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Plan Name | CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | CHARLES INDUSTRIES, LTD |
Employer identification number (EIN): | 362660367 |
NAIC Classification: | 335900 |
Additional information about CHARLES INDUSTRIES, LTD
Jurisdiction of Incorporation: | Nevada Department of State |
Incorporation Date: | 1980-12-29 |
Company Identification Number: | 19801013086 |
Legal Registered Office Address: |
701 S CARSON ST STE 200 CARSON CITY United States of America (USA) 89701 |
More information about CHARLES INDUSTRIES, LTD
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | JENNIFER SINCLAIR | JENNIFER SINCLAIR | 2018-09-17 | |
001 | 2016-01-01 | JENNIFER SINCLAIR | JENNIFER SINCLAIR | 2017-10-11 | |
001 | 2015-01-01 | JENNIFER SINCLAIR | JENNIFER SINCLAIR | 2016-10-03 | |
001 | 2014-01-01 | JENNIFER SINCLAIR | JENNIFER SINCLAIR | 2015-10-05 | |
001 | 2013-01-01 | DONALD W. FLOWERS | DONALD W. FLOWERS | 2014-10-07 | |
001 | 2012-01-01 | DONALD W. FLOWERS | DONALD W. FLOWERS | 2013-10-08 | |
001 | 2011-01-01 | DONALD W. FLOWERS | DONALD W. FLOWERS | 2012-10-04 | |
001 | 2010-01-01 | DONALD W. FLOWERS | DONALD W. FLOWERS | 2011-10-12 | |
001 | 2009-01-01 | DONALD W. FLOWERS | DONALD W. FLOWERS | 2010-10-06 | |
001 | 2009-01-01 | 2010-09-16 |
Measure | Date | Value |
---|---|---|
2022: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 484 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 0 |
Total of all active and inactive participants | 2022-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 0 |
Number of participants with account balances | 2022-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 23 |
2021: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 483 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 416 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 68 |
Total of all active and inactive participants | 2021-01-01 | 484 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 3 |
Total participants | 2021-01-01 | 487 |
Number of participants with account balances | 2021-01-01 | 358 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 25 |
2020: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 483 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 408 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 73 |
Total of all active and inactive participants | 2020-01-01 | 482 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 2 |
Total participants | 2020-01-01 | 484 |
Number of participants with account balances | 2020-01-01 | 355 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 19 |
2019: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 507 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 405 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 73 |
Total of all active and inactive participants | 2019-01-01 | 480 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 3 |
Total participants | 2019-01-01 | 483 |
Number of participants with account balances | 2019-01-01 | 372 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 21 |
2018: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 509 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 371 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 104 |
Total of all active and inactive participants | 2018-01-01 | 477 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 3 |
Total participants | 2018-01-01 | 480 |
Number of participants with account balances | 2018-01-01 | 413 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 53 |
2017: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 544 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 415 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 90 |
Total of all active and inactive participants | 2017-01-01 | 506 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 3 |
Total participants | 2017-01-01 | 509 |
Number of participants with account balances | 2017-01-01 | 376 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 25 |
2016: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 445 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 444 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 96 |
Total of all active and inactive participants | 2016-01-01 | 541 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 3 |
Total participants | 2016-01-01 | 544 |
Number of participants with account balances | 2016-01-01 | 351 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 15 |
2015: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 393 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 340 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 94 |
Total of all active and inactive participants | 2015-01-01 | 435 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 3 |
Total participants | 2015-01-01 | 438 |
Number of participants with account balances | 2015-01-01 | 337 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 15 |
2014: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 383 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 298 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 80 |
Total of all active and inactive participants | 2014-01-01 | 379 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 3 |
Total participants | 2014-01-01 | 382 |
Number of participants with account balances | 2014-01-01 | 318 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 8 |
2013: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 408 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 283 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 87 |
Total of all active and inactive participants | 2013-01-01 | 371 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 3 |
Total participants | 2013-01-01 | 374 |
Number of participants with account balances | 2013-01-01 | 315 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 7 |
2012: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 426 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 282 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 109 |
Total of all active and inactive participants | 2012-01-01 | 392 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 2 |
Total participants | 2012-01-01 | 394 |
Number of participants with account balances | 2012-01-01 | 348 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 5 |
2011: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 432 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 312 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 102 |
Total of all active and inactive participants | 2011-01-01 | 415 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 3 |
Total participants | 2011-01-01 | 418 |
Number of participants with account balances | 2011-01-01 | 373 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 3 |
2010: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 470 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 300 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 112 |
Total of all active and inactive participants | 2010-01-01 | 412 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 2 |
