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U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 401k Plan overview

Plan NameU.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN
Plan identification number 003

U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

US TSUBAKI HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:US TSUBAKI HOLDINGS, INC.
Employer identification number (EIN):362721807
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-04-01
0032021-04-01
0032020-04-01
0032019-04-01
0032018-04-01
0032017-04-01ANNA SKURA THOMAS BARTON2019-01-14
0032016-04-01ANNA SKURA THOMAS BARTON2018-01-16
0032015-04-01ANNA SKURA THOMAS BARTON2017-01-13
0032014-04-01ANNA SKURA THOMAS BARTON2016-01-15
0032013-04-01ANNA SKURA THOMAS BARTON2014-12-12
0032012-04-01EDDIE TENG EDDIE TENG2014-01-13
0032011-04-01ROBYN SAFRON
0032010-04-01DIANE K. CUMMINGS
0032009-04-01MARIA KOZAREVA
0032007-04-01MARIA KOZAREVA MARIA KOZAREVA2010-10-11

Plan Statistics for U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN

401k plan membership statisitcs for U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN

Measure Date Value
2022: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01417
Total number of active participants reported on line 7a of the Form 55002022-04-01311
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-01122
Total of all active and inactive participants2022-04-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-011
Total participants2022-04-01434
Number of participants with account balances2022-04-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-012
2021: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01558
Total number of active participants reported on line 7a of the Form 55002021-04-01313
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-01103
Total of all active and inactive participants2021-04-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-011
Total participants2021-04-01417
Number of participants with account balances2021-04-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-016
2020: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01575
Total number of active participants reported on line 7a of the Form 55002020-04-01422
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-01134
Total of all active and inactive participants2020-04-01556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-012
Total participants2020-04-01558
Number of participants with account balances2020-04-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-0148
2019: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01528
Total number of active participants reported on line 7a of the Form 55002019-04-01464
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-01108
Total of all active and inactive participants2019-04-01572
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-013
Total participants2019-04-01575
Number of participants with account balances2019-04-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-0176
2018: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01516
Total number of active participants reported on line 7a of the Form 55002018-04-01461
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-0166
Total of all active and inactive participants2018-04-01527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-011
Total participants2018-04-01528
Number of participants with account balances2018-04-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-0140
2017: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01488
Total number of active participants reported on line 7a of the Form 55002017-04-01455
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0158
Total of all active and inactive participants2017-04-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-013
Total participants2017-04-01516
Number of participants with account balances2017-04-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-0125
2016: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01461
Total number of active participants reported on line 7a of the Form 55002016-04-01421
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-0148
Total of all active and inactive participants2016-04-01469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-012
Total participants2016-04-01471
Number of participants with account balances2016-04-01460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-0123
2015: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01456
Total number of active participants reported on line 7a of the Form 55002015-04-01407
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0146
Total of all active and inactive participants2015-04-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-011
Total participants2015-04-01454
Number of participants with account balances2015-04-01440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-0127
2014: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01411
Total number of active participants reported on line 7a of the Form 55002014-04-01411
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0141
Total of all active and inactive participants2014-04-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-011
Total participants2014-04-01453
Number of participants with account balances2014-04-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-017
2013: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01417
Total number of active participants reported on line 7a of the Form 55002013-04-01374
Number of retired or separated participants receiving benefits2013-04-015
Number of other retired or separated participants entitled to future benefits2013-04-0132
Total of all active and inactive participants2013-04-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01411
Number of participants with account balances2013-04-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-0112
2012: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01518
Total number of active participants reported on line 7a of the Form 55002012-04-01397
Number of retired or separated participants receiving benefits2012-04-017
Number of other retired or separated participants entitled to future benefits2012-04-0128
Total of all active and inactive participants2012-04-01432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01432
Number of participants with account balances2012-04-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-0119
2011: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01410
Total number of active participants reported on line 7a of the Form 55002011-04-01473
Number of retired or separated participants receiving benefits2011-04-016
