401k Plan data: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN plan

U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN
Plan identification number	002

U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

US TSUBAKI HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: US TSUBAKI HOLDINGS, INC.

Employer identification number (EIN): 362721807

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-04-01
002 2021-04-01
002 2020-04-01
002 2019-04-01
002 2018-04-01
002 2017-04-01 ANNA SKURA THOMAS BARTON 2019-01-14
002 2016-04-01 ANNA SKURA THOMAS BARTON 2018-01-16
002 2015-04-01 ANNA SKURA THOMAS BARTON 2017-01-13
002 2014-04-01 ANNA SKURA THOMAS BARTON 2016-01-15
002 2013-04-01 ANNA SKURA THOMAS BARTON 2014-12-12
002 2012-04-01 EDDIE TENG EDDIE TENG 2014-01-13
002 2011-04-01 ROBYN SAFRON
002 2010-04-01 DIANE K. CUMMINGS
002 2009-04-01 MARIA KOZAREVA
002 2007-04-01 MARIA KOZAREVA MARIA KOZAREVA 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2022-04-01
002	2021-04-01
002	2020-04-01
002	2019-04-01
002	2018-04-01
002	2017-04-01	ANNA SKURA	THOMAS BARTON	2019-01-14
002	2016-04-01	ANNA SKURA	THOMAS BARTON	2018-01-16
002	2015-04-01	ANNA SKURA	THOMAS BARTON	2017-01-13
002	2014-04-01	ANNA SKURA	THOMAS BARTON	2016-01-15
002	2013-04-01	ANNA SKURA	THOMAS BARTON	2014-12-12
002	2012-04-01	EDDIE TENG	EDDIE TENG	2014-01-13
002	2011-04-01	ROBYN SAFRON
002	2010-04-01	DIANE K. CUMMINGS
002	2009-04-01	MARIA KOZAREVA
002	2007-04-01	MARIA KOZAREVA	MARIA KOZAREVA	2010-10-11

Plan Statistics for U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN

401k plan membership statisitcs for U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN

Measure Date Value
2022: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-04-01 864
Total number of active participants reported on line 7a of the Form 5500 2022-04-01 684
Number of retired or separated participants receiving benefits 2022-04-01 0
Number of other retired or separated participants entitled to future benefits 2022-04-01 256
Total of all active and inactive participants 2022-04-01 940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-04-01 5
Total participants 2022-04-01 945
Number of participants with account balances 2022-04-01 855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-04-01 22
2021: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-04-01 865
Total number of active participants reported on line 7a of the Form 5500 2021-04-01 628
Number of retired or separated participants receiving benefits 2021-04-01 0
Number of other retired or separated participants entitled to future benefits 2021-04-01 231
Total of all active and inactive participants 2021-04-01 859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-04-01 5
Total participants 2021-04-01 864
Number of participants with account balances 2021-04-01 802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-04-01 60
2020: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-04-01 771
Total number of active participants reported on line 7a of the Form 5500 2020-04-01 562
Number of retired or separated participants receiving benefits 2020-04-01 0
Number of other retired or separated participants entitled to future benefits 2020-04-01 254
Total of all active and inactive participants 2020-04-01 816
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-04-01 5
Total participants 2020-04-01 821
Number of participants with account balances 2020-04-01 784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-04-01 50
2019: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-04-01 622
Total number of active participants reported on line 7a of the Form 5500 2019-04-01 610
Number of retired or separated participants receiving benefits 2019-04-01 0
Number of other retired or separated participants entitled to future benefits 2019-04-01 156
Total of all active and inactive participants 2019-04-01 766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-04-01 5
Total participants 2019-04-01 771
Number of participants with account balances 2019-04-01 727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-04-01 40
2018: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-04-01 600
Total number of active participants reported on line 7a of the Form 5500 2018-04-01 507
Number of retired or separated participants receiving benefits 2018-04-01 0
Number of other retired or separated participants entitled to future benefits 2018-04-01 112
Total of all active and inactive participants 2018-04-01 619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-04-01 3
Total participants 2018-04-01 622
Number of participants with account balances 2018-04-01 564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-04-01 88
2017: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-04-01 613
Total number of active participants reported on line 7a of the Form 5500 2017-04-01 496
Number of retired or separated participants receiving benefits 2017-04-01 0
Number of other retired or separated participants entitled to future benefits 2017-04-01 101
Total of all active and inactive participants 2017-04-01 597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-04-01 3
Total participants 2017-04-01 600
Number of participants with account balances 2017-04-01 564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-04-01 58
2016: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-04-01 561
Total number of active participants reported on line 7a of the Form 5500 2016-04-01 485
Number of retired or separated participants receiving benefits 2016-04-01 0
Number of other retired or separated participants entitled to future benefits 2016-04-01 96
Total of all active and inactive participants 2016-04-01 581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-04-01 3
Total participants 2016-04-01 584
Number of participants with account balances 2016-04-01 528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-04-01 73
2015: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-04-01 529
Total number of active participants reported on line 7a of the Form 5500 2015-04-01 459
Number of retired or separated participants receiving benefits 2015-04-01 0
Number of other retired or separated participants entitled to future benefits 2015-04-01 83
Total of all active and inactive participants 2015-04-01 542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-04-01 4
Total participants 2015-04-01 546
Number of participants with account balances 2015-04-01 491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-04-01 52
2014: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 459
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 432
Number of retired or separated participants receiving benefits 2014-04-01 1
Number of other retired or separated participants entitled to future benefits 2014-04-01 90
Total of all active and inactive participants 2014-04-01 523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 2
Total participants 2014-04-01 525
Number of participants with account balances 2014-04-01 495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 32
2013: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 462
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 361
Number of retired or separated participants receiving benefits 2013-04-01 3
Number of other retired or separated participants entitled to future benefits 2013-04-01 95
Total of all active and inactive participants 2013-04-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 0
Total participants 2013-04-01 459
Number of participants with account balances 2013-04-01 459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 7
2012: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 457
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 355
Number of retired or separated participants receiving benefits 2012-04-01 3
Number of other retired or separated participants entitled to future benefits 2012-04-01 104
Total of all active and inactive participants 2012-04-01 462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 462
Number of participants with account balances 2012-04-01 440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 3
2011: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 412
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 337
Number of retired or separated participants receiving benefits 2011-04-01 2
Number of other retired or separated participants entitled to future benefits 2011-04-01 114
Total of all active and inactive participants 2011-04-01 453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 453
Number of participants with account balances 2011-04-01 440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 4
2010: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-04-01 413
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 302
Number of retired or separated participants receiving benefits 2010-04-01 1
Number of other retired or separated participants entitled to future benefits 2010-04-01 104
Total of all active and inactive participants 2010-04-01 407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 407
Number of participants with account balances 2010-04-01 407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 7
2009: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 452
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 297
Number of retired or separated participants receiving benefits 2009-04-01 1
Number of other retired or separated participants entitled to future benefits 2009-04-01 115
Total of all active and inactive participants 2009-04-01 413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 413
Number of participants with account balances 2009-04-01 413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 16
2007: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year 2007-04-01 422
Total number of active participants reported on line 7a of the Form 5500 2007-04-01 361
Number of retired or separated participants receiving benefits 2007-04-01 1
Number of other retired or separated participants entitled to future benefits 2007-04-01 105
Total of all active and inactive participants 2007-04-01 467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-04-01 2
Total participants 2007-04-01 469
Number of participants with account balances 2007-04-01 469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-04-01 12