Total participants | 2010-01-01 | 414 |
Number of participants with account balances | 2010-01-01 | 388 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 6 |
2009: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 516 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 348 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 130 |
Total of all active and inactive participants | 2009-01-01 | 478 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 4 |
Total participants | 2009-01-01 | 482 |
Number of participants with account balances | 2009-01-01 | 420 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 2 |
Measure | Date | Value |
---|---|---|
2022 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $25,271,777 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,516,844 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $6,587,375 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,541,943 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,853,804 |
Value of total assets at end of year | 2022-12-31 | $0 |
Value of total assets at beginning of year | 2022-12-31 | $38,375,996 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $45,432 |
Total interest from all sources | 2022-12-31 | $17,746 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,281,417 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,281,417 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,160,051 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $469,932 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $180,859 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $44,870 |
Other income not declared elsewhere | 2022-12-31 | $-127,913 |
Administrative expenses (other) incurred | 2022-12-31 | $45,432 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-13,104,219 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $38,375,996 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $35,342,977 |
Interest on participant loans | 2022-12-31 | $17,746 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,954,660 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-9,589,444 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $47,546 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $648,883 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $427,568 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,541,943 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Did the plan have assets held for investment | 2022-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTON LARSON ALLEN LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $6,851,360 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,314,506 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,262,757 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,848,857 |
Value of total assets at end of year | 2021-12-31 | $38,375,996 |
Value of total assets at beginning of year | 2021-12-31 | $36,839,142 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $51,749 |
Total interest from all sources | 2021-12-31 | $24,060 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,098,164 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,098,164 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,224,145 |
Participant contributions at end of year | 2021-12-31 | $469,932 |
Participant contributions at beginning of year | 2021-12-31 | $521,150 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $180,859 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $243,866 |
Other income not declared elsewhere | 2021-12-31 | $-56,034 |
Administrative expenses (other) incurred | 2021-12-31 | $51,749 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,536,854 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $38,375,996 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $36,839,142 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $35,342,977 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $33,881,691 |
Interest on participant loans | 2021-12-31 | $24,060 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,954,660 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,837,934 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,899,369 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $36,944 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $624,712 |
Employer contributions (assets) at end of year | 2021-12-31 | $427,568 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $354,501 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,262,757 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTON LARSON ALLEN LLP |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,326,863 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,959,665 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,904,412 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,685,586 |
Value of total assets at end of year | 2020-12-31 | $36,839,142 |
Value of total assets at beginning of year | 2020-12-31 | $30,471,944 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $55,253 |
Total interest from all sources | 2020-12-31 | $21,981 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $890,302 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $890,302 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,139,792 |
Participant contributions at end of year | 2020-12-31 | $521,150 |
Participant contributions at beginning of year | 2020-12-31 | $290,882 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $243,866 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $114,201 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $46,830 |
Other income not declared elsewhere | 2020-12-31 | $119,757 |
Administrative expenses (other) incurred | 2020-12-31 | $55,253 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,367,198 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $36,839,142 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $30,471,944 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $33,881,691 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $28,018,831 |
Interest on participant loans | 2020-12-31 | $21,981 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,837,934 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,631,097 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,570,569 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $38,668 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $498,964 |
Employer contributions (assets) at end of year | 2020-12-31 | $354,501 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $416,933 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,904,412 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CLIFTON LARSON ALLEN LLP |
Accountancy firm EIN | 2020-12-31 | 410746749 |
2019 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $8,778,574 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $9,383,535 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,337,276 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,465,303 |
Value of total assets at end of year | 2019-12-31 | $30,471,944 |
Value of total assets at beginning of year | 2019-12-31 | $31,076,905 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $46,259 |