Number of other retired or separated participants entitled to future benefits2011-04-0126
Total of all active and inactive participants2011-04-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01505
Number of participants with account balances2011-04-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-011
2010: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01420
Total number of active participants reported on line 7a of the Form 55002010-04-01380
Number of retired or separated participants receiving benefits2010-04-015
Number of other retired or separated participants entitled to future benefits2010-04-0124
Total of all active and inactive participants2010-04-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-010
Total participants2010-04-01409
Number of participants with account balances2010-04-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-012
2009: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01448
Total number of active participants reported on line 7a of the Form 55002009-04-01376
Number of retired or separated participants receiving benefits2009-04-014
Number of other retired or separated participants entitled to future benefits2009-04-0139
Total of all active and inactive participants2009-04-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-011
Total participants2009-04-01420
Number of participants with account balances2009-04-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-0111
2007: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year2007-04-01436
Total number of active participants reported on line 7a of the Form 55002007-04-01449
Number of retired or separated participants receiving benefits2007-04-012
Number of other retired or separated participants entitled to future benefits2007-04-0123
Total of all active and inactive participants2007-04-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-04-010
Total participants2007-04-01474
Number of participants with account balances2007-04-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-04-015

Financial Data on U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN

Measure Date Value
2023 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total transfer of assets from this plan2023-03-31$246,986
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$630,530
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$2,353,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$2,244,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$2,134,859
Value of total assets at end of year2023-03-31$30,079,450
Value of total assets at beginning of year2023-03-31$32,049,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$109,108
Total interest from all sources2023-03-31$38,303
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$386,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-03-31$386,054
Administrative expenses professional fees incurred2023-03-31$10,000
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$2,000,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$1,034,907
Participant contributions at end of year2023-03-31$653,819
Participant contributions at beginning of year2023-03-31$653,574
Income. Received or receivable in cash from other sources (including rollovers)2023-03-31$6,654
Other income not declared elsewhere2023-03-31$204,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-1,722,934
Value of net assets at end of year (total assets less liabilities)2023-03-31$30,079,450
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$32,049,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Investment advisory and management fees2023-03-31$42,435
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$20,392,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-03-31$22,629,462
Interest on participant loans2023-03-31$38,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$9,033,490
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-03-31$8,766,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-2,133,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$1,093,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$2,244,356
Contract administrator fees2023-03-31$56,673
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31WIPFLI LLP
Accountancy firm EIN2023-03-31390758449
2022 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total transfer of assets from this plan2022-03-31$2,021,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total income from all sources (including contributions)2022-03-31$3,165,648
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$3,460,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$3,331,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$2,006,793
Value of total assets at end of year2022-03-31$32,049,370
Value of total assets at beginning of year2022-03-31$34,365,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$129,172
Total interest from all sources2022-03-31$44,822
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$364,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-03-31$364,327
Administrative expenses professional fees incurred2022-03-31$9,000
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$2,000,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$940,493
Participant contributions at end of year2022-03-31$653,574
Participant contributions at beginning of year2022-03-31$962,823
Income. Received or receivable in cash from other sources (including rollovers)2022-03-31$93,018
Other income not declared elsewhere2022-03-31$185,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$-294,681
Value of net assets at end of year (total assets less liabilities)2022-03-31$32,049,370
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$34,365,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Investment advisory and management fees2022-03-31$36,085
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-03-31$22,629,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-03-31$24,996,161
Interest on participant loans2022-03-31$44,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-03-31$8,766,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-03-31$8,406,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-03-31$564,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$973,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$3,331,157
Contract administrator fees2022-03-31$84,087
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31WIPFLI LLP
Accountancy firm EIN2022-03-31390758449
2021 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total transfer of assets to this plan2021-03-31$147
Total transfer of assets from this plan2021-03-31$106,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$82,205
