PHOENIX COMPANY OF CHICAGO, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT
| Measure | Date | Value |
|---|
| 2025 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2025 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2025-09-23 | 1011910 |
| Net assets as of the end of the plan year | 2025-09-23 | 11487494 |
| Total assets as of the beginning of the plan year | 2025-09-23 | 10469027 |
| Value of plan covered by a fidelity bond | 2025-09-23 | 2000000 |
| Participant contributions to plan in this plan year | 2025-09-23 | 317249 |
| Value of participant loans at end of plan year | 2025-09-23 | 24347 |
| Other contributions to plan in this plan year | 2025-09-23 | 178139 |
| Other income to plan in this plan year | 2025-09-23 | 1434348 |
| Plan net income in this plan year | 2025-09-23 | 1018467 |
| Net assets as of the end of the plan year | 2025-09-23 | 11487494 |
| Net assets as of the beginning of the plan year | 2025-09-23 | 10469027 |
| Employer contributions to plan in this plan year | 2025-09-23 | 100641 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-09-23 | 20558 |
| 2024 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-09-25 | 1542089 |
| Net assets as of the end of the plan year | 2024-09-25 | 10469027 |
| Total assets as of the beginning of the plan year | 2024-09-25 | 10092546 |
| Value of plan covered by a fidelity bond | 2024-09-25 | 2000000 |
| Participant contributions to plan in this plan year | 2024-09-25 | 293214 |
| Value of participant loans at end of plan year | 2024-09-25 | 40019 |
| Other contributions to plan in this plan year | 2024-09-25 | 15234 |
| Other income to plan in this plan year | 2024-09-25 | 1587788 |
| Plan net income in this plan year | 2024-09-25 | 376481 |
| Net assets as of the end of the plan year | 2024-09-25 | 10469027 |
| Net assets as of the beginning of the plan year | 2024-09-25 | 10092546 |
| Employer contributions to plan in this plan year | 2024-09-25 | 22334 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-09-25 | 17802 |
| 2015 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $437,174 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $539,363 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $538,513 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $246,220 |
| Value of total assets at end of year | 2015-12-31 | $8,922,442 |
| Value of total assets at beginning of year | 2015-12-31 | $9,024,631 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $850 |
| Total interest from all sources | 2015-12-31 | $114,547 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $386,732 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $386,732 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $225,908 |
| Participant contributions at end of year | 2015-12-31 | $93,938 |
| Participant contributions at beginning of year | 2015-12-31 | $79,967 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $20,312 |
| Other income not declared elsewhere | 2015-12-31 | $63 |
| Administrative expenses (other) incurred | 2015-12-31 | $850 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-102,189 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,922,442 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,024,631 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,997,789 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,458,618 |
| Interest on participant loans | 2015-12-31 | $3,343 |
| Interest earned on other investments | 2015-12-31 | $111,204 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $3,830,715 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $3,486,046 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-310,388 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $538,513 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | SIKICH LLP |
| Accountancy firm EIN | 2015-12-31 | 363168081 |
| 2014 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $782,212 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $627,347 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $626,297 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $254,710 |
| Value of total assets at end of year | 2014-12-31 | $9,024,631 |
| Value of total assets at beginning of year | 2014-12-31 | $8,869,766 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,050 |
| Total interest from all sources | 2014-12-31 | $110,887 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $390,080 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $390,080 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $253,489 |
| Participant contributions at end of year | 2014-12-31 | $79,967 |
| Participant contributions at beginning of year | 2014-12-31 | $107,475 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,221 |
| Other income not declared elsewhere | 2014-12-31 | $5 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,050 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $154,865 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,024,631 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,869,766 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,458,618 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,282,761 |
| Interest on participant loans | 2014-12-31 | $4,037 |
| Interest earned on other investments | 2014-12-31 | $106,850 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $3,486,046 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $3,479,530 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $26,530 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $626,297 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | SIKICH LLP |
| Accountancy firm EIN | 2014-12-31 | 363168081 |
| 2013 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,528,491 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $843,563 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $840,467 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $1,221 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $274,539 |
| Value of total assets at end of year | 2013-12-31 | $8,869,766 |
| Value of total assets at beginning of year | 2013-12-31 | $8,184,838 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,875 |
| Total interest from all sources | 2013-12-31 | $111,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $168,395 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $168,395 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $274,539 |
| Participant contributions at end of year | 2013-12-31 | $107,475 |
| Participant contributions at beginning of year | 2013-12-31 | $89,893 |
| Other income not declared elsewhere | 2013-12-31 | $1,858 |