Total interest from all sources | 2019-12-31 | $17,520 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $751,820 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $751,820 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,166,481 |
Participant contributions at end of year | 2019-12-31 | $290,882 |
Participant contributions at beginning of year | 2019-12-31 | $280,059 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $114,201 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $6,177 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $665,552 |
Other income not declared elsewhere | 2019-12-31 | $8,078 |
Administrative expenses (other) incurred | 2019-12-31 | $46,259 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $-604,961 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $30,471,944 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $31,076,905 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $28,018,831 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $28,733,087 |
Interest on participant loans | 2019-12-31 | $17,520 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,631,097 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,715,124 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,498,419 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $37,434 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $633,270 |
Employer contributions (assets) at end of year | 2019-12-31 | $416,933 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $342,458 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,337,276 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BLUM, SHAPIRO & COMPANY, P.C. |
Accountancy firm EIN | 2019-12-31 | 061009205 |
2018 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $805,514 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,614,206 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,610,733 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,095,242 |
Value of total assets at end of year | 2018-12-31 | $31,076,905 |
Value of total assets at beginning of year | 2018-12-31 | $31,885,597 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $3,473 |
Total interest from all sources | 2018-12-31 | $13,791 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,202,410 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,202,410 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,027,192 |
Participant contributions at end of year | 2018-12-31 | $280,059 |
Participant contributions at beginning of year | 2018-12-31 | $232,361 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $6,177 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $4,181 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $532,643 |
Other income not declared elsewhere | 2018-12-31 | $-1,407 |
Administrative expenses (other) incurred | 2018-12-31 | $3,473 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-808,692 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $31,076,905 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,885,597 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $28,733,087 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $29,646,708 |
Interest on participant loans | 2018-12-31 | $13,791 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,715,124 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,635,236 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,539,359 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $34,837 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $535,407 |
Employer contributions (assets) at end of year | 2018-12-31 | $342,458 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $367,111 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,610,733 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CROWE LLP |
Accountancy firm EIN | 2018-12-31 | 350921680 |
2017 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $6,982,431 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,032,087 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,031,237 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,542,946 |
Value of total assets at end of year | 2017-12-31 | $31,885,597 |
Value of total assets at beginning of year | 2017-12-31 | $26,935,253 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $850 |
Total interest from all sources | 2017-12-31 | $10,550 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,102,211 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,102,211 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $937,328 |
Participant contributions at end of year | 2017-12-31 | $232,361 |
Participant contributions at beginning of year | 2017-12-31 | $254,602 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $4,181 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $4,135 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $316 |
Other income not declared elsewhere | 2017-12-31 | $153 |
Administrative expenses (other) incurred | 2017-12-31 | $850 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,950,344 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $31,885,597 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $26,935,253 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $29,646,708 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $24,788,543 |
Interest on participant loans | 2017-12-31 | $10,550 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,635,236 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,499,731 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,297,015 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $29,556 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $605,302 |
Employer contributions (assets) at end of year | 2017-12-31 | $367,111 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $388,242 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,031,237 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CROWE LLP |
Accountancy firm EIN | 2017-12-31 | 350921680 |
2016 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,143,812 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,040,374 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,996,691 |
Value of total corrective distributions | 2016-12-31 | $42,807 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,517,419 |
Value of total assets at end of year | 2016-12-31 | $26,935,253 |
Value of total assets at beginning of year | 2016-12-31 | $25,831,815 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $876 |
Total interest from all sources | 2016-12-31 | $11,640 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $588,113 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $588,113 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $898,156 |
Participant contributions at end of year | 2016-12-31 | $254,602 |
Participant contributions at beginning of year | 2016-12-31 | $285,568 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $4,135 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $62,260 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $55,106 |
Other income not declared elsewhere | 2016-12-31 | $-58,078 |