Total income from all sources (including contributions)2021-03-31$10,495,329
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$3,103,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$2,993,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$2,337,408
Value of total assets at end of year2021-03-31$34,365,531
Value of total assets at beginning of year2021-03-31$27,162,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$109,574
Total interest from all sources2021-03-31$57,058
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$329,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-03-31$329,287
Administrative expenses professional fees incurred2021-03-31$9,130
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$2,000,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$960,875
Participant contributions at end of year2021-03-31$962,823
Participant contributions at beginning of year2021-03-31$944,573
Income. Received or receivable in cash from other sources (including rollovers)2021-03-31$297,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-03-31$82,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$7,391,877
Value of net assets at end of year (total assets less liabilities)2021-03-31$34,365,531
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$27,079,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Investment advisory and management fees2021-03-31$19,974
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-03-31$24,996,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-03-31$17,682,593
Interest on participant loans2021-03-31$57,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$8,406,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$8,534,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-03-31$7,771,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31Yes
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$1,079,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$2,993,878
Contract administrator fees2021-03-31$80,470
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31WIPFLI LLP
Accountancy firm EIN2021-03-31390758449
2020 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total transfer of assets to this plan2020-03-31$988,429
Total transfer of assets from this plan2020-03-31$84,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$82,205
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$1,364,435
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$2,107,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$1,981,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$2,638,598
Value of total assets at end of year2020-03-31$27,162,135
Value of total assets at beginning of year2020-03-31$26,919,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$125,662
Total interest from all sources2020-03-31$66,691
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$411,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$411,887
Administrative expenses professional fees incurred2020-03-31$5,650
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$2,000,000
If this is an individual account plan, was there a blackout period2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$1,244,231
Participant contributions at end of year2020-03-31$944,573
Participant contributions at beginning of year2020-03-31$869,173
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$64,901
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-03-31$8,571
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-03-31$82,205
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-03-31$0
Other income not declared elsewhere2020-03-31$184,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-743,112
Value of net assets at end of year (total assets less liabilities)2020-03-31$27,079,930
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$26,919,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Investment advisory and management fees2020-03-31$41,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$17,682,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$19,002,782
Interest on participant loans2020-03-31$66,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$8,534,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$7,047,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-1,936,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31Yes
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$1,329,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$1,973,314
Contract administrator fees2020-03-31$78,262
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31WIPFLI LLP
Accountancy firm EIN2020-03-31390758449
2019 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total transfer of assets from this plan2019-03-31$138,995
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$3,699,437
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$2,433,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$2,315,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$2,545,727
Value of total assets at end of year2019-03-31$26,919,389
Value of total assets at beginning of year2019-03-31$25,792,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$117,462
Total interest from all sources2019-03-31$54,999
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$360,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$360,617
Administrative expenses professional fees incurred2019-03-31$11,400
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$2,000,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$1,236,847
Participant contributions at end of year2019-03-31$869,173
Participant contributions at beginning of year2019-03-31$961,394
Participant contributions at end of year2019-03-31$0
Participant contributions at beginning of year2019-03-31$23,031
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$5,677
Other income not declared elsewhere2019-03-31$163,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$1,266,289
Value of net assets at end of year (total assets less liabilities)2019-03-31$26,919,389
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$25,792,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Investment advisory and management fees2019-03-31$10,321
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$19,002,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$17,600,757
Income. Interest from loans (other than to participants)2019-03-31$54,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$7,047,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$7,183,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$574,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$1,303,203
Employer contributions (assets) at end of year2019-03-31$0