Measure	Date	Value
2022: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-04-01	864
Total number of active participants reported on line 7a of the Form 5500	2022-04-01	684
Number of retired or separated participants receiving benefits	2022-04-01	0
Number of other retired or separated participants entitled to future benefits	2022-04-01	256
Total of all active and inactive participants	2022-04-01	940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-04-01	5
Total participants	2022-04-01	945
Number of participants with account balances	2022-04-01	855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-04-01	22
2021: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-04-01	865
Total number of active participants reported on line 7a of the Form 5500	2021-04-01	628
Number of retired or separated participants receiving benefits	2021-04-01	0
Number of other retired or separated participants entitled to future benefits	2021-04-01	231
Total of all active and inactive participants	2021-04-01	859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-04-01	5
Total participants	2021-04-01	864
Number of participants with account balances	2021-04-01	802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-04-01	60
2020: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-04-01	771
Total number of active participants reported on line 7a of the Form 5500	2020-04-01	562
Number of retired or separated participants receiving benefits	2020-04-01	0
Number of other retired or separated participants entitled to future benefits	2020-04-01	254
Total of all active and inactive participants	2020-04-01	816
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-04-01	5
Total participants	2020-04-01	821
Number of participants with account balances	2020-04-01	784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-04-01	50
2019: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-04-01	622
Total number of active participants reported on line 7a of the Form 5500	2019-04-01	610
Number of retired or separated participants receiving benefits	2019-04-01	0
Number of other retired or separated participants entitled to future benefits	2019-04-01	156
Total of all active and inactive participants	2019-04-01	766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-04-01	5
Total participants	2019-04-01	771
Number of participants with account balances	2019-04-01	727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-04-01	40
2018: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-04-01	600
Total number of active participants reported on line 7a of the Form 5500	2018-04-01	507
Number of retired or separated participants receiving benefits	2018-04-01	0
Number of other retired or separated participants entitled to future benefits	2018-04-01	112
Total of all active and inactive participants	2018-04-01	619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-04-01	3
Total participants	2018-04-01	622
Number of participants with account balances	2018-04-01	564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-04-01	88
2017: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-04-01	613
Total number of active participants reported on line 7a of the Form 5500	2017-04-01	496
Number of retired or separated participants receiving benefits	2017-04-01	0
Number of other retired or separated participants entitled to future benefits	2017-04-01	101
Total of all active and inactive participants	2017-04-01	597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-04-01	3
Total participants	2017-04-01	600
Number of participants with account balances	2017-04-01	564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-04-01	58
2016: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-04-01	561
Total number of active participants reported on line 7a of the Form 5500	2016-04-01	485
Number of retired or separated participants receiving benefits	2016-04-01	0
Number of other retired or separated participants entitled to future benefits	2016-04-01	96
Total of all active and inactive participants	2016-04-01	581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-04-01	3
Total participants	2016-04-01	584
Number of participants with account balances	2016-04-01	528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-04-01	73
2015: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-04-01	529
Total number of active participants reported on line 7a of the Form 5500	2015-04-01	459
Number of retired or separated participants receiving benefits	2015-04-01	0
Number of other retired or separated participants entitled to future benefits	2015-04-01	83
Total of all active and inactive participants	2015-04-01	542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-04-01	4
Total participants	2015-04-01	546
Number of participants with account balances	2015-04-01	491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-04-01	52
2014: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	459
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	432
Number of retired or separated participants receiving benefits	2014-04-01	1
Number of other retired or separated participants entitled to future benefits	2014-04-01	90
Total of all active and inactive participants	2014-04-01	523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	2
Total participants	2014-04-01	525
Number of participants with account balances	2014-04-01	495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	32
2013: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	462
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	361
Number of retired or separated participants receiving benefits	2013-04-01	3
Number of other retired or separated participants entitled to future benefits	2013-04-01	95
Total of all active and inactive participants	2013-04-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	0
Total participants	2013-04-01	459
Number of participants with account balances	2013-04-01	459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	7
2012: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	457
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	355
Number of retired or separated participants receiving benefits	2012-04-01	3
Number of other retired or separated participants entitled to future benefits	2012-04-01	104
Total of all active and inactive participants	2012-04-01	462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	462
Number of participants with account balances	2012-04-01	440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	3
2011: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	412
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	337
Number of retired or separated participants receiving benefits	2011-04-01	2
Number of other retired or separated participants entitled to future benefits	2011-04-01	114
Total of all active and inactive participants	2011-04-01	453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	453
Number of participants with account balances	2011-04-01	440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	4
2010: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-04-01	413
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	302
Number of retired or separated participants receiving benefits	2010-04-01	1
Number of other retired or separated participants entitled to future benefits	2010-04-01	104
Total of all active and inactive participants	2010-04-01	407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	407
Number of participants with account balances	2010-04-01	407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	7
2009: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	452
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	297
Number of retired or separated participants receiving benefits	2009-04-01	1
Number of other retired or separated participants entitled to future benefits	2009-04-01	115
Total of all active and inactive participants	2009-04-01	413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	413
Number of participants with account balances	2009-04-01	413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	16
2007: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year	2007-04-01	422
Total number of active participants reported on line 7a of the Form 5500	2007-04-01	361
Number of retired or separated participants receiving benefits	2007-04-01	1
Number of other retired or separated participants entitled to future benefits	2007-04-01	105
Total of all active and inactive participants	2007-04-01	467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-04-01	2
Total participants	2007-04-01	469
Number of participants with account balances	2007-04-01	469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-04-01	12