Administrative expenses (other) incurred | 2016-12-31 | $876 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,103,438 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $26,935,253 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $25,831,815 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $24,788,543 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $23,453,548 |
Interest on participant loans | 2016-12-31 | $11,640 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,499,731 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,715,438 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,054,904 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $29,814 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $564,157 |
Employer contributions (assets) at end of year | 2016-12-31 | $388,242 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $315,001 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,996,691 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2016-12-31 | 350921680 |
2015 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,016,740 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,317,520 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,300,498 |
Value of total corrective distributions | 2015-12-31 | $15,652 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,451,365 |
Value of total assets at end of year | 2015-12-31 | $25,831,815 |
Value of total assets at beginning of year | 2015-12-31 | $26,132,595 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,370 |
Total interest from all sources | 2015-12-31 | $9,965 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,077,037 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,077,037 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $914,938 |
Participant contributions at end of year | 2015-12-31 | $285,568 |
Participant contributions at beginning of year | 2015-12-31 | $212,989 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $62,260 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $64,250 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $24,119 |
Other income not declared elsewhere | 2015-12-31 | $-1,940 |
Administrative expenses (other) incurred | 2015-12-31 | $1,370 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-300,780 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $25,831,815 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $26,132,595 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $23,453,548 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $23,618,364 |
Interest on participant loans | 2015-12-31 | $9,965 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,715,438 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,034,120 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-550,718 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $31,031 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $512,308 |
Employer contributions (assets) at end of year | 2015-12-31 | $315,001 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $202,872 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,300,498 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2015-12-31 | 350921680 |
2014 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,166,952 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,575,725 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,536,774 |
Value of total corrective distributions | 2014-12-31 | $38,201 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,417,986 |
Value of total assets at end of year | 2014-12-31 | $26,132,595 |
Value of total assets at beginning of year | 2014-12-31 | $24,541,368 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $750 |
Total interest from all sources | 2014-12-31 | $9,146 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $955,156 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $955,156 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $777,879 |
Participant contributions at end of year | 2014-12-31 | $212,989 |
Participant contributions at beginning of year | 2014-12-31 | $217,396 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $64,250 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $68,204 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $261,416 |
Other income not declared elsewhere | 2014-12-31 | $-3,929 |
Administrative expenses (other) incurred | 2014-12-31 | $750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,591,227 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $26,132,595 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,541,368 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $23,618,364 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $21,258,996 |
Interest on participant loans | 2014-12-31 | $9,146 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,034,120 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,891,009 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $749,352 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $39,241 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $378,691 |
Employer contributions (assets) at end of year | 2014-12-31 | $202,872 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $105,763 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,536,774 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2014-12-31 | 350921680 |
2013 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $5,625,396 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $2,940,463 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,911,451 |
Value of total corrective distributions | 2013-12-31 | $28,312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,009,440 |
Value of total assets at end of year | 2013-12-31 | $24,541,368 |
Value of total assets at beginning of year | 2013-12-31 | $21,856,435 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $700 |
Total interest from all sources | 2013-12-31 | $9,050 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $522,221 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $522,221 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $727,823 |
Participant contributions at end of year | 2013-12-31 | $217,396 |
Participant contributions at beginning of year | 2013-12-31 | $233,192 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $68,204 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $53,870 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $43,548 |
Other income not declared elsewhere | 2013-12-31 | $14,357 |
Administrative expenses (other) incurred | 2013-12-31 | $700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,684,933 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,541,368 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $21,856,435 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $21,258,996 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $21,528,648 |
Interest on participant loans | 2013-12-31 | $9,050 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,891,009 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,042,340 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $27,988 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $238,069 |