Employer contributions (assets) at beginning of year2019-03-31$23,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$2,315,686
Contract administrator fees2019-03-31$95,741
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31WIPFLI LLP
Accountancy firm EIN2019-03-31390758449
2018 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total transfer of assets from this plan2018-03-31$32,596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$4,674,702
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$1,634,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$1,527,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$2,465,023
Value of total assets at end of year2018-03-31$25,792,095
Value of total assets at beginning of year2018-03-31$22,784,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$106,672
Total interest from all sources2018-03-31$49,501
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$289,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$289,465
Administrative expenses professional fees incurred2018-03-31$6,500
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$2,000,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$1,068,511
Participant contributions at end of year2018-03-31$961,394
Participant contributions at beginning of year2018-03-31$1,051,576
Participant contributions at end of year2018-03-31$23,031
Participant contributions at beginning of year2018-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$371,959
Other income not declared elsewhere2018-03-31$159,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$3,040,320
Value of net assets at end of year (total assets less liabilities)2018-03-31$25,792,095
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$22,784,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$17,600,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$14,652,638
Interest on participant loans2018-03-31$49,501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$7,183,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$7,080,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$1,711,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$1,024,553
Employer contributions (assets) at end of year2018-03-31$23,824
Employer contributions (assets) at beginning of year2018-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$1,527,710
Contract administrator fees2018-03-31$100,172
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-03-31No
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31WIPFLI LLP
Accountancy firm EIN2018-03-31390758449
2017 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total transfer of assets from this plan2017-03-31$181,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$3,864,426
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$2,230,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$2,106,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$1,921,862
Value of total assets at end of year2017-03-31$22,784,371
Value of total assets at beginning of year2017-03-31$21,331,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$123,564
Total interest from all sources2017-03-31$56,476
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$249,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$249,792
Administrative expenses professional fees incurred2017-03-31$1,607
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$2,000,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$1,012,689
Participant contributions at end of year2017-03-31$1,051,576
Participant contributions at beginning of year2017-03-31$1,069,108
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$133,344
Other income not declared elsewhere2017-03-31$163,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$1,634,426
Value of net assets at end of year (total assets less liabilities)2017-03-31$22,784,371
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$21,331,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$14,652,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$12,575,679
Interest on participant loans2017-03-31$56,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$7,080,157
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$7,687,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$1,473,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$775,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$2,106,436
Contract administrator fees2017-03-31$121,957
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-03-31No
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31SATTELL, JOHNSON, APPEL & CO., S.C.
Accountancy firm EIN2017-03-31391386814
2016 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$1,753,205
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$1,224,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$1,109,925
Expenses. Certain deemed distributions of participant loans2016-03-31$-2,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$1,753,140
Value of total assets at end of year2016-03-31$21,331,846
Value of total assets at beginning of year2016-03-31$20,803,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$117,617
Total interest from all sources2016-03-31$53,694
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$236,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$236,984
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$2,000,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$971,522
Participant contributions at end of year2016-03-31$1,069,108
Participant contributions at beginning of year2016-03-31$1,099,503
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$139,972
Other income not declared elsewhere2016-03-31$167,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$528,588
Value of net assets at end of year (total assets less liabilities)2016-03-31$21,331,846
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$20,803,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Investment advisory and management fees2016-03-31$34,746
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$12,575,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$12,527,778
Interest on participant loans2016-03-31$53,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$7,687,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$7,175,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-458,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$641,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$1,109,925
Contract administrator fees2016-03-31$82,871
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-03-31No
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31SATTELL, JOHNSON, APPEL & CO., S.C.