Financial Data on U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN

Measure	Date	Value
2023 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-03-31	$0
Total transfer of assets to this plan	2023-03-31	$246,986
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-03-31	$0
Total income from all sources (including contributions)	2023-03-31	$590,312
Total loss/gain on sale of assets	2023-03-31	$0
Total of all expenses incurred	2023-03-31	$6,655,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-03-31	$6,485,666
Value of total corrective distributions	2023-03-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-03-31	$8,028,481
Value of total assets at end of year	2023-03-31	$104,294,765
Value of total assets at beginning of year	2023-03-31	$110,112,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-03-31	$169,635
Total interest from all sources	2023-03-31	$71,798
Total dividends received (eg from common stock, registered investment company shares)	2023-03-31	$1,419,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-03-31	$1,419,164
Administrative expenses professional fees incurred	2023-03-31	$10,000
Was this plan covered by a fidelity bond	2023-03-31	Yes
Value of fidelity bond cover	2023-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2023-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-03-31	No
Contributions received from participants	2023-03-31	$4,363,589
Participant contributions at end of year	2023-03-31	$1,291,432
Participant contributions at beginning of year	2023-03-31	$1,323,360
Income. Received or receivable in cash from other sources (including rollovers)	2023-03-31	$562,745
Other income not declared elsewhere	2023-03-31	$393,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-03-31	No
Value of net income/loss	2023-03-31	$-6,064,989
Value of net assets at end of year (total assets less liabilities)	2023-03-31	$104,294,765
Value of net assets at beginning of year (total assets less liabilities)	2023-03-31	$110,112,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-03-31	No
Were any leases to which the plan was party in default or uncollectible	2023-03-31	No
Investment advisory and management fees	2023-03-31	$63,430
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-03-31	$85,003,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-03-31	$93,322,637
Interest on participant loans	2023-03-31	$71,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-03-31	$18,000,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-03-31	$15,466,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-03-31	$-9,322,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-03-31	No
Was there a failure to transmit to the plan any participant contributions	2023-03-31	No
Has the plan failed to provide any benefit when due under the plan	2023-03-31	No
Contributions received in cash from employer	2023-03-31	$3,102,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-03-31	$6,485,666
Contract administrator fees	2023-03-31	$96,205
Did the plan have assets held for investment	2023-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-03-31	No
Opinion of an independent qualified public accountant for this plan	2023-03-31	Unqualified
Accountancy firm name	2023-03-31	WIPFLI LLP
Accountancy firm EIN	2023-03-31	390758449
2022 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-03-31	$0
Total transfer of assets to this plan	2022-03-31	$2,021,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-03-31	$0
Total income from all sources (including contributions)	2022-03-31	$11,882,306
Total loss/gain on sale of assets	2022-03-31	$0
Total of all expenses incurred	2022-03-31	$10,841,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-03-31	$10,670,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-03-31	$7,193,406
Value of total assets at end of year	2022-03-31	$110,112,768
Value of total assets at beginning of year	2022-03-31	$107,050,955
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-03-31	$171,196
Total interest from all sources	2022-03-31	$70,341
Total dividends received (eg from common stock, registered investment company shares)	2022-03-31	$1,357,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-03-31	$1,357,703
Administrative expenses professional fees incurred	2022-03-31	$9,000
Was this plan covered by a fidelity bond	2022-03-31	Yes
Value of fidelity bond cover	2022-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2022-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2022-03-31	No
Contributions received from participants	2022-03-31	$3,834,273
Participant contributions at end of year	2022-03-31	$1,323,360
Participant contributions at beginning of year	2022-03-31	$1,252,608
Income. Received or receivable in cash from other sources (including rollovers)	2022-03-31	$546,218
Other income not declared elsewhere	2022-03-31	$311,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-03-31	No
Value of net income/loss	2022-03-31	$1,040,333
Value of net assets at end of year (total assets less liabilities)	2022-03-31	$110,112,768
Value of net assets at beginning of year (total assets less liabilities)	2022-03-31	$107,050,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-03-31	No
Were any leases to which the plan was party in default or uncollectible	2022-03-31	No
Investment advisory and management fees	2022-03-31	$42,208
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-03-31	$93,322,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-03-31	$92,792,625
Interest on participant loans	2022-03-31	$70,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-03-31	$15,466,771
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-03-31	$13,005,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-03-31	$2,948,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-03-31	No
Was there a failure to transmit to the plan any participant contributions	2022-03-31	No
Has the plan failed to provide any benefit when due under the plan	2022-03-31	No
Contributions received in cash from employer	2022-03-31	$2,812,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-03-31	$10,670,777
Contract administrator fees	2022-03-31	$119,988
Did the plan have assets held for investment	2022-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-03-31	No
Opinion of an independent qualified public accountant for this plan	2022-03-31	Unqualified
Accountancy firm name	2022-03-31	WIPFLI LLP
Accountancy firm EIN	2022-03-31	390758449
2021 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-03-31	$0
Total transfer of assets to this plan	2021-03-31	$106,276
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-03-31	$0
Total income from all sources (including contributions)	2021-03-31	$39,523,256
Total loss/gain on sale of assets	2021-03-31	$0
Total of all expenses incurred	2021-03-31	$11,025,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-03-31	$10,850,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-03-31	$7,891,959
Value of total assets at end of year	2021-03-31	$107,050,955
Value of total assets at beginning of year	2021-03-31	$78,446,523
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-03-31	$175,027
Total interest from all sources	2021-03-31	$75,190
Total dividends received (eg from common stock, registered investment company shares)	2021-03-31	$1,127,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-03-31	$1,127,399
Administrative expenses professional fees incurred	2021-03-31	$9,040
Was this plan covered by a fidelity bond	2021-03-31	Yes
Value of fidelity bond cover	2021-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2021-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-03-31	No
Contributions received from participants	2021-03-31	$3,384,185
Participant contributions at end of year	2021-03-31	$1,252,608
Participant contributions at beginning of year	2021-03-31	$1,366,314
Income. Received or receivable in cash from other sources (including rollovers)	2021-03-31	$1,833,727
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-03-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-03-31	$27,714
Other income not declared elsewhere	2021-03-31	$335,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-03-31	No
Value of net income/loss	2021-03-31	$28,498,156
Value of net assets at end of year (total assets less liabilities)	2021-03-31	$107,050,955
Value of net assets at beginning of year (total assets less liabilities)	2021-03-31	$78,446,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-03-31	No
Were any leases to which the plan was party in default or uncollectible	2021-03-31	No
Investment advisory and management fees	2021-03-31	$63,402
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-03-31	$92,792,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-03-31	$62,272,732
Interest on participant loans	2021-03-31	$75,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-03-31	$13,005,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-03-31	$14,779,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-03-31	$30,093,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-03-31	No
Was there a failure to transmit to the plan any participant contributions	2021-03-31	No
Has the plan failed to provide any benefit when due under the plan	2021-03-31	No
Contributions received in cash from employer	2021-03-31	$2,674,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-03-31	$10,850,073
Contract administrator fees	2021-03-31	$102,585
Did the plan have assets held for investment	2021-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-03-31	No
Opinion of an independent qualified public accountant for this plan	2021-03-31	Disclaimer
Accountancy firm name	2021-03-31	WIPFLI LLP
Accountancy firm EIN	2021-03-31	390758449
2020 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-03-31	$0
Total transfer of assets to this plan	2020-03-31	$5,860,890
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-03-31	$0
Total income from all sources (including contributions)	2020-03-31	$1,132,172
Total loss/gain on sale of assets	2020-03-31	$0
Total of all expenses incurred	2020-03-31	$4,823,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-03-31	$4,677,370
Expenses. Certain deemed distributions of participant loans	2020-03-31	$12,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-03-31	$6,776,151
Value of total assets at end of year	2020-03-31	$78,446,523
Value of total assets at beginning of year	2020-03-31	$76,277,386
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-03-31	$133,825
Total interest from all sources	2020-03-31	$84,253
Total dividends received (eg from common stock, registered investment company shares)	2020-03-31	$1,340,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-03-31	$1,340,591
Administrative expenses professional fees incurred	2020-03-31	$5,650
Was this plan covered by a fidelity bond	2020-03-31	Yes
Value of fidelity bond cover	2020-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2020-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-03-31	No
Contributions received from participants	2020-03-31	$3,652,720
Participant contributions at end of year	2020-03-31	$1,366,314
Participant contributions at beginning of year	2020-03-31	$1,333,472
Income. Received or receivable in cash from other sources (including rollovers)	2020-03-31	$325,352
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-03-31	$27,714
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-03-31	$0
Other income not declared elsewhere	2020-03-31	$314,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-03-31	No
Value of net income/loss	2020-03-31	$-3,691,753
Value of net assets at end of year (total assets less liabilities)	2020-03-31	$78,446,523
Value of net assets at beginning of year (total assets less liabilities)	2020-03-31	$76,277,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-03-31	No
Were any leases to which the plan was party in default or uncollectible	2020-03-31	No
Investment advisory and management fees	2020-03-31	$36,180
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-03-31	$62,272,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-03-31	$62,967,803
Income. Interest from loans (other than to participants)	2020-03-31	$84,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-03-31	$14,779,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-03-31	$11,976,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-03-31	$-7,383,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-03-31	No
Was there a failure to transmit to the plan any participant contributions	2020-03-31	No
Has the plan failed to provide any benefit when due under the plan	2020-03-31	No
Contributions received in cash from employer	2020-03-31	$2,798,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-03-31	$4,677,370
Contract administrator fees	2020-03-31	$91,995
Did the plan have assets held for investment	2020-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-03-31	Disclaimer
Accountancy firm name	2020-03-31	WIPFLI LLP
Accountancy firm EIN	2020-03-31	390758449
2019 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-03-31	$0
Total transfer of assets to this plan	2019-03-31	$138,995
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-03-31	$0
Total income from all sources (including contributions)	2019-03-31	$8,974,687
Total loss/gain on sale of assets	2019-03-31	$0
Total of all expenses incurred	2019-03-31	$3,710,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-03-31	$3,575,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-03-31	$5,252,243
Value of total assets at end of year	2019-03-31	$76,277,386
Value of total assets at beginning of year	2019-03-31	$70,874,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-03-31	$135,178
Total interest from all sources	2019-03-31	$73,466
Total dividends received (eg from common stock, registered investment company shares)	2019-03-31	$1,088,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-03-31	$1,088,867
Administrative expenses professional fees incurred	2019-03-31	$10,650
Was this plan covered by a fidelity bond	2019-03-31	Yes
Value of fidelity bond cover	2019-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-03-31	No
Contributions received from participants	2019-03-31	$2,823,009
Participant contributions at end of year	2019-03-31	$1,333,472
Participant contributions at beginning of year	2019-03-31	$1,232,208
Participant contributions at end of year	2019-03-31	$0
Participant contributions at beginning of year	2019-03-31	$106,492
Income. Received or receivable in cash from other sources (including rollovers)	2019-03-31	$311,755
Other income not declared elsewhere	2019-03-31	$271,499
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-03-31	No
Value of net income/loss	2019-03-31	$5,264,109
Value of net assets at end of year (total assets less liabilities)	2019-03-31	$76,277,386
Value of net assets at beginning of year (total assets less liabilities)	2019-03-31	$70,874,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-03-31	No
Were any leases to which the plan was party in default or uncollectible	2019-03-31	No
Investment advisory and management fees	2019-03-31	$23,697
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-03-31	$62,967,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-03-31	$58,539,589
Interest on participant loans	2019-03-31	$73,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-03-31	$11,976,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-03-31	$10,912,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-03-31	$2,288,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-03-31	No
Was there a failure to transmit to the plan any participant contributions	2019-03-31	No
Has the plan failed to provide any benefit when due under the plan	2019-03-31	No
Contributions received in cash from employer	2019-03-31	$2,117,479
Employer contributions (assets) at end of year	2019-03-31	$0
Employer contributions (assets) at beginning of year	2019-03-31	$83,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-03-31	$3,575,400
Contract administrator fees	2019-03-31	$100,831
Did the plan have assets held for investment	2019-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-03-31	Disclaimer
Accountancy firm name	2019-03-31	WIPFLI LLP
Accountancy firm EIN	2019-03-31	390758449
2018 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-03-31	$0
Total transfer of assets to this plan	2018-03-31	$32,596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-03-31	$0
Total income from all sources (including contributions)	2018-03-31	$12,589,933
Total loss/gain on sale of assets	2018-03-31	$0
Total of all expenses incurred	2018-03-31	$3,584,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-03-31	$3,473,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-03-31	$4,859,779
Value of total assets at end of year	2018-03-31	$70,874,282
Value of total assets at beginning of year	2018-03-31	$61,836,222
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-03-31	$110,564
Total interest from all sources	2018-03-31	$63,672
Total dividends received (eg from common stock, registered investment company shares)	2018-03-31	$901,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-03-31	$901,597
Administrative expenses professional fees incurred	2018-03-31	$6,500
Was this plan covered by a fidelity bond	2018-03-31	Yes
Value of fidelity bond cover	2018-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-03-31	No
Contributions received from participants	2018-03-31	$2,688,941
Participant contributions at end of year	2018-03-31	$1,232,208
Participant contributions at beginning of year	2018-03-31	$1,473,532
Participant contributions at end of year	2018-03-31	$106,492
Participant contributions at beginning of year	2018-03-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-03-31	$126,112
Other income not declared elsewhere	2018-03-31	$255,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-03-31	No
Value of net income/loss	2018-03-31	$9,005,464
Value of net assets at end of year (total assets less liabilities)	2018-03-31	$70,874,282
Value of net assets at beginning of year (total assets less liabilities)	2018-03-31	$61,836,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-03-31	No
Were any leases to which the plan was party in default or uncollectible	2018-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-03-31	$58,539,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-03-31	$48,261,562
Interest on participant loans	2018-03-31	$63,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-03-31	$10,912,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-03-31	$12,101,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-03-31	$6,509,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-03-31	No
Was there a failure to transmit to the plan any participant contributions	2018-03-31	No
Has the plan failed to provide any benefit when due under the plan	2018-03-31	No
Contributions received in cash from employer	2018-03-31	$2,044,726
Employer contributions (assets) at end of year	2018-03-31	$83,868
Employer contributions (assets) at beginning of year	2018-03-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-03-31	$3,473,905
Contract administrator fees	2018-03-31	$104,064
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-03-31	No
Did the plan have assets held for investment	2018-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-03-31	Disclaimer
Accountancy firm name	2018-03-31	WIPFLI LLP
Accountancy firm EIN	2018-03-31	390758449
2017 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-03-31	$0
Total transfer of assets to this plan	2017-03-31	$181,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-03-31	$0
Total income from all sources (including contributions)	2017-03-31	$11,068,361
Total loss/gain on sale of assets	2017-03-31	$0
Total of all expenses incurred	2017-03-31	$2,227,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-03-31	$2,136,410
Value of total corrective distributions	2017-03-31	$2,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-03-31	$4,628,975
Value of total assets at end of year	2017-03-31	$61,836,222
Value of total assets at beginning of year	2017-03-31	$52,813,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-03-31	$88,966
Total interest from all sources	2017-03-31	$79,256
Total dividends received (eg from common stock, registered investment company shares)	2017-03-31	$758,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-03-31	$758,906
Administrative expenses professional fees incurred	2017-03-31	$2,000
Was this plan covered by a fidelity bond	2017-03-31	Yes
Value of fidelity bond cover	2017-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-03-31	No
Contributions received from participants	2017-03-31	$2,521,496
Participant contributions at end of year	2017-03-31	$1,473,532
Participant contributions at beginning of year	2017-03-31	$1,710,852
Income. Received or receivable in cash from other sources (including rollovers)	2017-03-31	$119,809
Other income not declared elsewhere	2017-03-31	$265,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-03-31	No
Value of net income/loss	2017-03-31	$8,840,637
Value of net assets at end of year (total assets less liabilities)	2017-03-31	$61,836,222
Value of net assets at beginning of year (total assets less liabilities)	2017-03-31	$52,813,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-03-31	No
Were any leases to which the plan was party in default or uncollectible	2017-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-03-31	$48,261,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-03-31	$39,778,044
Interest on participant loans	2017-03-31	$79,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-03-31	$12,101,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-03-31	$11,324,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-03-31	$5,335,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-03-31	No
Was there a failure to transmit to the plan any participant contributions	2017-03-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-03-31	No
Contributions received in cash from employer	2017-03-31	$1,987,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-03-31	$2,136,410
Contract administrator fees	2017-03-31	$86,966
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-03-31	No
Did the plan have assets held for investment	2017-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-03-31	Disclaimer
Accountancy firm name	2017-03-31	SATTELL, JOHNSON, APPEL & CO., S.C.
Accountancy firm EIN	2017-03-31	391386814
2016 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-31	$0
Total income from all sources (including contributions)	2016-03-31	$3,831,714
Total loss/gain on sale of assets	2016-03-31	$0
Total of all expenses incurred	2016-03-31	$3,334,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-03-31	$3,223,708
Value of total corrective distributions	2016-03-31	$6,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-03-31	$4,540,180
Value of total assets at end of year	2016-03-31	$52,813,684
Value of total assets at beginning of year	2016-03-31	$52,316,436
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-03-31	$104,125
Total interest from all sources	2016-03-31	$83,935
Total dividends received (eg from common stock, registered investment company shares)	2016-03-31	$705,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-03-31	$705,887
Was this plan covered by a fidelity bond	2016-03-31	Yes
Value of fidelity bond cover	2016-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-03-31	No
Contributions received from participants	2016-03-31	$2,421,962
Participant contributions at end of year	2016-03-31	$1,710,852
Participant contributions at beginning of year	2016-03-31	$1,642,870
Income. Received or receivable in cash from other sources (including rollovers)	2016-03-31	$297,204
Other income not declared elsewhere	2016-03-31	$247,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-31	No
Value of net income/loss	2016-03-31	$497,248
Value of net assets at end of year (total assets less liabilities)	2016-03-31	$52,813,684
Value of net assets at beginning of year (total assets less liabilities)	2016-03-31	$52,316,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-03-31	No
Were any leases to which the plan was party in default or uncollectible	2016-03-31	No
Investment advisory and management fees	2016-03-31	$25,088
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-03-31	$39,778,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-03-31	$40,041,513
Interest on participant loans	2016-03-31	$83,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-03-31	$11,324,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-03-31	$10,632,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-03-31	$-1,746,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-03-31	No
Was there a failure to transmit to the plan any participant contributions	2016-03-31	No
Has the plan failed to provide any benefit when due under the plan	2016-03-31	No
Contributions received in cash from employer	2016-03-31	$1,821,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-03-31	$3,223,708
Contract administrator fees	2016-03-31	$79,037
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-03-31	No
Did the plan have assets held for investment	2016-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-03-31	Disclaimer
Accountancy firm name	2016-03-31	SATTELL, JOHNSON, APPEL & CO., S.C.
Accountancy firm EIN	2016-03-31	391386814
2015 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total income from all sources (including contributions)	2015-03-31	$8,093,795
Total loss/gain on sale of assets	2015-03-31	$0
Total of all expenses incurred	2015-03-31	$4,839,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$4,788,012
Value of total corrective distributions	2015-03-31	$37,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$4,380,301
Value of total assets at end of year	2015-03-31	$52,316,436
Value of total assets at beginning of year	2015-03-31	$49,062,615
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$14,300
Total interest from all sources	2015-03-31	$227,013
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$225,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-03-31	$225,628
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-03-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Contributions received from participants	2015-03-31	$2,181,717
Participant contributions at end of year	2015-03-31	$1,642,870
Participant contributions at beginning of year	2015-03-31	$1,473,675
Income. Received or receivable in cash from other sources (including rollovers)	2015-03-31	$490,217
Other income not declared elsewhere	2015-03-31	$58,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Value of net income/loss	2015-03-31	$3,253,821
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$52,316,436
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$49,062,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-03-31	$40,041,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-03-31	$19,145,660
Value of interest in pooled separate accounts at end of year	2015-03-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-03-31	$16,893,280
Interest on participant loans	2015-03-31	$70,192
Interest earned on other investments	2015-03-31	$156,821
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-03-31	$10,632,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-03-31	$11,550,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-03-31	$2,079,740
Net investment gain/loss from pooled separate accounts	2015-03-31	$1,123,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	No
Was there a failure to transmit to the plan any participant contributions	2015-03-31	No
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Contributions received in cash from employer	2015-03-31	$1,708,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$4,788,012
Contract administrator fees	2015-03-31	$14,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-03-31	Yes
Did the plan have assets held for investment	2015-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-03-31	Disclaimer
Accountancy firm name	2015-03-31	BKD LLP
Accountancy firm EIN	2015-03-31	440160260
2014 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total income from all sources (including contributions)	2014-03-31	$9,871,324
Total loss/gain on sale of assets	2014-03-31	$0
Total of all expenses incurred	2014-03-31	$3,469,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-31	$3,392,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-31	$4,036,731
Value of total assets at end of year	2014-03-31	$49,062,615
Value of total assets at beginning of year	2014-03-31	$42,660,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-31	$76,541
Total interest from all sources	2014-03-31	$282,389
Total dividends received (eg from common stock, registered investment company shares)	2014-03-31	$140,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-03-31	$140,218
Was this plan covered by a fidelity bond	2014-03-31	Yes
Value of fidelity bond cover	2014-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-03-31	No
Contributions received from participants	2014-03-31	$1,998,714
Participant contributions at end of year	2014-03-31	$1,473,675
Participant contributions at beginning of year	2014-03-31	$1,017,094
Participant contributions at beginning of year	2014-03-31	$3,886
Income. Received or receivable in cash from other sources (including rollovers)	2014-03-31	$472,699
Other income not declared elsewhere	2014-03-31	$60,554
Administrative expenses (other) incurred	2014-03-31	$76,541
Total non interest bearing cash at beginning of year	2014-03-31	$33
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Value of net income/loss	2014-03-31	$6,402,278
Value of net assets at end of year (total assets less liabilities)	2014-03-31	$49,062,615
Value of net assets at beginning of year (total assets less liabilities)	2014-03-31	$42,660,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-31	No
Were any leases to which the plan was party in default or uncollectible	2014-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-03-31	$19,145,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-03-31	$11,857,539
Value of interest in pooled separate accounts at end of year	2014-03-31	$16,893,280
Value of interest in pooled separate accounts at beginning of year	2014-03-31	$17,423,871
Interest on participant loans	2014-03-31	$56,097
Interest earned on other investments	2014-03-31	$226,292
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-03-31	$11,550,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-03-31	$12,353,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-03-31	$2,976,945
Net investment gain/loss from pooled separate accounts	2014-03-31	$2,374,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-31	No
Was there a failure to transmit to the plan any participant contributions	2014-03-31	No
Has the plan failed to provide any benefit when due under the plan	2014-03-31	No
Contributions received in cash from employer	2014-03-31	$1,565,318
Employer contributions (assets) at beginning of year	2014-03-31	$4,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-31	$3,392,505
Did the plan have assets held for investment	2014-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-31	Disclaimer
Accountancy firm name	2014-03-31	WOLF & COMPANY LLP
Accountancy firm EIN	2014-03-31	362985665
2013 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-03-31	$0
Total income from all sources (including contributions)	2013-03-31	$6,540,461
Total loss/gain on sale of assets	2013-03-31	$0
Total of all expenses incurred	2013-03-31	$2,464,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-03-31	$2,454,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-03-31	$3,219,270
Value of total assets at end of year	2013-03-31	$42,660,337
Value of total assets at beginning of year	2013-03-31	$38,584,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-03-31	$10,790
Total interest from all sources	2013-03-31	$311,923
Total dividends received (eg from common stock, registered investment company shares)	2013-03-31	$121,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-03-31	$121,450
Was this plan covered by a fidelity bond	2013-03-31	Yes
Value of fidelity bond cover	2013-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-03-31	No
Contributions received from participants	2013-03-31	$1,832,479
Participant contributions at end of year	2013-03-31	$1,017,094
Participant contributions at beginning of year	2013-03-31	$1,011,564
Participant contributions at end of year	2013-03-31	$3,886
Participant contributions at beginning of year	2013-03-31	$4,498
Income. Received or receivable in cash from other sources (including rollovers)	2013-03-31	$26,616
Other income not declared elsewhere	2013-03-31	$52,870
Administrative expenses (other) incurred	2013-03-31	$10,790
Total non interest bearing cash at end of year	2013-03-31	$33
Total non interest bearing cash at beginning of year	2013-03-31	$340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Value of net income/loss	2013-03-31	$4,075,553
Value of net assets at end of year (total assets less liabilities)	2013-03-31	$42,660,337
Value of net assets at beginning of year (total assets less liabilities)	2013-03-31	$38,584,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-03-31	No
Were any leases to which the plan was party in default or uncollectible	2013-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-03-31	$11,857,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-03-31	$10,340,553
Value of interest in pooled separate accounts at end of year	2013-03-31	$17,423,871
Value of interest in pooled separate accounts at beginning of year	2013-03-31	$15,038,129
Interest on participant loans	2013-03-31	$38,015
Interest earned on other investments	2013-03-31	$273,908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-03-31	$12,353,417
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-03-31	$12,184,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-03-31	$1,061,714
Net investment gain/loss from pooled separate accounts	2013-03-31	$1,773,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-03-31	No
Was there a failure to transmit to the plan any participant contributions	2013-03-31	No
Has the plan failed to provide any benefit when due under the plan	2013-03-31	No
Contributions received in cash from employer	2013-03-31	$1,360,175
Employer contributions (assets) at end of year	2013-03-31	$4,497
Employer contributions (assets) at beginning of year	2013-03-31	$4,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-03-31	$2,454,118
Did the plan have assets held for investment	2013-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-03-31	Disclaimer
Accountancy firm name	2013-03-31	WOLF & COMPANY LLP
Accountancy firm EIN	2013-03-31	362985665
2012 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-03-31	$0
Total transfer of assets to this plan	2012-03-31	$2,002,088
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$0
Total income from all sources (including contributions)	2012-03-31	$3,903,707
Total loss/gain on sale of assets	2012-03-31	$0
Total of all expenses incurred	2012-03-31	$1,741,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-03-31	$1,731,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-03-31	$3,206,124
Value of total assets at end of year	2012-03-31	$38,584,784
Value of total assets at beginning of year	2012-03-31	$34,420,404
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-03-31	$10,163
Total interest from all sources	2012-03-31	$331,774
Total dividends received (eg from common stock, registered investment company shares)	2012-03-31	$111,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-03-31	$111,657
Was this plan covered by a fidelity bond	2012-03-31	Yes
Value of fidelity bond cover	2012-03-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-03-31	No
Contributions received from participants	2012-03-31	$1,794,437
Participant contributions at end of year	2012-03-31	$1,011,564
Participant contributions at beginning of year	2012-03-31	$924,954
Participant contributions at end of year	2012-03-31	$4,498
Income. Received or receivable in cash from other sources (including rollovers)	2012-03-31	$4,796
Other income not declared elsewhere	2012-03-31	$292
Administrative expenses (other) incurred	2012-03-31	$10,163
Total non interest bearing cash at end of year	2012-03-31	$340
Total non interest bearing cash at beginning of year	2012-03-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Value of net income/loss	2012-03-31	$2,162,292
Value of net assets at end of year (total assets less liabilities)	2012-03-31	$38,584,784
Value of net assets at beginning of year (total assets less liabilities)	2012-03-31	$34,420,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-03-31	No
Were any leases to which the plan was party in default or uncollectible	2012-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-03-31	$10,340,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-03-31	$9,204,680
Value of interest in pooled separate accounts at end of year	2012-03-31	$15,038,129
Value of interest in pooled separate accounts at beginning of year	2012-03-31	$13,831,116
Interest on participant loans	2012-03-31	$34,859
Interest earned on other investments	2012-03-31	$296,907
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-03-31	$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-03-31	$12,184,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-03-31	$10,459,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-03-31	$-446,708
Net investment gain/loss from pooled separate accounts	2012-03-31	$700,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-03-31	No
Was there a failure to transmit to the plan any participant contributions	2012-03-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-03-31	No
Contributions received in cash from employer	2012-03-31	$1,406,891
Employer contributions (assets) at end of year	2012-03-31	$4,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-03-31	$1,731,252
Did the plan have assets held for investment	2012-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-03-31	Disclaimer
Accountancy firm name	2012-03-31	WOLF & COMPANY LLP
Accountancy firm EIN	2012-03-31	362985665
2011 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total income from all sources (including contributions)	2011-03-31	$5,860,226
Total loss/gain on sale of assets	2011-03-31	$0
Total of all expenses incurred	2011-03-31	$968,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$957,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-03-31	$2,601,786
Value of total assets at end of year	2011-03-31	$34,420,404
Value of total assets at beginning of year	2011-03-31	$29,528,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$10,575
Total interest from all sources	2011-03-31	$328,520
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$69,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-03-31	$69,747
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$500,000
If this is an individual account plan, was there a blackout period	2011-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Contributions received from participants	2011-03-31	$1,471,974
Participant contributions at end of year	2011-03-31	$924,954
Participant contributions at beginning of year	2011-03-31	$801,447
Participant contributions at end of year	2011-03-31	$0
Participant contributions at beginning of year	2011-03-31	$55,093
Income. Received or receivable in cash from other sources (including rollovers)	2011-03-31	$31,829
Other income not declared elsewhere	2011-03-31	$586
Administrative expenses (other) incurred	2011-03-31	$10,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$4,892,177
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$34,420,404
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$29,528,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-03-31	$9,204,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-03-31	$6,540,199
Value of interest in pooled separate accounts at end of year	2011-03-31	$13,831,116
Value of interest in pooled separate accounts at beginning of year	2011-03-31	$12,201,390
Interest on participant loans	2011-03-31	$36,493
Interest earned on other investments	2011-03-31	$292,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-03-31	$10,459,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-03-31	$9,887,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-03-31	$1,026,881
Net investment gain/loss from pooled separate accounts	2011-03-31	$1,832,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Contributions received in cash from employer	2011-03-31	$1,097,983
Employer contributions (assets) at end of year	2011-03-31	$0
Employer contributions (assets) at beginning of year	2011-03-31	$43,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$957,474
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	WOLF & COMPANY LLP
Accountancy firm EIN	2011-03-31	362985665
2010 : U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-03-31	$0