Employer contributions (assets) at end of year | 2013-12-31 | $105,763 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $40,725 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,911,451 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2013-12-31 | 350921680 |
2012 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $35,167 |
Total income from all sources (including contributions) | 2012-12-31 | $3,747,454 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $3,011,047 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,009,808 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $977,531 |
Value of total assets at end of year | 2012-12-31 | $21,856,435 |
Value of total assets at beginning of year | 2012-12-31 | $21,155,195 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,239 |
Total interest from all sources | 2012-12-31 | $8,878 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $538,700 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $538,700 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $784,693 |
Participant contributions at end of year | 2012-12-31 | $233,192 |
Participant contributions at beginning of year | 2012-12-31 | $175,475 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $53,870 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $53,093 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $35,167 |
Other income not declared elsewhere | 2012-12-31 | $799 |
Administrative expenses (other) incurred | 2012-12-31 | $1,239 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $736,407 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $21,856,435 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $21,120,028 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $21,528,648 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $20,803,167 |
Interest on participant loans | 2012-12-31 | $8,878 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,221,546 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $192,838 |
Employer contributions (assets) at end of year | 2012-12-31 | $40,725 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $123,460 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,009,808 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2012-12-31 | 350921680 |
2011 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $35,167 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $33,431 |
Total income from all sources (including contributions) | 2011-12-31 | $709,827 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,096,004 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,059,864 |
Value of total corrective distributions | 2011-12-31 | $35,167 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,128,169 |
Value of total assets at end of year | 2011-12-31 | $21,155,195 |
Value of total assets at beginning of year | 2011-12-31 | $22,539,636 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $973 |
Total interest from all sources | 2011-12-31 | $7,823 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $515,642 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $515,642 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $801,364 |
Participant contributions at end of year | 2011-12-31 | $175,475 |
Participant contributions at beginning of year | 2011-12-31 | $146,128 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $53,093 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $15,158 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $26,498 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $35,167 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $33,431 |
Other income not declared elsewhere | 2011-12-31 | $-7,073 |
Administrative expenses (other) incurred | 2011-12-31 | $973 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-1,386,177 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $21,120,028 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $22,506,205 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $20,803,167 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $22,196,759 |
Interest on participant loans | 2011-12-31 | $7,823 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-934,734 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $300,307 |
Employer contributions (assets) at end of year | 2011-12-31 | $123,460 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $181,591 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,059,864 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2011-12-31 | 350921680 |
2010 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $33,431 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $46,327 |
Total income from all sources (including contributions) | 2010-12-31 | $4,149,760 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,626,376 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,563,982 |
Value of total corrective distributions | 2010-12-31 | $61,352 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,266,241 |
Value of total assets at end of year | 2010-12-31 | $22,539,636 |
Value of total assets at beginning of year | 2010-12-31 | $20,029,148 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,042 |
Total interest from all sources | 2010-12-31 | $8,255 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $715,905 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $715,905 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $808,877 |
Participant contributions at end of year | 2010-12-31 | $146,128 |
Participant contributions at beginning of year | 2010-12-31 | $167,983 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $15,158 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $12,242 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $118,356 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $33,431 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $46,327 |
Other income not declared elsewhere | 2010-12-31 | $2,916 |
Administrative expenses (other) incurred | 2010-12-31 | $1,042 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,523,384 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $22,506,205 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $19,982,821 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $22,196,759 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $19,689,341 |
Interest on participant loans | 2010-12-31 | $8,255 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,156,443 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $339,008 |
Employer contributions (assets) at end of year | 2010-12-31 | $181,591 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $159,582 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,563,982 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2010-12-31 | 350921680 |
2009 : CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | Yes |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | Yes |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: CHARLES INDUSTRIES, LTD 401(K) SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | Yes |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |