BROADMOOR AGENCY, INC. has sponsored the creation of one or more 401k plans.
Additional information about BROADMOOR AGENCY, INC.
Submission information for form 5500 for 401k plan BROADMOOR AGENCY INC E SAV&RET PLAN
| Measure | Date | Value |
|---|
| 2014: BROADMOOR AGENCY INC E SAV&RET PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-01 | 29 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 18 |
| Number of retired or separated participants receiving benefits | 2014-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-12-01 | 11 |
| Total of all active and inactive participants | 2014-12-01 | 29 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-12-01 | 0 |
| Total participants | 2014-12-01 | 29 |
| Number of participants with account balances | 2014-12-01 | 26 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-12-01 | 0 |
| 2013: BROADMOOR AGENCY INC E SAV&RET PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-12-01 | 29 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 18 |
| Number of retired or separated participants receiving benefits | 2013-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 11 |
| Total of all active and inactive participants | 2013-12-01 | 29 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 0 |
| Total participants | 2013-12-01 | 29 |
| Number of participants with account balances | 2013-12-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-12-01 | 0 |
| 2012: BROADMOOR AGENCY INC E SAV&RET PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 20 |
| Number of retired or separated participants receiving benefits | 2012-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 11 |
| Total of all active and inactive participants | 2012-12-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 0 |
| Total participants | 2012-12-01 | 31 |
| Number of participants with account balances | 2012-12-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 1 |
| 2011: BROADMOOR AGENCY INC E SAV&RET PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 19 |
| Number of retired or separated participants receiving benefits | 2011-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 13 |
| Total of all active and inactive participants | 2011-12-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-12-01 | 0 |
| Total participants | 2011-12-01 | 32 |
| Number of participants with account balances | 2011-12-01 | 19 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-12-01 | 5 |
| Measure | Date | Value |
|---|
| 2015 : BROADMOOR AGENCY INC E SAV&RET PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-11-30 | $0 |
| Total income from all sources | 2015-11-30 | $110,015 |
| Expenses. Total of all expenses incurred | 2015-11-30 | $475,890 |
| Benefits paid (including direct rollovers) | 2015-11-30 | $475,704 |
| Total plan assets at end of year | 2015-11-30 | $980,356 |
| Total plan assets at beginning of year | 2015-11-30 | $1,346,231 |
| Value of fidelity bond covering the plan | 2015-11-30 | $130,000 |
| Total contributions received or receivable from participants | 2015-11-30 | $75,949 |
| Expenses. Other expenses not covered elsewhere | 2015-11-30 | $186 |
| Contributions received from other sources (not participants or employers) | 2015-11-30 | $0 |
| Other income received | 2015-11-30 | $34,066 |
| Net income (gross income less expenses) | 2015-11-30 | $-365,875 |
| Net plan assets at end of year (total assets less liabilities) | 2015-11-30 | $980,356 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-11-30 | $1,346,231 |
| Assets. Value of participant loans | 2015-11-30 | $20,926 |
| Total contributions received or receivable from employer(s) | 2015-11-30 | $0 |
| Value of certain deemed distributions of participant loans | 2015-11-30 | $0 |
| Value of corrective distributions | 2015-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2015-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2015-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2015-11-30 | $0 |
| 2014 : BROADMOOR AGENCY INC E SAV&RET PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-11-30 | $31 |
| Total income from all sources | 2014-11-30 | $148,718 |
| Expenses. Total of all expenses incurred | 2014-11-30 | $285,331 |
| Benefits paid (including direct rollovers) | 2014-11-30 | $281,647 |
| Total plan assets at end of year | 2014-11-30 | $1,346,231 |
| Total plan assets at beginning of year | 2014-11-30 | $1,482,813 |
| Value of fidelity bond covering the plan | 2014-11-30 | $130,000 |
| Total contributions received or receivable from participants | 2014-11-30 | $52,308 |
| Expenses. Other expenses not covered elsewhere | 2014-11-30 | $180 |