Form 5500 Responses for U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN

2022: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2022 form 5500 responses
2022-04-01	Type of plan entity	Single employer plan
2022-04-01	Submission has been amended	No
2022-04-01	This submission is the final filing	No
2022-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-04-01	Plan is a collectively bargained plan	No
2022-04-01	Plan funding arrangement – Insurance	Yes
2022-04-01	Plan funding arrangement – Trust	Yes
2022-04-01	Plan benefit arrangement – Insurance	Yes
2022-04-01	Plan benefit arrangement - Trust	Yes
2021: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-04-01	Type of plan entity	Single employer plan
2021-04-01	Submission has been amended	No
2021-04-01	This submission is the final filing	No
2021-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-04-01	Plan is a collectively bargained plan	No
2021-04-01	Plan funding arrangement – Insurance	Yes
2021-04-01	Plan funding arrangement – Trust	Yes
2021-04-01	Plan benefit arrangement – Insurance	Yes
2021-04-01	Plan benefit arrangement - Trust	Yes
2020: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-04-01	Type of plan entity	Single employer plan
2020-04-01	Submission has been amended	No
2020-04-01	This submission is the final filing	No
2020-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-04-01	Plan is a collectively bargained plan	No
2020-04-01	Plan funding arrangement – Insurance	Yes
2020-04-01	Plan funding arrangement – Trust	Yes
2020-04-01	Plan benefit arrangement – Insurance	Yes
2020-04-01	Plan benefit arrangement - Trust	Yes
2019: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-04-01	Type of plan entity	Single employer plan
2019-04-01	Submission has been amended	No
2019-04-01	This submission is the final filing	No
2019-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-04-01	Plan is a collectively bargained plan	No
2019-04-01	Plan funding arrangement – Insurance	Yes
2019-04-01	Plan funding arrangement – Trust	Yes
2019-04-01	Plan benefit arrangement – Insurance	Yes
2019-04-01	Plan benefit arrangement - Trust	Yes
2018: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-04-01	Type of plan entity	Single employer plan
2018-04-01	Submission has been amended	No
2018-04-01	This submission is the final filing	No
2018-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-04-01	Plan is a collectively bargained plan	No
2018-04-01	Plan funding arrangement – Insurance	Yes
2018-04-01	Plan funding arrangement – Trust	Yes
2018-04-01	Plan benefit arrangement – Insurance	Yes
2018-04-01	Plan benefit arrangement - Trust	Yes
2017: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-04-01	Type of plan entity	Single employer plan
2017-04-01	Submission has been amended	No
2017-04-01	This submission is the final filing	No
2017-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-04-01	Plan is a collectively bargained plan	No
2017-04-01	Plan funding arrangement – Insurance	Yes
2017-04-01	Plan funding arrangement – Trust	Yes
2017-04-01	Plan benefit arrangement – Insurance	Yes
2017-04-01	Plan benefit arrangement - Trust	Yes
2016: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-04-01	Type of plan entity	Single employer plan
2016-04-01	Submission has been amended	No
2016-04-01	This submission is the final filing	No
2016-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-04-01	Plan is a collectively bargained plan	No
2016-04-01	Plan funding arrangement – Insurance	Yes
2016-04-01	Plan funding arrangement – Trust	Yes
2016-04-01	Plan benefit arrangement – Insurance	Yes
2016-04-01	Plan benefit arrangement - Trust	Yes
2015: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-04-01	Type of plan entity	Single employer plan
2015-04-01	Submission has been amended	No
2015-04-01	This submission is the final filing	No
2015-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-04-01	Plan is a collectively bargained plan	No
2015-04-01	Plan funding arrangement – Insurance	Yes
2015-04-01	Plan funding arrangement – Trust	Yes
2015-04-01	Plan benefit arrangement – Insurance	Yes
2015-04-01	Plan benefit arrangement - Trust	Yes
2014: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – Insurance	Yes
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement – Insurance	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes
2013: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Insurance	Yes
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement – Insurance	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – Insurance	Yes
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement – Insurance	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Insurance	Yes
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement – Insurance	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Submission has been amended	No
2010-04-01	This submission is the final filing	No
2010-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-04-01	Plan is a collectively bargained plan	No
2010-04-01	Plan funding arrangement – Insurance	Yes
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement – Insurance	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Insurance	Yes
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement – Insurance	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes
2007: U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN 2007 form 5500 responses
2007-04-01	Type of plan entity	Single employer plan
2007-04-01	Submission has been amended	No
2007-04-01	This submission is the final filing	No
2007-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-04-01	Plan is a collectively bargained plan	No
2007-04-01	Plan funding arrangement – Insurance	Yes
2007-04-01	Plan funding arrangement – Trust	Yes
2007-04-01	Plan benefit arrangement – Insurance	Yes
2007-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	855
Insurance policy start date	2022-04-01
Insurance policy end date	2023-03-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	802
Insurance policy start date	2021-04-01
Insurance policy end date	2022-03-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	784
Insurance policy start date	2020-04-01
Insurance policy end date	2021-03-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	727
Insurance policy start date	2019-04-01
Insurance policy end date	2020-03-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	564
Insurance policy start date	2018-04-01
Insurance policy end date	2019-03-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	564
Insurance policy start date	2017-04-01
Insurance policy end date	2018-03-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	491
Insurance policy start date	2015-04-01
Insurance policy end date	2016-03-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

37423-001

Policy instance

Insurance contract or identification number	37423-001
Number of Individuals Covered	0
Insurance policy start date	2014-04-01
Insurance policy end date	2015-01-06
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28234

Policy instance

Insurance contract or identification number	GA28234
Number of Individuals Covered	495
Insurance policy start date	2015-01-06
Insurance policy end date	2015-03-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

37423-001

Policy instance

Insurance contract or identification number	37423-001
Number of Individuals Covered	459
Insurance policy start date	2013-04-01
Insurance policy end date	2014-03-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

37423-001

Policy instance

Insurance contract or identification number	37423-001
Number of Individuals Covered	462
Insurance policy start date	2012-04-01
Insurance policy end date	2013-03-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

37423-001

Policy instance

Insurance contract or identification number	37423-001
Number of Individuals Covered	453
Insurance policy start date	2011-04-01
Insurance policy end date	2012-03-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $10,954
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

37423-001

Policy instance

Insurance contract or identification number	37423-001
Number of Individuals Covered	407
Insurance policy start date	2010-04-01
Insurance policy end date	2011-03-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $10,954
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	US TSUBAKI HOLDINGS, INC.
Employer identification number (EIN):	362721807
NAIC Classification:	332900