Accountancy firm EIN2016-03-31391386814
2015 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$2,663,987
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$1,160,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$1,132,078
Expenses. Certain deemed distributions of participant loans2015-03-31$17,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$1,488,077
Value of total assets at end of year2015-03-31$20,803,258
Value of total assets at beginning of year2015-03-31$19,299,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$10,387
Total interest from all sources2015-03-31$145,166
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$68,925
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$68,925
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$2,000,000
If this is an individual account plan, was there a blackout period2015-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$926,573
Participant contributions at end of year2015-03-31$1,099,503
Participant contributions at beginning of year2015-03-31$939,738
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$59,511
Other income not declared elsewhere2015-03-31$38,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$1,503,685
Value of net assets at end of year (total assets less liabilities)2015-03-31$20,803,258
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$19,299,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$12,527,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$5,247,650
Value of interest in pooled separate accounts at end of year2015-03-31$0
Value of interest in pooled separate accounts at beginning of year2015-03-31$5,760,825
Interest on participant loans2015-03-31$45,018
Interest earned on other investments2015-03-31$100,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$7,175,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$7,351,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$564,431
Net investment gain/loss from pooled separate accounts2015-03-31$358,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$501,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$1,132,078
Contract administrator fees2015-03-31$10,387
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-03-31Yes
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31BKD LLP
Accountancy firm EIN2015-03-31440160260
2014 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$3,173,217
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$2,026,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$1,988,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$1,372,646
Value of total assets at end of year2014-03-31$19,299,573
Value of total assets at beginning of year2014-03-31$18,153,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$38,000
Total interest from all sources2014-03-31$182,714
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$39,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$39,619
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$2,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$830,626
Participant contributions at end of year2014-03-31$939,738
Participant contributions at beginning of year2014-03-31$931,000
Participant contributions at beginning of year2014-03-31$14,423
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$60,966
Other income not declared elsewhere2014-03-31$29,425
Administrative expenses (other) incurred2014-03-31$38,000
Total non interest bearing cash at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$1,146,367
Value of net assets at end of year (total assets less liabilities)2014-03-31$19,299,573
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$18,153,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$5,247,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$3,642,448
Value of interest in pooled separate accounts at end of year2014-03-31$5,760,825
Value of interest in pooled separate accounts at beginning of year2014-03-31$6,118,439
Interest on participant loans2014-03-31$39,380
Interest earned on other investments2014-03-31$143,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$7,351,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$7,438,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$831,422
Net investment gain/loss from pooled separate accounts2014-03-31$717,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$481,054
Employer contributions (assets) at beginning of year2014-03-31$8,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$1,988,850
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31WOLF & COMPANY LLP
Accountancy firm EIN2014-03-31362985665
2013 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$2,539,613
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$4,796,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$4,788,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$1,340,317
Value of total assets at end of year2013-03-31$18,153,206
Value of total assets at beginning of year2013-03-31$20,410,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$8,154
Total interest from all sources2013-03-31$221,774
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$37,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$37,425
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$2,000,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$801,435
Participant contributions at end of year2013-03-31$931,000
Participant contributions at beginning of year2013-03-31$1,010,653
Participant contributions at end of year2013-03-31$14,423
Participant contributions at beginning of year2013-03-31$14,879
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$78,826
Other income not declared elsewhere2013-03-31$-57
Administrative expenses (other) incurred2013-03-31$8,154
Total non interest bearing cash at end of year2013-03-31$0
Total non interest bearing cash at beginning of year2013-03-31$57
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$-2,257,205
Value of net assets at end of year (total assets less liabilities)2013-03-31$18,153,206
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$20,410,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$3,642,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$3,777,017
Value of interest in pooled separate accounts at end of year2013-03-31$6,118,439
Value of interest in pooled separate accounts at beginning of year2013-03-31$6,594,231
Interest on participant loans2013-03-31$34,163
Interest earned on other investments2013-03-31$187,611
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$7,438,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$9,005,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$317,109
Net investment gain or loss from common/collective trusts2013-03-31$623,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$460,056
Employer contributions (assets) at end of year2013-03-31$8,867
Employer contributions (assets) at beginning of year2013-03-31$8,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$4,788,664
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31WOLF & COMPANY LLP
Accountancy firm EIN2013-03-31362985665
2012 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$1,668,259
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$1,173,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$868,775
Expenses. Certain deemed distributions of participant loans2012-03-31$296,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$1,241,372
Value of total assets at end of year2012-03-31$20,410,411
Value of total assets at beginning of year2012-03-31$19,915,177
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$7,646
