ROCKFORD ANESTHESIOLOGISTS ASSOCIATED, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN
| Measure | Date | Value |
|---|
| 2014 : ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $14,377,732 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $781,586 |
| Total loss/gain on sale of assets | 2014-12-31 | $-30,637 |
| Total of all expenses incurred | 2014-12-31 | $654,341 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $653,753 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $0 |
| Value of total assets at beginning of year | 2014-12-31 | $14,250,487 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $588 |
| Total interest from all sources | 2014-12-31 | $33 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $20,622 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $13,707 |
| Administrative expenses professional fees incurred | 2014-12-31 | $588 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $127,245 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,250,487 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,688,662 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $144,413 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $2,946,547 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $2,946,547 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $33 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $790,723 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $845 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $0 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $532,556 |
| Income. Dividends from common stock | 2014-12-31 | $6,915 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $653,753 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $938,309 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $1,073,308 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,103,945 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2014-12-31 | 410746749 |
| 2013 : ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $95,906 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $95,906 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,384,714 |
| Total loss/gain on sale of assets | 2013-12-31 | $-28,350 |
| Total of all expenses incurred | 2013-12-31 | $952,251 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $969,110 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $532,556 |
| Value of total assets at end of year | 2013-12-31 | $14,250,487 |
| Value of total assets at beginning of year | 2013-12-31 | $12,818,024 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $-16,859 |
| Total interest from all sources | 2013-12-31 | $322 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $423,838 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $409,922 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $532,556 |
| Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $532,556 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $-17,155 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,432,463 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,250,487 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $12,818,024 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $296 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,688,662 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,991,137 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $144,413 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $126,600 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $2,946,547 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $3,361,123 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $3,361,123 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $322 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,359,189 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,253 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $532,556 |
| Employer contributions (assets) at end of year | 2013-12-31 | $532,556 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $526,626 |
| Income. Dividends from common stock | 2013-12-31 | $13,916 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $969,110 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $938,309 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $812,538 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $2,205,893 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $2,234,243 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-12-31 | 410746749 |
| 2012 : ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $26,161 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $26,161 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,027,466 |
| Total loss/gain on sale of assets | 2012-12-31 | $-24,607 |
| Total of all expenses incurred | 2012-12-31 | $4,988,363 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,988,166 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $526,626 |
| Value of total assets at end of year | 2012-12-31 | $12,818,024 |
| Value of total assets at beginning of year | 2012-12-31 | $15,778,921 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $197 |
| Total interest from all sources | 2012-12-31 | $554 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $326,859 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $305,335 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $526,626 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $526,626 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $31 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-2,960,897 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $12,818,024 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,778,921 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $166 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,991,137 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $10,653,198 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $126,600 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $73,922 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $3,361,123 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $3,924,393 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $3,924,393 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $554 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,170,699 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,174 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $526,626 |
| Employer contributions (assets) at end of year | 2012-12-31 | $526,626 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $533,066 |
| Income. Dividends from common stock | 2012-12-31 | $21,524 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,988,166 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $812,538 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $594,342 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $1,439,139 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,463,746 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2012-12-31 | 410746749 |
| 2011 : ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $837 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $837 |
| Total income from all sources (including contributions) | 2011-12-31 | $404,647 |
| Total loss/gain on sale of assets | 2011-12-31 | $14,763 |
| Total of all expenses incurred | 2011-12-31 | $3,464,341 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,464,215 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $533,066 |
| Value of total assets at end of year | 2011-12-31 | $15,778,921 |
| Value of total assets at beginning of year | 2011-12-31 | $18,838,615 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $126 |
| Total interest from all sources | 2011-12-31 | $501 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $312,807 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $292,075 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $533,066 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $533,066 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-3,059,694 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,778,921 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $18,838,615 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $126 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $10,653,198 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,119,963 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $73,922 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $5,864 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $3,924,393 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,385,500 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,385,500 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $501 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-458,216 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $889 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $533,066 |
| Employer contributions (assets) at end of year | 2011-12-31 | $533,066 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $522,320 |
| Income. Dividends from common stock | 2011-12-31 | $20,732 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,464,215 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $594,342 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,804,968 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $4,158,043 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $4,143,280 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2011-12-31 | 410746749 |
| 2010 : ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $250,740 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $250,740 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,449,171 |
| Total loss/gain on sale of assets | 2010-12-31 | $-93,051 |
| Total of all expenses incurred | 2010-12-31 | $175,353 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $175,226 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $522,320 |
| Value of total assets at end of year | 2010-12-31 | $18,838,615 |
| Value of total assets at beginning of year | 2010-12-31 | $16,564,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $127 |
| Total interest from all sources | 2010-12-31 | $1,487 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $311,085 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $268,113 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $522,320 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $522,320 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Administrative expenses (other) incurred | 2010-12-31 | $27 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,273,818 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $18,838,615 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,564,797 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $100 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,119,963 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $11,233,911 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $5,864 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $4,741 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,385,500 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,397,024 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,397,024 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,487 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,456,520 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $70 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $522,320 |
| Employer contributions (assets) at end of year | 2010-12-31 | $522,320 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $539,988 |
| Income. Dividends from preferred stock | 2010-12-31 | $922 |
| Income. Dividends from common stock | 2010-12-31 | $42,050 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $175,226 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,804,968 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,389,133 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $3,010,156 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $3,103,207 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | CLIFTON GUNDERSON LLP |
| Accountancy firm EIN | 2010-12-31 | 370802863 |
| 2009 : ROCKFORD ANESTHESIOLOGISTS ASSOCIATED EMPLOYEE PENSION PLAN 2009 401k financial data |
|---|
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $539,988 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $539,988 |