| Contributions received from other sources (not participants or employers) | 2014-11-30 | $0 |
| Other income received | 2014-11-30 | $96,410 |
| Net income (gross income less expenses) | 2014-11-30 | $-136,613 |
| Net plan assets at end of year (total assets less liabilities) | 2014-11-30 | $1,346,231 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-11-30 | $1,482,813 |
| Assets. Value of participant loans | 2014-11-30 | $36,046 |
| Total contributions received or receivable from employer(s) | 2014-11-30 | $0 |
| Value of certain deemed distributions of participant loans | 2014-11-30 | $0 |
| Value of corrective distributions | 2014-11-30 | $3,504 |
| Funding deficiency by the employer to the plan for this plan year | 2014-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2014-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-11-30 | $0 |
| 2013 : BROADMOOR AGENCY INC E SAV&RET PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-11-30 | $0 |
| Total income from all sources | 2013-11-30 | $332,122 |
| Expenses. Total of all expenses incurred | 2013-11-30 | $119,412 |
| Benefits paid (including direct rollovers) | 2013-11-30 | $119,288 |
| Total plan assets at end of year | 2013-11-30 | $1,482,813 |
| Total plan assets at beginning of year | 2013-11-30 | $1,270,103 |
| Value of fidelity bond covering the plan | 2013-11-30 | $130,000 |
| Total contributions received or receivable from participants | 2013-11-30 | $69,129 |
| Expenses. Other expenses not covered elsewhere | 2013-11-30 | $124 |
| Contributions received from other sources (not participants or employers) | 2013-11-30 | $0 |
| Other income received | 2013-11-30 | $262,993 |
| Net income (gross income less expenses) | 2013-11-30 | $212,710 |
| Net plan assets at end of year (total assets less liabilities) | 2013-11-30 | $1,482,813 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-11-30 | $1,270,103 |
| Assets. Value of participant loans | 2013-11-30 | $30,649 |
| Total contributions received or receivable from employer(s) | 2013-11-30 | $0 |
| Value of certain deemed distributions of participant loans | 2013-11-30 | $0 |
| Value of corrective distributions | 2013-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2013-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-11-30 | $0 |
| 2012 : BROADMOOR AGENCY INC E SAV&RET PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-11-30 | $0 |
| Total income from all sources | 2012-11-30 | $193,766 |
| Expenses. Total of all expenses incurred | 2012-11-30 | $104,580 |
| Benefits paid (including direct rollovers) | 2012-11-30 | $104,456 |
| Total plan assets at end of year | 2012-11-30 | $1,270,103 |
| Total plan assets at beginning of year | 2012-11-30 | $1,180,917 |
| Value of fidelity bond covering the plan | 2012-11-30 | $130,000 |
| Total contributions received or receivable from participants | 2012-11-30 | $56,886 |
| Expenses. Other expenses not covered elsewhere | 2012-11-30 | $124 |
| Contributions received from other sources (not participants or employers) | 2012-11-30 | $0 |
| Other income received | 2012-11-30 | $136,880 |
| Net income (gross income less expenses) | 2012-11-30 | $89,186 |
| Net plan assets at end of year (total assets less liabilities) | 2012-11-30 | $1,270,103 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-11-30 | $1,180,917 |
| Assets. Value of participant loans | 2012-11-30 | $44,377 |
| Total contributions received or receivable from employer(s) | 2012-11-30 | $0 |
| Value of certain deemed distributions of participant loans | 2012-11-30 | $0 |
| Value of corrective distributions | 2012-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2012-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-11-30 | $0 |
| 2011 : BROADMOOR AGENCY INC E SAV&RET PLAN 2011 401k financial data |
|---|
| Transfers to/from the plan | 2011-11-30 | $0 |
| Total income from all sources | 2011-11-30 | $99,494 |
| Expenses. Total of all expenses incurred | 2011-11-30 | $27,851 |
| Benefits paid (including direct rollovers) | 2011-11-30 | $27,714 |
| Total plan assets at end of year | 2011-11-30 | $1,180,917 |
| Total plan assets at beginning of year | 2011-11-30 | $1,109,274 |
| Value of fidelity bond covering the plan | 2011-11-30 | $130,000 |
| Total contributions received or receivable from participants | 2011-11-30 | $64,595 |
| Expenses. Other expenses not covered elsewhere | 2011-11-30 | $137 |
| Contributions received from other sources (not participants or employers) | 2011-11-30 | $27,775 |
| Other income received | 2011-11-30 | $7,124 |
| Net income (gross income less expenses) | 2011-11-30 | $71,643 |
| Net plan assets at end of year (total assets less liabilities) | 2011-11-30 | $1,180,917 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-11-30 | $1,109,274 |
