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$440,202
Participant contributions at end of year2011-12-31$194,344
Participant contributions at beginning of year2011-12-31$161,477
Participant contributions at end of year2011-12-31$39,264
Participant contributions at beginning of year2011-12-31$42,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$600,191
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,603,507
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,003,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,316,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,743,357
Interest on participant loans2011-12-31$9,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-183,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$239,803
Employer contributions (assets) at end of year2011-12-31$53,747
Employer contributions (assets) at beginning of year2011-12-31$56,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$11,465
Contract administrator fees2011-12-31$8,364
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2011-12-31381355951
2010 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,320,774
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$302,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$296,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$667,633
Value of total assets at end of year2010-12-31$7,003,316
Value of total assets at beginning of year2010-12-31$5,985,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,735
Total interest from all sources2010-12-31$11,918
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$102,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$102,831
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$415,319
Participant contributions at end of year2010-12-31$161,477
Participant contributions at beginning of year2010-12-31$200,128
Participant contributions at end of year2010-12-31$42,126
Participant contributions at beginning of year2010-12-31$37,581
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$27,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,018,024
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,003,316
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,985,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,743,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,697,765
Interest on participant loans2010-12-31$11,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$485
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$61
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$538,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$225,187
Employer contributions (assets) at end of year2010-12-31$56,356
Employer contributions (assets) at beginning of year2010-12-31$49,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$296,015
Contract administrator fees2010-12-31$6,735
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PLANTE AND MORAN, PLLC
Accountancy firm EIN2010-12-31381355951
2009 : GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

2017: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: GROOT INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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