Total interest from all sources2012-03-31$263,147
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$43,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$43,598
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$2,000,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$792,370
Participant contributions at end of year2012-03-31$1,010,653
Participant contributions at beginning of year2012-03-31$1,324,791
Participant contributions at end of year2012-03-31$14,879
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$76,532
Other income not declared elsewhere2012-03-31$-100
Administrative expenses (other) incurred2012-03-31$7,646
Total non interest bearing cash at end of year2012-03-31$57
Total non interest bearing cash at beginning of year2012-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$495,234
Value of net assets at end of year (total assets less liabilities)2012-03-31$20,410,411
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$19,915,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$3,777,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$3,869,315
Value of interest in pooled separate accounts at end of year2012-03-31$6,594,231
Value of interest in pooled separate accounts at beginning of year2012-03-31$6,466,620
Interest on participant loans2012-03-31$38,946
Interest earned on other investments2012-03-31$224,201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$9,005,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-31$8,254,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$-184,631
Net investment gain/loss from pooled separate accounts2012-03-31$304,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$372,470
Employer contributions (assets) at end of year2012-03-31$8,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$868,775
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31WOLF & COMPANY LLP
Accountancy firm EIN2012-03-31362985665
2011 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$2,939,595
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$825,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$814,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$1,396,093
Value of total assets at end of year2011-03-31$19,915,177
Value of total assets at beginning of year2011-03-31$17,801,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$11,256
Total interest from all sources2011-03-31$275,081
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$30,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$30,042
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$905,076
Participant contributions at end of year2011-03-31$1,324,791
Participant contributions at beginning of year2011-03-31$1,187,839
Participant contributions at end of year2011-03-31$0
Participant contributions at beginning of year2011-03-31$16,328
Other income not declared elsewhere2011-03-31$2,916
Administrative expenses (other) incurred2011-03-31$11,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$2,113,862
Value of net assets at end of year (total assets less liabilities)2011-03-31$19,915,177
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$17,801,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$3,869,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$3,175,754
Value of interest in pooled separate accounts at end of year2011-03-31$6,466,620
Value of interest in pooled separate accounts at beginning of year2011-03-31$5,774,329
Interest on participant loans2011-03-31$50,193
Interest earned on other investments2011-03-31$224,888
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$8,254,451
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$7,635,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$459,828
Net investment gain/loss from pooled separate accounts2011-03-31$775,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$491,017
Employer contributions (assets) at end of year2011-03-31$0
Employer contributions (assets) at beginning of year2011-03-31$11,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$814,477
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31WOLF & COMPANY LLP
Accountancy firm EIN2011-03-31362985665
2010 : U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN

2022: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planYes
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planYes
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planYes
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planYes
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planYes
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planYes
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planYes
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planYes
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planYes
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planYes
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planYes
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planYes
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planYes
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes
2009: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planYes
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes
2007: U.S. TSUBAKI HOLDINGS, INC. COLLECTIVELY BARGAINED AND HOURLY RETIREMENT PLAN 2007 form 5500 responses
2007-04-01Type of plan entitySingle employer plan
2007-04-01Submission has been amendedNo
2007-04-01This submission is the final filingNo
2007-04-01This return/report is a short plan year return/report (less than 12 months)No
2007-04-01Plan is a collectively bargained planYes
2007-04-01Plan funding arrangement – InsuranceYes
2007-04-01Plan funding arrangement – TrustYes
2007-04-01Plan benefit arrangement – InsuranceYes
2007-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered434
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered419
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered539
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered560
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered512
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered496
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 1
Insurance contract or identification numberGA28233
Number of Individuals Covered440
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37423-002
Policy instance 1
Insurance contract or identification number37423-002
Number of Individuals Covered0
Insurance policy start date2014-04-01
Insurance policy end date2015-01-06
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28233
Policy instance 2
Insurance contract or identification numberGA28233
Number of Individuals Covered411
Insurance policy start date2015-01-06
Insurance policy end date2015-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37423-002
Policy instance 1
Insurance contract or identification number37423-002
Number of Individuals Covered411
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37423-002
Policy instance 1
Insurance contract or identification number37423-002
Number of Individuals Covered432
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37423-002
Policy instance 1
Insurance contract or identification number37423-002
Number of Individuals Covered505
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,748
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37423-002
Policy instance 1
Insurance contract or identification number37423-002
Number of Individuals Covered409
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,748
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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