| Assets. Value of participant loans | 2011-11-30 | $59,497 |
| Total contributions received or receivable from employer(s) | 2011-11-30 | $0 |
| Value of certain deemed distributions of participant loans | 2011-11-30 | $0 |
| Value of corrective distributions | 2011-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2011-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2011-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-11-30 | $0 |
| 2014: BROADMOOR AGENCY INC E SAV&RET PLAN 2014 form 5500 responses |
|---|
| 2014-12-01 | Type of plan entity | Single employer plan |
| 2014-12-01 | Submission has been amended | No |
| 2014-12-01 | This submission is the final filing | No |
| 2014-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-12-01 | Plan is a collectively bargained plan | No |
| 2014-12-01 | Plan funding arrangement – Insurance | Yes |
| 2014-12-01 | Plan funding arrangement – Trust | Yes |
| 2014-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: BROADMOOR AGENCY INC E SAV&RET PLAN 2013 form 5500 responses |
|---|
| 2013-12-01 | Type of plan entity | Single employer plan |
| 2013-12-01 | Submission has been amended | No |
| 2013-12-01 | This submission is the final filing | No |
| 2013-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-12-01 | Plan is a collectively bargained plan | No |
| 2013-12-01 | Plan funding arrangement – Insurance | Yes |
| 2013-12-01 | Plan funding arrangement – Trust | Yes |
| 2013-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: BROADMOOR AGENCY INC E SAV&RET PLAN 2012 form 5500 responses |
|---|
| 2012-12-01 | Type of plan entity | Single employer plan |
| 2012-12-01 | Submission has been amended | No |
| 2012-12-01 | This submission is the final filing | No |
| 2012-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-12-01 | Plan is a collectively bargained plan | No |
| 2012-12-01 | Plan funding arrangement – Insurance | Yes |
| 2012-12-01 | Plan funding arrangement – Trust | Yes |
| 2012-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: BROADMOOR AGENCY INC E SAV&RET PLAN 2011 form 5500 responses |
|---|
| 2011-12-01 | Type of plan entity | Single employer plan |
| 2011-12-01 | Submission has been amended | No |
| 2011-12-01 | This submission is the final filing | No |
| 2011-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-12-01 | Plan is a collectively bargained plan | No |
| 2011-12-01 | Plan funding arrangement – Insurance | Yes |
| 2011-12-01 | Plan funding arrangement – Trust | Yes |
| 2011-12-01 | Plan benefit arrangement – Insurance | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-824061 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-824061 | | Number of Individuals Covered | 26 | | Insurance policy start date | 2014-12-01 | | Insurance policy end date | 2015-11-30 | | Total amount of commissions paid to insurance broker | USD $2,346 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,346 | | Insurance broker organization code? | 3 | | Insurance broker name | BROADMOOR AGENCY INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-824061 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-824061 | | Number of Individuals Covered | 27 | | Insurance policy start date | 2013-12-01 | | Insurance policy end date | 2014-11-30 | | Total amount of commissions paid to insurance broker | USD $2,829 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,829 | | Insurance broker organization code? | 3 | | Insurance broker name | BROADMOOR AGENCY INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-824061 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-824061 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2012-12-01 | | Insurance policy end date | 2013-11-30 | | Total amount of commissions paid to insurance broker | USD $2,638 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,638 | | Insurance broker organization code? | 3 | | Insurance broker name | BROADMOOR AGENCY INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-824061 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-824061 | | Number of Individuals Covered | 19 | | Insurance policy start date | 2011-12-01 | | Insurance policy end date | 2012-11-30 | | Total amount of commissions paid to insurance broker | USD $2,423 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-824061 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-824061 | | Number of Individuals Covered | 33 | | Insurance policy start date | 2010-12-01 | | Insurance policy end date | 2011-11-30 | | Total amount of commissions paid to insurance broker | USD $17,716 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