| Administrative expenses (other) incurred | 2013-12-31 | $1,875 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $684,928 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,869,766 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,184,838 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,282,761 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $4,365,161 |
| Interest on participant loans | 2013-12-31 | $4,262 |
| Interest earned on other investments | 2013-12-31 | $107,349 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $3,479,530 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $3,729,784 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $972,088 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $840,467 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | SIKICH LLP |
| Accountancy firm EIN | 2013-12-31 | 363168081 |
| 2012 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,012,388 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,087,118 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,085,410 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $74 |
| Value of total corrective distributions | 2012-12-31 | $1,134 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $277,443 |
| Value of total assets at end of year | 2012-12-31 | $8,184,838 |
| Value of total assets at beginning of year | 2012-12-31 | $8,259,568 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $500 |
| Total interest from all sources | 2012-12-31 | $117,600 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $229,503 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $229,503 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $276,024 |
| Participant contributions at end of year | 2012-12-31 | $89,893 |
| Participant contributions at beginning of year | 2012-12-31 | $140,298 |
| Other income not declared elsewhere | 2012-12-31 | $371 |
| Administrative expenses (other) incurred | 2012-12-31 | $500 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-74,730 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,184,838 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,259,568 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,365,161 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $4,326,717 |
| Interest on participant loans | 2012-12-31 | $4,822 |
| Interest earned on other investments | 2012-12-31 | $112,778 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $3,729,784 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $3,792,553 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $387,471 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,419 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,085,410 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | SIKICH LLP |
| Accountancy firm EIN | 2012-12-31 | 363168081 |
| 2011 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $349,099 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,568,480 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,541,444 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $8,512 |
| Value of total corrective distributions | 2011-12-31 | $11,167 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $445,670 |
| Value of total assets at end of year | 2011-12-31 | $8,259,568 |
| Value of total assets at beginning of year | 2011-12-31 | $9,478,949 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $7,357 |
| Total interest from all sources | 2011-12-31 | $128,861 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $75,658 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $75,658 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $425,830 |
| Participant contributions at end of year | 2011-12-31 | $140,298 |
| Participant contributions at beginning of year | 2011-12-31 | $211,334 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $17,725 |
| Other income not declared elsewhere | 2011-12-31 | $750 |
| Administrative expenses (other) incurred | 2011-12-31 | $7,357 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,219,381 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,259,568 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $9,478,949 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,326,717 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,298,337 |
| Interest on participant loans | 2011-12-31 | $8,679 |
| Interest earned on other investments | 2011-12-31 | $120,182 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $3,792,553 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $3,969,278 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-301,840 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,115 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,541,444 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | SIKICH LLP |
| Accountancy firm EIN | 2011-12-31 | 363168081 |
| 2010 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,343,865 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $439,686 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $437,736 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $549,496 |
| Value of total assets at end of year | 2010-12-31 | $9,478,949 |
| Value of total assets at beginning of year | 2010-12-31 | $8,574,770 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,950 |
| Total interest from all sources | 2010-12-31 | $137,823 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $91,347 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $91,347 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $538,308 |
| Participant contributions at end of year | 2010-12-31 | $211,334 |
| Participant contributions at beginning of year | 2010-12-31 | $283,519 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $6,931 |
| Other income not declared elsewhere | 2010-12-31 | $2,941 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,950 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $904,179 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $9,478,949 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,574,770 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,298,337 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,453,761 |
| Interest on participant loans | 2010-12-31 | $14,948 |
| Interest earned on other investments | 2010-12-31 | $122,875 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $3,969,278 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $3,837,490 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $562,258 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $4,257 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $437,736 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
| 2009 : PHOENIX COMPANY OF CHICAGO, INC. 401K PROFIT 2009 401k financial data |
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| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
